Last 12 months
Inside the activity.
0 purchase rows · 116 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 6 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 17 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 23 |
| May 2026 | 0 | 15 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 41 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2024 Filed May 10, 2024 20:05 UTC |
Poole SandraDirector
|
GrantCommon Stock | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012850 · form4-05102024_040548.xml · nonDerivative · entry 1 Poole Sandra · CIK 0001619622 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,500 F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program. F2 · shares: The equity award vests over a one year period. Read SEC document |
| May 08, 2024 Filed May 10, 2024 20:05 UTC |
Meckler Jeffrey ADirector
|
GrantStock option (right to buy) · Derivative | 19,500 | $0.00 Strike: $6.82 | $0.00 |
DisclosureSEC source: 0001415889-24-012848 · form4-05102024_040536.xml · derivative · entry 2 Meckler Jeffrey A · CIK 0001506916 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,500 Underlying: Common Stock · 19,500 shares Expires 2034-05-07 F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program. F2 · derivative.exercise_date: The equity award vests over a one year period. Read SEC document |
| May 08, 2024 Filed May 10, 2024 20:05 UTC |
Meckler Jeffrey ADirector
|
GrantCommon Stock | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012848 · form4-05102024_040536.xml · nonDerivative · entry 1 Meckler Jeffrey A · CIK 0001506916 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,000 F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program. F2 · shares: The equity award vests over a one year period. Read SEC document |
| May 08, 2024 Filed May 10, 2024 20:05 UTC |
Coughlin TimothyDirector
|
GrantStock option (right to buy) · Derivative | 19,500 | $0.00 Strike: $6.82 | $0.00 |
DisclosureSEC source: 0001415889-24-012846 · form4-05102024_040522.xml · derivative · entry 2 COUGHLIN TIMOTHY · CIK 0001376043 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,500 Underlying: Common Stock · 19,500 shares Expires 2034-05-07 F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program. F2 · derivative.exercise_date: The equity award vests over a one year period. Read SEC document |
| May 08, 2024 Filed May 10, 2024 20:05 UTC |
Coughlin TimothyDirector
|
GrantCommon Stock | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012846 · form4-05102024_040522.xml · nonDerivative · entry 1 COUGHLIN TIMOTHY · CIK 0001376043 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,000 F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program. F2 · shares: The equity award vests over a one year period. Read SEC document |
| May 08, 2024 Filed May 10, 2024 20:05 UTC |
Baynes Roy D.Director
|
GrantStock option (right to buy) · Derivative | 19,500 | $0.00 Strike: $6.82 | $0.00 |
DisclosureSEC source: 0001415889-24-012844 · form4-05102024_040510.xml · derivative · entry 2 Baynes Roy D. · CIK 0001680739 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,500 Underlying: Common Stock · 19,500 shares Expires 2034-05-07 F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program. F2 · derivative.exercise_date: The equity award vests over a one year period. Read SEC document |
| May 08, 2024 Filed May 10, 2024 20:05 UTC |
Baynes Roy D.Director
|
GrantCommon Stock | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012844 · form4-05102024_040510.xml · nonDerivative · entry 1 Baynes Roy D. · CIK 0001680739 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,000 F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program. F2 · shares: The equity award vests over a one year period. Read SEC document |
| May 08, 2024 Filed May 10, 2024 20:05 UTC |
Bruhn Suzanne LouiseDirector
|
GrantStock option (right to buy) · Derivative | 19,500 | $0.00 Strike: $6.82 | $0.00 |
DisclosureSEC source: 0001415889-24-012845 · form4-05102024_040513.xml · derivative · entry 2 Bruhn Suzanne Louise · CIK 0001517790 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,500 Underlying: Common Stock · 19,500 shares Expires 2034-05-07 F1 · security: Automatic equity grant under Issuer's Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program. F2 · derivative.exercise_date: The equity award vests over a one year period. Read SEC document |
| May 08, 2024 Filed May 10, 2024 20:05 UTC |
Bruhn Suzanne LouiseDirector
|
GrantCommon Stock | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012845 · form4-05102024_040513.xml · nonDerivative · entry 1 Bruhn Suzanne Louise · CIK 0001517790 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,250 F1 · security: Automatic equity grant under Issuer's Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program. F2 · shares: The equity award vests over a one year period. Read SEC document |
| April 11, 2024 Filed Apr 12, 2024 20:05 UTC |
Cline Christopher R.CHIEF FINANCIAL OFFICER
|
SaleCommon Stock | 54 | $6.74 | $363.96 |
DisclosureSEC source: 0001415889-24-010754 · form4-04122024_040401.xml · nonDerivative · entry 1 Cline Christopher R. · CIK 0001943192 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,849 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 21:05 UTC |
Calvin SandraSVP, CHIEF ACCOUNTING OFFICER
|
SaleCommon Stock | 2,820 | $8.53 | $24,057.98 |
DisclosureSEC source: 0001415889-24-002279 · form4-02022024_040202.xml · nonDerivative · entry 3 Calvin Sandra · CIK 0001882909 · SVP, CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,017 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person. F3 · price: The weighted average sale price for the reported transaction was $8.5312, and the range of prices were between $8.5309 and $8.5315. Upon request by the SEC staff, the Issuer or any securityholder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 21:05 UTC |
Inrig JulaCHIEF MEDICAL OFFICER
|
SaleCommon Stock | 2,174 | $8.53 | $18,546.61 |
DisclosureSEC source: 0001415889-24-002281 · form4-02022024_040208.xml · nonDerivative · entry 2 Inrig Jula · CIK 0001902368 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,074 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 21:06 UTC |
Dube Eric MDirector · CHIEF EXECUTIVE OFFICER
|
SaleCommon Stock | 10,016 | $8.86 | $88,741.76 |
DisclosureSEC source: 0001415889-24-002285 · form4-02022024_040236.xml · nonDerivative · entry 3 Dube Eric M · CIK 0001763494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 350,600 F3 · kind: This sale was made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 21:06 UTC |
Dube Eric MDirector · CHIEF EXECUTIVE OFFICER
|
SaleCommon Stock | 9,106 | $8.53 | $77,693.30 |
DisclosureSEC source: 0001415889-24-002285 · form4-02022024_040236.xml · nonDerivative · entry 2 Dube Eric M · CIK 0001763494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,616 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 21:05 UTC |
ROTE WILLIAM E.SENIOR VICE PRESIDENT, R&D
|
SaleCommon Stock | 2,590 | $8.86 | $22,947.40 |
DisclosureSEC source: 0001415889-24-002284 · form4-02022024_040225.xml · nonDerivative · entry 3 ROTE WILLIAM E. · CIK 0001698262 · SENIOR VICE PRESIDENT, R&D 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,720 F3 · kind: This sale was made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 21:05 UTC |
ROTE WILLIAM E.SENIOR VICE PRESIDENT, R&D
|
SaleCommon Stock | 2,174 | $8.53 | $18,547.70 |
DisclosureSEC source: 0001415889-24-002284 · form4-02022024_040225.xml · nonDerivative · entry 2 ROTE WILLIAM E. · CIK 0001698262 · SENIOR VICE PRESIDENT, R&D 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,310 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 21:05 UTC |
REED ELIZABETH ESVP, GC & CORPORATE SECRETARY
|
SaleCommon Stock | 2,590 | $8.86 | $22,947.40 |
DisclosureSEC source: 0001415889-24-002283 · form4-02022024_040213.xml · nonDerivative · entry 3 REED ELIZABETH E · CIK 0001283303 · SVP, GC & CORPORATE SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,270 F3 · kind: This sale was made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 21:05 UTC |
REED ELIZABETH ESVP, GC & CORPORATE SECRETARY
|
SaleCommon Stock | 2,174 | $8.53 | $18,547.92 |
DisclosureSEC source: 0001415889-24-002283 · form4-02022024_040213.xml · nonDerivative · entry 2 REED ELIZABETH E · CIK 0001283303 · SVP, GC & CORPORATE SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,860 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 21:05 UTC |
Heerma PeterCHIEF COMMERCIAL OFFICER
|
SaleCommon Stock | 4,195 | $8.53 | $35,788.80 |
DisclosureSEC source: 0001415889-24-002282 · form4-02022024_040211.xml · nonDerivative · entry 2 Heerma Peter · CIK 0001789617 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,503 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person. F3 · price: The weighted average sale price for the reported transaction was $8.5313, and the range of prices were between $8.5302 and $8.5321. Upon request by the SEC staff, the Issuer or any securityholder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 21:05 UTC |
Cline Christopher R.CHIEF FINANCIAL OFFICER
|
SaleCommon Stock | 3,818 | $8.53 | $32,572.50 |
DisclosureSEC source: 0001415889-24-002280 · form4-02022024_040206.xml · nonDerivative · entry 2 Cline Christopher R. · CIK 0001943192 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,903 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person. F3 · price: The weighted average sale price for the reported transaction was $8.5313, and the range of prices were between $8.5304 and $8.5315. Upon request by the SEC staff, the Issuer or any securityholder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 21:05 UTC |
Calvin SandraSVP, CHIEF ACCOUNTING OFFICER
|
GrantEmployee stock option (right to buy) · Derivative | 25,000 | $0.00 Strike: $8.93 | $0.00 |
DisclosureSEC source: 0001415889-24-002279 · form4-02022024_040202.xml · derivative · entry 4 Calvin Sandra · CIK 0001882909 · SVP, CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2034-01-30 F4 · derivative.exercise_date: One-fourth of the shares subject to the stock option vest and become exercisable on the first anniversary of the date of grant, and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 21:05 UTC |
Calvin SandraSVP, CHIEF ACCOUNTING OFFICER
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002279 · form4-02022024_040202.xml · nonDerivative · entry 2 Calvin Sandra · CIK 0001882909 · SVP, CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,837 F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Common Stock of the Issuer. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 21:05 UTC |
Calvin SandraSVP, CHIEF ACCOUNTING OFFICER
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002279 · form4-02022024_040202.xml · nonDerivative · entry 1 Calvin Sandra · CIK 0001882909 · SVP, CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,837 F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Common Stock of the Issuer. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 21:05 UTC |
Inrig JulaCHIEF MEDICAL OFFICER
|
GrantEmployee stock option (right to buy) · Derivative | 91,000 | $0.00 Strike: $8.93 | $0.00 |
DisclosureSEC source: 0001415889-24-002281 · form4-02022024_040208.xml · derivative · entry 3 Inrig Jula · CIK 0001902368 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,000 Underlying: Common Stock · 91,000 shares Expires 2034-01-30 F3 · derivative.exercise_date: One-fourth of the shares subject to the stock option vest and become exercisable on the first anniversary of the date of grant, and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 21:05 UTC |
Inrig JulaCHIEF MEDICAL OFFICER
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002281 · form4-02022024_040208.xml · nonDerivative · entry 1 Inrig Jula · CIK 0001902368 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,248 F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Common Stock of the Issuer. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 21:06 UTC |
Dube Eric MDirector · CHIEF EXECUTIVE OFFICER
|
GrantEmployee stock option (right to buy) · Derivative | 360,000 | $0.00 Strike: $8.93 | $0.00 |
DisclosureSEC source: 0001415889-24-002285 · form4-02022024_040236.xml · derivative · entry 4 Dube Eric M · CIK 0001763494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,000 Underlying: Common Stock · 360,000 shares Expires 2034-01-30 F4 · derivative.exercise_date: One-fourth of the shares subject to the stock option vest and become exercisable on the first anniversary of the date of grant, and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 21:06 UTC |
Dube Eric MDirector · CHIEF EXECUTIVE OFFICER
|
GrantCommon Stock | 135,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002285 · form4-02022024_040236.xml · nonDerivative · entry 1 Dube Eric M · CIK 0001763494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 369,722 F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Common Stock of the Issuer. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 21:05 UTC |
ROTE WILLIAM E.SENIOR VICE PRESIDENT, R&D
|
GrantEmployee stock option (right to buy) · Derivative | 65,000 | $0.00 Strike: $8.93 | $0.00 |
DisclosureSEC source: 0001415889-24-002284 · form4-02022024_040225.xml · derivative · entry 4 ROTE WILLIAM E. · CIK 0001698262 · SENIOR VICE PRESIDENT, R&D 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires 2034-01-30 F4 · derivative.exercise_date: One-fourth of the shares subject to the stock option vest and become exercisable on the first anniversary of the date of grant, and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 21:05 UTC |
ROTE WILLIAM E.SENIOR VICE PRESIDENT, R&D
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002284 · form4-02022024_040225.xml · nonDerivative · entry 1 ROTE WILLIAM E. · CIK 0001698262 · SENIOR VICE PRESIDENT, R&D 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,484 F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Common Stock of the Issuer. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 21:05 UTC |
REED ELIZABETH ESVP, GC & CORPORATE SECRETARY
|
GrantEmployee stock option (right to buy) · Derivative | 65,000 | $0.00 Strike: $8.93 | $0.00 |
DisclosureSEC source: 0001415889-24-002283 · form4-02022024_040213.xml · derivative · entry 4 REED ELIZABETH E · CIK 0001283303 · SVP, GC & CORPORATE SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires 2034-01-30 F4 · derivative.exercise_date: One-fourth of the shares subject to the stock option vest and become exercisable on the first anniversary of the date of grant, and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 21:05 UTC |
REED ELIZABETH ESVP, GC & CORPORATE SECRETARY
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002283 · form4-02022024_040213.xml · nonDerivative · entry 1 REED ELIZABETH E · CIK 0001283303 · SVP, GC & CORPORATE SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,034 F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Common Stock of the Issuer. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 21:05 UTC |
Heerma PeterCHIEF COMMERCIAL OFFICER
|
GrantEmployee stock option (right to buy) · Derivative | 65,000 | $0.00 Strike: $8.93 | $0.00 |
DisclosureSEC source: 0001415889-24-002282 · form4-02022024_040211.xml · derivative · entry 3 Heerma Peter · CIK 0001789617 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires 2034-01-30 F4 · derivative.exercise_date: One-fourth of the shares subject to the stock option vest and become exercisable on the first anniversary of the date of grant, and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 21:05 UTC |
Heerma PeterCHIEF COMMERCIAL OFFICER
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002282 · form4-02022024_040211.xml · nonDerivative · entry 1 Heerma Peter · CIK 0001789617 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,698 F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Common Stock of the Issuer. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 21:05 UTC |
Cline Christopher R.CHIEF FINANCIAL OFFICER
|
GrantEmployee stock option (right to buy) · Derivative | 65,000 | $0.00 Strike: $8.93 | $0.00 |
DisclosureSEC source: 0001415889-24-002280 · form4-02022024_040206.xml · derivative · entry 3 Cline Christopher R. · CIK 0001943192 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires 2034-01-30 F4 · derivative.exercise_date: One-fourth of the shares subject to the stock option vest and become exercisable on the first anniversary of the date of grant, and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 21:05 UTC |
Cline Christopher R.CHIEF FINANCIAL OFFICER
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002280 · form4-02022024_040206.xml · nonDerivative · entry 1 Cline Christopher R. · CIK 0001943192 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,721 F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Common Stock of the Issuer. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 21:10 UTC |
Calvin SandraSVP, CHIEF ACCOUNTING OFFICER
|
SaleCommon Stock | 910 | $9.07 | $8,252.24 |
DisclosureSEC source: 0001415889-24-001796 · form4-01252024_040102.xml · nonDerivative · entry 1 Calvin Sandra · CIK 0001882909 · SVP, CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,337 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 21:10 UTC |
REED ELIZABETH ESVP, GC & CORPORATE SECRETARY
|
SaleCommon Stock | 2,062 | $8.96 | $18,475.52 |
DisclosureSEC source: 0001415889-24-001801 · form4-01252024_040109.xml · nonDerivative · entry 1 REED ELIZABETH E · CIK 0001283303 · SVP, GC & CORPORATE SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,034 F1 · kind: This sale was made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 21:10 UTC |
Dube Eric MDirector · CHIEF EXECUTIVE OFFICER
|
SaleCommon Stock | 7,873 | $8.96 | $70,542.08 |
DisclosureSEC source: 0001415889-24-001799 · form4-01252024_040107.xml · nonDerivative · entry 1 Dube Eric M · CIK 0001763494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 234,722 F1 · kind: This sale was made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 21:10 UTC |
Cline Christopher R.CHIEF FINANCIAL OFFICER
|
SaleCommon Stock | 853 | $9.07 | $7,735.35 |
DisclosureSEC source: 0001415889-24-001798 · form4-01252024_040102.xml · nonDerivative · entry 1 Cline Christopher R. · CIK 0001943192 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,721 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 21:10 UTC |
ROTE WILLIAM E.SENIOR VICE PRESIDENT, R&D
|
SaleCommon Stock | 2,062 | $8.96 | $18,475.52 |
DisclosureSEC source: 0001415889-24-001800 · form4-01252024_040111.xml · nonDerivative · entry 1 ROTE WILLIAM E. · CIK 0001698262 · SENIOR VICE PRESIDENT, R&D 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,484 F1 · kind: This sale was made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units. F2 · balance_after: Includes 1,373 shares of the Issuer's common stock acquired by the reporting person on November 30, 2023 pursuant to an employee stock purchase program. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 21:10 UTC |
Heerma PeterCHIEF COMMERCIAL OFFICER
|
SaleCommon Stock | 1,559 | $9.07 | $14,137.64 |
DisclosureSEC source: 0001415889-24-001797 · form4-01252024_040105.xml · nonDerivative · entry 1 Heerma Peter · CIK 0001789617 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,698 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person. Read SEC document |
| January 04, 2024 Filed Jan 5, 2024 21:11 UTC |
Inrig JulaChief Medical Officer
|
SaleCommon Stock | 440 | $9.17 | $4,034.80 |
DisclosureSEC source: 0001209191-24-001005 · doc4.xml · nonDerivative · entry 2 Inrig Jula · CIK 0001902368 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,248 F2 · kind: This sale was made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units. Read SEC document |
| January 03, 2024 Filed Jan 5, 2024 21:11 UTC |
Inrig JulaChief Medical Officer
|
SaleCommon Stock | 2,069 | $9.48 | $19,612.88 |
DisclosureSEC source: 0001209191-24-001005 · doc4.xml · nonDerivative · entry 1 Inrig Jula · CIK 0001902368 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,688 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person. Read SEC document |
| October 03, 2023 Filed Oct 4, 2023 20:05 UTC |
Heerma PeterChief Commercial Officer
|
SaleCommon Stock | 3,091 | $8.25 | $25,504.15 |
DisclosureSEC source: 0001209191-23-051885 · doc4.xml · nonDerivative · entry 1 Heerma Peter · CIK 0001789617 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,257 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person. F2 · balance_after: Includes 1,279 shares of the Issuer's common stock acquired by the reporting person on May 31, 2023 pursuant to an employee stock purchase program. Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 00:15 UTC |
Cline Christopher R.Chief Financial Officer
|
SaleCommon Stock | 457 | $14.71 | $6,722.56 |
DisclosureSEC source: 0001209191-23-048258 · doc4.xml · nonDerivative · entry 1 Cline Christopher R. · CIK 0001943192 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,574 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person. Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 00:13 UTC |
ROTE WILLIAM E.Senior Vice President, R&D
|
SaleCommon Stock | 1,815 | $14.71 | $26,698.65 |
DisclosureSEC source: 0001209191-23-048257 · doc4.xml · nonDerivative · entry 2 ROTE WILLIAM E. · CIK 0001698262 · Senior Vice President, R&D 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,173 F3 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of performance restricted stock units. Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 00:12 UTC |
REED ELIZABETH ESVP, GC & Corporate Secretary
|
SaleCommon Stock | 1,815 | $14.71 | $26,698.65 |
DisclosureSEC source: 0001209191-23-048256 · doc4.xml · nonDerivative · entry 2 REED ELIZABETH E · CIK 0001283303 · SVP, GC & Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,096 F2 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of performance restricted stock units. Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 00:10 UTC |
Dube Eric MDirector · Chief Executive Officer
|
SaleCommon Stock | 4,455 | $14.71 | $65,533.05 |
DisclosureSEC source: 0001209191-23-048255 · doc4.xml · nonDerivative · entry 2 Dube Eric M · CIK 0001763494 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 242,595 F2 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of performance restricted stock units. Read SEC document |
| August 31, 2023 Filed Sep 6, 2023 00:13 UTC |
ROTE WILLIAM E.Senior Vice President, R&D
|
GrantCommon Stock | 3,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-048257 · doc4.xml · nonDerivative · entry 1 ROTE WILLIAM E. · CIK 0001698262 · Senior Vice President, R&D 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,988 F1 · kind: On January 31, 2020, the reporting person was granted performance restricted stock units (PRSUs) covering 5,000 shares of the Issuer's common stock. On August 31, 2023, PRSUs vested upon the closing of the sale of the Company's bile acid portfolio following a modification approved by the Compensation Committee for a reduced number of shares to vest under PRSUs originally granted on January 31, 2020 that were to vest upon specified clinical or regulatory milestones related to the Company's bile acid portfolio. F2 · balance_after: Includes 477 shares of the Issuer's common stock acquired by the reporting person on May 31, 2023 pursuant to an employee stock purchase program. Read SEC document |
| August 31, 2023 Filed Sep 6, 2023 00:12 UTC |
REED ELIZABETH ESVP, GC & Corporate Secretary
|
GrantCommon Stock | 3,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-048256 · doc4.xml · nonDerivative · entry 1 REED ELIZABETH E · CIK 0001283303 · SVP, GC & Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,911 F1 · kind: On January 31, 2020, the reporting person was granted performance restricted stock units (PRSUs) covering 5,000 shares of the Issuer's common stock. On August 31, 2023, PRSUs vested upon the closing of the sale of the Company's bile acid portfolio following a modification approved by the Compensation Committee for a reduced number of shares to vest under PRSUs originally granted on January 31, 2020 that were to vest upon specified clinical or regulatory milestones related to the Company's bile acid portfolio. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.