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TILE SHOP HOLDINGS, INC.

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9564
SEC CIK
0001552800
Parsed reports
397

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2024 Filed Mar 8, 2024 22:07 UTC PurchaseCommon Stock 32,500 $6.78 $220,499.50
Disclosure

SEC source: 0000929638-24-000977 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,877,515

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:04 UTC
Lolmaugh CabellDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,217 $6.82 $15,119.94
Disclosure

SEC source: 0001104659-24-032605 · tm248404-4_4seq1.xml · nonDerivative · entry 1

Lolmaugh Cabell · CIK 0001731797 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,668

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:03 UTC
Lunan KarlaChief Financial Officer
Tax withholdingCommon Stock 1,478 $6.82 $10,079.96
Disclosure

SEC source: 0001104659-24-032604 · tm248404-3_4seq1.xml · nonDerivative · entry 1

Lunan Karla · CIK 0001903946 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,666

F1 · shares: The reporting person has elected to satisfy her tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:00 UTC
KINDER JOSEPHSee Remarks
Tax withholdingCommon Stock 1,109 $6.82 $7,563.38
Disclosure

SEC source: 0001104659-24-032602 · tm248404-1_4seq1.xml · nonDerivative · entry 1

KINDER JOSEPH · CIK 0001555217 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,711

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:01 UTC
Davis Mark BurtonVP Inv. Relations & CAO
Tax withholdingCommon Stock 1,109 $6.82 $7,563.38
Disclosure

SEC source: 0001104659-24-032603 · tm248404-2_4seq1.xml · nonDerivative · entry 1

Davis Mark Burton · CIK 0001787766 · VP Inv. Relations & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,424

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

Read SEC document
March 05, 2024 Filed Mar 5, 2024 21:53 UTC PurchaseCommon Stock 12,822 $6.69 $85,759.95
Disclosure

SEC source: 0000929638-24-000902 · form4.xml · nonDerivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,845,015

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
March 04, 2024 Filed Mar 4, 2024 21:36 UTC
Lunan KarlaChief Financial Officer
GrantCommon Stock 20,167 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-030682 · tm247938-4_4seq1.xml · nonDerivative · entry 2

Lunan Karla · CIK 0001903946 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,144

F2 · shares: Represents shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 30% of the shares on the date the Issuer files its annual report for the year ending December 31, 2024, 30% of the shares on the date the Issuer files its annual report for the year ending December 31, 2025, and 40% of the shares on the date the Issuer files its annual report for the year ending December 31, 2026, subject to (i) Ms. Lunan remaining in continuous employment with the Issuer through December 31 of the year preceding the applicable vesting date and (ii) the Issuer achieving 12%, 14% and 15% of adjusted pre-tax return on capital employed for each respective year.

F3 · balance_after: Includes (i) 6,849 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/7/24 and 3/7/25; (ii) 12,346 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/6/24, 3/6/25 and 3/6/26; (iii) 10,083 shares for which the risks of forfeiture will lapse in equal annual installments on each of 3/4/25, 3/4/26 and 3/4/27; and

F4 · balance_after: (iv) the following shares of performance-based restricted stock, which are, in each case, subject to Ms. Lunan remaining in continuous employment with the Issuer through December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 8,219 shares for which the risks of forfeiture will lapse on the date the Issuer files its annual report for the 2024 fiscal year; (B) 17,285 shares for which the risks of forfeiture will lapse as to 30% and 40% of the initial number of shares granted on each of the dates the Issuer files its annual report for the 2024 and 2025 fiscal years, respectively; and (C) 20,167 shares for which the risks of forfeiture will lapse as to 30%, 30% and 40% on each of the dates the Issuer files its annual report for the 2024, 2025 and 2026 fiscal years, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

Read SEC document
March 04, 2024 Filed Mar 4, 2024 21:36 UTC
Lunan KarlaChief Financial Officer
GrantCommon Stock 10,083 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-030682 · tm247938-4_4seq1.xml · nonDerivative · entry 1

Lunan Karla · CIK 0001903946 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,977

F1 · shares: Represents shares of restricted stock for which the risks of forfeiture will lapse in three equal annual installments on each of 3/4/25, 3/4/26 and 3/4/27, subject to continuous employment as of the applicable vesting date.

Read SEC document
March 04, 2024 Filed Mar 4, 2024 21:35 UTC
Davis Mark BurtonVP Inv. Relations & CAO
GrantCommon Stock 15,125 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-030679 · tm247938-3_4seq1.xml · nonDerivative · entry 2

Davis Mark Burton · CIK 0001787766 · VP Inv. Relations & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,533

F2 · shares: Represents shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 30% of the shares on the date the Issuer files its annual report for the year ending December 31, 2024, 30% of the shares on the date the Issuer files its annual report for the year ending December 31, 2025, and 40% of the shares on the date the Issuer files its annual report for the year ending December 31, 2026, subject to (i) Mr. Davis remaining in continuous employment with the Issuer through December 31 of the year preceding the applicable vesting date and (ii) the Issuer achieving 12%, 14% and 15% of adjusted pre-tax return on capital employed for each respective year.

F3 · balance_after: Includes (i) 3,561 shares of restricted stock for which the risks of forfeiture will lapse on 3/16/24; (ii) 2,540 shares of restricted stock for which the risks of forfeiture will lapse on 3/15/24; (iii) 5,137 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/7/24 and 3/7/25; (iv) 9,260 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/6/24, 3/6/25 and 3/6/26; (v) 7,562 shares for which the risks of forfeiture will lapse in equal annual installments on each of 3/4/25, 3/4/26 and 3/4/27; and

F4 · balance_after: (vi) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Davis remaining in continuous employment with the Issuer through December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 6,165 shares for which the risks of forfeiture will lapse on the date the Issuer files its annual report for the 2024 fiscal year; (B) 12,963 shares for which the risks of forfeiture will lapse as to 30% and 40% of the initial number of shares granted on each of the dates the Issuer files its annual report for the 2024 and 2025 fiscal years, respectively; and (C) 15,125 shares for which the risks of forfeiture will lapse as to 30%, 30% and 40% on each of the dates the Issuer files its annual report for the 2024, 2025 and 2026 fiscal years, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

Read SEC document
March 04, 2024 Filed Mar 4, 2024 21:35 UTC
Davis Mark BurtonVP Inv. Relations & CAO
GrantCommon Stock 7,562 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-030679 · tm247938-3_4seq1.xml · nonDerivative · entry 1

Davis Mark Burton · CIK 0001787766 · VP Inv. Relations & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,408

F1 · shares: Represents shares of restricted stock for which the risks of forfeiture will lapse in three equal annual installments on each of 3/4/25, 3/4/26 and 3/4/27, subject to continuous employment as of the applicable vesting date.

Read SEC document
March 04, 2024 Filed Mar 4, 2024 21:34 UTC
Lolmaugh CabellDirector · Chief Executive Officer
GrantCommon Stock 30,249 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-030678 · tm247938-2_4seq1.xml · nonDerivative · entry 2

Lolmaugh Cabell · CIK 0001731797 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,885

F2 · shares: Represents shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 30% of the shares on the date the Issuer files its annual report for the year ending December 31, 2024, 30% of the shares on the date the Issuer files its annual report for the year ending December 31, 2025, and 40% of the shares on the date the Issuer files its annual report for the year ending December 31, 2026, subject to (i) Mr. Lolmaugh remaining in continuous employment with the Issuer through December 31 of the year preceding the applicable vesting date and (ii) the Issuer achieving 12%, 14% and 15% of adjusted pre-tax return on capital employed for each respective year.

F3 · balance_after: Includes (i) 28,494 shares of restricted stock for which the risks of forfeiture will lapse on 3/16/24; (ii) 5,081 shares of restricted stock for which the risks of forfeiture will lapse on 3/15/24; (iii) 10,274 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/7/24 and 3/7/25; (iv) 18,520 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/6/24, 3/6/25 and 3/6/26; (v) 15,125 shares for which the risks of forfeiture will lapse in equal annual installments on each of 3/4/25, 3/4/26 and 3/4/27; and

F4 · balance_after: (vi) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Lolmaugh remaining in continuous employment with the Issuer through December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 12,329 shares for which the risks of forfeiture will lapse on the date the Issuer files its annual report for the 2024 fiscal year; (B) 25,927 shares for which the risks of forfeiture will lapse as to 30% and 40% of the initial number of shares granted on each of the dates the Issuer files its annual report for the 2024 and 2025 fiscal years, respectively; and (C) 30,249 shares for which the risks of forfeiture will lapse as to 30%, 30% and 40% on each of the dates the Issuer files its annual report for the 2024, 2025 and 2026 fiscal years, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

Read SEC document
March 04, 2024 Filed Mar 4, 2024 21:34 UTC
Lolmaugh CabellDirector · Chief Executive Officer
GrantCommon Stock 15,125 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-030678 · tm247938-2_4seq1.xml · nonDerivative · entry 1

Lolmaugh Cabell · CIK 0001731797 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,636

F1 · shares: Represents shares of restricted stock for which the risks of forfeiture will lapse in three equal annual installments on each of 3/4/25, 3/4/26 and 3/4/27, subject to continuous employment as of the applicable vesting date.

Read SEC document
March 04, 2024 Filed Mar 4, 2024 21:33 UTC
KINDER JOSEPHSee Remarks
GrantCommon Stock 15,125 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-030677 · tm247938-1_4seq1.xml · nonDerivative · entry 2

KINDER JOSEPH · CIK 0001555217 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,820

F2 · shares: Represents shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 30% of the shares on the date the Issuer files its annual report for the year ending December 31, 2024, 30% of the shares on the date the Issuer files its annual report for the year ending December 31, 2025, and 40% of the shares on the date the Issuer files its annual report for the year ending December 31, 2026, subject to (i) Mr. Kinder remaining in continuous employment with the Issuer through December 31 of the year preceding the applicable vesting date and (ii) the Issuer achieving 12%, 14% and 15% of adjusted pre-tax return on capital employed for each respective year.

F3 · balance_after: Includes (i) 14,247 shares of restricted stock for which the risks of forfeiture will lapse on 3/16/24; (ii) 2,540 shares of restricted stock for which the risks of forfeiture will lapse on 3/15/24; (iii) 5,137 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/7/24 and 3/7/25; (iv) 9,260 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/6/24, 3/6/25 and 3/6/26; (v) 7,562 shares for which the risks of forfeiture will lapse in equal annual installments on each of 3/4/25, 3/4/26 and 3/4/27; and

F4 · balance_after: (vi) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Kinder remaining in continuous employment with the Issuer through December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 6,165 shares for which the risks of forfeiture will lapse on the date the Issuer files its annual report for the 2024 fiscal year; (B) 12,963 shares for which the risks of forfeiture will lapse as to 30% and 40% of the initial number of shares granted on each of the dates the Issuer files its annual report for the 2024 and 2025 fiscal years, respectively; and (C) 15,125 shares for which the risks of forfeiture will lapse as to 30%, 30% and 40% on each of the dates the Issuer files its annual report for the 2024, 2025 and 2026 fiscal years, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

Read SEC document
March 04, 2024 Filed Mar 4, 2024 21:33 UTC
KINDER JOSEPHSee Remarks
GrantCommon Stock 7,562 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-030677 · tm247938-1_4seq1.xml · nonDerivative · entry 1

KINDER JOSEPH · CIK 0001555217 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,695

F1 · shares: Represents shares of restricted stock for which the risks of forfeiture will lapse in three equal annual installments on each of 3/4/25, 3/4/26 and 3/4/27, subject to continuous employment as of the applicable vesting date.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:53 UTC PurchaseCommon Stock 25,000 $6.96 $174,015.00
Disclosure

SEC source: 0000929638-24-000902 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,832,193

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
February 29, 2024 Filed Feb 29, 2024 22:07 UTC PurchaseCommon Stock 155,829 $6.94 $1,081,313.01
Disclosure

SEC source: 0000929638-24-000857 · form4.xml · nonDerivative · entry 4

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,807,193

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 20:52 UTC
KINDER JOSEPHSee Remarks
Disposition to issuerCommon Stock 16,264 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-030162 · tm247813-4_4seq1.xml · nonDerivative · entry 1

KINDER JOSEPH · CIK 0001555217 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,133

F1 · shares: Represents forfeiture of unvested performance-based restricted stock granted in 2021, 2022 and 2023 as a result of the applicable performance targets not being achieved.

F2 · balance_after: Includes (i) 14,247 shares of restricted stock for which the risks of forfeiture will lapse on 3/16/24; (ii) 2,540 shares of restricted stock for which the risks of forfeiture will lapse on 3/15/24; (iii) 5,137 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/7/24 and 3/7/25; (iv) 9,260 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/6/24, 3/6/25 and 3/6/26; and

F3 · balance_after: (v) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Kinder remaining in continuous employment with the Issuer through December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 6,165 shares for which the risks of forfeiture will lapse on the date the Issuer files its annual report for the 2024 fiscal year; and (B) 12,963 shares for which the risks of forfeiture will lapse as to 30% and 40% of the initial number of shares granted on each of the dates the Issuer files its annual report for the 2024 and 2025 fiscal years, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 20:50 UTC
Lolmaugh CabellDirector · Chief Executive Officer
Disposition to issuerCommon Stock 32,530 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-030161 · tm247813-3_4seq1.xml · nonDerivative · entry 1

Lolmaugh Cabell · CIK 0001731797 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,511

F1 · shares: Represents forfeiture of unvested performance-based restricted stock granted in 2021, 2022 and 2023 as a result of the applicable performance targets not being achieved.

F2 · balance_after: Includes (i) 28,494 shares of restricted stock for which the risks of forfeiture will lapse on 3/16/24; (ii) 5,081 shares of restricted stock for which the risks of forfeiture will lapse on 3/15/24; (iii) 10,274 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/7/24 and 3/7/25; (iv) 18,520 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/6/24, 3/6/25 and 3/6/26; and

F3 · balance_after: (v) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Lolmaugh remaining in continuous employment with the Issuer through December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 12,329 shares for which the risks of forfeiture will lapse on the date the Issuer files its annual report for the 2024 fiscal year; and (B) 25,927 shares for which the risks of forfeiture will lapse as to 30% and 40% of the initial number of shares granted on each of the dates the Issuer files its annual report for the 2024 and 2025 fiscal years, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 20:48 UTC
Lunan KarlaChief Financial Officer
Disposition to issuerCommon Stock 13,573 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-030160 · tm247813-2_4seq1.xml · nonDerivative · entry 1

Lunan Karla · CIK 0001903946 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,894

F1 · shares: Represents forfeiture of unvested performance-based restricted stock granted in 2022 and 2023 as a result of the applicable performance targets not being achieved.

F2 · balance_after: Includes (i) 6,849 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/7/24 and 3/7/25; (ii) 12,346 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/6/24, 3/6/25 and 3/6/26; and

F3 · balance_after: (iii) the following shares of performance-based restricted stock, which are, in each case, subject to Ms. Lunan remaining in continuous employment with the Issuer through December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 8,219 shares for which the risks of forfeiture will lapse on the date the Issuer files its annual report for the 2024 fiscal year; and (B) 17,285 shares for which the risks of forfeiture will lapse as to 30% and 40% of the initial number of shares granted on each of the dates the Issuer files its annual report for the 2024 and 2025 fiscal years, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 20:46 UTC
Davis Mark BurtonVP Inv. Relations & CAO
Disposition to issuerCommon Stock 16,264 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-030158 · tm247813-1_4seq1.xml · nonDerivative · entry 1

Davis Mark Burton · CIK 0001787766 · VP Inv. Relations & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,846

F1 · shares: Represents forfeiture of unvested performance-based restricted stock granted in 2021, 2022 and 2023 as a result of the applicable performance targets not being achieved.

F2 · balance_after: Includes (i) 3,561 shares of restricted stock for which the risks of forfeiture will lapse on 3/16/24; (ii) 2,540 shares of restricted stock for which the risks of forfeiture will lapse on 3/15/24; (iii) 5,137 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/7/24 and 3/7/25; (iv) 9,260 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/6/24, 3/6/25 and 3/6/26; and

F3 · balance_after: (v) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Davis remaining in continuous employment with the Issuer through December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 6,165 shares for which the risks of forfeiture will lapse on the date the Issuer files its annual report for the 2024 fiscal year; and (B) 12,963 shares for which the risks of forfeiture will lapse as to 30% and 40% of the initial number of shares granted on each of the dates the Issuer files its annual report for the 2024 and 2025 fiscal years, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 22:07 UTC PurchaseCommon Stock 33,000 $6.94 $229,145.40
Disclosure

SEC source: 0000929638-24-000857 · form4.xml · nonDerivative · entry 3

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,651,364

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 22:07 UTC PurchaseCommon Stock 37,500 $6.80 $255,000.00
Disclosure

SEC source: 0000929638-24-000857 · form4.xml · nonDerivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,618,364

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 22:07 UTC PurchaseCommon Stock 56,300 $6.95 $391,330.04
Disclosure

SEC source: 0000929638-24-000857 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,580,864

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 22:12 UTC PurchaseCommon Stock 38,000 $6.59 $250,351.60
Disclosure

SEC source: 0000929638-24-000762 · form4.xml · nonDerivative · entry 3

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,524,564

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 22:12 UTC PurchaseCommon Stock 25,000 $6.49 $162,255.00
Disclosure

SEC source: 0000929638-24-000762 · form4.xml · nonDerivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,486,564

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 22:12 UTC PurchaseCommon Stock 35,000 $6.50 $227,384.50
Disclosure

SEC source: 0000929638-24-000762 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,461,564

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 21:50 UTC PurchaseCommon Stock 5,000 $6.88 $34,414.00
Disclosure

SEC source: 0000929638-24-000742 · form4.xml · nonDerivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,428,771

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:50 UTC PurchaseCommon Stock 6,900 $6.90 $47,622.42
Disclosure

SEC source: 0000929638-24-000742 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,423,771

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
February 13, 2024 Filed Feb 13, 2024 22:36 UTC PurchaseCommon Stock 22,600 $6.21 $140,253.34
Disclosure

SEC source: 0000929638-24-000550 · form4.xml · nonDerivative · entry 3

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,416,871

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 22:36 UTC PurchaseCommon Stock 4,500 $6.45 $29,011.05
Disclosure

SEC source: 0000929638-24-000550 · form4.xml · nonDerivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,394,271

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 22:36 UTC PurchaseCommon Stock 9,500 $6.45 $61,275.95
Disclosure

SEC source: 0000929638-24-000550 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,389,771

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
February 02, 2024 Filed Feb 2, 2024 22:22 UTC PurchaseCommon Stock 65,000 $6.31 $410,111.00
Disclosure

SEC source: 0000929638-24-000363 · form4.xml · nonDerivative · entry 3

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,380,271

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 22:22 UTC PurchaseCommon Stock 43,000 $6.33 $272,349.10
Disclosure

SEC source: 0000929638-24-000363 · form4.xml · nonDerivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,315,271

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 22:22 UTC PurchaseCommon Stock 28,700 $6.51 $186,888.66
Disclosure

SEC source: 0000929638-24-000363 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,272,271

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
January 30, 2024 Filed Jan 30, 2024 22:27 UTC PurchaseCommon Stock 38,600 $6.52 $251,617.96
Disclosure

SEC source: 0000929638-24-000311 · form4.xml · nonDerivative · entry 3

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,243,571

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
January 29, 2024 Filed Jan 30, 2024 22:27 UTC PurchaseCommon Stock 7,400 $6.52 $48,228.02
Disclosure

SEC source: 0000929638-24-000311 · form4.xml · nonDerivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,204,971

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 22:27 UTC PurchaseCommon Stock 21,800 $6.62 $144,281.12
Disclosure

SEC source: 0000929638-24-000311 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,197,571

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
January 25, 2024 Filed Jan 25, 2024 21:58 UTC PurchaseCommon Stock 9,000 $6.66 $59,903.10
Disclosure

SEC source: 0000929638-24-000200 · form4.xml · nonDerivative · entry 3

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,175,771

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
January 24, 2024 Filed Jan 25, 2024 21:58 UTC PurchaseCommon Stock 4,000 $6.86 $27,438.00
Disclosure

SEC source: 0000929638-24-000200 · form4.xml · nonDerivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,166,771

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 21:58 UTC PurchaseCommon Stock 1,600 $6.84 $10,946.88
Disclosure

SEC source: 0000929638-24-000200 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,162,771

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
January 16, 2024 Filed Jan 16, 2024 21:46 UTC PurchaseCommon Stock 13,225 $7.03 $92,965.14
Disclosure

SEC source: 0000929638-24-000110 · form4.xml · nonDerivative · entry 3

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,161,171

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
January 12, 2024 Filed Jan 16, 2024 21:46 UTC PurchaseCommon Stock 11,000 $7.02 $77,194.70
Disclosure

SEC source: 0000929638-24-000110 · form4.xml · nonDerivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,147,946

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
January 11, 2024 Filed Jan 16, 2024 21:46 UTC PurchaseCommon Stock 31,000 $6.92 $214,454.90
Disclosure

SEC source: 0000929638-24-000110 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,136,946

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
January 02, 2024 Filed Jan 2, 2024 22:02 UTC PurchaseCommon Stock 5,500 $7.27 $39,965.20
Disclosure

SEC source: 0000929638-24-000002 · form4.xml · nonDerivative · entry 3

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,105,946

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 22:02 UTC PurchaseCommon Stock 12,500 $7.39 $92,367.50
Disclosure

SEC source: 0000929638-24-000002 · form4.xml · nonDerivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,100,446

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
December 28, 2023 Filed Jan 2, 2024 22:02 UTC PurchaseCommon Stock 8,500 $7.41 $62,968.85
Disclosure

SEC source: 0000929638-24-000002 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,087,946

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
December 19, 2023 Filed Dec 19, 2023 22:07 UTC PurchaseCommon Stock 7,500 $7.00 $52,494.00
Disclosure

SEC source: 0000929638-23-003438 · form4.xml · nonDerivative · entry 3

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,079,446

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
December 18, 2023 Filed Dec 19, 2023 22:07 UTC PurchaseCommon Stock 2,000 $7.00 $14,000.00
Disclosure

SEC source: 0000929638-23-003438 · form4.xml · nonDerivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,071,946

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:07 UTC PurchaseCommon Stock 18,500 $6.99 $129,357.55
Disclosure

SEC source: 0000929638-23-003438 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,069,946

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
December 14, 2023 Filed Dec 14, 2023 22:52 UTC PurchaseCommon Stock 2,000 $6.95 $13,900.00
Disclosure

SEC source: 0000929638-23-003432 · form4.xml · nonDerivative · entry 3

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,051,446

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.