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TILE SHOP HOLDINGS, INC.

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9564
SEC CIK
0001552800
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397

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2023 Filed Mar 8, 2023 19:28 UTC
Lunan KarlaChief Financial Officer
GrantCommon Stock 12,346 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-030201 · tm238981-4_4seq1.xml · nonDerivative · entry 1

Lunan Karla · CIK 0001903946 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,004

F1 · shares: Represents shares of restricted stock for which the risks of forfeiture will lapse in three equal annual installments on each of 3/6/24, 3/6/25 and 3/6/26, subject to continuous employment as of the applicable vesting date.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 19:27 UTC
Lolmaugh CabellDirector · Chief Executive Officer
GrantCommon Stock 37,039 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-030200 · tm238981-3_4seq1.xml · nonDerivative · entry 2

Lolmaugh Cabell · CIK 0001731797 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,311

F2 · shares: Represents shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 30% of the shares on the date the Issuer files its annual report for the year ending December 31, 2023, 30% of the shares on the date the Issuer files its annual report for the year ending December 31, 2024, and 40% of the shares on the date the Issuer files its annual report for the year ending December 31, 2025, subject to (i) Mr. Lolmaugh remaining in continuous employment with the Issuer through December 31 of the year preceding the applicable vesting date and (ii) the Issuer achieving 15%, 20%, and 20% of adjusted pre-tax return on capital employed (as such results are reported in the Issuer's annual report for the applicable year) for each respective year.

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March 06, 2023 Filed Mar 8, 2023 19:27 UTC
Lolmaugh CabellDirector · Chief Executive Officer
GrantCommon Stock 18,520 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-030200 · tm238981-3_4seq1.xml · nonDerivative · entry 1

Lolmaugh Cabell · CIK 0001731797 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,272

F1 · shares: Represents shares of restricted stock for which the risks of forfeiture will lapse in three equal annual installments on each of 3/6/24, 3/6/25 and 3/6/26, subject to continuous employment as of the applicable vesting date.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 19:27 UTC
KINDER JOSEPHSee Remarks
GrantCommon Stock 18,519 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-030199 · tm238981-2_4seq1.xml · nonDerivative · entry 2

KINDER JOSEPH · CIK 0001555217 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,500

F2 · shares: Represents shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 30% of the shares on the date the Issuer files its annual report for the year ending December 31, 2023, 30% of the shares on the date the Issuer files its annual report for the year ending December 31, 2024, and 40% of the shares on the date the Issuer files its annual report for the year ending December 31, 2025, subject to (i) Mr. Kinder remaining in continuous employment with the Issuer through December 31 of the year preceding the applicable vesting date and (ii) the Issuer achieving 15%, 20%, and 20% of adjusted pre-tax return on capital employed (as such results are reported in the Issuer's annual report for the applicable year) for each respective year.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 19:27 UTC
KINDER JOSEPHSee Remarks
GrantCommon Stock 9,260 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-030199 · tm238981-2_4seq1.xml · nonDerivative · entry 1

KINDER JOSEPH · CIK 0001555217 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,981

F1 · shares: Represents shares of restricted stock for which the risks of forfeiture will lapse in three equal annual installments on each of 3/6/24, 3/6/25 and 3/6/26, subject to continuous employment as of the applicable vesting date.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 19:26 UTC
Davis Mark BurtonVP Inv. Relations & CAO
GrantCommon Stock 18,519 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-030198 · tm238981-1_4seq1.xml · nonDerivative · entry 2

Davis Mark Burton · CIK 0001787766 · VP Inv. Relations & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,758

F2 · shares: Represents shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 30% of the shares on the date the Issuer files its annual report for the year ending December 31, 2023, 30% of the shares on the date the Issuer files its annual report for the year ending December 31, 2024, and 40% of the shares on the date the Issuer files its annual report for the year ending December 31, 2025, subject to (i) Mr. Davis remaining in continuous employment with the Issuer through December 31 of the year preceding the applicable vesting date and (ii) the Issuer achieving 15%, 20%, and 20% of adjusted pre-tax return on capital employed (as such results are reported in the Issuer's annual report for the applicable year) for each respective year.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 19:26 UTC
Davis Mark BurtonVP Inv. Relations & CAO
GrantCommon Stock 9,260 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-030198 · tm238981-1_4seq1.xml · nonDerivative · entry 1

Davis Mark Burton · CIK 0001787766 · VP Inv. Relations & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,239

F1 · shares: Represents shares of restricted stock for which the risks of forfeiture will lapse in three equal annual installments on each of 3/6/24, 3/6/25 and 3/6/26, subject to continuous employment as of the applicable vesting date.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 18:25 UTC
Lunan KarlaChief Financial Officer
Disposition to issuerCommon Stock 6,165 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-029143 · tm238679-4_4seq1.xml · nonDerivative · entry 1

Lunan Karla · CIK 0001903946 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,658

F1 · shares: Represents forfeiture of unvested performance-based restricted stock granted in 2022 as a result of the applicable performance targets not being achieved.

F2 · balance_after: Includes (i) 10,274 shares of restricted stock for which the risks of forfeiture will lapse in three equal annual installments on each of 3/7/23, 3/7/24, and 3/7/25; and (ii) 14,384 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 30% and 40% of the initial number of shares granted on each of the dates that the Issuer files its annual report for the years ending December 31, 2023 and 2024, respectively, subject to Ms. Lunan remaining in continuous employment with the Issuer prior to and as of December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 18:24 UTC
Lolmaugh CabellDirector · Chief Executive Officer
Disposition to issuerCommon Stock 18,375 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-029141 · tm238679-3_4seq1.xml · nonDerivative · entry 1

Lolmaugh Cabell · CIK 0001731797 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,752

F1 · shares: Represents forfeiture of unvested performance-based restricted stock granted in 2021 and 2022 as a result of the applicable performance targets not being achieved.

F2 · balance_after: Includes (i) 56,988 shares of restricted stock for which the risks of forfeiture will lapse as to 28,494 shares on each of 3/16/23 and 3/16/24; (ii) 10,147 shares of restricted stock for which the risks of forfeiture will lapse as to 5,066 shares on 3/15/23 and 5,081 shares on 3/15/24; (iii) 15,411 shares of restricted stock for which the risks of forfeiture will lapse in three equal annual installments on each of 3/7/23, 3/7/24 and 3/7/25; and

F3 · balance_after: (iv) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Lolmaugh remaining in continuous employment with the Issuer prior to and as of December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 12,171 shares of performance-based restricted stock for which the risks of forfeiture will lapse on the date that the Issuer files its annual report for the year ending December 31, 2023 and (B) 21,576 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 30% and 40% of the initial number of shares granted on each of the dates that the Issuer files its annual report for the years ending December 31, 2023 and 2024, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 18:23 UTC
KINDER JOSEPHSee Remarks
Disposition to issuerCommon Stock 9,187 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-029138 · tm238679-2_4seq1.xml · nonDerivative · entry 1

KINDER JOSEPH · CIK 0001555217 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,721

F1 · shares: Represents forfeiture of unvested performance-based restricted stock granted in 2021 and 2022 as a result of the applicable performance targets not being achieved.

F2 · balance_after: Includes (i) 28,494 shares of restricted stock for which the risks of forfeiture will lapse as to 14,247 shares on each of 3/16/23 and 3/16/24; (ii) 5,073 shares of restricted stock for which the risks of forfeiture will lapse as to 2,533 shares on 3/15/23 and 2,540 shares on 3/15/24; (iii) 7,706 shares of restricted stock for which the risks of forfeiture will lapse in three equal annual installments on each of 3/7/23, 3/7/24 and 3/7/25; and

F3 · balance_after: (iv) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Kinder remaining in continuous employment with the Issuer prior to and as of December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 6,085 shares of performance-based restricted stock for which the risks of forfeiture will lapse on the date that the Issuer files its annual report for the year ending December 31, 2023 and (B) 10,788 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 30% and 40% of the initial number of shares granted on each of the dates that the Issuer files its annual report for the years ending December 31, 2023 and 2024, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 18:23 UTC
Davis Mark BurtonVP Inv. Relations & CAO
Disposition to issuerCommon Stock 9,187 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-029137 · tm238679-1_4seq1.xml · nonDerivative · entry 1

Davis Mark Burton · CIK 0001787766 · VP Inv. Relations & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,979

F1 · shares: Represents forfeiture of unvested performance-based restricted stock granted in 2021 and 2022 as a result of the applicable performance targets not being achieved.

F2 · balance_after: Includes (i) 14,368 shares of restricted stock for which the risk of forfeiture will lapse on 10/23/23; (ii) 7,123 shares of restricted stock for which the risks of forfeiture will lapse as to 3,562 shares on 3/16/23 and 3,561 shares on 3/16/24; (iii) 5,073 shares of restricted stock for which the risks of forfeiture will lapse as to 2,533 shares on 3/15/23 and 2,540 shares on 3/15/24; (iv) 7,706 shares of restricted stock for which the risks of forfeiture will lapse in three equal annual installments on each of 3/7/23, 3/7/24 and 3/7/25; and

F3 · balance_after: (v) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Davis remaining in continuous employment with the Issuer prior to and as of December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 6,085 shares of performance-based restricted stock for which the risks of forfeiture will lapse on the date that the Issuer files its annual report for the year ending December 31, 2023 and (B) 10,788 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 30% and 40% of the initial number of shares granted on each of the dates that the Issuer files its annual report for the years ending December 31, 2023 and 2024, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 17:43 UTC
Davis Mark BurtonVP Inv. Relations & CAO
Tax withholdingCommon Stock 574 $5.63 $3,231.62
Disclosure

SEC source: 0001104659-23-024372 · tm237626-1_4seq1.xml · nonDerivative · entry 1

Davis Mark Burton · CIK 0001787766 · VP Inv. Relations & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,166

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

F2 · balance_after: Includes (i) 14,368 shares of restricted stock for which the risk of forfeiture will lapse on 10/23/23; (ii) 7,123 shares of restricted stock for which the risks of forfeiture will lapse as to 3,562 shares on 3/16/23 and 3,561 shares on 3/16/24; (iii) 5,073 shares of restricted stock for which the risks of forfeiture will lapse as to 2,533 shares on 3/15/23 and 2,540 shares on 3/15/24; (iv) 7,706 shares of restricted stock for which the risks of forfeiture will lapse in three equal annual installments on each of 3/7/23, 3/7/24 and 3/7/25; and

F3 · balance_after: (v) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Davis remaining in continuous employment with the Issuer prior to and as of December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 10,649 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 4,564 and 6,085 shares on each of the dates that the Issuer files its annual report for the years ending December 31, 2022 and 2023, respectively, and (B) 15,411 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 30%, 30% and 40% of the shares on each of the dates that the Issuer files its annual report for the years ending December 31, 2022, 2023 and 2024, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

Read SEC document
October 23, 2022 Filed Oct 25, 2022 18:24 UTC
Davis Mark BurtonVP Inv. Relations & CAO
Tax withholdingCommon Stock 4,397 $3.96 $17,412.12
Disclosure

SEC source: 0001104659-22-111253 · tm2228935-1_4seq1.xml · nonDerivative · entry 1

Davis Mark Burton · CIK 0001787766 · VP Inv. Relations & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,740

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

F2 · balance_after: Includes (i) 1,598 shares of restricted stock for which the risk of forfeiture will lapse on 2/20/23; (ii) 14,368 shares of restricted stock for which the risk of forfeiture will lapse on 10/23/23; (iii) 7,123 shares of restricted stock for which the risks of forfeiture will lapse as to 3,562 shares on 3/16/23 and 3,561 shares on 3/16/24; (iv) 5,073 shares of restricted stock for which the risks of forfeiture will lapse as to 2,533 shares on 3/15/23 and 2,540 shares on 3/15/24; (v) 7,706 shares of restricted stock for which the risks of forfeiture will lapse in three equal annual installments on each of 3/7/23, 3/7/24 and 3/7/25; and

F3 · balance_after: (vi) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Davis remaining in continuous employment with the Issuer prior to and as of December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 10,649 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 4,564 and 6,085 shares on each of the dates that the Issuer files its annual report for the years ending December 31, 2022 and 2023, respectively, and (B) 15,411 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 30%, 30% and 40% of the shares on each of the dates that the Issuer files its annual report for the years ending December 31, 2022, 2023 and 2024, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

Read SEC document
July 18, 2022 Filed Jul 19, 2022 17:41 UTC OtherCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-080901 · tm2221409-1_4seq1.xml · nonDerivative · entry 1

Solheid Linda · CIK 0001811368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,244

F1 · balance_after: Includes 21,689 shares of restricted stock granted pursuant to the Company's 2021 Omnibus Equity Compensation Plan, which are subject to a risk of forfeiture until the earlier of (a) the date of the Company's next annual meeting of stockholders and (b) June 14, 2023.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 10:02 UTC
Kamin PeterDirector · 10% owner
GrantCommon Stock 41,209 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-071725 · tm2218509-4_4seq1.xml · nonDerivative · entry 1

Kamin Peter · CIK 0000937541 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,409,384

F1 · shares: Represents shares of restricted stock granted pursuant to the Company's 2021 Omnibus Equity Compensation Plan, which are subject to a risk of forfeiture until the earlier of (a) the date of the Company's next annual meeting of stockholders and (b) June 14, 2023.

F7 · balance_after: The number of shares has been adjusted to reflect a reconciliation to the reporting person's account records and includes 4,085 additional shares that were not previously reported due to administrative errors.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 10:03 UTC GrantCommon Stock 21,689 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-071727 · tm2218509-5_4seq1.xml · nonDerivative · entry 1

Solheid Linda · CIK 0001811368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,994

F1 · shares: Represents shares of restricted stock granted pursuant to the Company's 2021 Omnibus Equity Compensation Plan, which are subject to a risk of forfeiture until the earlier of (a) the date of the Company's next annual meeting of stockholders and (b) June 14, 2023.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 13:54 UTC GrantCommon Stock 30,365 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-071712 · tm2218509-1_4seq1.xml · nonDerivative · entry 1

BONNEY MARK J · CIK 0001232607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,129

F1 · shares: Represents shares of restricted stock granted pursuant to the Company's 2021 Omnibus Equity Compensation Plan, which are subject to a risk of forfeiture until the earlier of (a) the date of the Company's next annual meeting of stockholders and (b) June 14, 2023.

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June 14, 2022 Filed Jun 16, 2022 10:00 UTC
JACULLO PETER J IIIDirector · 10% owner
GrantCommon Stock 21,689 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-071721 · tm2218509-3_4seq1.xml · nonDerivative · entry 1

JACULLO PETER J III · CIK 0001555194 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,899

F3 · shares: Represents shares of restricted stock granted pursuant to the Company's 2021 Omnibus Equity Compensation Plan, which are subject to a risk of forfeiture until the earlier of (a) the date of the Company's next annual meeting of stockholders and (b) June 14, 2023.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 09:58 UTC GrantCommon Stock 24,943 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-071714 · tm2218509-2_4seq1.xml · nonDerivative · entry 2

Glasser Deborah K · CIK 0001812126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,269

F2 · shares: Represents shares of restricted stock granted pursuant to the Company's 2021 Omnibus Equity Compensation Plan, which are subject to a risk of forfeiture until the earlier of (a) the date of the Company's next annual meeting of stockholders and (b) June 14, 2023.

F1 · balance_after: Includes 9,037 shares held in account jointly with spouse.

Read SEC document
May 11, 2022 Filed May 12, 2022 16:26 UTC
Lolmaugh CabellDirector · Chief Executive Officer
PurchaseCommon Stock 4,375 $4.56 $19,936.88
Disclosure

SEC source: 0001104659-22-059463 · tm2215373d1_4seq1.xml · nonDerivative · entry 1

Lolmaugh Cabell · CIK 0001731797 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,127

F1 · balance_after: Includes (i) 56,988 shares of restricted stock for which the risks of forfeiture will lapse as to 28,494 shares on each of 3/16/23 and 3/16/24; (ii) 10,147 shares of restricted stock for which the risks of forfeiture will lapse as to 5,066 shares on 3/15/23 and 5,081 shares on 3/15/24; (iii) 15,411 shares of restricted stock for which the risks of forfeiture will lapse in three equal annual installments on each of 3/7/23, 3/7/24 and 3/7/25; and

F2 · balance_after: (iv) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Lolmaugh remaining in continuous employment with the Issuer prior to and as of December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 21,299 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 9,128 and 12,171 shares on each of the dates that the Issuer files its annual report for the years ending December 31, 2022 and 2023, respectively, and (B) 30,823 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 30%, 30% and 40% of the shares on each of the dates that the Issuer files its annual report for the years ending December 31, 2022, 2023 and 2024, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 16:16 UTC
Lolmaugh CabellDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,720 $6.61 $57,639.20
Disclosure

SEC source: 0001104659-22-035032 · tm229624d3_4seq1.xml · nonDerivative · entry 2

Lolmaugh Cabell · CIK 0001731797 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,752

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

F2 · balance_after: Includes (i) 56,988 shares of restricted stock for which the risks of forfeiture will lapse as to 28,494 shares on each of 3/16/23 and 3/16/24; (ii) 10,147 shares of restricted stock for which the risks of forfeiture will lapse as to 5,066 shares on 3/15/23 and 5,081 shares on 3/15/24; (iii) 15,411 shares of restricted stock for which the risks of forfeiture will lapse in three equal annual installments on each of 3/7/23, 3/7/24 and 3/7/25; and

F3 · balance_after: (iv) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Lolmaugh remaining in continuous employment with the Issuer prior to and as of December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 21,299 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 9,128 and 12,171 shares on each of the dates that the Issuer files its annual report for the years ending December 31, 2022 and 2023, respectively, and (B) 30,823 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 30%, 30% and 40% of the shares on each of the dates that the Issuer files its annual report for the years ending December 31, 2022, 2023 and 2024, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 16:15 UTC
KINDER JOSEPHSee Remarks
Tax withholdingCommon Stock 4,360 $6.61 $28,819.60
Disclosure

SEC source: 0001104659-22-035030 · tm229624d2_4seq1.xml · nonDerivative · entry 2

KINDER JOSEPH · CIK 0001555217 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,908

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

F2 · balance_after: Includes (i) 28,494 shares of restricted stock for which the risks of forfeiture will lapse as to 14,247 shares on each of 3/16/23 and 3/16/24; (ii) 5,073 shares of restricted stock for which the risks of forfeiture will lapse as to 2,533 shares on 3/15/23 and 2,540 shares on 3/15/24; (iii) 7,706 shares of restricted stock for which the risks of forfeiture will lapse in three equal annual installments on each of 3/7/23, 3/7/24 and 3/7/25; and

F3 · balance_after: (iv) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Kinder remaining in continuous employment with the Issuer prior to and as of December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 10,649 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 4,564 and 6,085 shares on each of the dates that the Issuer files its annual report for the years ending December 31, 2022 and 2023, respectively, and (B) 15,411 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 30%, 30% and 40% of the shares on each of the dates that the Issuer files its annual report for the years ending December 31, 2022, 2023 and 2024, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 16:15 UTC
Davis Mark BurtonVP Inv. Relations & CAO
Tax withholdingCommon Stock 1,098 $6.61 $7,257.78
Disclosure

SEC source: 0001104659-22-035026 · tm229624d1_4seq1.xml · nonDerivative · entry 2

Davis Mark Burton · CIK 0001787766 · VP Inv. Relations & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,137

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

F2 · balance_after: Includes (i) 1,598 shares of restricted stock for which the risks of forfeiture will lapse on 2/20/23; (ii) 28,736 shares of restricted stock for which the risks of forfeiture will lapse as to 14,368 shares on each of 10/23/22 and 10/23/23; (iii) 7,123 shares of restricted stock for which the risks of forfeiture will lapse as to 3,562 shares on 3/16/23 and 3,561 shares on 3/16/24; (iv) 5,073 shares of restricted stock for which the risks of forfeiture will lapse as to 2,533 shares on 3/15/23 and 2,540 shares on 3/15/24; (v) 7,706 shares of restricted stock for which the risks of forfeiture will lapse in three equal annual installments on each of 3/7/23, 3/7/24 and 3/7/25; and

F3 · balance_after: (vi) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Davis remaining in continuous employment with the Issuer prior to and as of December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 10,649 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 4,564 and 6,085 shares on each of the dates that the Issuer files its annual report for the years ending December 31, 2022 and 2023, respectively, and (B) 15,411 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 30%, 30% and 40% of the shares on each of the dates that the Issuer files its annual report for the years ending December 31, 2022, 2023 and 2024, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

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March 15, 2022 Filed Mar 17, 2022 16:16 UTC
Lolmaugh CabellDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,551 $6.54 $10,143.54
Disclosure

SEC source: 0001104659-22-035032 · tm229624d3_4seq1.xml · nonDerivative · entry 1

Lolmaugh Cabell · CIK 0001731797 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,472

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 16:15 UTC
KINDER JOSEPHSee Remarks
Tax withholdingCommon Stock 776 $6.54 $5,075.04
Disclosure

SEC source: 0001104659-22-035030 · tm229624d2_4seq1.xml · nonDerivative · entry 1

KINDER JOSEPH · CIK 0001555217 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,268

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 16:15 UTC
Davis Mark BurtonVP Inv. Relations & CAO
Tax withholdingCommon Stock 761 $6.54 $4,976.94
Disclosure

SEC source: 0001104659-22-035026 · tm229624d1_4seq1.xml · nonDerivative · entry 1

Davis Mark Burton · CIK 0001787766 · VP Inv. Relations & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,235

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 13:17 UTC
Lolmaugh CabellDirector · Chief Executive Officer
GrantCommon Stock 30,823 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-031413 · tm228667-3_4seq1.xml · nonDerivative · entry 2

Lolmaugh Cabell · CIK 0001731797 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,023

F2 · shares: Represents 30,823 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 30% of the shares on the date the Issuer files its annual report for the year ending December 31, 2022, 30% of the shares on the date the Issuer files its annual report for the year ending December 31, 2023, and 40% of the shares on the date the Issuer files its annual report for the year ending December 31, 2024, subject to (i) Mr. Lolmaugh remaining in continuous employment with the Issuer prior to and as of December 31 of the year preceding the applicable vesting date and (ii) the Issuer achieving 18%, 20%, and 21% pre-tax return on capital employed (as such results are reported in the Issuer's annual report for the applicable year) for each respective year.

F3 · balance_after: Includes (i) 85,482 shares of restricted stock for which the risks of forfeiture will lapse as to 28,494 shares on each of 3/16/22, 3/16/23 and 3/16/24; (ii) 15,214 shares of restricted stock for which the risks of forfeiture will lapse as to 5,071 shares on each of 3/15/22 and 3/15/23 and 5,072 shares on 3/15/24; (iii) 15,411 shares of restricted stock for which the risks of forfeiture will lapse in three equal annual installments on each of 3/4/23, 3/4/24 and 3/4/25; and

F4 · balance_after: (iv) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Lolmaugh remaining in continuous employment with the Issuer prior to and as of December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 21,299 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 9,128 and 12,171 shares on each of the dates that the Issuer files its annual report for the years ending December 31, 2022 and 2023, respectively, and (B) 30,823 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 30%, 30% and 40% of the shares on each of the dates that the Issuer files its annual report for the years ending December 31, 2022, 2023 and 2024, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 13:17 UTC
Lolmaugh CabellDirector · Chief Executive Officer
GrantCommon Stock 15,411 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-031413 · tm228667-3_4seq1.xml · nonDerivative · entry 1

Lolmaugh Cabell · CIK 0001731797 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,200

F1 · shares: Represents 15,411 shares of restricted stock for which the risks of forfeiture will lapse in three equal annual installments on each of 3/4/23, 3/4/24 and 3/4/25, subject to continuous employment as of the applicable vesting date.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 13:14 UTC
Lunan KarlaChief Financial Officer
GrantCommon Stock 20,549 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-031410 · tm228667-4_4seq1.xml · nonDerivative · entry 2

Lunan Karla · CIK 0001903946 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,823

F2 · shares: Represents 20,549 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 30% of the shares on the date the Issuer files its annual report for the year ending December 31, 2022, 30% of the shares on the date the Issuer files its annual report for the year ending December 31, 2023, and 40% of the shares on the date the Issuer files its annual report for the year ending December 31, 2024, subject to (i) Ms. Lunan remaining in continuous employment with the Issuer prior to and as of December 31 of the year preceding the applicable vesting date and (ii) the Issuer achieving 18%, 20%, and 21% pre-tax return on capital employed (as such results are reported in the Issuer's annual report for the applicable year) for each respective year.

F3 · balance_after: Includes (i) 10,274 shares of restricted stock for which the risks of forfeiture will lapse in three equal annual installments on each of 3/4/23, 3/4/24, and 3/4/25; and (ii) 20,549 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 30%, 30% and 40% of the shares on each of the dates that the Issuer files its annual report for the years ending December 31, 2022, 2023 and 2024, respectively, subject to Ms. Lunan remaining in continuous employment with the Issuer prior to and as of December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 13:14 UTC
Lunan KarlaChief Financial Officer
GrantCommon Stock 10,274 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-031410 · tm228667-4_4seq1.xml · nonDerivative · entry 1

Lunan Karla · CIK 0001903946 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,274

F1 · shares: Represents 10,274 shares of restricted stock for which the risks of forfeiture will lapse in three equal annual installments on each of 3/4/23, 3/4/24 and 3/4/25, subject to continuous employment as of the applicable vesting date.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 13:11 UTC
KINDER JOSEPHSee Remarks
GrantCommon Stock 15,411 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-031405 · tm228667-2_4seq1.xml · nonDerivative · entry 2

KINDER JOSEPH · CIK 0001555217 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,044

F2 · shares: Represents 15,411 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 30% of the shares on the date the Issuer files its annual report for the year ending December 31, 2022, 30% of the shares on the date the Issuer files its annual report for the year ending December 31, 2023, and 40% of the shares on the date the Issuer files its annual report for the year ending December 31, 2024, subject to (i) Mr. Kinder remaining in continuous employment with the Issuer prior to and as of December 31 of the year preceding the applicable vesting date and (ii) the Issuer achieving 18%, 20%, and 21% pre-tax return on capital employed (as such results are reported in the Issuer's annual report for the applicable year) for each respective year.

F3 · balance_after: Includes (i) 42,741 shares of restricted stock for which the risks of forfeiture will lapse as to 14,247 shares on each of 3/16/22, 3/16/23 and 3/16/24; (ii) 7,607 shares of restricted stock for which the risks of forfeiture will lapse as to 2,535 shares on 3/15/22 and 2,536 shares on each of 3/15/23 and 3/15/24; (iii) 7,706 shares of restricted stock for which the risks of forfeiture will lapse in three equal annual installments on each of 3/4/23, 3/4/24 and 3/4/25; and

F4 · balance_after: (iv) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Kinder remaining in continuous employment with the Issuer prior to and as of December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 10,649 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 4,564 and 6,085 shares on each of the dates that the Issuer files its annual report for the years ending December 31, 2022 and 2023, respectively, and (B) 15,411 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 30%, 30% and 40% of the shares on each of the dates that the Issuer files its annual report for the years ending December 31, 2022, 2023 and 2024, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 13:11 UTC
KINDER JOSEPHSee Remarks
GrantCommon Stock 7,706 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-031405 · tm228667-2_4seq1.xml · nonDerivative · entry 1

KINDER JOSEPH · CIK 0001555217 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,633

F1 · shares: Represents 7,706 shares of restricted stock for which the risks of forfeiture will lapse in three equal annual installments on each of 3/4/23, 3/4/24 and 3/4/25, subject to continuous employment as of the applicable vesting date.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 13:10 UTC
Davis Mark BurtonVP Inv. Relations & CAO
GrantCommon Stock 15,411 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-031403 · tm228667-1_4seq1.xml · nonDerivative · entry 2

Davis Mark Burton · CIK 0001787766 · VP Inv. Relations & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,996

F2 · shares: Represents 15,411 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 30% of the shares on the date the Issuer files its annual report for the year ending December 31, 2022, 30% of the shares on the date the Issuer files its annual report for the year ending December 31, 2023, and 40% of the shares on the date the Issuer files its annual report for the year ending December 31, 2024, subject to (i) Mr. Davis remaining in continuous employment with the Issuer prior to and as of December 31 of the year preceding the applicable vesting date and (ii) the Issuer achieving 18%, 20%, and 21% pre-tax return on capital employed (as such results are reported in the Issuer's annual report for the applicable year) for each respective year.

F3 · balance_after: Includes (i) 1,598 shares of restricted stock for which the risks of forfeiture will lapse on 2/20/23; (ii) 28,736 shares of restricted stock for which the risks of forfeiture will lapse as to 14,368 shares on each of 10/23/22 and 10/23/23; (iii) 10,685 shares of restricted stock for which the risks of forfeiture will lapse as to 3,562 shares on each of 3/16/22 and 3/16/23 and 3,561 shares on 3/16/24; (iv) 7,607 shares of restricted stock for which the risks of forfeiture will lapse as to 2,535 shares on 3/15/22 and 2,536 shares on each of 3/15/23 and 3/15/24; (v) 7,706 shares of restricted stock for which the risks of forfeiture will lapse in three equal annual installments on each of 3/4/23, 3/4/24 and 3/4/25; and

F4 · balance_after: (vi) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Davis remaining in continuous employment with the Issuer prior to and as of December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 10,649 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 4,564 and 6,085 shares on each of the dates that the Issuer files its annual report for the years ending December 31, 2022 and 2023, respectively, and (B) 15,411 shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 30%, 30% and 40% of the shares on each of the dates that the Issuer files its annual report for the years ending December 31, 2022, 2023 and 2024, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 13:10 UTC
Davis Mark BurtonVP Inv. Relations & CAO
GrantCommon Stock 7,706 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-031403 · tm228667-1_4seq1.xml · nonDerivative · entry 1

Davis Mark Burton · CIK 0001787766 · VP Inv. Relations & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,585

F1 · shares: Represents 7,706 shares of restricted stock for which the risks of forfeiture will lapse in three equal annual installments on each of 3/4/23, 3/4/24 and 3/4/25, subject to continuous employment as of the applicable vesting date.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 12:17 UTC
KINDER JOSEPHSee Remarks
Disposition to issuerCommon Stock 4,565 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-030466 · tm228436-3_4seq1.xml · nonDerivative · entry 1

KINDER JOSEPH · CIK 0001555217 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,927

F1 · shares: Represents forfeiture of unvested performance-based restricted stock as a result of the applicable performance target not being achieved.

F2 · balance_after: Includes (i) 42,741 shares of restricted stock for which the risks of forfeiture will lapse as to 14,247 shares on each of 3/16/22, 3/16/23 and 3/16/24; (ii) 7,607 shares of restricted stock for which the risks of forfeiture will lapse as to 2,535 shares on 3/15/22 and 2,536 shares on each of 3/15/23 and 3/15/24; and (iii) 10,649 shares of performance-based restricted stock for which the risks of forfeiture will lapse in three installments of 4,564 and 6,085 on each of the dates that the Issuer files its annual report for the years ending December 31, 2022 and 2023, respectively, subject to Mr. Kinder remaining in continuous employment with the Issuer prior to and as of December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 12:16 UTC
Davis Mark BurtonVP Inv. Relations & CAO
Disposition to issuerCommon Stock 4,565 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-030464 · tm228436-2_4seq1.xml · nonDerivative · entry 1

Davis Mark Burton · CIK 0001787766 · VP Inv. Relations & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,879

F1 · shares: Represents forfeiture of unvested performance-based restricted stock as a result of the applicable performance target not being achieved.

F2 · balance_after: Includes (i) 1,598 shares of restricted stock for which the risks of forfeiture will lapse on 2/20/23; (ii) 28,736 shares of restricted stock for which the risks of forfeiture will lapse as to 14,368 shares on each of 10/23/22 and 10/23/23; (iii) 10,685 shares of restricted stock for which the risks of forfeiture will lapse as to 3,562 shares on each of 3/16/22 and 3/16/23 and 3,561 shares on 3/16/24; (iv) 7,607 shares of restricted stock for which the risks of forfeiture will lapse as to 2,535 shares on 3/15/22 and 2,536 shares on each of 3/15/23 and 3/15/24; and

F3 · balance_after: (v) 10,649 shares of performance-based restricted stock for which the risks of forfeiture will lapse in three installments of 4,564 and 6,085 on each of the dates that the Issuer files its annual report for the years ending December 31, 2022 and 2023, respectively, subject to Mr. Davis remaining in continuous employment with the Issuer prior to and as of December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 12:13 UTC
Lolmaugh CabellDirector · Chief Executive Officer
Disposition to issuerCommon Stock 9,129 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-030459 · tm228436-1_4seq1.xml · nonDerivative · entry 1

Lolmaugh Cabell · CIK 0001731797 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,789

F1 · shares: Represents forfeiture of unvested performance-based restricted stock as a result of the applicable performance target not being achieved.

F2 · balance_after: Includes (i) 85,482 shares of restricted stock for which the risks of forfeiture will lapse as to 28,494 shares on each of 3/16/22, 3/16/23 and 3/16/24; (ii) 15,214 shares of restricted stock for which the risks of forfeiture will lapse as to 5,071 shares on each of 3/15/22 and 3/15/23 and 5,072 shares on 3/15/24; and (iii) 21,299 shares of performance-based restricted stock for which the risks of forfeiture will lapse in three installments of 9,128 and 12,171 on each of the dates that the Issuer files its annual report for the years ending December 31, 2022 and 2023, respectively, subject to Mr. Lolmaugh remaining in continuous employment with the Issuer prior to and as of December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 12:50 UTC
Lolmaugh CabellDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,020 $6.41 $12,948.20
Disclosure

SEC source: 0001104659-22-025986 · tm227474-2_4.xml · nonDerivative · entry 1

Lolmaugh Cabell · CIK 0001731797 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,918

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

F2 · balance_after: Includes (i) 85,482 shares of restricted stock for which the risks of forfeiture will lapse as to 28,494 shares on each of 3/16/22, 3/16/23 and 3/16/24; (ii) 15,214 shares of restricted stock for which the risks of forfeiture will lapse as to 5,071 shares on each of 3/15/22 and 3/15/23 and 5,072 shares on 3/15/24; and (iii) 30,428 shares of performance-based restricted stock for which the risks of forfeiture will lapse in three installments of 9,128, 9,128 and 12,172 on each of the dates that the Issuer files its annual report for the years ending December 31, 2021, 2022 and 2023, respectively, subject to Mr. Lolmaugh remaining in continuous employment with the Issuer prior to and as of December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 12:47 UTC
Davis Mark BurtonVP Inv. Relations & CAO
Tax withholdingCommon Stock 574 $6.41 $3,679.34
Disclosure

SEC source: 0001104659-22-025985 · tm227474d1_4.xml · nonDerivative · entry 1

Davis Mark Burton · CIK 0001787766 · VP Inv. Relations & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,444

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

F2 · balance_after: Includes (i) 1,598 shares of restricted stock for which the risks of forfeiture will lapse on 2/20/23; (ii) 28,736 shares of restricted stock for which the risks of forfeiture will lapse as to 14,368 shares on each of 10/23/22 and 10/23/23; (iii) 10,685 shares of restricted stock for which the risks of forfeiture will lapse as to 3,562 shares on each of 3/16/22 and 3/16/23 and 3,561 shares on 3/16/24; (iv) 7,607 shares of restricted stock for which the risks of forfeiture will lapse as to 2,535 shares on 3/15/22 and 2,536 shares on each of 3/15/23 and 3/15/24; and

F3 · balance_after: (v) 15,214 shares of performance-based restricted stock for which the risks of forfeiture will lapse in three installments of 4,564, 4,564 and 6,086 on each of the dates that the Issuer files its annual report for the years ending December 31, 2021, 2022 and 2023, respectively, subject to Mr. Davis remaining in continuous employment with the Issuer prior to and as of December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 20:35 UTC
JACULLO PETER J IIIDirector · 10% owner
OtherCommon Stock 1,029,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-150707 · tm2135653-1_4seq1.xml · nonDerivative · entry 2

JACULLO PETER J III · CIK 0001555194 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Irrevocable Trust

Disclosed balance after: 4,706,489

F3 · kind: JWTS, Inc. distributed 1,250,000 shares of the Company's common stock to its stockholders, pursuant to a pro rata distribution for no consideration. The Trust, as a stockholder of JWTS, Inc., received 1,029,500 shares of the Company's common stock in the distribution. The reported transaction is exempt from Section 16.

F3 · price: JWTS, Inc. distributed 1,250,000 shares of the Company's common stock to its stockholders, pursuant to a pro rata distribution for no consideration. The Trust, as a stockholder of JWTS, Inc., received 1,029,500 shares of the Company's common stock in the distribution. The reported transaction is exempt from Section 16.

F2 · ownership.nature: These securities are owned by the Katherine D. Jacullo Children's 1993 Irrevocable Trust (the "Trust"). The reporting person is the co-trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 20:35 UTC
JACULLO PETER J IIIDirector · 10% owner
OtherCommon Stock 1,250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-150707 · tm2135653-1_4seq1.xml · nonDerivative · entry 1

JACULLO PETER J III · CIK 0001555194 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By JWTS, Inc.

Disclosed balance after: 3,191,180

F3 · kind: JWTS, Inc. distributed 1,250,000 shares of the Company's common stock to its stockholders, pursuant to a pro rata distribution for no consideration. The Trust, as a stockholder of JWTS, Inc., received 1,029,500 shares of the Company's common stock in the distribution. The reported transaction is exempt from Section 16.

F3 · price: JWTS, Inc. distributed 1,250,000 shares of the Company's common stock to its stockholders, pursuant to a pro rata distribution for no consideration. The Trust, as a stockholder of JWTS, Inc., received 1,029,500 shares of the Company's common stock in the distribution. The reported transaction is exempt from Section 16.

F1 · ownership.nature: These securities are owned by JWTS, Inc. The reporting person is the sole director of JWTS, Inc. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 14:15 UTC PurchaseCommon Stock 3,060 $7.64 $23,378.40
Disclosure

SEC source: 0001104659-21-147148 · tm2134811d1_4seq1.xml · nonDerivative · entry 1

Solheid Linda · CIK 0001811368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,305

F1 · balance_after: Includes 6,295 shares of restricted stock granted pursuant to the Company's 2012 Omnibus Award Plan, which are subject to a risk of forfeiture until the earlier of (a) the date of the Company's next annual meeting of stockholders and (b) July 20, 2022.

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December 03, 2021 Filed Jun 16, 2022 09:58 UTC PurchaseCommon Stock 266 $7.63 $2,029.58
Disclosure

SEC source: 0001104659-22-071714 · tm2218509-2_4seq1.xml · nonDerivative · entry 1

Glasser Deborah K · CIK 0001812126 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,384

Read SEC document
October 23, 2021 Filed Oct 25, 2021 16:09 UTC
DiMattia NancyChief Financial Officer
Tax withholdingCommon Stock 4,110 $7.82 $32,140.20
Disclosure

SEC source: 0001104659-21-129502 · tm2130949d2_4.xml · nonDerivative · entry 1

DiMattia Nancy · CIK 0001787810 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,200

F1 · shares: The reporting person has elected to satisfy her tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

F2 · balance_after: Includes (i) 28,736 shares of restricted stock for which the risks of forfeiture will lapse as to 14,368 shares on each of 10/23/22 and 10/23/23; (ii) 21,370 shares of restricted stock for which the risks of forfeiture will lapse as to 7,124 shares on 3/16/22 and 7,123 shares on each of 3/16/23 and 3/16/24; (iii) 10,143 shares of restricted stock for which the risks of forfeiture will lapse as to 3,381 shares on each of 3/15/22, 3/15/23 and 3/15/24; and (iv) 20,285 shares of performance-based restricted stock for which the risks of forfeiture will lapse in three installments of 6,085, 6,085 and 8,115 on each of the dates that the Issuer files its annual report for the years ending December 31, 2021, 2022 and 2023, respectively, subject to Ms. DiMattia remaining in continuous employment with the Issuer prior to and as of December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year.

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October 23, 2021 Filed Oct 25, 2021 16:08 UTC
Davis Mark BurtonVP Inv. Relations & CAO
Tax withholdingCommon Stock 4,397 $7.82 $34,384.54
Disclosure

SEC source: 0001104659-21-129500 · tm2130949d1_4.xml · nonDerivative · entry 1

Davis Mark Burton · CIK 0001787766 · VP Inv. Relations & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,018

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

F2 · balance_after: Includes (i) 3,195 shares of restricted stock for which the risks of forfeiture will lapse as to 1,597 shares on 2/20/22 and 1,598 shares on 2/20/23; (ii) 28,736 shares of restricted stock for which the risks of forfeiture will lapse as to 14,368 shares on each of 10/23/22 and 10/23/23; (iii) 10,685 shares of restricted stock for which the risks of forfeiture will lapse as to 3,562 shares on each of 3/16/22 and 3/16/23 and 3,561 shares on 3/16/24; (iv) 7,607 shares of restricted stock for which the risks of forfeiture will lapse as to 2,535 shares on 3/15/22 and 2,536 shares on each of 3/15/23 and 3/15/24; and

F3 · balance_after: (v) 15,214 shares of performance-based restricted stock for which the risks of forfeiture will lapse in three installments of 4,564, 4,564 and 6,086 on each of the dates that the Issuer files its annual report for the years ending December 31, 2021, 2022 and 2023, respectively, subject to Mr. Davis remaining in continuous employment with the Issuer prior to and as of December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year.

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October 17, 2021 Filed Oct 18, 2021 14:26 UTC
Lolmaugh CabellDirector · Chief Executive Officer
Tax withholdingCommon Stock 922 $7.78 $7,173.16
Disclosure

SEC source: 0001104659-21-127112 · tm2130378-1_4.xml · nonDerivative · entry 1

Lolmaugh Cabell · CIK 0001731797 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,938

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

F2 · balance_after: Includes (i) 5,625 shares of restricted stock for which the risks of forfeiture will lapse on 2/22/22; (ii) 85,482 shares of restricted stock for which the risks of forfeiture will lapse as to 28,494 shares on each of 3/16/22, 3/16/23 and 3/16/24; (iii) 15,214 shares of restricted stock for which the risks of forfeiture will lapse as to 5,071 shares on each of 3/15/22 and 3/15/23 and 5,072 shares on 3/15/24; and (iv) 30,428 shares of performance-based restricted stock for which the risks of forfeiture will lapse in three installments of 9,128, 9,128 and 12,172 on each of the dates that the Issuer files its annual report for the years ending December 31, 2021, 2022 and 2023, respectively, subject to Mr. Lolmaugh remaining in continuous employment with the Issuer prior to and as of December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year.

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July 20, 2021 Filed Jul 21, 2021 17:33 UTC
Kamin PeterDirector · 10% owner
GrantCommon Stock 23,918 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-094501 · tm2122874-3_4seq1.xml · nonDerivative · entry 1

Kamin Peter · CIK 0000937541 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,385,161

F1 · shares: Represents 23,918 shares of restricted stock granted pursuant to the Company's 2012 Omnibus Award Plan, which are subject to a risk of forfeiture until the earlier of (a) the date of the Company's next annual meeting of stockholders and (b) July 20, 2022.

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July 20, 2021 Filed Jul 21, 2021 17:33 UTC GrantCommon Stock 6,295 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-094502 · tm2122874-4_4seq1.xml · nonDerivative · entry 1

Solheid Linda · CIK 0001811368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,245

F1 · shares: Represents 6,295 shares of restricted stock granted pursuant to the Company's 2012 Omnibus Award Plan, which are subject to a risk of forfeiture until the earlier of (a) the date of the Company's next annual meeting of stockholders and (b) July 20, 2022.

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July 20, 2021 Filed Jul 21, 2021 21:33 UTC GrantCommon Stock 17,624 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-094503 · tm2122874-5_4seq1.xml · nonDerivative · entry 1

BONNEY MARK J · CIK 0001232607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,764

F1 · shares: Represents 17,624 shares of restricted stock granted pursuant to the Company's 2012 Omnibus Award Plan, which are subject to a risk of forfeiture until the earlier of (a) the date of the Company's next annual meeting of stockholders and (b) July 20, 2022.

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July 20, 2021 Filed Jul 21, 2021 17:33 UTC
JACULLO PETER J IIIDirector · 10% owner
GrantCommon Stock 14,477 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-094500 · tm2122874-2_4seq1.xml · nonDerivative · entry 1

JACULLO PETER J III · CIK 0001555194 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,210

F1 · shares: Represents 14,477 shares of restricted stock granted pursuant to the Company's 2012 Omnibus Award Plan, which are subject to a risk of forfeiture until the earlier of (a) the date of the Company's next annual meeting of stockholders and (b) July 20, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.