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TILE SHOP HOLDINGS, INC.

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Tapewire entity
9564
SEC CIK
0001552800
Parsed reports
397

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 14, 2023 Filed Dec 14, 2023 22:52 UTC PurchaseCommon Stock 5,000 $6.94 $34,717.50
Disclosure

SEC source: 0000929638-23-003432 · form4.xml · nonDerivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,049,446

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 22:52 UTC PurchaseCommon Stock 18,500 $6.64 $122,884.40
Disclosure

SEC source: 0000929638-23-003432 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,044,446

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

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December 11, 2023 Filed Dec 11, 2023 22:16 UTC PurchaseCommon Stock 5,000 $6.83 $34,149.00
Disclosure

SEC source: 0000929638-23-003410 · form4.xml · nonDerivative · entry 4

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,025,946

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

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December 11, 2023 Filed Dec 11, 2023 22:16 UTC PurchaseCommon Stock 3,393 $6.81 $23,121.26
Disclosure

SEC source: 0000929638-23-003410 · form4.xml · nonDerivative · entry 3

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,020,946

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
December 08, 2023 Filed Dec 11, 2023 22:16 UTC PurchaseCommon Stock 4,500 $6.73 $30,304.35
Disclosure

SEC source: 0000929638-23-003410 · form4.xml · nonDerivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,017,553

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
December 07, 2023 Filed Dec 11, 2023 22:16 UTC PurchaseCommon Stock 4,500 $6.56 $29,514.15
Disclosure

SEC source: 0000929638-23-003410 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,013,053

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
November 30, 2023 Filed Nov 30, 2023 22:18 UTC PurchaseCommon Stock 61,317 $6.60 $404,833.23
Disclosure

SEC source: 0000929638-23-003313 · form4.xml · nonDerivative · entry 4

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,008,553

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

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November 29, 2023 Filed Nov 30, 2023 22:18 UTC PurchaseCommon Stock 1,000 $6.51 $6,510.00
Disclosure

SEC source: 0000929638-23-003313 · form4.xml · nonDerivative · entry 3

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,947,236

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

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November 29, 2023 Filed Nov 30, 2023 22:18 UTC PurchaseCommon Stock 30,000 $6.50 $194,940.00
Disclosure

SEC source: 0000929638-23-003313 · form4.xml · nonDerivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,946,236

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
November 28, 2023 Filed Nov 30, 2023 22:18 UTC PurchaseCommon Stock 4,000 $6.49 $25,950.40
Disclosure

SEC source: 0000929638-23-003313 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,916,236

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
November 22, 2023 Filed Nov 22, 2023 21:53 UTC PurchaseCommon Stock 16,000 $6.38 $102,100.80
Disclosure

SEC source: 0000929638-23-003211 · form4.xml · nonDerivative · entry 3

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,912,236

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
November 21, 2023 Filed Nov 22, 2023 21:53 UTC PurchaseCommon Stock 27,000 $6.27 $169,160.40
Disclosure

SEC source: 0000929638-23-003211 · form4.xml · nonDerivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,896,236

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
November 21, 2023 Filed Nov 22, 2023 16:15 UTC
Davis Mark BurtonVP Inv. Relations & CAO
SaleCommon Stock 765 $6.25 $4,781.25
Disclosure

SEC source: 0001104659-23-120750 · tm2331444-1_4seq1.xml · nonDerivative · entry 4

Davis Mark Burton · CIK 0001787766 · VP Inv. Relations & CAO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Child #3

Disclosed balance after: 0

Read SEC document
November 21, 2023 Filed Nov 22, 2023 16:15 UTC
Davis Mark BurtonVP Inv. Relations & CAO
SaleCommon Stock 775 $6.25 $4,843.75
Disclosure

SEC source: 0001104659-23-120750 · tm2331444-1_4seq1.xml · nonDerivative · entry 3

Davis Mark Burton · CIK 0001787766 · VP Inv. Relations & CAO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Child #2

Disclosed balance after: 0

Read SEC document
November 21, 2023 Filed Nov 22, 2023 16:15 UTC
Davis Mark BurtonVP Inv. Relations & CAO
SaleCommon Stock 820 $6.25 $5,125.00
Disclosure

SEC source: 0001104659-23-120750 · tm2331444-1_4seq1.xml · nonDerivative · entry 2

Davis Mark Burton · CIK 0001787766 · VP Inv. Relations & CAO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Child #1

Disclosed balance after: 0

Read SEC document
November 21, 2023 Filed Nov 22, 2023 16:15 UTC
Davis Mark BurtonVP Inv. Relations & CAO
SaleCommon Stock 9,100 $6.25 $56,875.00
Disclosure

SEC source: 0001104659-23-120750 · tm2331444-1_4seq1.xml · nonDerivative · entry 1

Davis Mark Burton · CIK 0001787766 · VP Inv. Relations & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,110

F1 · balance_after: Includes (i) 3,561 shares of restricted stock for which the risks of forfeiture will lapse on 3/16/24; (ii) 2,540 shares of restricted stock for which the risks of forfeiture will lapse on 3/15/24; (iii) 5,137 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/7/24 and 3/7/25; (iv) 9,260 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/6/24, 3/6/25 and 3/6/26; and

F2 · balance_after: (v) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Davis remaining in continuous employment with the Issuer through December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 6,085 shares for which the risks of forfeiture will lapse on the date the Issuer files its annual report for the 2023 fiscal year; (B) 10,788 shares for which the risks of forfeiture will lapse as to 30% and 40% of the initial number of shares granted on each of the dates the Issuer files its annual report for the 2023 and 2024 fiscal years, respectively; and (C) 18,519 shares for which the risks of forfeiture will lapse as to 30%, 30% and 40% on each of the dates the Issuer files its annual report for the 2023, 2024 and 2025 fiscal years, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

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November 20, 2023 Filed Nov 22, 2023 21:53 UTC PurchaseCommon Stock 2,000 $6.42 $12,830.00
Disclosure

SEC source: 0000929638-23-003211 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,869,236

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
November 17, 2023 Filed Nov 17, 2023 22:31 UTC PurchaseCommon Stock 23,500 $6.34 $148,957.10
Disclosure

SEC source: 0000929638-23-003179 · form4.xml · nonDerivative · entry 3

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,867,236

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
November 16, 2023 Filed Nov 17, 2023 22:31 UTC PurchaseCommon Stock 4,500 $6.31 $28,413.00
Disclosure

SEC source: 0000929638-23-003179 · form4.xml · nonDerivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,843,736

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:31 UTC PurchaseCommon Stock 1,000 $6.01 $6,014.00
Disclosure

SEC source: 0000929638-23-003179 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,839,236

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
November 14, 2023 Filed Nov 14, 2023 22:30 UTC PurchaseCommon Stock 7,500 $5.68 $42,592.50
Disclosure

SEC source: 0000929638-23-003136 · form4.xml · nonDerivative · entry 3

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,838,236

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
November 13, 2023 Filed Nov 14, 2023 22:30 UTC PurchaseCommon Stock 12,900 $5.48 $70,748.76
Disclosure

SEC source: 0000929638-23-003136 · form4.xml · nonDerivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,830,736

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
November 10, 2023 Filed Nov 14, 2023 22:30 UTC PurchaseCommon Stock 46,200 $5.47 $252,653.94
Disclosure

SEC source: 0000929638-23-003136 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,817,836

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
November 09, 2023 Filed Nov 9, 2023 22:23 UTC PurchaseCommon Stock 22,200 $5.36 $119,043.06
Disclosure

SEC source: 0000929638-23-003065 · form4.xml · nonDerivative · entry 3

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,771,636

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 22:23 UTC PurchaseCommon Stock 32,000 $5.40 $172,924.80
Disclosure

SEC source: 0000929638-23-003065 · form4.xml · nonDerivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,749,436

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
November 07, 2023 Filed Nov 9, 2023 22:23 UTC PurchaseCommon Stock 8,500 $5.39 $45,815.00
Disclosure

SEC source: 0000929638-23-003065 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,717,436

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
November 06, 2023 Filed Nov 6, 2023 22:19 UTC PurchaseCommon Stock 42,300 $5.26 $222,688.35
Disclosure

SEC source: 0000929638-23-003037 · form4.xml · nonDerivative · entry 4

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,708,936

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

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November 03, 2023 Filed Nov 6, 2023 22:19 UTC PurchaseCommon Stock 14,600 $5.36 $78,196.14
Disclosure

SEC source: 0000929638-23-003037 · form4.xml · nonDerivative · entry 3

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,666,636

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

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November 02, 2023 Filed Nov 6, 2023 22:19 UTC PurchaseCommon Stock 30,000 $5.17 $154,959.00
Disclosure

SEC source: 0000929638-23-003037 · form4.xml · nonDerivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,652,036

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

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November 02, 2023 Filed Nov 6, 2023 22:19 UTC PurchaseCommon Stock 7,718 $4.97 $38,389.33
Disclosure

SEC source: 0000929638-23-003037 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,622,036

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

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October 30, 2023 Filed Oct 30, 2023 21:40 UTC SaleCommon Stock 23,000 $4.63 $106,526.80
Disclosure

SEC source: 0000929638-23-002921 · form4.xml · nonDerivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,455,547

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

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October 26, 2023 Filed Oct 30, 2023 21:40 UTC SaleCommon Stock 1,000 $4.87 $4,870.00
Disclosure

SEC source: 0000929638-23-002921 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,478,547

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

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October 23, 2023 Filed Oct 24, 2023 16:15 UTC
Davis Mark BurtonVP Inv. Relations & CAO
Tax withholdingCommon Stock 4,397 $5.07 $22,292.79
Disclosure

SEC source: 0001104659-23-111101 · tm2329081-1_4seq1.xml · nonDerivative · entry 1

Davis Mark Burton · CIK 0001787766 · VP Inv. Relations & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,210

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

F2 · balance_after: Includes (i) 3,561 shares of restricted stock for which the risks of forfeiture will lapse on 3/16/24; (ii) 2,540 shares of restricted stock for which the risks of forfeiture will lapse on 3/15/24; (iii) 5,137 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/7/24 and 3/7/25; (iv) 9,260 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/6/24, 3/6/25 and 3/6/26; and

F3 · balance_after: (v) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Davis remaining in continuous employment with the Issuer through December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 6,085 shares for which the risks of forfeiture will lapse on the date the Issuer files its annual report for the 2023 fiscal year; (B) 10,788 shares for which the risks of forfeiture will lapse as to 30% and 40% of the initial number of shares granted on each of the dates the Issuer files its annual report for the 2023 and 2024 fiscal years, respectively; and (C) 18,519 shares for which the risks of forfeiture will lapse as to 30%, 30% and 40% on each of the dates the Issuer files its annual report for the 2023, 2024 and 2025 fiscal years, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

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September 06, 2023 Filed Sep 8, 2023 20:00 UTC SaleCommon Stock 5,000 $5.61 $28,028.00
Disclosure

SEC source: 0000929638-23-002489 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,454,547

F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

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June 13, 2023 Filed Jun 15, 2023 17:46 UTC
Kamin PeterDirector · 10% owner
GrantCommon Stock 38,248 $4.97 $190,004.59
Disclosure

SEC source: 0001104659-23-071696 · tm2318831-4_4seq1.xml · nonDerivative · entry 1

Kamin Peter · CIK 0000937541 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,447,632

F1 · shares: Represents shares of restricted stock granted pursuant to the Company's 2021 Omnibus Equity Compensation Plan, which are subject to a risk of forfeiture until the earlier of (a) the date of the Company's next annual meeting of stockholders and (b) June 13, 2024.

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June 13, 2023 Filed Jun 15, 2023 17:47 UTC GrantCommon Stock 20,131 $4.97 $100,004.77
Disclosure

SEC source: 0001104659-23-071698 · tm2318831-5_4seq1.xml · nonDerivative · entry 1

Solheid Linda · CIK 0001811368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,375

F1 · shares: Represents shares of restricted stock granted pursuant to the Company's 2021 Omnibus Equity Compensation Plan, which are subject to a risk of forfeiture until the earlier of (a) the date of the Company's next annual meeting of stockholders and (b) June 13, 2024.

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June 13, 2023 Filed Jun 15, 2023 21:44 UTC GrantCommon Stock 14,092 $4.97 $70,004.83
Disclosure

SEC source: 0001104659-23-071692 · tm2318831-1_4seq1.xml · nonDerivative · entry 1

BONNEY MARK J · CIK 0001232607 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,221

F1 · shares: Represents shares of restricted stock granted pursuant to the Company's 2021 Omnibus Equity Compensation Plan, which are subject to a risk of forfeiture until the earlier of (a) the date of the Company's next annual meeting of stockholders and (b) June 13, 2024.

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June 13, 2023 Filed Jun 15, 2023 17:46 UTC
JACULLO PETER J IIIDirector · 10% owner
GrantCommon Stock 20,131 $4.97 $100,004.77
Disclosure

SEC source: 0001104659-23-071694 · tm2318831-3_4seq1.xml · nonDerivative · entry 1

JACULLO PETER J III · CIK 0001555194 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 515,030

F3 · shares: Represents shares of restricted stock granted pursuant to the Company's 2021 Omnibus Equity Compensation Plan, which are subject to a risk of forfeiture until the earlier of (a) the date of the Company's next annual meeting of stockholders and (b) June 13, 2024.

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June 13, 2023 Filed Jun 15, 2023 17:45 UTC GrantCommon Stock 23,150 $4.97 $115,002.26
Disclosure

SEC source: 0001104659-23-071693 · tm2318831-2_4seq1.xml · nonDerivative · entry 1

Glasser Deborah K · CIK 0001812126 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,419

F2 · shares: Represents shares of restricted stock granted pursuant to the Company's 2021 Omnibus Equity Compensation Plan, which are subject to a risk of forfeiture until the earlier of (a) the date of the Company's next annual meeting of stockholders and (b) June 13, 2024.

F1 · balance_after: Includes 9,037 shares held in account jointly with spouse.

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March 16, 2023 Filed Mar 16, 2023 20:39 UTC
KINDER JOSEPHSee Remarks
Tax withholdingCommon Stock 5,270 $4.77 $25,137.90
Disclosure

SEC source: 0001104659-23-033465 · tm239848-3_4seq1.xml · nonDerivative · entry 2

KINDER JOSEPH · CIK 0001555217 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,397

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

F2 · balance_after: Includes (i) 14,247 shares of restricted stock for which the risks of forfeiture will lapse on 3/16/24; (ii) 2,540 shares of restricted stock for which the risks of forfeiture will lapse on 3/15/24; (iii) 5,137 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/7/24 and 3/7/25; (iv) 9,260 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/6/24, 3/6/25 and 3/6/26; and

F3 · balance_after: (v) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Kinder remaining in continuous employment with the Issuer through December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 6,085 shares for which the risks of forfeiture will lapse on the date the Issuer files its annual report for the 2023 fiscal year; (B) 10,788 shares for which the risks of forfeiture will lapse as to 30% and 40% of the initial number of shares granted on each of the dates the Issuer files its annual report for the 2023 and 2024 fiscal years, respectively; and (C) 18,519 shares for which the risks of forfeiture will lapse as to 30%, 30% and 40% on each of the dates the Issuer files its annual report for the 2023, 2024 and 2025 fiscal years, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

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March 16, 2023 Filed Mar 16, 2023 20:38 UTC
Lolmaugh CabellDirector · Chief Executive Officer
Tax withholdingCommon Stock 9,606 $4.77 $45,820.62
Disclosure

SEC source: 0001104659-23-033464 · tm239848-2_4seq1.xml · nonDerivative · entry 2

Lolmaugh Cabell · CIK 0001731797 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,041

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

F2 · balance_after: Includes (i) 28,494 shares of restricted stock for which the risks of forfeiture will lapse on 3/16/24; (ii) 5,081 shares of restricted stock for which the risks of forfeiture will lapse on 3/15/24; (iii) 10,274 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/7/24 and 3/7/25; (iv) 18,520 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/6/24, 3/6/25 and 3/6/26; and

F3 · balance_after: (v) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Lolmaugh remaining in continuous employment with the Issuer through December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 12,171 shares for which the risks of forfeiture will lapse on the date the Issuer files its annual report for the 2023 fiscal year; (B) 21,576 shares for which the risks of forfeiture will lapse as to 30% and 40% of the initial number of shares granted on each of the dates the Issuer files its annual report for the 2023 and 2024 fiscal years, respectively; and (C) 37,039 shares for which the risks of forfeiture will lapse as to 30%, 30% and 40% on each of the dates the Issuer files its annual report for the 2023, 2024 and 2025 fiscal years, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

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March 16, 2023 Filed Mar 16, 2023 20:38 UTC
Davis Mark BurtonVP Inv. Relations & CAO
Tax withholdingCommon Stock 1,318 $4.77 $6,286.86
Disclosure

SEC source: 0001104659-23-033463 · tm239848-1_4seq1.xml · nonDerivative · entry 2

Davis Mark Burton · CIK 0001787766 · VP Inv. Relations & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,607

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

F2 · balance_after: Includes (i) 14,368 shares of restricted stock for which the risk of forfeiture will lapse on 10/23/23; (ii) 3,561 shares of restricted stock for which the risks of forfeiture will lapse on 3/16/24; (iii) 2,540 shares of restricted stock for which the risks of forfeiture will lapse on 3/15/24; (iv) 5,137 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/7/24 and 3/7/25; (v) 9,260 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/6/24, 3/6/25 and 3/6/26; and

F3 · balance_after: (vi) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Davis remaining in continuous employment with the Issuer through December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 6,085 shares for which the risks of forfeiture will lapse on the date the Issuer files its annual report for the 2023 fiscal year; (B) 10,788 shares for which the risks of forfeiture will lapse as to 30% and 40% of the initial number of shares granted on each of the dates the Issuer files its annual report for the 2023 and 2024 fiscal years, respectively; and (C) 18,519 shares for which the risks of forfeiture will lapse as to 30%, 30% and 40% on each of the dates the Issuer files its annual report for the 2023, 2024 and 2025 fiscal years, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

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March 15, 2023 Filed Mar 16, 2023 20:39 UTC
KINDER JOSEPHSee Remarks
Tax withholdingCommon Stock 910 $4.63 $4,213.30
Disclosure

SEC source: 0001104659-23-033465 · tm239848-3_4seq1.xml · nonDerivative · entry 1

KINDER JOSEPH · CIK 0001555217 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,667

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

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March 15, 2023 Filed Mar 16, 2023 20:38 UTC
Lolmaugh CabellDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,819 $4.63 $8,421.97
Disclosure

SEC source: 0001104659-23-033464 · tm239848-2_4seq1.xml · nonDerivative · entry 1

Lolmaugh Cabell · CIK 0001731797 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,647

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

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March 15, 2023 Filed Mar 16, 2023 20:38 UTC
Davis Mark BurtonVP Inv. Relations & CAO
Tax withholdingCommon Stock 910 $4.63 $4,213.30
Disclosure

SEC source: 0001104659-23-033463 · tm239848-1_4seq1.xml · nonDerivative · entry 1

Davis Mark Burton · CIK 0001787766 · VP Inv. Relations & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,925

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

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March 07, 2023 Filed Mar 8, 2023 19:28 UTC
Lunan KarlaChief Financial Officer
Tax withholdingCommon Stock 1,230 $4.94 $6,076.20
Disclosure

SEC source: 0001104659-23-030201 · tm238981-4_4seq1.xml · nonDerivative · entry 3

Lunan Karla · CIK 0001903946 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,467

F3 · shares: The reporting person has elected to satisfy her tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

F4 · balance_after: Includes (i) 6,849 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/7/24 and 3/7/25; (ii) 12,346 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/6/24, 3/6/25 and 3/6/26; and

F5 · balance_after: (iii) the following shares of performance-based restricted stock, which are, in each case, subject to Ms. Lunan remaining in continuous employment with the Issuer through December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 14,384 shares for which the risks of forfeiture will lapse as to 30% and 40% of the initial number of shares granted on each of the dates the Issuer files its annual report for the 2023 and 2024 fiscal years, respectively; and (B) 24,693 shares for which the risks of forfeiture will lapse as to 30%, 30% and 40% on each of the dates the Issuer files its annual report for the 2023, 2024 and 2025 fiscal years, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

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March 07, 2023 Filed Mar 8, 2023 19:27 UTC
Lolmaugh CabellDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,845 $4.94 $9,114.30
Disclosure

SEC source: 0001104659-23-030200 · tm238981-3_4seq1.xml · nonDerivative · entry 3

Lolmaugh Cabell · CIK 0001731797 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,466

F3 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

F4 · balance_after: Includes (i) 56,988 shares of restricted stock for which the risks of forfeiture will lapse as to 28,494 shares on each of 3/16/23 and 3/16/24; (ii) 10,147 shares of restricted stock for which the risks of forfeiture will lapse as to 5,066 shares on 3/15/23 and 5,081 shares on 3/15/24; (iii) 10,274 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/7/24 and 3/7/25; (iv) 18,520 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/6/24, 3/6/25 and 3/6/26; and

F5 · balance_after: (v) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Lolmaugh remaining in continuous employment with the Issuer through December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 12,171 shares for which the risks of forfeiture will lapse on the date the Issuer files its annual report for the 2023 fiscal year; (B) 21,576 shares for which the risks of forfeiture will lapse as to 30% and 40% of the initial number of shares granted on each of the dates the Issuer files its annual report for the 2023 and 2024 fiscal years, respectively; and (C) 37,039 shares for which the risks of forfeiture will lapse as to 30%, 30% and 40% on each of the dates the Issuer files its annual report for the 2023, 2024 and 2025 fiscal years, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

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March 07, 2023 Filed Mar 8, 2023 19:27 UTC
KINDER JOSEPHSee Remarks
Tax withholdingCommon Stock 923 $4.94 $4,559.62
Disclosure

SEC source: 0001104659-23-030199 · tm238981-2_4seq1.xml · nonDerivative · entry 3

KINDER JOSEPH · CIK 0001555217 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,577

F3 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

F4 · balance_after: Includes (i) 28,494 shares of restricted stock for which the risks of forfeiture will lapse as to 14,247 shares on each of 3/16/23 and 3/16/24; (ii) 5,073 shares of restricted stock for which the risks of forfeiture will lapse as to 2,533 shares on 3/15/23 and 2,540 shares on 3/15/24; (iii) 5,137 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/7/24 and 3/7/25; (iv) 9,260 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/6/24, 3/6/25 and 3/6/26; and

F5 · balance_after: (v) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Kinder remaining in continuous employment with the Issuer through December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 6,085 shares for which the risks of forfeiture will lapse on the date the Issuer files its annual report for the 2023 fiscal year; (B) 10,788 shares for which the risks of forfeiture will lapse as to 30% and 40% of the initial number of shares granted on each of the dates the Issuer files its annual report for the 2023 and 2024 fiscal years, respectively; and (C) 18,519 shares for which the risks of forfeiture will lapse as to 30%, 30% and 40% on each of the dates the Issuer files its annual report for the 2023, 2024 and 2025 fiscal years, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

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March 07, 2023 Filed Mar 8, 2023 19:26 UTC
Davis Mark BurtonVP Inv. Relations & CAO
Tax withholdingCommon Stock 923 $4.94 $4,559.62
Disclosure

SEC source: 0001104659-23-030198 · tm238981-1_4seq1.xml · nonDerivative · entry 3

Davis Mark Burton · CIK 0001787766 · VP Inv. Relations & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,835

F3 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

F4 · balance_after: Includes (i) 14,368 shares of restricted stock for which the risk of forfeiture will lapse on 10/23/23; (ii) 7,123 shares of restricted stock for which the risks of forfeiture will lapse as to 3,562 shares on 3/16/23 and 3,561 shares on 3/16/24; (iii) 5,073 shares of restricted stock for which the risks of forfeiture will lapse as to 2,533 shares on 3/15/23 and 2,540 shares on 3/15/24; (iv) 5,137 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/7/24 and 3/7/25; (v) 9,260 shares of restricted stock for which the risks of forfeiture will lapse in equal annual installments on each of 3/6/24, 3/6/25 and 3/6/26; and

F5 · balance_after: (vi) the following shares of performance-based restricted stock, which are, in each case, subject to Mr. Davis remaining in continuous employment with the Issuer through December 31 of the year preceding the applicable vesting date and the Issuer achieving its performance target for each respective year: (A) 6,085 shares for which the risks of forfeiture will lapse on the date the Issuer files its annual report for the 2023 fiscal year; (B) 10,788 shares for which the risks of forfeiture will lapse as to 30% and 40% of the initial number of shares granted on each of the dates the Issuer files its annual report for the 2023 and 2024 fiscal years, respectively; and (C) 18,519 shares for which the risks of forfeiture will lapse as to 30%, 30% and 40% on each of the dates the Issuer files its annual report for the 2023, 2024 and 2025 fiscal years, respectively. The Issuer's proxy statement contains additional information regarding the applicable performance targets.

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March 06, 2023 Filed Mar 8, 2023 19:28 UTC
Lunan KarlaChief Financial Officer
GrantCommon Stock 24,693 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-030201 · tm238981-4_4seq1.xml · nonDerivative · entry 2

Lunan Karla · CIK 0001903946 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,697

F2 · shares: Represents shares of performance-based restricted stock for which the risks of forfeiture will lapse as to 30% of the shares on the date the Issuer files its annual report for the year ending December 31, 2023, 30% of the shares on the date the Issuer files its annual report for the year ending December 31, 2024, and 40% of the shares on the date the Issuer files its annual report for the year ending December 31, 2025, subject to (i) Ms. Lunan remaining in continuous employment with the Issuer through December 31 of the year preceding the applicable vesting date and (ii) the Issuer achieving 15%, 20%, and 20% of adjusted pre-tax return on capital employed (as such results are reported in the Issuer's annual report for the applicable year) for each respective year.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.