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Nasdaq · USD

TTEK

TETRA TECH INC

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Tapewire entity
3570
SEC CIK
0000831641
Parsed reports
658

Last 12 months

Inside the activity.

1 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 21, 2023 Filed Nov 23, 2023 01:03 UTC
Hudkins JillPresident
GrantRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 2,429 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000101 · wk-form4_1700701391.xml · derivative · entry 1

Hudkins Jill · CIK 0001927467 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,429

Underlying: COMMON STOCK · 2,429 shares

Expires not disclosed

F1 · security: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.

F2 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 30, 2024, and 25% of the shares on each anniversary date thereafter until fully vested.

F3 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 01:01 UTC
Hopson PrestonSVP, General Counsel
GrantRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 2,186 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000099 · wk-form4_1700701250.xml · derivative · entry 5

Hopson Preston III · CIK 0001728969 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,186

Underlying: COMMON STOCK · 2,186 shares

Expires not disclosed

F4 · security: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.

F5 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 30, 2024, and 25% of the shares on each anniversary date thereafter until fully vested.

F6 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 01:01 UTC
Hopson PrestonSVP, General Counsel
SaleCOMMON STOCK 1,395 $164.13 $228,964.56
Disclosure

SEC source: 0000831641-23-000099 · wk-form4_1700701250.xml · nonDerivative · entry 3

Hopson Preston III · CIK 0001728969 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,792

F3 · price: All shares sold at an exact price.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 01:01 UTC
Hopson PrestonSVP, General Counsel
Tax withholdingCOMMON STOCK 2,101 $164.32 $345,236.32
Disclosure

SEC source: 0000831641-23-000099 · wk-form4_1700701250.xml · nonDerivative · entry 2

Hopson Preston III · CIK 0001728969 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,187

F2 · shares: Represents the combined number of shares withheld to pay the related tax liability of the performance stock units that vested on November 21, 2023.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 01:01 UTC
Hopson PrestonSVP, General Counsel
GrantCOMMON STOCK 6,326 $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000099 · wk-form4_1700701250.xml · nonDerivative · entry 1

Hopson Preston III · CIK 0001728969 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,288

F1 · shares: Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2018 Equity Incentive Plan.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 00:59 UTC GrantRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 425 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000097 · wk-form4_1700701150.xml · derivative · entry 1

Gandhi Prashant · CIK 0001927052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 425

Underlying: COMMON STOCK · 425 shares

Expires not disclosed

F1 · security: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.

F2 · derivative.exercise_date: The RSUs become 100% vested as to the shares underlying the RSUs on November 30, 2024.

F3 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 00:58 UTC GrantRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 425 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000095 · wk-form4_1700701086.xml · derivative · entry 1

Birkenbeuel Gary · CIK 0001748476 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 425

Underlying: COMMON STOCK · 425 shares

Expires not disclosed

F1 · security: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.

F2 · derivative.exercise_date: The RSUs become 100% vested as to the shares underlying the RSUs on November 30, 2024.

F3 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 00:56 UTC
CARTER BRIAN NSVP, Corporate Controller
GrantRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 1,214 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000093 · wk-form4_1700701002.xml · derivative · entry 3

CARTER BRIAN N · CIK 0001561742 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,214

Underlying: COMMON STOCK · 1,214 shares

Expires not disclosed

F3 · security: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock

F4 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 30, 2024, and 25% of the shares on each anniversary date thereafter until fully vested.

F5 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 00:56 UTC
CARTER BRIAN NSVP, Corporate Controller
Tax withholdingCOMMON STOCK 1,688 $164.32 $277,372.16
Disclosure

SEC source: 0000831641-23-000093 · wk-form4_1700701002.xml · nonDerivative · entry 2

CARTER BRIAN N · CIK 0001561742 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,834

F2 · shares: Represents the combined number of shares withheld to pay the related tax liability of the performance stock units that vested on November 21, 2023.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 00:56 UTC
CARTER BRIAN NSVP, Corporate Controller
GrantCOMMON STOCK 3,162 $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000093 · wk-form4_1700701002.xml · nonDerivative · entry 1

CARTER BRIAN N · CIK 0001561742 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,522

F1 · shares: Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2018 Equity Incentive Plan.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 00:55 UTC GrantRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 2,915 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000091 · wk-form4_1700700904.xml · derivative · entry 3

BURDICK STEVEN M · CIK 0001277150 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,915

Underlying: COMMON STOCK · 2,915 shares

Expires not disclosed

F3 · security: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.

F4 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 30, 2024, and 25% of the shares on each anniversary date thereafter until fully vested.

F5 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 00:55 UTC Tax withholdingCOMMON STOCK 4,098 $164.32 $673,383.36
Disclosure

SEC source: 0000831641-23-000091 · wk-form4_1700700904.xml · nonDerivative · entry 2

BURDICK STEVEN M · CIK 0001277150 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,498

F2 · shares: Represents the combined number of shares withheld to pay the related tax liability of the performance stock units that vested on November 21, 2023.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 00:55 UTC GrantCOMMON STOCK 7,590 $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000091 · wk-form4_1700700904.xml · nonDerivative · entry 1

BURDICK STEVEN M · CIK 0001277150 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,596

F1 · shares: Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2018 Equity Incentive Plan.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 00:53 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
GrantRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 17,003 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000089 · wk-form4_1700700799.xml · derivative · entry 3

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,003

Underlying: COMMON STOCK · 17,003 shares

Expires not disclosed

F3 · security: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.

F4 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 30, 2024, and 25% of the shares on each anniversary date thereafter until fully vested.

F5 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 00:53 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
Tax withholdingCOMMON STOCK 18,212 $164.32 $2,992,595.84
Disclosure

SEC source: 0000831641-23-000089 · wk-form4_1700700799.xml · nonDerivative · entry 2

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,566

F2 · shares: Represents the combined number of shares withheld to pay the related tax liability of the performance stock units that vested on November 21, 2023.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 00:53 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
GrantCOMMON STOCK 33,737 $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000089 · wk-form4_1700700799.xml · nonDerivative · entry 1

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,778

F1 · shares: Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2018 Equity Incentive Plan.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 00:51 UTC
Argus Roger RPresident, GS and C/I Groups
GrantRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 2,186 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000087 · wk-form4_1700700692.xml · derivative · entry 3

Argus Roger R · CIK 0001721930 · President, GS and C/I Groups

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,186

Underlying: COMMON STOCK · 2,186 shares

Expires not disclosed

F3 · security: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.

F4 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 30, 2024, and 25% of the shares on each anniversary date thereafter until fully vested.

F5 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 00:51 UTC
Argus Roger RPresident, GS and C/I Groups
Tax withholdingCOMMON STOCK 3,187 $164.32 $523,687.84
Disclosure

SEC source: 0000831641-23-000087 · wk-form4_1700700692.xml · nonDerivative · entry 2

Argus Roger R · CIK 0001721930 · President, GS and C/I Groups

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,789

F2 · shares: Represents the combined number of shares withheld to pay the related tax liability of the performance stock units that vested on November 21, 2023.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 00:51 UTC
Argus Roger RPresident, GS and C/I Groups
GrantCOMMON STOCK 5,904 $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000087 · wk-form4_1700700692.xml · nonDerivative · entry 1

Argus Roger R · CIK 0001721930 · President, GS and C/I Groups

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,976

F1 · shares: Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2018 Equity Incentive Plan.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 02:53 UTC SaleCOMMON STOCK 3,510 $165.71 $581,642.10
Disclosure

SEC source: 0000831641-23-000077 · wk-form4_1700621581.xml · nonDerivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,376

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.63 to $165.91, inclusive.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 02:53 UTC SaleCOMMON STOCK 950 $166.03 $157,725.65
Disclosure

SEC source: 0000831641-23-000077 · wk-form4_1700621581.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,886

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.95 to $166.07, inclusive.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 02:59 UTC SaleCOMMON STOCK 559 $165.50 $92,514.50
Disclosure

SEC source: 0000831641-23-000079 · wk-form4_1700621956.xml · nonDerivative · entry 1

Volpi Kirsten M · CIK 0001582882 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,608

F1 · price: All shares sold at an exact price.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:53 UTC Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 380 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000077 · wk-form4_1700621581.xml · derivative · entry 4

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The restricted stock units (RSUs) become vested as to 100% of the shares underlying the RSUs on November 18, 2023.

F4 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:53 UTC Exercise / conversionCOMMON STOCK 380 $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000077 · wk-form4_1700621581.xml · nonDerivative · entry 3

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:59 UTC Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 200 $0.00 Strike: $47.95 $0.00
Disclosure

SEC source: 0000831641-23-000079 · wk-form4_1700621956.xml · derivative · entry 8

Volpi Kirsten M · CIK 0001582882 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

Underlying: COMMON STOCK · 200 shares

Expires 2027-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option becomes exercisable as to 100% of the shares on the anniversary of the grant date.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:59 UTC Exercise / conversionSTOCK OPTION · Derivative 2,000 $0.00 Strike: $40.80 $0.00
Disclosure

SEC source: 0000831641-23-000079 · wk-form4_1700621956.xml · derivative · entry 7

Volpi Kirsten M · CIK 0001582882 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 2,000 shares

Expires 2026-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option becomes exercisable as to 100% of the shares on the anniversary of the grant date.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:59 UTC Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 380 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000079 · wk-form4_1700621956.xml · derivative · entry 6

Volpi Kirsten M · CIK 0001582882 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units (RSUs) became vested as to 100% of the shares underlying the RSUs on November 18, 2023.

F3 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:59 UTC Exercise / conversionCOMMON STOCK 200 $47.95 $9,590.00
Disclosure

SEC source: 0000831641-23-000079 · wk-form4_1700621956.xml · nonDerivative · entry 5

Volpi Kirsten M · CIK 0001582882 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:59 UTC Exercise / conversionCOMMON STOCK 2,000 $40.80 $81,600.00
Disclosure

SEC source: 0000831641-23-000079 · wk-form4_1700621956.xml · nonDerivative · entry 4

Volpi Kirsten M · CIK 0001582882 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:59 UTC Exercise / conversionCOMMON STOCK 200 $47.95 $9,590.00
Disclosure

SEC source: 0000831641-23-000079 · wk-form4_1700621956.xml · nonDerivative · entry 3

Volpi Kirsten M · CIK 0001582882 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:59 UTC Exercise / conversionCOMMON STOCK 380 $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000079 · wk-form4_1700621956.xml · nonDerivative · entry 2

Volpi Kirsten M · CIK 0001582882 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:52 UTC Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 380 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000075 · wk-form4_1700621537.xml · derivative · entry 2

Maguire Joanne M · CIK 0001368472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units (RSUs) become vested as to 100% of the shares underlying the RSUs on November 18, 2023.

F2 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:52 UTC Exercise / conversionCOMMON STOCK 380 $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000075 · wk-form4_1700621537.xml · nonDerivative · entry 1

Maguire Joanne M · CIK 0001368472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:51 UTC Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 380 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000073 · wk-form4_1700621491.xml · derivative · entry 2

Gandhi Prashant · CIK 0001927052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units (RSUs) become vested as to 100% of the shares underlying the RSUs on November 18, 2023.

F2 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:51 UTC Exercise / conversionCOMMON STOCK 380 $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000073 · wk-form4_1700621491.xml · nonDerivative · entry 1

Gandhi Prashant · CIK 0001927052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:50 UTC
SHOEMAKER LESLIE LEVP, Chief Sustainability
Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 634 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000071 · wk-form4_1700621433.xml · derivative · entry 9

SHOEMAKER LESLIE L · CIK 0001450067 · EVP, Chief Sustainability

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,901

Underlying: COMMON STOCK · 634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2023, and the anniversary of that date going forward until fully vested.

F3 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:50 UTC
SHOEMAKER LESLIE LEVP, Chief Sustainability
Exercise / conversionCOMMON STOCK · Derivative 504 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000071 · wk-form4_1700621433.xml · derivative · entry 8

SHOEMAKER LESLIE L · CIK 0001450067 · EVP, Chief Sustainability

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,008

Underlying: COMMON STOCK · 504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2022, and the anniversary of that date going forward until fully vested.

F3 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:50 UTC
SHOEMAKER LESLIE LEVP, Chief Sustainability
Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 738 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000071 · wk-form4_1700621433.xml · derivative · entry 7

SHOEMAKER LESLIE L · CIK 0001450067 · EVP, Chief Sustainability

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 737

Underlying: COMMON STOCK · 738 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2021, and the anniversary of that date going forward until fully vested.

F3 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:50 UTC
SHOEMAKER LESLIE LEVP, Chief Sustainability
Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 814 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000071 · wk-form4_1700621433.xml · derivative · entry 6

SHOEMAKER LESLIE L · CIK 0001450067 · EVP, Chief Sustainability

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 814 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2020, and the anniversary of that date going forward until fully vested.

F3 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:50 UTC
SHOEMAKER LESLIE LEVP, Chief Sustainability
Tax withholdingCOMMON STOCK 1,455 $165.10 $240,220.50
Disclosure

SEC source: 0000831641-23-000071 · wk-form4_1700621433.xml · nonDerivative · entry 5

SHOEMAKER LESLIE L · CIK 0001450067 · EVP, Chief Sustainability

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,106

F1 · shares: Represents the shares underlying restricted stock units (RSUs) which vested on 11/18/2023 and were withheld to pay the related tax liability.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:50 UTC
SHOEMAKER LESLIE LEVP, Chief Sustainability
Exercise / conversionCOMMON STOCK 634 $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000071 · wk-form4_1700621433.xml · nonDerivative · entry 4

SHOEMAKER LESLIE L · CIK 0001450067 · EVP, Chief Sustainability

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:50 UTC
SHOEMAKER LESLIE LEVP, Chief Sustainability
Exercise / conversionCOMMON STOCK 504 $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000071 · wk-form4_1700621433.xml · nonDerivative · entry 3

SHOEMAKER LESLIE L · CIK 0001450067 · EVP, Chief Sustainability

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:50 UTC
SHOEMAKER LESLIE LEVP, Chief Sustainability
Exercise / conversionCOMMON STOCK 738 $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000071 · wk-form4_1700621433.xml · nonDerivative · entry 2

SHOEMAKER LESLIE L · CIK 0001450067 · EVP, Chief Sustainability

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:50 UTC
SHOEMAKER LESLIE LEVP, Chief Sustainability
Exercise / conversionCOMMON STOCK 814 $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000071 · wk-form4_1700621433.xml · nonDerivative · entry 1

SHOEMAKER LESLIE L · CIK 0001450067 · EVP, Chief Sustainability

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:49 UTC
Hudkins JillPresident
Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 381 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000069 · wk-form4_1700621384.xml · derivative · entry 9

Hudkins Jill · CIK 0001927467 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,140

Underlying: COMMON STOCK · 381 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2023, and 25% of the shares on each anniversary date thereafter until fully vested.

F3 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:49 UTC
Hudkins JillPresident
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 199 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000069 · wk-form4_1700621384.xml · derivative · entry 8

Hudkins Jill · CIK 0001927467 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398

Underlying: COMMON STOCK · 199 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2022, and 25% of the shares on each anniversary date thereafter until fully vested.

F3 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:49 UTC
Hudkins JillPresident
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000069 · wk-form4_1700621384.xml · derivative · entry 7

Hudkins Jill · CIK 0001927467 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153

Underlying: COMMON STOCK · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2021, and 25% of the shares on each anniversary date thereafter until fully vested.

F3 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:49 UTC
Hudkins JillPresident
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 72 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000069 · wk-form4_1700621384.xml · derivative · entry 6

Hudkins Jill · CIK 0001927467 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 72 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2020, and 25% of the shares on each anniversary date thereafter until fully vested.

F3 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:49 UTC
Hudkins JillPresident
Tax withholdingCOMMON STOCK 340 $165.10 $56,134.00
Disclosure

SEC source: 0000831641-23-000069 · wk-form4_1700621384.xml · nonDerivative · entry 5

Hudkins Jill · CIK 0001927467 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,430

F1 · shares: Represents the shares underlying restricted stock units (RSUs) which vested on 11/18/2023 and were withheld to pay the related tax liability.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 02:49 UTC
Hudkins JillPresident
Exercise / conversionCOMMON STOCK 381 $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000069 · wk-form4_1700621384.xml · nonDerivative · entry 4

Hudkins Jill · CIK 0001927467 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.