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Nasdaq · USD

TTEK

TETRA TECH INC

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3570
SEC CIK
0000831641
Parsed reports
658

Last 12 months

Inside the activity.

1 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2017 Filed May 9, 2017 23:03 UTC
BROWNLIE WILLIAM RSenior Vice President
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 16,750 $0.00 Strike: $25.55 $0.00
Disclosure

SEC source: 0001346227-17-000002 · edgar.xml · derivative · entry 3

BROWNLIE WILLIAM R · CIK 0001346227 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 16,750 shares

Expires 2017-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was fully exercisable on November 13, 2013.

F2 · derivative.expiration_date: Option expires in current year.

Read SEC document
May 08, 2017 Filed May 9, 2017 23:03 UTC
BROWNLIE WILLIAM RSenior Vice President
SaleCOMMON STOCK 16,750 $46.30 $775,583.63
Disclosure

SEC source: 0001346227-17-000002 · edgar.xml · nonDerivative · entry 2

BROWNLIE WILLIAM R · CIK 0001346227 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,665

F4 · price: $46.3035 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.15 to $46.60.

Read SEC document
May 08, 2017 Filed May 9, 2017 23:03 UTC
BROWNLIE WILLIAM RSenior Vice President
Exercise / conversionCOMMON STOCK 16,750 $25.55 $427,962.50
Disclosure

SEC source: 0001346227-17-000002 · edgar.xml · nonDerivative · entry 1

BROWNLIE WILLIAM R · CIK 0001346227 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: In addition to the 16,750 shares acquired in the option exercise, the reporting person acquired 192 shares of common stock pursuant to the company's Employee Stock Purchase Plan (ESPP) on December 15, 2016.

Read SEC document
May 08, 2017 Filed May 9, 2017 23:12 UTC Exercise / conversionEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative 16,750 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001206709-17-000002 · edgar.xml · derivative · entry 3

CHRISTENSEN CRAIG L · CIK 0001206709 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 16,750 shares

Expires 2018-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became fully vested on November 12, 2014.

Read SEC document
May 08, 2017 Filed May 9, 2017 23:12 UTC SaleCOMMON STOCK 16,750 $46.55 $779,650.53
Disclosure

SEC source: 0001206709-17-000002 · edgar.xml · nonDerivative · entry 2

CHRISTENSEN CRAIG L · CIK 0001206709 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,937

F3 · price: $46.5463 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.40 to $46.575

Read SEC document
May 08, 2017 Filed May 9, 2017 23:12 UTC Exercise / conversionCOMMON STOCK 16,750 $23.48 $393,290.00
Disclosure

SEC source: 0001206709-17-000002 · edgar.xml · nonDerivative · entry 1

CHRISTENSEN CRAIG L · CIK 0001206709 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: In addition to the 16,750 shares acquired in the option exercise, the reporting person acquired 92 shares of common stock pursuant to the company's Employee Stock Purchase Plan (ESPP) on December 15, 2016.

Read SEC document
May 08, 2017 Filed May 9, 2017 23:09 UTC
SALIN JANIS BSVP and General Counsel
Disposition to issuerCOMMON STOCK · Derivative 16,750 $0.00 Strike: $25.55 $0.00
Disclosure

SEC source: 0001206392-17-000002 · edgar.xml · derivative · entry 3

SALIN JANIS B · CIK 0001206392 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 16,750 shares

Expires 2017-11-13

F1 · derivative.exercise_date: The option was fully exercisable on November 13, 2013.

F2 · derivative.expiration_date: The option expires in the current year.

Read SEC document
May 08, 2017 Filed May 9, 2017 23:09 UTC
SALIN JANIS BSVP and General Counsel
SaleCOMMON STOCK 16,750 $46.46 $778,282.05
Disclosure

SEC source: 0001206392-17-000002 · edgar.xml · nonDerivative · entry 2

SALIN JANIS B · CIK 0001206392 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,297

F4 · price: $46.4646 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.45 to $46.455.

Read SEC document
May 08, 2017 Filed May 9, 2017 23:09 UTC
SALIN JANIS BSVP and General Counsel
Exercise / conversionCOMMON STOCK 16,750 $25.55 $427,962.50
Disclosure

SEC source: 0001206392-17-000002 · edgar.xml · nonDerivative · entry 1

SALIN JANIS B · CIK 0001206392 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: In addition to the 16,750 shares acquired in the option exercise, the reporting person acquired 192 shares of common stock pursuant to the company's Employee Stock Purchase Plan (ESPP) on December 15, 2016.

Read SEC document
May 08, 2017 Filed May 9, 2017 23:07 UTC
MCDONALD KEVIN PSenior Vice President
Disposition to issuerCOMMON STOCK · Derivative 5,500 $0.00 Strike: $25.55 $0.00
Disclosure

SEC source: 0001534623-17-000002 · edgar.xml · derivative · entry 3

MCDONALD KEVIN P · CIK 0001534623 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 5,500 shares

Expires 2017-11-13

F1 · derivative.exercise_date: The option was fully exercisable on November 13, 2013.

F2 · derivative.expiration_date: The option expires in the current year.

Read SEC document
May 08, 2017 Filed May 9, 2017 23:07 UTC
MCDONALD KEVIN PSenior Vice President
SaleCOMMON STOCK 5,500 $46.73 $257,007.85
Disclosure

SEC source: 0001534623-17-000002 · edgar.xml · nonDerivative · entry 2

MCDONALD KEVIN P · CIK 0001534623 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,283

F4 · price: All shares sold at an exact price.

Read SEC document
May 08, 2017 Filed May 9, 2017 23:07 UTC
MCDONALD KEVIN PSenior Vice President
Exercise / conversionCOMMON STOCK 5,500 $25.55 $140,525.00
Disclosure

SEC source: 0001534623-17-000002 · edgar.xml · nonDerivative · entry 1

MCDONALD KEVIN P · CIK 0001534623 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: In addition to the 5.500 shares acquired in the option exercise, the reporting person acquired 192 shares of common stock pursuant to the company's Employee Stock Purchase Plan (ESPP) on December 15, 2016.

Read SEC document
May 04, 2017 Filed May 5, 2017 22:25 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 150,000 $0.00 Strike: $22.53 $0.00
Disclosure

SEC source: 0001207854-17-000007 · edgar.xml · derivative · entry 3

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 150,000 shares

Expires 2019-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option became fully exercisable on November 11, 2015.

Read SEC document
May 04, 2017 Filed May 5, 2017 22:25 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
SaleCOMMON STOCK 150,000 $46.00 $6,900,525.00
Disclosure

SEC source: 0001207854-17-000007 · edgar.xml · nonDerivative · entry 2

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,011

F2 · price: $46.0035 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.005 pursuant to a 10b5-1 automatic trading plan.

Read SEC document
May 04, 2017 Filed May 5, 2017 22:25 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
Exercise / conversionCOMMON STOCK 150,000 $22.53 $3,379,500.00
Disclosure

SEC source: 0001207854-17-000007 · edgar.xml · nonDerivative · entry 1

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2017 Filed May 5, 2017 22:26 UTC
CHU RONALD JEXECUTIVE VICE PRESIDENT
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 32,951 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001450055-17-000002 · edgar.xml · derivative · entry 3

CHU RONALD J · CIK 0001450055 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 32,951 shares

Expires 2018-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was fully exercisable on November 12, 2014.

Read SEC document
May 04, 2017 Filed May 5, 2017 22:26 UTC
CHU RONALD JEXECUTIVE VICE PRESIDENT
SaleCOMMON STOCK 32,951 $46.00 $1,515,861.33
Disclosure

SEC source: 0001450055-17-000002 · edgar.xml · nonDerivative · entry 2

CHU RONALD J · CIK 0001450055 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,104

F3 · price: $46.0035 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.005 pursuant to a 10b5-1 automatic trading plan.

Read SEC document
May 04, 2017 Filed May 5, 2017 22:26 UTC
CHU RONALD JEXECUTIVE VICE PRESIDENT
Exercise / conversionCOMMON STOCK 32,951 $23.48 $773,689.48
Disclosure

SEC source: 0001450055-17-000002 · edgar.xml · nonDerivative · entry 1

CHU RONALD J · CIK 0001450055 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: In addition to the 32,951shares acquired in the option exercise, the reporting person acquired 192 shares of common stock pursuant to the company's Employee Stock Purchase Plan (ESPP) on December 15, 2016.

Read SEC document
May 02, 2017 Filed May 3, 2017 23:36 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 98,883 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001207854-17-000005 · edgar.xml · derivative · entry 6

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 98,883 shares

Expires 2018-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option became fully exercisable on November 12, 2014.

Read SEC document
May 02, 2017 Filed May 3, 2017 23:36 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
SaleCOMMON STOCK 98,883 $45.01 $4,450,249.19
Disclosure

SEC source: 0001207854-17-000005 · edgar.xml · nonDerivative · entry 4

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,011

F3 · price: $45.0052 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.05 pursuant to a 10b5-1 automatic trading plan.

Read SEC document
May 02, 2017 Filed May 3, 2017 23:36 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
Exercise / conversionCOMMON STOCK 98,883 $23.48 $2,321,772.84
Disclosure

SEC source: 0001207854-17-000005 · edgar.xml · nonDerivative · entry 3

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 23:36 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 1,117 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001207854-17-000005 · edgar.xml · derivative · entry 5

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,883

Underlying: COMMON STOCK · 1,117 shares

Expires 2018-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option became fully exercisable on November 12, 2014.

Read SEC document
May 01, 2017 Filed May 3, 2017 23:36 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
SaleCOMMON STOCK 1,117 $45.00 $50,265.00
Disclosure

SEC source: 0001207854-17-000005 · edgar.xml · nonDerivative · entry 2

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,011

F2 · price: All shares were sold at an exact price pursuant to a 10b5-1 automatic trading plan.

Read SEC document
May 01, 2017 Filed May 3, 2017 23:36 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
Exercise / conversionCOMMON STOCK 1,117 $23.48 $26,227.16
Disclosure

SEC source: 0001207854-17-000005 · edgar.xml · nonDerivative · entry 1

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 22:47 UTC Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 8,000 $0.00 Strike: $18.87 $0.00
Disclosure

SEC source: 0001242797-17-000003 · edgar.xml · derivative · entry 3

TRULY RICHARD H · CIK 0001242797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 8,000 shares

Expires 2018-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was fully exercisable on March 1, 2009.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 22:47 UTC SaleCOMMON STOCK 8,000 $41.31 $330,460.80
Disclosure

SEC source: 0001242797-17-000003 · edgar.xml · nonDerivative · entry 2

TRULY RICHARD H · CIK 0001242797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,220

F2 · price: $41.3076 was the reported selling price.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 22:47 UTC Exercise / conversionCOMMON STOCK 8,000 $18.87 $150,960.00
Disclosure

SEC source: 0001242797-17-000003 · edgar.xml · nonDerivative · entry 1

TRULY RICHARD H · CIK 0001242797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 22:19 UTC
GRANT HUGH MDirector
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 8,000 $0.00 Strike: $17.74 $0.00
Disclosure

SEC source: 0001215373-17-000002 · edgar.xml · derivative · entry 3

GRANT HUGH M · CIK 0001215373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 8,000 shares

Expires 2017-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was fully exercisable on March 1, 2008.

F2 · derivative.expiration_date: The option expires in the current year.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 22:19 UTC
GRANT HUGH MDirector
SaleCOMMON STOCK 8,000 $41.47 $331,784.80
Disclosure

SEC source: 0001215373-17-000002 · edgar.xml · nonDerivative · entry 2

GRANT HUGH M · CIK 0001215373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,220

F3 · price: $41.4731 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.40 to $41.55.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 22:19 UTC
GRANT HUGH MDirector
Exercise / conversionCOMMON STOCK 8,000 $17.74 $141,920.00
Disclosure

SEC source: 0001215373-17-000002 · edgar.xml · nonDerivative · entry 1

GRANT HUGH M · CIK 0001215373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 01:08 UTC Exercise / conversionSTOCK OPTION · Derivative 8,000 $0.00 Strike: $22.81 $0.00
Disclosure

SEC source: 0001183870-17-000002 · edgar.xml · derivative · entry 6

HADEN PATRICK C · CIK 0001183870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 8,000 shares

Expires 2021-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each stock option became exercisable as to 100% of the shares on the anniversary of its grant date.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 01:08 UTC Exercise / conversionSTOCK OPTION · Derivative 8,000 $0.00 Strike: $22.40 $0.00
Disclosure

SEC source: 0001183870-17-000002 · edgar.xml · derivative · entry 5

HADEN PATRICK C · CIK 0001183870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 8,000 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each stock option became exercisable as to 100% of the shares on the anniversary of its grant date.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 01:08 UTC SaleCOMMON STOCK 1,740 $41.27 $71,817.28
Disclosure

SEC source: 0001183870-17-000002 · edgar.xml · nonDerivative · entry 4

HADEN PATRICK C · CIK 0001183870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,680

F3 · price: $41.2743 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.25 to $41.28.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 01:08 UTC SaleCOMMON STOCK 16,000 $41.34 $661,472.00
Disclosure

SEC source: 0001183870-17-000002 · edgar.xml · nonDerivative · entry 3

HADEN PATRICK C · CIK 0001183870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,420

F2 · price: $41.342 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.25 to $41.45.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 01:08 UTC Exercise / conversionCOMMON STOCK 8,000 $22.81 $182,480.00
Disclosure

SEC source: 0001183870-17-000002 · edgar.xml · nonDerivative · entry 2

HADEN PATRICK C · CIK 0001183870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 01:08 UTC Exercise / conversionCOMMON STOCK 8,000 $22.40 $179,200.00
Disclosure

SEC source: 0001183870-17-000002 · edgar.xml · nonDerivative · entry 1

HADEN PATRICK C · CIK 0001183870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 01:04 UTC Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 8,000 $0.00 Strike: $17.74 $0.00
Disclosure

SEC source: 0001007757-17-000002 · edgar.xml · derivative · entry 4

LEWIS J CHRISTOPHER · CIK 0001007757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 8,000 shares

Expires 2017-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was fully exercisable on March 1, 2008.

F2 · derivative.expiration_date: The option expires in the current year.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 01:04 UTC SaleCOMMON STOCK 10,000 $41.30 $413,013.00
Disclosure

SEC source: 0001007757-17-000002 · edgar.xml · nonDerivative · entry 3

LEWIS J CHRISTOPHER · CIK 0001007757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,389

F4 · price: $41.3013 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.30 to $41.325.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 01:04 UTC SaleCOMMON STOCK 3,511 $41.31 $145,039.06
Disclosure

SEC source: 0001007757-17-000002 · edgar.xml · nonDerivative · entry 2

LEWIS J CHRISTOPHER · CIK 0001007757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,389

F3 · price: All shares sold at an exact price.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 01:04 UTC Exercise / conversionCOMMON STOCK 8,000 $17.74 $141,920.00
Disclosure

SEC source: 0001007757-17-000002 · edgar.xml · nonDerivative · entry 1

LEWIS J CHRISTOPHER · CIK 0001007757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 21:58 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 70,000 $0.00 Strike: $25.55 $0.00
Disclosure

SEC source: 0001207854-17-000003 · edgar.xml · derivative · entry 3

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 70,000 shares

Expires 2017-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option became fully exercisable on November 13, 2013.

F2 · derivative.expiration_date: Option expires in current calendar year.

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January 25, 2017 Filed Jan 27, 2017 21:58 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
SaleCOMMON STOCK 70,000 $44.00 $3,080,000.00
Disclosure

SEC source: 0001207854-17-000003 · edgar.xml · nonDerivative · entry 2

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,011

F4 · price: All shares were sold at an exact price pursuant to a 10b5-1 automatic trading plan.

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January 25, 2017 Filed Jan 27, 2017 21:58 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
Exercise / conversionCOMMON STOCK 70,000 $25.55 $1,788,500.00
Disclosure

SEC source: 0001207854-17-000003 · edgar.xml · nonDerivative · entry 1

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: In addition to the 70,000 shares acquired in the option exercise, the reporting person acquired 192 shares of common stock pursuant to the company's Employee Stock Purchase Plan (ESPP) on December 15, 2016.

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January 25, 2017 Filed Jan 27, 2017 21:56 UTC Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 8,000 $0.00 Strike: $22.81 $0.00
Disclosure

SEC source: 0001194005-17-000004 · edgar.xml · derivative · entry 3

SMITH ALBERT E · CIK 0001194005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 8,000 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was fully exercisable on March 1, 2012.

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January 25, 2017 Filed Jan 27, 2017 21:56 UTC SaleCOMMON STOCK 8,000 $44.00 $352,000.00
Disclosure

SEC source: 0001194005-17-000004 · edgar.xml · nonDerivative · entry 2

SMITH ALBERT E · CIK 0001194005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,877

F2 · price: All shares were sold at an exact price pursuant to a 10b5-1 automatic trading plan.

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January 25, 2017 Filed Jan 27, 2017 21:56 UTC Exercise / conversionCOMMON STOCK 8,000 $22.81 $182,480.00
Disclosure

SEC source: 0001194005-17-000004 · edgar.xml · nonDerivative · entry 1

SMITH ALBERT E · CIK 0001194005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 03, 2017 Filed Jan 5, 2017 23:42 UTC Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 8,000 $0.00 Strike: $22.40 $0.00
Disclosure

SEC source: 0001194005-17-000002 · edgar.xml · derivative · entry 6

SMITH ALBERT E · CIK 0001194005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 8,000 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 03, 2017 Filed Jan 5, 2017 23:42 UTC Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 8,000 $0.00 Strike: $25.27 $0.00
Disclosure

SEC source: 0001194005-17-000002 · edgar.xml · derivative · entry 5

SMITH ALBERT E · CIK 0001194005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 8,000 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 23:42 UTC SaleCOMMON STOCK 8,000 $42.78 $342,207.20
Disclosure

SEC source: 0001194005-17-000002 · edgar.xml · nonDerivative · entry 4

SMITH ALBERT E · CIK 0001194005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,877

F2 · price: $42.7759 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.35 to $43.40.

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January 03, 2017 Filed Jan 5, 2017 23:42 UTC SaleCOMMON STOCK 8,000 $42.78 $342,226.40
Disclosure

SEC source: 0001194005-17-000002 · edgar.xml · nonDerivative · entry 3

SMITH ALBERT E · CIK 0001194005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,877

F1 · price: $42.7783 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.35 - $43.45.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.