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Nasdaq · USD

TTEK

TETRA TECH INC

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3570
SEC CIK
0000831641
Parsed reports
658

Last 12 months

Inside the activity.

1 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2017 Filed Nov 21, 2017 22:15 UTC
MCDONALD KEVIN PSVP, CORPORATE HUMAN RESOURCES
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 5,580 $0.00 Strike: $47.95 $0.00
Disclosure

SEC source: 0000831641-17-000058 · wf-form4_151130249612361.xml · derivative · entry 2

MCDONALD KEVIN P · CIK 0001534623 · SVP, CORPORATE HUMAN RESOURCES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,580

Underlying: COMMON STOCK · 5,580 shares

Expires 2027-11-17

F2 · derivative.exercise_date: The option becomes exercisable as to 25% of the Shares on each anniversary of the grant date.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:15 UTC
MCDONALD KEVIN PSVP, CORPORATE HUMAN RESOURCES
GrantCOMMON STOCK 1,720 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000058 · wf-form4_151130249612361.xml · nonDerivative · entry 1

MCDONALD KEVIN P · CIK 0001534623 · SVP, CORPORATE HUMAN RESOURCES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,003

F1 · shares: 1,720 restricted stock units (RSUs) were awarded to the reporting person on November 17, 2017. The RSUs become vested as to 25% of the shares on November 18, 2018, and the anniversary of that date going forward until fully vested.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:14 UTC GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 4,200 $0.00 Strike: $47.95 $0.00
Disclosure

SEC source: 0000831641-17-000057 · wf-form4_151130247927842.xml · derivative · entry 2

Maguire Joanne M · CIK 0001368472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Underlying: COMMON STOCK · 4,200 shares

Expires 2027-11-17

F2 · derivative.exercise_date: The option becomes exercisable as to 100% of the shares on the anniversary of the grant date.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:14 UTC GrantCOMMON STOCK 900 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000057 · wf-form4_151130247927842.xml · nonDerivative · entry 1

Maguire Joanne M · CIK 0001368472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

F1 · shares: 900 restricted stock units (RSUs) were awarded to the reporting person on November 17, 2017. The RSUs will become vested as to 100% of the shares on November 18, 2018.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:14 UTC GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 4,200 $0.00 Strike: $47.95 $0.00
Disclosure

SEC source: 0000831641-17-000056 · wf-form4_151130246096255.xml · derivative · entry 2

LEWIS J CHRISTOPHER · CIK 0001007757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Underlying: COMMON STOCK · 4,200 shares

Expires 2027-11-17

F2 · derivative.exercise_date: The option becomes exercisable as to 100% of the shares on the anniversary of the grant date.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:14 UTC GrantCOMMON STOCK 900 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000056 · wf-form4_151130246096255.xml · nonDerivative · entry 1

LEWIS J CHRISTOPHER · CIK 0001007757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,289

F1 · shares: 900 restricted stock units (RSUs) were awarded to the reporting person on November 17, 2017. The RSUs will become vested as to 100% of the shares on November 18, 2018.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:14 UTC
LEMMON RICHARD ASVP, CORPORATE ADMINISTRATION
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 6,130 $0.00 Strike: $47.95 $0.00
Disclosure

SEC source: 0000831641-17-000055 · wf-form4_151130244364431.xml · derivative · entry 4

LEMMON RICHARD A · CIK 0001187157 · SVP, CORPORATE ADMINISTRATION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,130

Underlying: COMMON STOCK · 6,130 shares

Expires 2027-11-17

F4 · derivative.exercise_date: The option becomes exercisable as to 25% of the Shares on each anniversary of the grant date.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:14 UTC
LEMMON RICHARD ASVP, CORPORATE ADMINISTRATION
GrantCOMMON STOCK 1,889 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000055 · wf-form4_151130244364431.xml · nonDerivative · entry 1

LEMMON RICHARD A · CIK 0001187157 · SVP, CORPORATE ADMINISTRATION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,351

F1 · shares: 1,889 restricted stock units (RSUs) were awarded to the reporting person on November 17, 2017. The RSUs become vested as to 25% of the shares on November 18, 2018, and the anniversary of that date going forward until fully vested.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:13 UTC
GRANT HUGH MDirector
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 4,200 $0.00 Strike: $47.95 $0.00
Disclosure

SEC source: 0000831641-17-000053 · wf-form4_151130240720495.xml · derivative · entry 2

GRANT HUGH M · CIK 0001215373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Underlying: COMMON STOCK · 4,200 shares

Expires 2027-11-17

F2 · derivative.exercise_date: The option becomes exercisable as to 100% of the shares on the anniversary of the grant date.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:13 UTC
GRANT HUGH MDirector
GrantCOMMON STOCK 900 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000053 · wf-form4_151130240720495.xml · nonDerivative · entry 1

GRANT HUGH M · CIK 0001215373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,120

F1 · shares: 900 restricted stock units (RSUs) were awarded to the reporting person on November 17, 2017. The RSUs will become vested as to 100% of the shares on November 18, 2018.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:14 UTC GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 4,200 $0.00 Strike: $47.95 $0.00
Disclosure

SEC source: 0000831641-17-000054 · wf-form4_151130242606640.xml · derivative · entry 2

HADEN PATRICK C · CIK 0001183870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Underlying: COMMON STOCK · 4,200 shares

Expires 2027-11-17

F2 · derivative.exercise_date: The option becomes exercisable as to 100% of the shares on the anniversary of the grant date.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:14 UTC GrantCOMMON STOCK 900 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000054 · wf-form4_151130242606640.xml · nonDerivative · entry 1

HADEN PATRICK C · CIK 0001183870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,580

F1 · shares: 900 restricted stock units (RSUs) were awarded to the reporting person on November 17, 2017. The RSUs will become vested as to 100% of the shares on November 18, 2018.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:13 UTC GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 5,580 $0.00 Strike: $47.95 $0.00
Disclosure

SEC source: 0000831641-17-000052 · wf-form4_151130238920729.xml · derivative · entry 4

CHRISTENSEN CRAIG L · CIK 0001206709 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,580

Underlying: COMMON STOCK · 5,580 shares

Expires 2027-11-17

F4 · derivative.exercise_date: The option becomes exercisable as to 25% of the Shares on each anniversary of the grant date.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:13 UTC GrantCOMMON STOCK 1,720 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000052 · wf-form4_151130238920729.xml · nonDerivative · entry 1

CHRISTENSEN CRAIG L · CIK 0001206709 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,657

F1 · shares: 1,720 restricted stock units (RSUs) were awarded to the reporting person on November 17, 2017. The RSUs become vested as to 25% of the shares on November 18, 2018, and the anniversary of that date going forward until fully vested.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:13 UTC
CARTER BRIAN NSVP, CORPORATE CONTROLLER
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 5,580 $0.00 Strike: $47.95 $0.00
Disclosure

SEC source: 0000831641-17-000051 · wf-form4_151130236910429.xml · derivative · entry 4

CARTER BRIAN N · CIK 0001561742 · SVP, CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,580

Underlying: COMMON STOCK · 5,580 shares

Expires 2027-11-17

F4 · derivative.exercise_date: The option becomes exercisable as to 25% of the Shares on each anniversary of the grant date.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:13 UTC
CARTER BRIAN NSVP, CORPORATE CONTROLLER
GrantCOMMON STOCK 1,720 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000051 · wf-form4_151130236910429.xml · nonDerivative · entry 1

CARTER BRIAN N · CIK 0001561742 · SVP, CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,963

F1 · shares: 1,720 restricted stock units (RSUs) were awarded to the reporting person on November 17, 2017. The RSUs become vested as to 25% of the shares on November 18, 2018, and the anniversary of that date going forward until fully vested.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:12 UTC GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 11,161 $0.00 Strike: $47.95 $0.00
Disclosure

SEC source: 0000831641-17-000050 · wf-form4_151130234855330.xml · derivative · entry 4

BURDICK STEVEN M · CIK 0001277150 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,161

Underlying: COMMON STOCK · 11,161 shares

Expires 2027-11-17

F4 · derivative.exercise_date: The option becomes exercisable as to 25% of the Shares on each anniversary of the grant date.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:12 UTC GrantCOMMON STOCK 3,439 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000050 · wf-form4_151130234855330.xml · nonDerivative · entry 1

BURDICK STEVEN M · CIK 0001277150 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,701

F1 · shares: 3,439 restricted stock units (RSUs) were awarded to the reporting person on November 17, 2017. The RSUs become vested as to 25% of the shares on November 18, 2018, and the anniversary of that date going forward until fully vested.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:12 UTC
BROWNLIE WILLIAM RSVP, CHIEF ENGINEER
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 5,580 $0.00 Strike: $47.95 $0.00
Disclosure

SEC source: 0000831641-17-000049 · wf-form4_151130232690861.xml · derivative · entry 4

BROWNLIE WILLIAM R · CIK 0001346227 · SVP, CHIEF ENGINEER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,580

Underlying: COMMON STOCK · 5,580 shares

Expires 2027-11-17

F4 · derivative.exercise_date: The option becomes exercisable as to 25% of the Shares on each anniversary of the grant date.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:12 UTC
BROWNLIE WILLIAM RSVP, CHIEF ENGINEER
GrantCOMMON STOCK 1,720 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000049 · wf-form4_151130232690861.xml · nonDerivative · entry 1

BROWNLIE WILLIAM R · CIK 0001346227 · SVP, CHIEF ENGINEER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,385

F1 · shares: 1,720 restricted stock units (RSUs) were awarded to the reporting person on November 17, 2017. The RSUs become vested as to 25% of the shares on November 18, 2018, and the anniversary of that date going forward until fully vested.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:11 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 57,950 $0.00 Strike: $47.95 $0.00
Disclosure

SEC source: 0000831641-17-000048 · wf-form4_151130230424794.xml · derivative · entry 3

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,950

Underlying: COMMON STOCK · 57,950 shares

Expires 2027-11-17

F3 · shares: The option becomes exercisable as to 25% of the Shares on each anniversary of the grant date.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:11 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
GrantCOMMON STOCK 17,857 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000048 · wf-form4_151130230424794.xml · nonDerivative · entry 1

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,868

F1 · shares: 17,857 restricted stock units (RSUs) were awarded to the reporting person on November 17, 2017. The RSUs become vested as to 25% of the shares on November 18, 2018, and the anniversary of that date going forward until fully vested.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:05 UTC GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 5,580 $0.00 Strike: $47.95 $0.00
Disclosure

SEC source: 0000831641-17-000047 · wf-form4_151130193019682.xml · derivative · entry 4

Auman Jan K · CIK 0001722019 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,580

Underlying: COMMON STOCK · 5,580 shares

Expires 2027-11-17

F4 · derivative.exercise_date: The option becomes exercisable as to 25% of the Shares on each anniversary of the grant date.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:05 UTC GrantCOMMON STOCK 1,720 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000047 · wf-form4_151130193019682.xml · nonDerivative · entry 1

Auman Jan K · CIK 0001722019 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,344

F1 · shares: 1,720 restricted stock units (RSUs) were awarded to the reporting person on November 17, 2017. The RSUs become vested as to 25% of the shares on November 18, 2018, and the anniversary of that date going forward until fully vested.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:05 UTC
Argus Roger RSVP, Gov't Svcs. Group
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 5,580 $0.00 Strike: $47.95 $0.00
Disclosure

SEC source: 0000831641-17-000046 · wf-form4_151130191273240.xml · derivative · entry 4

Argus Roger R · CIK 0001721930 · SVP, Gov't Svcs. Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,580

Underlying: COMMON STOCK · 5,580 shares

Expires 2027-11-17

F4 · derivative.exercise_date: The option becomes exercisable as to 25% of the Shares on each anniversary of the grant date.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:05 UTC
Argus Roger RSVP, Gov't Svcs. Group
GrantCOMMON STOCK 1,720 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000046 · wf-form4_151130191273240.xml · nonDerivative · entry 1

Argus Roger R · CIK 0001721930 · SVP, Gov't Svcs. Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,870

F1 · shares: 1,720 restricted stock units (RSUs) were awarded to the reporting person on November 17, 2017. The RSUs become vested as to 25% of the shares on November 18, 2018, and the anniversary of that date going forward until fully vested.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:05 UTC GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 5,580 $0.00 Strike: $47.95 $0.00
Disclosure

SEC source: 0000831641-17-000045 · wf-form4_151130189322805.xml · derivative · entry 4

Amidon Derek G · CIK 0001721981 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,580

Underlying: COMMON STOCK · 5,580 shares

Expires 2027-11-17

F4 · derivative.exercise_date: The option becomes exercisable as to 25% of the Shares on each anniversary of the grant date.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:05 UTC GrantCOMMON STOCK 1,720 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000045 · wf-form4_151130189322805.xml · nonDerivative · entry 1

Amidon Derek G · CIK 0001721981 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,462

F1 · shares: 1,720 restricted stock units (RSUs) were awarded to the reporting person on November 17, 2017. The RSUs become vested as to 25% of the shares on November 18, 2018, and the anniversary of that date going forward until fully vested.

Read SEC document
November 09, 2017 Filed Nov 14, 2017 00:11 UTC
CHU RONALD JEXECUTIVE VICE PRESIDENT
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 20,875 $0.00 Strike: $24.26 $0.00
Disclosure

SEC source: 0000831641-17-000008 · wf-form4_151061825816274.xml · derivative · entry 6

CHU RONALD J · CIK 0001450055 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 20,875 shares

Expires 2020-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was fully exercisable on November 16, 2016.

Read SEC document
November 09, 2017 Filed Nov 14, 2017 00:11 UTC
CHU RONALD JEXECUTIVE VICE PRESIDENT
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 21,520 $0.00 Strike: $22.53 $0.00
Disclosure

SEC source: 0000831641-17-000008 · wf-form4_151061825816274.xml · derivative · entry 5

CHU RONALD J · CIK 0001450055 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 21,520 shares

Expires 2019-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was fully exercisable on November 11, 2015.

Read SEC document
November 09, 2017 Filed Nov 14, 2017 00:11 UTC
CHU RONALD JEXECUTIVE VICE PRESIDENT
SaleCOMMON STOCK 20,875 $50.00 $1,043,750.00
Disclosure

SEC source: 0000831641-17-000008 · wf-form4_151061825816274.xml · nonDerivative · entry 4

CHU RONALD J · CIK 0001450055 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,104

F1 · price: All shares sold at an exact price, pursuant to an automatic 10b5-1 trading plan.

Read SEC document
November 09, 2017 Filed Nov 14, 2017 00:11 UTC
CHU RONALD JEXECUTIVE VICE PRESIDENT
SaleCOMMON STOCK 21,520 $50.00 $1,076,000.00
Disclosure

SEC source: 0000831641-17-000008 · wf-form4_151061825816274.xml · nonDerivative · entry 3

CHU RONALD J · CIK 0001450055 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,979

F1 · price: All shares sold at an exact price, pursuant to an automatic 10b5-1 trading plan.

Read SEC document
November 09, 2017 Filed Nov 14, 2017 00:11 UTC
CHU RONALD JEXECUTIVE VICE PRESIDENT
Exercise / conversionCOMMON STOCK 20,875 $24.26 $506,427.50
Disclosure

SEC source: 0000831641-17-000008 · wf-form4_151061825816274.xml · nonDerivative · entry 2

CHU RONALD J · CIK 0001450055 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2017 Filed Nov 14, 2017 00:11 UTC
CHU RONALD JEXECUTIVE VICE PRESIDENT
Exercise / conversionCOMMON STOCK 21,520 $22.53 $484,845.60
Disclosure

SEC source: 0000831641-17-000008 · wf-form4_151061825816274.xml · nonDerivative · entry 1

CHU RONALD J · CIK 0001450055 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2017 Filed Oct 31, 2017 22:35 UTC
CHU RONALD JEXECUTIVE VICE PRESIDENT
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 696 $0.00 Strike: $22.53 $0.00
Disclosure

SEC source: 0000831641-17-000003 · wf-form4_150948932379893.xml · derivative · entry 3

CHU RONALD J · CIK 0001450055 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,520

Underlying: COMMON STOCK · 696 shares

Expires 2019-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was fully exercisable on November 11, 2015.

Read SEC document
October 27, 2017 Filed Oct 31, 2017 22:35 UTC
CHU RONALD JEXECUTIVE VICE PRESIDENT
SaleCOMMON STOCK 696 $50.00 $34,800.00
Disclosure

SEC source: 0000831641-17-000003 · wf-form4_150948932379893.xml · nonDerivative · entry 2

CHU RONALD J · CIK 0001450055 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,104

F1 · price: All shares sold at an exact price, pursuant to an automatic 10b5-1 trading plan.

Read SEC document
October 27, 2017 Filed Oct 31, 2017 22:35 UTC
CHU RONALD JEXECUTIVE VICE PRESIDENT
Exercise / conversionCOMMON STOCK 696 $22.53 $15,680.88
Disclosure

SEC source: 0000831641-17-000003 · wf-form4_150948932379893.xml · nonDerivative · entry 1

CHU RONALD J · CIK 0001450055 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2017 Filed Oct 26, 2017 20:33 UTC
CHU RONALD JEXECUTIVE VICE PRESIDENT
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 14,112 $0.00 Strike: $22.53 $0.00
Disclosure

SEC source: 0001450055-17-000003 · edgar.xml · derivative · entry 3

CHU RONALD J · CIK 0001450055 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,216

Underlying: COMMON STOCK · 14,112 shares

Expires 2019-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was fully exercisable on November 11, 2015.

Read SEC document
October 24, 2017 Filed Oct 26, 2017 20:33 UTC
CHU RONALD JEXECUTIVE VICE PRESIDENT
SaleCOMMON STOCK 14,112 $50.00 $705,600.00
Disclosure

SEC source: 0001450055-17-000003 · edgar.xml · nonDerivative · entry 2

CHU RONALD J · CIK 0001450055 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,104

F2 · price: All shares were sold at an exact price pursuant to a 10b5-1 automatic trading plan.

Read SEC document
October 24, 2017 Filed Oct 26, 2017 20:33 UTC
CHU RONALD JEXECUTIVE VICE PRESIDENT
Exercise / conversionCOMMON STOCK 14,112 $22.53 $317,943.36
Disclosure

SEC source: 0001450055-17-000003 · edgar.xml · nonDerivative · entry 1

CHU RONALD J · CIK 0001450055 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 23, 2017 Filed May 24, 2017 22:50 UTC Disposition to issuerCOMMON STOCK · Derivative 16,750 $0.00 Strike: $25.55 $0.00
Disclosure

SEC source: 0001277150-17-000002 · edgar.xml · derivative · entry 3

BURDICK STEVEN M · CIK 0001277150 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 16,750 shares

Expires 2017-11-13

F1 · derivative.exercise_date: The option was fully exercisable on November 13, 2013.

F2 · derivative.expiration_date: The option expires in the current year.

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May 23, 2017 Filed May 24, 2017 22:50 UTC SaleCOMMON STOCK 16,750 $44.87 $751,542.35
Disclosure

SEC source: 0001277150-17-000002 · edgar.xml · nonDerivative · entry 2

BURDICK STEVEN M · CIK 0001277150 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,262

F4 · price: $44.8682 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.75 to $45.10.

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May 23, 2017 Filed May 24, 2017 22:50 UTC Exercise / conversionCOMMON STOCK 16,750 $25.55 $427,962.50
Disclosure

SEC source: 0001277150-17-000002 · edgar.xml · nonDerivative · entry 1

BURDICK STEVEN M · CIK 0001277150 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: In addition to the 16,750 shares acquired in the option exercise, the reporting person acquired 192 shares of common stock pursuant to the company's Employee Stock Purchase Plan (ESPP) on December 15, 2016.

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May 10, 2017 Filed May 10, 2017 22:59 UTC
SHOEMAKER LESLIE LExecutive Vice President
Disposition to issuerCOMMON STOCK · Derivative 16,750 $0.00 Strike: $25.55 $0.00
Disclosure

SEC source: 0001450067-17-000002 · edgar.xml · derivative · entry 3

SHOEMAKER LESLIE L · CIK 0001450067 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 16,750 shares

Expires 2017-11-13

F1 · derivative.exercise_date: The option was fully exercisable on November 13, 2013.

F2 · derivative.expiration_date: The option expires in the current year.

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May 10, 2017 Filed May 10, 2017 22:59 UTC
SHOEMAKER LESLIE LExecutive Vice President
SaleCOMMON STOCK 16,750 $46.04 $771,139.85
Disclosure

SEC source: 0001450067-17-000002 · edgar.xml · nonDerivative · entry 2

SHOEMAKER LESLIE L · CIK 0001450067 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,256

F4 · price: $46.0382 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.70 to $46.40.

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May 10, 2017 Filed May 10, 2017 22:59 UTC
SHOEMAKER LESLIE LExecutive Vice President
Exercise / conversionCOMMON STOCK 16,750 $25.55 $427,962.50
Disclosure

SEC source: 0001450067-17-000002 · edgar.xml · nonDerivative · entry 1

SHOEMAKER LESLIE L · CIK 0001450067 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: In addition to the 16,750 shares acquired in the option exercise, the reporting person acquired 192 shares of common stock pursuant to the company's Employee Stock Purchase Plan (ESPP) on December 15, 2016.

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May 09, 2017 Filed May 9, 2017 23:15 UTC
LEMMON RICHARD ASenior Vice President
Disposition to issuerCOMMON STOCK · Derivative 16,750 $0.00 Strike: $25.55 $0.00
Disclosure

SEC source: 0001187157-17-000002 · edgar.xml · derivative · entry 3

LEMMON RICHARD A · CIK 0001187157 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 16,750 shares

Expires 2017-11-13

F1 · derivative.exercise_date: The option was fully exercisable on November 13, 2013.

F2 · derivative.expiration_date: The option expires in the current year.

Read SEC document
May 09, 2017 Filed May 9, 2017 23:15 UTC
LEMMON RICHARD ASenior Vice President
SaleCOMMON STOCK 16,750 $46.30 $775,605.40
Disclosure

SEC source: 0001187157-17-000002 · edgar.xml · nonDerivative · entry 2

LEMMON RICHARD A · CIK 0001187157 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,462

F4 · price: $46.3048 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.30 to 46.65.

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May 09, 2017 Filed May 9, 2017 23:15 UTC
LEMMON RICHARD ASenior Vice President
Exercise / conversionCOMMON STOCK 16,750 $25.55 $427,962.50
Disclosure

SEC source: 0001187157-17-000002 · edgar.xml · nonDerivative · entry 1

LEMMON RICHARD A · CIK 0001187157 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: In addition to the 16,750 shares acquired in the option exercise, the reporting person acquired 192 shares of common stock pursuant to the company's Employee Stock Purchase Plan (ESPP) on December 15, 2016.

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May 09, 2017 Filed May 10, 2017 22:57 UTC
CARTER BRIAN NSVP and Corporate Controller
SaleCOMMON STOCK 3,396 $46.20 $156,895.20
Disclosure

SEC source: 0001561742-17-000002 · edgar.xml · nonDerivative · entry 1

CARTER BRIAN N · CIK 0001561742 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,243

F1 · price: All shares were sold at an exact price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.