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Nasdaq · USD

TTEK

TETRA TECH INC

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3570
SEC CIK
0000831641
Parsed reports
658

Last 12 months

Inside the activity.

1 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2021 Filed Nov 23, 2021 00:40 UTC
BROWNLIE WILLIAM RSVP, Chief Engineer
Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 246 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000093 · wf-form4_163762801047598.xml · derivative · entry 7

BROWNLIE WILLIAM R · CIK 0001346227 · SVP, Chief Engineer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 984

Underlying: COMMON STOCK · 246 shares

Expires 2024-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2021, and the anniversary of that date going forward until fully vested.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:40 UTC
BROWNLIE WILLIAM RSVP, Chief Engineer
Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 326 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000093 · wf-form4_163762801047598.xml · derivative · entry 6

BROWNLIE WILLIAM R · CIK 0001346227 · SVP, Chief Engineer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652

Underlying: COMMON STOCK · 326 shares

Expires 2023-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2020, and the anniversary of that date going forward until fully vested.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:40 UTC
BROWNLIE WILLIAM RSVP, Chief Engineer
Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 539 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000093 · wf-form4_163762801047598.xml · derivative · entry 5

BROWNLIE WILLIAM R · CIK 0001346227 · SVP, Chief Engineer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539

Underlying: COMMON STOCK · 539 shares

Expires 2022-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2019, and the anniversary of that date going forward until fully vested.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:40 UTC
BROWNLIE WILLIAM RSVP, Chief Engineer
Tax withholdingCOMMON STOCK 766 $187.88 $143,916.08
Disclosure

SEC source: 0000831641-21-000093 · wf-form4_163762801047598.xml · nonDerivative · entry 4

BROWNLIE WILLIAM R · CIK 0001346227 · SVP, Chief Engineer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,617

F2 · shares: Represents the combined number of shares withheld to pay the related tax liability on a total of 1,541 restricted stock units (RSUs) which vested on 11/18/2021.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:40 UTC
BROWNLIE WILLIAM RSVP, Chief Engineer
Exercise / conversionCOMMON STOCK 246 $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000093 · wf-form4_163762801047598.xml · nonDerivative · entry 3

BROWNLIE WILLIAM R · CIK 0001346227 · SVP, Chief Engineer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares automatically acquired upon the vesting of restricted stock units (RSUs).

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:40 UTC
BROWNLIE WILLIAM RSVP, Chief Engineer
Exercise / conversionCOMMON STOCK 326 $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000093 · wf-form4_163762801047598.xml · nonDerivative · entry 2

BROWNLIE WILLIAM R · CIK 0001346227 · SVP, Chief Engineer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares automatically acquired upon the vesting of restricted stock units (RSUs).

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:40 UTC
BROWNLIE WILLIAM RSVP, Chief Engineer
Exercise / conversionCOMMON STOCK 549 $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000093 · wf-form4_163762801047598.xml · nonDerivative · entry 1

BROWNLIE WILLIAM R · CIK 0001346227 · SVP, Chief Engineer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares automatically acquired upon the vesting of restricted stock units (RSUs).

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:40 UTC Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 738 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000094 · wf-form4_163762803309326.xml · derivative · entry 7

BURDICK STEVEN M · CIK 0001277150 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,213

Underlying: COMMON STOCK · 738 shares

Expires 2024-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2021, and the anniversary of that date going forward until fully vested.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:40 UTC Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 815 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000094 · wf-form4_163762803309326.xml · derivative · entry 6

BURDICK STEVEN M · CIK 0001277150 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,628

Underlying: COMMON STOCK · 815 shares

Expires 2023-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2020, and the anniversary of that date going forward until fully vested.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:40 UTC Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 1,001 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000094 · wf-form4_163762803309326.xml · derivative · entry 5

BURDICK STEVEN M · CIK 0001277150 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: COMMON STOCK · 1,001 shares

Expires 2022-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2019, and the anniversary of that date going forward until fully vested.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:40 UTC Tax withholdingCOMMON STOCK 1,844 $187.88 $346,450.72
Disclosure

SEC source: 0000831641-21-000094 · wf-form4_163762803309326.xml · nonDerivative · entry 4

BURDICK STEVEN M · CIK 0001277150 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,690

F2 · shares: Represents the combined number of shares withheld to pay the related tax liability on a total of 3,413 restricted stock units (RSUs) which vested on 11/18/2021.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:40 UTC Exercise / conversionCOMMON STOCK 738 $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000094 · wf-form4_163762803309326.xml · nonDerivative · entry 3

BURDICK STEVEN M · CIK 0001277150 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The award becomes vested as to 25% of the RSUs on the anniversary of the grant date.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:40 UTC Exercise / conversionCOMMON STOCK 815 $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000094 · wf-form4_163762803309326.xml · nonDerivative · entry 2

BURDICK STEVEN M · CIK 0001277150 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The award becomes vested as to 25% of the RSUs on the anniversary of the grant date.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:40 UTC Exercise / conversionCOMMON STOCK 1,001 $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000094 · wf-form4_163762803309326.xml · nonDerivative · entry 1

BURDICK STEVEN M · CIK 0001277150 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The award becomes vested as to 25% of the RSUs on the anniversary of the grant date.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:40 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 3,279 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000092 · wf-form4_163762799391945.xml · derivative · entry 7

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,836

Underlying: COMMON STOCK · 3,279 shares

Expires 2024-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2021, and the anniversary of that date going forward until fully vested.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:40 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 4,276 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000092 · wf-form4_163762799391945.xml · derivative · entry 6

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,552

Underlying: COMMON STOCK · 4,276 shares

Expires 2023-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2020, and the anniversary of that date going forward until fully vested.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:40 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 5,308 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000092 · wf-form4_163762799391945.xml · derivative · entry 5

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,308

Underlying: COMMON STOCK · 5,308 shares

Expires 2022-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2019, and the anniversary of that date going forward until fully vested.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:40 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
Tax withholdingCOMMON STOCK 9,356 $187.88 $1,757,805.28
Disclosure

SEC source: 0000831641-21-000092 · wf-form4_163762799391945.xml · nonDerivative · entry 4

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,290

F2 · shares: Represents the combined number of shares withheld to pay the related tax liability on a total of 17,237 restricted stock units (RSUs) which vested on 11/18/2021.

F3 · balance_after: Amount of securities beneficially owned have also been updated to reflect the acquisition of 58 shares of common stock pursuant to the Tetra Tech, Inc. Employee Stock Purchase Plan (ESPP) on December 15, 2020.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:40 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
Exercise / conversionCOMMON STOCK 3,279 $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000092 · wf-form4_163762799391945.xml · nonDerivative · entry 3

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The award becomes vested as to 25% of the RSUs on the anniversary of the grant date.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:40 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
Exercise / conversionCOMMON STOCK 4,276 $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000092 · wf-form4_163762799391945.xml · nonDerivative · entry 2

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The award becomes vested as to 25% of the RSUs on the anniversary of the grant date.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:40 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
Exercise / conversionCOMMON STOCK 5,308 $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000092 · wf-form4_163762799391945.xml · nonDerivative · entry 1

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The award becomes vested as to 25% of the RSUs on the anniversary of the grant date.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:39 UTC
Argus Roger RSVP, Government Services Group
Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 574 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000091 · wf-form4_163762797534273.xml · derivative · entry 7

Argus Roger R · CIK 0001721930 · SVP, Government Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,721

Underlying: COMMON STOCK · 574 shares

Expires 2024-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2021, and the anniversary of that date going forward until fully vested.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:39 UTC
Argus Roger RSVP, Government Services Group
Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 582 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000091 · wf-form4_163762797534273.xml · derivative · entry 6

Argus Roger R · CIK 0001721930 · SVP, Government Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,163

Underlying: COMMON STOCK · 582 shares

Expires 2023-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2020, and the anniversary of that date going forward until fully vested.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:39 UTC
Argus Roger RSVP, Government Services Group
Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 539 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000091 · wf-form4_163762797534273.xml · derivative · entry 5

Argus Roger R · CIK 0001721930 · SVP, Government Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539

Underlying: COMMON STOCK · 539 shares

Expires 2022-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2019, and the anniversary of that date going forward until fully vested.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:39 UTC
Argus Roger RSVP, Government Services Group
Exercise / conversionCOMMON STOCK 1,149 $187.88 $215,874.12
Disclosure

SEC source: 0000831641-21-000091 · wf-form4_163762797534273.xml · nonDerivative · entry 4

Argus Roger R · CIK 0001721930 · SVP, Government Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the combined number of shares withheld to pay the related tax liability on a total of 2,125 restricted stock units (RSUs) which vested on 11/18/2021.

F3 · balance_after: Amount of securities beneficially owned have also been updated to reflect the acquisition of 58 shares of common stock pursuant to the Tetra Tech, Inc. Employee Stock Purchase Plan (ESPP) on December 15, 2020.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:39 UTC
Argus Roger RSVP, Government Services Group
Exercise / conversionCOMMON STOCK 574 $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000091 · wf-form4_163762797534273.xml · nonDerivative · entry 3

Argus Roger R · CIK 0001721930 · SVP, Government Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The award becomes vested as to 25% of the RSUs on the anniversary of the grant date.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:39 UTC
Argus Roger RSVP, Government Services Group
Exercise / conversionCOMMON STOCK 582 $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000091 · wf-form4_163762797534273.xml · nonDerivative · entry 2

Argus Roger R · CIK 0001721930 · SVP, Government Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The award becomes vested as to 25% of the RSUs on the anniversary of the grant date.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:39 UTC
Argus Roger RSVP, Government Services Group
Exercise / conversionCOMMON STOCK 539 $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000091 · wf-form4_163762797534273.xml · nonDerivative · entry 1

Argus Roger R · CIK 0001721930 · SVP, Government Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The award becomes vested as to 25% of the RSUs on the anniversary of the grant date.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:39 UTC
Amidon Derek GSVP, Comm./Int'l Svcs. Group
Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 574 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000090 · wf-form4_163762795102706.xml · derivative · entry 7

Amidon Derek G · CIK 0001721981 · SVP, Comm./Int'l Svcs. Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,721

Underlying: COMMON STOCK · 574 shares

Expires 2024-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2021, and the anniversary of that date going forward until fully vested.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:39 UTC
Amidon Derek GSVP, Comm./Int'l Svcs. Group
Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 524 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000090 · wf-form4_163762795102706.xml · derivative · entry 6

Amidon Derek G · CIK 0001721981 · SVP, Comm./Int'l Svcs. Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,046

Underlying: COMMON STOCK · 524 shares

Expires 2023-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2020, and the anniversary of that date going forward until fully vested.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:39 UTC
Amidon Derek GSVP, Comm./Int'l Svcs. Group
Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 539 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000090 · wf-form4_163762795102706.xml · derivative · entry 5

Amidon Derek G · CIK 0001721981 · SVP, Comm./Int'l Svcs. Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539

Underlying: COMMON STOCK · 539 shares

Expires 2022-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2019, and the anniversary of that date going forward until fully vested.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:39 UTC
Amidon Derek GSVP, Comm./Int'l Svcs. Group
Tax withholdingCOMMON STOCK 918 $187.88 $172,473.84
Disclosure

SEC source: 0000831641-21-000090 · wf-form4_163762795102706.xml · nonDerivative · entry 4

Amidon Derek G · CIK 0001721981 · SVP, Comm./Int'l Svcs. Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,203

F2 · shares: Represents the combined number of shares withheld to pay the related tax liability on a total of 2,067 restricted stock units (RSUs) which vested on 11/18/2021.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:39 UTC
Amidon Derek GSVP, Comm./Int'l Svcs. Group
Exercise / conversionCOMMON STOCK 574 $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000090 · wf-form4_163762795102706.xml · nonDerivative · entry 3

Amidon Derek G · CIK 0001721981 · SVP, Comm./Int'l Svcs. Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The award becomes vested as to 25% of the RSUs on the anniversary of the grant date.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:39 UTC
Amidon Derek GSVP, Comm./Int'l Svcs. Group
Exercise / conversionCOMMON STOCK 524 $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000090 · wf-form4_163762795102706.xml · nonDerivative · entry 2

Amidon Derek G · CIK 0001721981 · SVP, Comm./Int'l Svcs. Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The award becomes vested as to 25% of the RSUs on the anniversary of the grant date.

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November 18, 2021 Filed Nov 23, 2021 00:39 UTC
Amidon Derek GSVP, Comm./Int'l Svcs. Group
Exercise / conversionCOMMON STOCK 539 $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000090 · wf-form4_163762795102706.xml · nonDerivative · entry 1

Amidon Derek G · CIK 0001721981 · SVP, Comm./Int'l Svcs. Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The award becomes vested as to 25% of the RSUs on the anniversary of the grant date.

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September 07, 2021 Filed Sep 9, 2021 23:00 UTC SaleCOMMON STOCK 5,400 $147.88 $798,566.04
Disclosure

SEC source: 0000831641-21-000068 · wf-form4_163122843145748.xml · nonDerivative · entry 1

HADEN PATRICK C · CIK 0001183870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,380

F1 · price: $147.8826 is an average price. Shares were sold at prices ranging from $147.802 to $147.90 per share.

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September 03, 2021 Filed Sep 3, 2021 23:03 UTC Exercise / conversionSTOCK OPTION · Derivative 4,200 $0.00 Strike: $27.16 $0.00
Disclosure

SEC source: 0000831641-21-000066 · wf-form4_163071021907306.xml · derivative · entry 3

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 4,200 shares

Expires 2025-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option becomes exercisable as to 100% of the shares on the anniversary of the grant date.

F3 · derivative.expiration_date: The option granted expires 10 years after the grant date.

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September 03, 2021 Filed Sep 3, 2021 23:03 UTC SaleCOMMON STOCK 4,200 $152.03 $638,511.72
Disclosure

SEC source: 0000831641-21-000066 · wf-form4_163071021907306.xml · nonDerivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,438

F1 · price: $152.0266 is an average price. Shares were sold at prices ranging from $152.010 to $152.125 per share.

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September 03, 2021 Filed Sep 3, 2021 23:03 UTC Exercise / conversionCOMMON STOCK 4,200 $27.16 $114,072.00
Disclosure

SEC source: 0000831641-21-000066 · wf-form4_163071021907306.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2021 Filed Sep 3, 2021 23:02 UTC Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 4,756 $0.00 Strike: $27.26 $0.00
Disclosure

SEC source: 0000831641-21-000065 · wf-form4_163071015273110.xml · derivative · entry 4

CHRISTENSEN CRAIG L · CIK 0001206709 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 4,756 shares

Expires 2022-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option becomes exercisable as to 25% of the shares on each anniversary of the grant date.

F4 · derivative.expiration_date: The option granted expires 8 years after the grant date.

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September 03, 2021 Filed Sep 3, 2021 23:02 UTC SaleCOMMON STOCK 4,756 $150.90 $717,690.39
Disclosure

SEC source: 0000831641-21-000065 · wf-form4_163071015273110.xml · nonDerivative · entry 3

CHRISTENSEN CRAIG L · CIK 0001206709 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,439

F2 · price: $150.9021 is an average price. Shares were sold at prices ranging from $150.90 to $151.00 per share.

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September 03, 2021 Filed Sep 3, 2021 23:02 UTC Exercise / conversionCOMMON STOCK 4,756 $27.26 $129,648.56
Disclosure

SEC source: 0000831641-21-000065 · wf-form4_163071015273110.xml · nonDerivative · entry 2

CHRISTENSEN CRAIG L · CIK 0001206709 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2021 Filed Sep 3, 2021 23:02 UTC GiftCOMMON STOCK 300 $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000065 · wf-form4_163071015273110.xml · nonDerivative · entry 1

CHRISTENSEN CRAIG L · CIK 0001206709 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,439

F1 · price: Bona fide gift. No compensation was given to the donor for the gifting of shares.

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September 02, 2021 Filed Sep 3, 2021 23:01 UTC
LEMMON RICHARD ASVP, Corporate Administration
SaleCOMMON STOCK 3,878 $146.00 $566,188.00
Disclosure

SEC source: 0000831641-21-000064 · wf-form4_163071007719828.xml · nonDerivative · entry 1

LEMMON RICHARD A · CIK 0001187157 · SVP, Corporate Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,587

Read SEC document
August 30, 2021 Filed Aug 31, 2021 23:01 UTC Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 4,200 $0.00 Strike: $28.58 $0.00
Disclosure

SEC source: 0000831641-21-000060 · wf-form4_163045084695197.xml · derivative · entry 3

LEWIS J CHRISTOPHER · CIK 0001007757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 4,200 shares

Expires 2021-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became exercisable as to 100% of the shares on the anniversary of the grant date.

F2 · derivative.expiration_date: The option expires in the current year.

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August 30, 2021 Filed Aug 31, 2021 23:01 UTC SaleCOMMON STOCK 850 $143.11 $121,642.82
Disclosure

SEC source: 0000831641-21-000060 · wf-form4_163045084695197.xml · nonDerivative · entry 2

LEWIS J CHRISTOPHER · CIK 0001007757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,776

Read SEC document
August 30, 2021 Filed Aug 31, 2021 23:01 UTC Exercise / conversionCOMMON STOCK 4,200 $28.58 $120,036.00
Disclosure

SEC source: 0000831641-21-000060 · wf-form4_163045084695197.xml · nonDerivative · entry 1

LEWIS J CHRISTOPHER · CIK 0001007757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2021 Filed Aug 12, 2021 23:02 UTC
Teufele BernardSVP, Canada and South America
SaleCOMMON STOCK 860 $138.42 $119,042.23
Disclosure

SEC source: 0000831641-21-000058 · wf-form4_162880934445799.xml · nonDerivative · entry 1

Teufele Bernard · CIK 0001722571 · SVP, Canada and South America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,933

F1 · price: $138.4212 is an average price. Shares were sold at prices ranging from $138.2500 to $138.5670 per share.

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August 02, 2021 Filed Aug 3, 2021 23:13 UTC GiftCOMMON STOCK 450 $0.00 $0.00
Disclosure

SEC source: 0000831641-21-000056 · wf-form4_162803238932179.xml · nonDerivative · entry 1

Volpi Kirsten M · CIK 0001582882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,547

F1 · price: Bona fide gift. No compensation was given to the donor for the gifting of shares.

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June 07, 2021 Filed Jun 7, 2021 23:07 UTC SaleCOMMON STOCK 5,575 $119.15 $664,261.25
Disclosure

SEC source: 0000831641-21-000047 · wf-form4_162310721246519.xml · nonDerivative · entry 1

Volpi Kirsten M · CIK 0001582882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,997

F1 · price: $119.15 is the exact price. Shares were sold at the exact price per share.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.