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Nasdaq · USD

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Trade Desk, Inc.

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3752
SEC CIK
0001671933
Parsed reports
742

Last 12 months

Inside the activity.

4 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202642
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2018 Filed Dec 4, 2018 17:11 UTC
Perdue Robert DavidDirector · Chief Operating Officer
Tax withholdingClass A Common Stock 2,717 $142.45 $387,036.65
Disclosure

SEC source: 0001209191-18-060938 · doc4.xml · nonDerivative · entry 3

Perdue Robert David · CIK 0001671410 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,389

F4 · shares: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a Restricted Stock Award granted December 1, 2017.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 17:11 UTC
Perdue Robert DavidDirector · Chief Operating Officer
Tax withholdingClass A Common Stock 3,153 $142.45 $449,144.85
Disclosure

SEC source: 0001209191-18-060938 · doc4.xml · nonDerivative · entry 2

Perdue Robert David · CIK 0001671410 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,106

F3 · shares: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a Restricted Stock Award granted December 23, 2016.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 17:11 UTC
Perdue Robert DavidDirector · Chief Operating Officer
GrantClass A Common Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060938 · doc4.xml · nonDerivative · entry 1

Perdue Robert David · CIK 0001671410 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,259

F1 · shares: Grant of restricted stock unit ("RSU") under the Issuer's 2016 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of Issuer's Class A common stock. The RSUs have a vesting commencement date ("VCD") of December 1, 2018, and vest in quarterly installments over a one-year period, subject to time- and performance-based conditions.

F2 · balance_after: Includes 4,166 shares acquired through the Employee Stock Purchase Plan on November 15, 2018.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 16:56 UTC
Pickles David RandallChief Technology Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 17,535 $0.00 Strike: $142.45 $0.00
Disclosure

SEC source: 0001209191-18-060905 · doc4.xml · derivative · entry 4

Pickles David Randall · CIK 0001671685 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,535

Underlying: Class A Common Stock · 17,535 shares

Expires 2028-12-01

F4 · derivative.exercise_date: The option was granted on December 1, 2018, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 16:56 UTC
Pickles David RandallChief Technology Officer
Tax withholdingClass A Common Stock 2,531 $142.45 $360,540.95
Disclosure

SEC source: 0001209191-18-060905 · doc4.xml · nonDerivative · entry 3

Pickles David Randall · CIK 0001671685 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,077

F3 · shares: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a Restricted Stock Award granted December 1, 2017.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 16:56 UTC
Pickles David RandallChief Technology Officer
Tax withholdingClass A Common Stock 2,936 $142.45 $418,233.20
Disclosure

SEC source: 0001209191-18-060905 · doc4.xml · nonDerivative · entry 2

Pickles David Randall · CIK 0001671685 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,608

F2 · shares: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a Restricted Stock Award granted December 23, 2016.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 16:56 UTC
Pickles David RandallChief Technology Officer
GrantClass A Common Stock 9,307 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060905 · doc4.xml · nonDerivative · entry 1

Pickles David Randall · CIK 0001671685 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,544

F1 · shares: Represents restricted stock with a vesting commencement date ("VCD") of December 1, 2018, and which vests as to one-fourth of the granted shares on each anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 22:07 UTC
Ross PaulChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 17,535 $0.00 Strike: $142.45 $0.00
Disclosure

SEC source: 0001209191-18-060931 · doc4.xml · derivative · entry 4

Ross Paul · CIK 0001327112 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,535

Underlying: Class A Common Stock · 17,535 shares

Expires 2028-12-01

F4 · derivative.exercise_date: The option was granted on December 1, 2018, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 22:07 UTC
Ross PaulChief Financial Officer
Tax withholdingClass A Common Stock 2,531 $142.45 $360,540.95
Disclosure

SEC source: 0001209191-18-060931 · doc4.xml · nonDerivative · entry 3

Ross Paul · CIK 0001327112 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,321

F3 · shares: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a Restricted Stock Award granted December 1, 2017.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 22:07 UTC
Ross PaulChief Financial Officer
Tax withholdingClass A Common Stock 2,963 $142.45 $422,079.35
Disclosure

SEC source: 0001209191-18-060931 · doc4.xml · nonDerivative · entry 2

Ross Paul · CIK 0001327112 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,852

F2 · shares: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a Restricted Stock Award granted December 23, 2016.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 22:07 UTC
Ross PaulChief Financial Officer
GrantClass A Common Stock 9,307 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060931 · doc4.xml · nonDerivative · entry 1

Ross Paul · CIK 0001327112 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,815

F1 · shares: Represents restricted stock with a vesting commencement date ("VCD") of December 1, 2018, and which vests as to one-fourth of the granted shares on each anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 22:03 UTC
Green Jeffrey TerryDirector · President and CEO · 10% owner
GrantEmployee Stock Option (Right to Buy) · Derivative 702 $0.00 Strike: $156.70 $0.00
Disclosure

SEC source: 0001209191-18-060923 · doc4.xml · derivative · entry 5

Green Jeffrey Terry · CIK 0001671445 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702

Underlying: Class A Common Stock · 702 shares

Expires 2023-12-01

F5 · derivative.exercise_date: The option was granted on December 1, 2018, with a VCD of December 1, 2021. One twelfth (1/12th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 22:03 UTC
Green Jeffrey TerryDirector · President and CEO · 10% owner
GrantEmployee Stock Option (Right to Buy) · Derivative 50,523 $0.00 Strike: $142.45 $0.00
Disclosure

SEC source: 0001209191-18-060923 · doc4.xml · derivative · entry 4

Green Jeffrey Terry · CIK 0001671445 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,523

Underlying: Class A Common Stock · 50,523 shares

Expires 2028-12-01

F4 · derivative.exercise_date: The option was granted on December 1, 2018, the VCD. The option vests over four years in increments on each monthly anniversary of the VCD according to the following schedule: an aggregate of 12,806 shares will vest during each of the calendar years 2019, 2020 and 2021 and an aggregate of 12,105 shares will vest during calendar year 2022, in each case, subject to continued employment with the Issuer through the applicable vesting dates.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 22:03 UTC
Green Jeffrey TerryDirector · President and CEO · 10% owner
Tax withholdingClass A Common Stock 5,624 $142.45 $801,138.80
Disclosure

SEC source: 0001209191-18-060923 · doc4.xml · nonDerivative · entry 3

Green Jeffrey Terry · CIK 0001671445 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,539

F3 · shares: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a Restricted Stock Award granted December 1, 2017.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 22:03 UTC
Green Jeffrey TerryDirector · President and CEO · 10% owner
Tax withholdingClass A Common Stock 4,512 $142.45 $642,734.40
Disclosure

SEC source: 0001209191-18-060923 · doc4.xml · nonDerivative · entry 2

Green Jeffrey Terry · CIK 0001671445 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,163

F2 · shares: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a Restricted Stock Award granted December 23, 2016.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 22:03 UTC
Green Jeffrey TerryDirector · President and CEO · 10% owner
GrantClass A Common Stock 27,114 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060923 · doc4.xml · nonDerivative · entry 1

Green Jeffrey Terry · CIK 0001671445 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,675

F1 · shares: Represents restricted stock with a vesting commencement date ("VCD") of December 1, 2018, and which vests as to one-fourth of the granted shares on each anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 21:59 UTC
Stempeck Brian JohnChief Client Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 17,535 $0.00 Strike: $142.45 $0.00
Disclosure

SEC source: 0001209191-18-060913 · doc4.xml · derivative · entry 4

Stempeck Brian John · CIK 0001671413 · Chief Client Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,535

Underlying: Class A Common Stock · 17,535 shares

Expires 2028-12-01

F5 · derivative.exercise_date: The option was granted on December 1, 2018, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 21:59 UTC
Stempeck Brian JohnChief Client Officer
Tax withholdingClass A Common Stock 2,642 $142.45 $376,352.90
Disclosure

SEC source: 0001209191-18-060913 · doc4.xml · nonDerivative · entry 3

Stempeck Brian John · CIK 0001671413 · Chief Client Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,469

F4 · shares: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a Restricted Stock Award granted December 1, 2017.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 21:59 UTC
Stempeck Brian JohnChief Client Officer
Tax withholdingClass A Common Stock 3,135 $142.45 $446,580.75
Disclosure

SEC source: 0001209191-18-060913 · doc4.xml · nonDerivative · entry 2

Stempeck Brian John · CIK 0001671413 · Chief Client Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,111

F3 · shares: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a Restricted Stock Award granted December 23, 2016.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 21:59 UTC
Stempeck Brian JohnChief Client Officer
GrantClass A Common Stock 9,307 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060913 · doc4.xml · nonDerivative · entry 1

Stempeck Brian John · CIK 0001671413 · Chief Client Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,246

F1 · shares: Represents restricted stock with a vesting commencement date ("VCD") of December 1, 2018, and which vests as to one-fourth of the granted shares on each anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.

F2 · balance_after: Includes 919 shares acquired through the Employee Stock Purchase Plan on November 15, 2018.

Read SEC document
November 28, 2018 Filed Dec 1, 2018 00:52 UTC SaleClass A Common Stock 20,000 $134.83 $2,696,692.00
Disclosure

SEC source: 0001209191-18-060488 · doc4.xml · nonDerivative · entry 2

FALBERG KATHRYN E · CIK 0001206977 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 60,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.63 to $135.165, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 26, 2018 Filed Nov 27, 2018 19:04 UTC
Pickles David RandallChief Technology Officer
ConversionClass B Common Stock · Derivative 8,525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060055 · doc4.xml · derivative · entry 8

Pickles David Randall · CIK 0001671685 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,883

Underlying: Class A Common Stock · 8,525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.

F6 · derivative.expiration_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.

Read SEC document
November 26, 2018 Filed Nov 27, 2018 19:04 UTC
Pickles David RandallChief Technology Officer
SaleClass A Common Stock 300 $122.23 $36,669.00
Disclosure

SEC source: 0001209191-18-060055 · doc4.xml · nonDerivative · entry 6

Pickles David Randall · CIK 0001671685 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,237

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.01 to $122.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 26, 2018 Filed Nov 27, 2018 19:04 UTC
Pickles David RandallChief Technology Officer
SaleClass A Common Stock 5,994 $121.46 $728,031.24
Disclosure

SEC source: 0001209191-18-060055 · doc4.xml · nonDerivative · entry 5

Pickles David Randall · CIK 0001671685 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,537

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.01 to $121.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 26, 2018 Filed Nov 27, 2018 19:04 UTC
Pickles David RandallChief Technology Officer
SaleClass A Common Stock 2,231 $120.41 $268,634.71
Disclosure

SEC source: 0001209191-18-060055 · doc4.xml · nonDerivative · entry 4

Pickles David Randall · CIK 0001671685 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,531

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.00 to $120.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 26, 2018 Filed Nov 27, 2018 19:04 UTC
Pickles David RandallChief Technology Officer
ConversionClass A Common Stock 8,525 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060055 · doc4.xml · nonDerivative · entry 3

Pickles David Randall · CIK 0001671685 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2018 Filed Nov 27, 2018 19:04 UTC
Pickles David RandallChief Technology Officer
ConversionClass B Common Stock · Derivative 6,475 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060055 · doc4.xml · derivative · entry 7

Pickles David Randall · CIK 0001671685 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,408

Underlying: Class A Common Stock · 6,475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.

F6 · derivative.expiration_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.

Read SEC document
November 23, 2018 Filed Nov 27, 2018 19:04 UTC
Pickles David RandallChief Technology Officer
SaleClass A Common Stock 6,475 $120.17 $778,100.75
Disclosure

SEC source: 0001209191-18-060055 · doc4.xml · nonDerivative · entry 2

Pickles David Randall · CIK 0001671685 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,237

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.01 to $120.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 23, 2018 Filed Nov 27, 2018 19:04 UTC
Pickles David RandallChief Technology Officer
ConversionClass A Common Stock 6,475 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060055 · doc4.xml · nonDerivative · entry 1

Pickles David Randall · CIK 0001671685 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 00:19 UTC
Ross PaulChief Financial Officer
ConversionClass B Common Stock · Derivative 2,786 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059590 · doc4.xml · derivative · entry 16

Ross Paul · CIK 0001327112 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.

F8 · derivative.expiration_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 00:19 UTC
Ross PaulChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 2,786 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059590 · doc4.xml · derivative · entry 15

Ross Paul · CIK 0001327112 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,786

Underlying: Class A Common Stock · 2,786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.

F8 · derivative.expiration_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 00:19 UTC
Ross PaulChief Financial Officer
Exercise / conversionEmployee Stock Option Exercise (Right to Buy) · Derivative 2,786 $0.82 Strike: $0.82 $2,281.73
Disclosure

SEC source: 0001209191-18-059590 · doc4.xml · derivative · entry 14

Ross Paul · CIK 0001327112 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,371

Underlying: Class B Common Stock · 2,786 shares

Expires 2025-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option was granted on January 20, 2015. The VCD is November 3, 2014. One-fourth (1/4th) of the shares subject to the option vest on the first anniversary of the VCD, with one forty-eighth (1/48th) of the shares subject to the original grant vesting on each monthly anniversary thereafter, subject to continued employment with the Issuer through the applicable vesting dates.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 00:19 UTC
Ross PaulChief Financial Officer
ConversionClass B Common Stock · Derivative 905 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059590 · doc4.xml · derivative · entry 13

Ross Paul · CIK 0001327112 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 905 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.

F8 · derivative.expiration_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 00:19 UTC
Ross PaulChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 905 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059590 · doc4.xml · derivative · entry 12

Ross Paul · CIK 0001327112 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 905

Underlying: Class A Common Stock · 905 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.

F8 · derivative.expiration_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 00:19 UTC
Ross PaulChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 905 $3.36 Strike: $3.36 $3,040.80
Disclosure

SEC source: 0001209191-18-059590 · doc4.xml · derivative · entry 11

Ross Paul · CIK 0001327112 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,711

Underlying: Class B Common Stock · 905 shares

Expires 2025-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option was granted on December 9, 2015, with a vesting commencement date ("VCD") of January 1, 2016. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.

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November 20, 2018 Filed Nov 21, 2018 00:19 UTC
Ross PaulChief Financial Officer
SaleClass A Common Stock 100 $115.56 $11,556.00
Disclosure

SEC source: 0001209191-18-059590 · doc4.xml · nonDerivative · entry 10

Ross Paul · CIK 0001327112 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,508

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

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November 20, 2018 Filed Nov 21, 2018 00:19 UTC
Ross PaulChief Financial Officer
SaleClass A Common Stock 309 $114.35 $35,334.15
Disclosure

SEC source: 0001209191-18-059590 · doc4.xml · nonDerivative · entry 9

Ross Paul · CIK 0001327112 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,608

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.23 to $114.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 20, 2018 Filed Nov 21, 2018 00:19 UTC
Ross PaulChief Financial Officer
SaleClass A Common Stock 1,077 $113.39 $122,121.03
Disclosure

SEC source: 0001209191-18-059590 · doc4.xml · nonDerivative · entry 8

Ross Paul · CIK 0001327112 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,917

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.11 to $113.82, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 20, 2018 Filed Nov 21, 2018 00:19 UTC
Ross PaulChief Financial Officer
SaleClass A Common Stock 700 $112.46 $78,722.00
Disclosure

SEC source: 0001209191-18-059590 · doc4.xml · nonDerivative · entry 7

Ross Paul · CIK 0001327112 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,994

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.08 to $113.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 20, 2018 Filed Nov 21, 2018 00:19 UTC
Ross PaulChief Financial Officer
SaleClass A Common Stock 200 $109.64 $21,928.00
Disclosure

SEC source: 0001209191-18-059590 · doc4.xml · nonDerivative · entry 6

Ross Paul · CIK 0001327112 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,694

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.49 to $109.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 20, 2018 Filed Nov 21, 2018 00:19 UTC
Ross PaulChief Financial Officer
SaleClass A Common Stock 300 $107.84 $32,352.00
Disclosure

SEC source: 0001209191-18-059590 · doc4.xml · nonDerivative · entry 5

Ross Paul · CIK 0001327112 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,894

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.63 to $107.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 20, 2018 Filed Nov 21, 2018 00:19 UTC
Ross PaulChief Financial Officer
SaleClass A Common Stock 100 $105.65 $10,565.00
Disclosure

SEC source: 0001209191-18-059590 · doc4.xml · nonDerivative · entry 4

Ross Paul · CIK 0001327112 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,194

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

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November 20, 2018 Filed Nov 21, 2018 00:19 UTC
Ross PaulChief Financial Officer
ConversionClass A Common Stock 2,786 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059590 · doc4.xml · nonDerivative · entry 3

Ross Paul · CIK 0001327112 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 20, 2018 Filed Nov 21, 2018 00:19 UTC
Ross PaulChief Financial Officer
SaleClass A Common Stock 905 $105.50 $95,477.50
Disclosure

SEC source: 0001209191-18-059590 · doc4.xml · nonDerivative · entry 2

Ross Paul · CIK 0001327112 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,508

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

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November 20, 2018 Filed Nov 21, 2018 00:19 UTC
Ross PaulChief Financial Officer
ConversionClass A Common Stock 905 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059590 · doc4.xml · nonDerivative · entry 1

Ross Paul · CIK 0001327112 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 00:17 UTC
Stempeck Brian JohnChief Client Officer
Exercise / conversionClass B Common Stock · Derivative 29,172 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059588 · doc4.xml · derivative · entry 4

Stempeck Brian John · CIK 0001671413 · Chief Client Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,784

Underlying: Class A Common Stock · 29,172 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.

F2 · derivative.expiration_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.

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November 20, 2018 Filed Nov 21, 2018 00:17 UTC
Stempeck Brian JohnChief Client Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 29,172 $0.00 Strike: $3.36 $0.00
Disclosure

SEC source: 0001209191-18-059588 · doc4.xml · derivative · entry 3

Stempeck Brian John · CIK 0001671413 · Chief Client Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,021

Underlying: Class B Common Stock · 29,172 shares

Expires 2025-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted on December 9, 2015. The VCD is January 1, 2016. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.

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November 20, 2018 Filed Nov 21, 2018 00:17 UTC
Stempeck Brian JohnChief Client Officer
Exercise / conversionClass B Common Stock · Derivative 54,612 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059588 · doc4.xml · derivative · entry 2

Stempeck Brian John · CIK 0001671413 · Chief Client Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,612

Underlying: Class A Common Stock · 54,612 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.

F2 · derivative.expiration_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.

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November 20, 2018 Filed Nov 21, 2018 00:17 UTC
Stempeck Brian JohnChief Client Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 54,612 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001209191-18-059588 · doc4.xml · derivative · entry 1

Stempeck Brian John · CIK 0001671413 · Chief Client Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,975

Underlying: Class B Common Stock · 54,612 shares

Expires 2025-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was granted on January 20, 2015, the vesting commencement date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.

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November 01, 2018 Filed Nov 2, 2018 17:24 UTC
Perdue Robert DavidDirector · Chief Operating Officer
ConversionClass B Common Stock · Derivative 903 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056964 · doc4.xml · derivative · entry 5

Perdue Robert David · CIK 0001671410 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 903 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.

F3 · derivative.expiration_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.