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NYSE · USD

TSQ

Townsquare Media, Inc.

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Tapewire entity
6737
SEC CIK
0001499832
Parsed reports
230

Last 12 months

Inside the activity.

3 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202602
Feb 202611
Mar 202603
Apr 202600
May 202614
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2023 Filed Mar 14, 2023 21:09 UTC
WORSHEK ROBERT L.SVP, Chief Accounting Officer
GrantOption to Purchase Class A Common Stock · Derivative 45,000 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0001499832-23-000035 · wf-form4_167882816655561.xml · derivative · entry 1

WORSHEK ROBERT L. · CIK 0001615308 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Class A Common Stock · 45,000 shares

Expires 2033-02-16

F1 · derivative.exercise_date: The Reporting Person's options vest and become exercisable with respect to fifty percent (50%) of the Option Shares vest on the second anniversary of the Grant Date and twenty-five percent (25%) of the Option Shares vest upon the third and fourth anniversaries of the Grant Date.

F2 · balance_after: Includes 15,000 options to purchase Class A common stock that are fully vested and not subject to transfer restrictions.

Read SEC document
February 16, 2023 Filed Mar 14, 2023 21:08 UTC
Yenicay Claire MarieEVP, Inv Rel and Corp Comm
GrantOption to Purchase Class A Common Stock · Derivative 40,000 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0001499832-23-000034 · wf-form4_167882810957980.xml · derivative · entry 2

Yenicay Claire Marie · CIK 0001649349 · EVP, Inv Rel and Corp Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,035

Underlying: Class A Common Stock · 40,000 shares

Expires 2033-02-16

F3 · derivative.exercise_date: The Reporting Person's options vest and become exercisable with respect to fifty percent (50%) of the Option Shares vest on the second anniversary of the Grant Date and twenty-five percent (25%) of the Option Shares vest upon the third and fourth anniversaries of the Grant Date.

F4 · balance_after: Includes 190,535 options to purchase Class A common stock that are fully vested and not subject to transfer restrictions.

Read SEC document
February 16, 2023 Filed Mar 14, 2023 21:07 UTC
Schatz ScottEVP, Finance Op and Tech
GrantOption to Purchase Class A Common Stock · Derivative 40,000 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0001499832-23-000033 · wf-form4_167882804904194.xml · derivative · entry 3

Schatz Scott · CIK 0001614340 · EVP, Finance Op and Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,696

Underlying: Class A Common Stock · 40,000 shares

Expires 2033-02-16

F3 · derivative.exercise_date: The Reporting Person's options vest and become exercisable with respect to fifty percent (50%) of the Option Shares vest on the second anniversary of the Grant Date and twenty-five percent (25%) of the Option Shares vest upon the third and fourth anniversaries of the Grant Date.

F2 · balance_after: Includes 355,196 options to purchase Class B common stock that are fully vested and not subject to transfer restrictions.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 02:19 UTC
Wilson BillDirector · Chief Executive Officer
GrantClass A Common Units 165,563 $0.00 $0.00
Disclosure

SEC source: 0001499832-23-000010 · wf-form4_167418112648469.xml · nonDerivative · entry 2

Wilson Bill · CIK 0001613712 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,978,728

F2 · security: The Reporting Person's performance-based restricted stock units reported in this row will vest subject to the achievement of a specified volume weighted average trading price ("VWAP") measured over the last 20 trading days of the performance period that begins on the Grant Date and ends on Jannuary 18, 2026, subject to the Reporting Person's continued service through the end of the performance period. Subject to the foregoing conditions, achievement of a VWAP of $8.74, $10.75 and $13.05, will result in the vesting of 55,188, 55,188 and 55,187 of the performance-based restricted stock units, respectively.

F3 · balance_after: Includes 443,232 shares of Class A common stock that are not subject to vesting or transfer restrictions and 1,204,370 options to purchase Class A common stock that are fully vested and not subject to transfer restrictions.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 02:19 UTC
Wilson BillDirector · Chief Executive Officer
GrantClass A Common Units 165,563 $0.00 $0.00
Disclosure

SEC source: 0001499832-23-000010 · wf-form4_167418112648469.xml · nonDerivative · entry 1

Wilson Bill · CIK 0001613712 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,813,165

F1 · security: The Reporting Person's time-based restricted stock units reported in this row will vest as to 33.33% on the first anniversary of the Grant Date, 33.33% on the second anniversary of the Grant Date, and 33.34% on the third anniversary of the Grant Date, in each case, subject to the Reporting Person's continued service through each applicable vesting date.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 02:28 UTC
Hellum ErikCOO, Local Media
GrantClass A Common Units 52,980 $0.00 $0.00
Disclosure

SEC source: 0001499832-23-000015 · wf-form4_167418170314298.xml · nonDerivative · entry 2

Hellum Erik · CIK 0001613709 · COO, Local Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,401

F2 · security: The Reporting Person's performance-based restricted stock units reported in this row will vest subject to the achievement of a specified volume weighted average trading price ("VWAP") measured over the last 20 trading days of the performance period that begins on the Grant Date and ends on January 18, 2026, subject to the Reporting Person's continued service through the end of the performance period. Subject to the foregoing conditions, achievement of a VWAP of $8.74, $10.75 and $13.05, will result in the vesting of 17,660, 17,660 and 17,660 of the performance-based restricted stock units, respectively.

F3 · balance_after: Includes 74,711 shares of Class A common stock that are not subject to vesting or transfer restrictions and 431,730 options to purchase Class A common stock that are fully vested and not subject to transfer restrictions.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 02:28 UTC
Hellum ErikCOO, Local Media
GrantClass A Common Units 52,980 $0.00 $0.00
Disclosure

SEC source: 0001499832-23-000015 · wf-form4_167418170314298.xml · nonDerivative · entry 1

Hellum Erik · CIK 0001613709 · COO, Local Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,421

F1 · security: The Reporting Person's time-based restricted stock units reported in this row will vest as to 33.33% on the first anniversary of the Grant Date, 33.33% on the second anniversary of the Grant Date, and 33.34% on the third anniversary of the Grant Date, in each case, subject to the Reporting Person's continued service through each applicable vesting date.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 02:25 UTC GrantOption to Purchase Class A Common Stock · Derivative 217,547 $0.00 Strike: $7.55 $0.00
Disclosure

SEC source: 0001499832-23-000013 · wf-form4_167418148739624.xml · derivative · entry 2

Rosenstein Stuart B · CIK 0001292179 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,943,698

Underlying: Class A Common Stock · 217,547 shares

Expires 2033-01-18

F2 · derivative.exercise_date: The Reporting Person's performance-based options reported in this row will vest and become exercisable subject to the achievement of a specified volume weighted average trading price ("VWAP") measured over the last 20 trading days of the performance period that begins on the Grant Date and ends on January 18, 2026, subject to the Reporting Person's continued service through the end of the performance period. Subject to the foregoing conditions, achievement of a VWAP of $8.74, $10.75 and $13.05, will result in the vesting of 65,147, 71,429 and 80,972 of the performance-based options, respectively.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 02:25 UTC GrantOption to Purchase Class A Common Stock · Derivative 168,067 $0.00 Strike: $7.55 $0.00
Disclosure

SEC source: 0001499832-23-000013 · wf-form4_167418148739624.xml · derivative · entry 1

Rosenstein Stuart B · CIK 0001292179 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,726,151

Underlying: Class A Common Stock · 168,067 shares

Expires 2033-01-18

F1 · derivative.exercise_date: The Reporting Person's time-based options reported in this row will vest and become exercisable as to 33.33% on the first anniversary of the Grant Date, 33.33% on the second anniversary of the Grant Date, and 33.34% on the third anniversary of the Grant Date, in each case, subject to the Reporting Person's continued service through each applicable vesting date.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 17:09 UTC GrantClass A Common Stock 17,219 $0.00 $0.00
Disclosure

SEC source: 0001499832-23-000022 · wf-form4_167425253036832.xml · nonDerivative · entry 1

KAPLAN STEPHEN A · CIK 0001142409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,427

F1 · security: The shares reported herein represent a grant of restricted stock made to the Reporting Person in respect of his services on the Company's Board of Directors. This award of restricted stock vests with respect to 100% of the shares on the first anniversary of the grant.

F2 · balance_after: Includes 49,917 shares of Class A common stock that are not subject to vesting or transfer restrictions.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 22:10 UTC
Lebow DavidDirector
GrantClass A Common Stock 17,219 $0.00 $0.00
Disclosure

SEC source: 0001499832-23-000023 · wf-form4_167425262451174.xml · nonDerivative · entry 1

Lebow David · CIK 0001613711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,592

F1 · security: The shares reported herein represent a grant of restricted stock made to the Reporting Person in respect of his services on the Company's Board of Directors. This award of restricted stock vests with respect to 100% of the shares on the first anniversary of the grant.

F2 · balance_after: Includes 41,716 shares of Class A common stock that are not subject to vesting or transfer restrictions and includes 27,366 options to purchase Class A common stock that are fully vested and not subject to transfer restrictions.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 22:08 UTC GrantClass A Common Stock 17,219 $0.00 $0.00
Disclosure

SEC source: 0001499832-23-000021 · wf-form4_167425246786034.xml · nonDerivative · entry 1

GINSBERG GARY L · CIK 0001236136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,283

F1 · security: The shares reported herein represent a grant of restricted stock made to the Reporting Person in respect of his services on the Company's Board of Directors. This award of restricted stock vests with respect to 100% of the shares on the first anniversary of the grant.

F2 · balance_after: Includes 43,716 shares of Class A common stock that are not subject to vesting or transfer restrictions and includes 31,057 options to purchase Class A common stock that are fully vested and not subject to transfer restrictions.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 22:06 UTC
Ford B JamesDirector
GrantClass A Common Stock 17,219 $0.00 $0.00
Disclosure

SEC source: 0001499832-23-000020 · wf-form4_167425238181753.xml · nonDerivative · entry 1

Ford B James · CIK 0001319490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,427

F1 · security: The shares reported herein represent a grant of restricted stock made to the Reporting Person in respect of his services on the Company's Board of Directors. This award of restricted stock vests with respect to 100% of the shares on the first anniversary of the grant.

F2 · balance_after: Includes 39,917 shares of Class A common stock that are not subject to vesting or transfer restrictions.

Read SEC document
October 07, 2022 Filed Oct 13, 2022 01:02 UTC
Wilson BillDirector · Chief Executive Officer
GrantOption to Purchase Class A Common Stock · Derivative 323,834 $0.00 Strike: $7.59 $0.00
Disclosure

SEC source: 0001499832-22-000078 · wf-form4_166562291878012.xml · derivative · entry 2

Wilson Bill · CIK 0001613712 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,032,066

Underlying: Class A Common Stock · 323,834 shares

Expires 2032-10-07

F2 · derivative.exercise_date: The Reporting Person's options in this row will vest and become exercisable as to 33.1/3% upon each of the first, second and third anniversaries of the Grant Date, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
October 07, 2022 Filed Oct 13, 2022 01:02 UTC
Wilson BillDirector · Chief Executive Officer
GrantOption to Purchase Class A Common Stock · Derivative 378,862 $0.00 Strike: $7.59 $0.00
Disclosure

SEC source: 0001499832-22-000078 · wf-form4_166562291878012.xml · derivative · entry 1

Wilson Bill · CIK 0001613712 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,708,232

Underlying: Class A Common Stock · 378,862 shares

Expires 2032-10-07

F1 · derivative.exercise_date: The Reporting Person's options in this row will vest and become exercisable subject to achievement of a specified volume weighted average trading price ("VWAP") over a period of 20 consecutive trading days, in each case subject to achievement of such VWAP during the period beginning on the Grant Date and ending on the fifth anniversary of the Grant Date, and the Reporting Person's continued service through each vesting date. Subject to the foregoing conditions, achievement of a VWAP of $9.59, $11.59, $13.59, $15.59 and $17.59, will result in the vesting of 76,923, 74,850, 74,627, 75,301 and 77,160 options, respectively.

Read SEC document
October 07, 2022 Filed Oct 13, 2022 01:04 UTC
Hellum ErikCOO, Local Media
GrantOption to Purchase Class A Common Stock · Derivative 103,627 $0.00 Strike: $7.59 $0.00
Disclosure

SEC source: 0001499832-22-000080 · wf-form4_166562305496422.xml · derivative · entry 2

Hellum Erik · CIK 0001613709 · COO, Local Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 756,592

Underlying: Class A Common Stock · 103,627 shares

Expires 2032-10-07

F2 · derivative.exercise_date: The Reporting Person's options reported in this row will vest and become exercisable as to 33 1/3% on each of the first, second and third anniversaries of the Grant Date, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
October 07, 2022 Filed Oct 13, 2022 01:04 UTC
Hellum ErikCOO, Local Media
GrantOption to Purchase Class A Common Stock · Derivative 121,235 $0.00 Strike: $7.59 $0.00
Disclosure

SEC source: 0001499832-22-000080 · wf-form4_166562305496422.xml · derivative · entry 1

Hellum Erik · CIK 0001613709 · COO, Local Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,965

Underlying: Class A Common Stock · 121,235 shares

Expires 2032-10-07

F1 · derivative.exercise_date: The Reporting Person's options reported in this row will vest and become exercisable subject to the achievement of a specified volume weighted average trading price ("VWAP") over a period of 20 consecutive trading days, in each case subject to the achievement of such VWAP during the period beginning on the Grant Date and ending on the fifth anniversary of the Grant Date, and the Reporting Person's continued service through each vesting date. Subject to the foregoing conditions, achievement of a VWAP of $9.59, $11.59, $13.59, $15.59 and $17.59, will result in the vesting of 24,615, 23,952, 23,881, 24,096 and 24,691 options, respectively.

Read SEC document
October 07, 2022 Filed Oct 13, 2022 01:03 UTC GrantOption to Purchase Class A Common Stock · Derivative 155,440 $0.00 Strike: $7.59 $0.00
Disclosure

SEC source: 0001499832-22-000079 · wf-form4_166562298285415.xml · derivative · entry 2

Rosenstein Stuart B · CIK 0001292179 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,558,084

Underlying: Class A Common Stock · 155,440 shares

Expires 2032-10-07

F2 · derivative.exercise_date: The Reporting Person's options reported in this row will vest and become exercisable as to 33 1/3% on each of the first, second and third anniversaries of the Grant Date, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
October 07, 2022 Filed Oct 13, 2022 01:03 UTC GrantOption to Purchase Class A Common Stock · Derivative 181,854 $0.00 Strike: $7.59 $0.00
Disclosure

SEC source: 0001499832-22-000079 · wf-form4_166562298285415.xml · derivative · entry 1

Rosenstein Stuart B · CIK 0001292179 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,402,644

Underlying: Class A Common Stock · 181,854 shares

Expires 2032-10-07

F1 · derivative.exercise_date: The Reporting Person's options reported in this row will vest and become exercisable subject to the achievement of a specified volume weighted average trading price ("VWAP") over a period of 20 consecutive trading days, in each case subject to the achievement of such VWAP during the period beginning on the Grant Date and ending on the fifth anniversary of the Grant Date, and the Reporting Person's continued service through each vesting date. Subject to the foregoing conditions, achievement of a VWAP of $9.59, $11.59, $13.59, $15.59 and $17.59, will result in the vesting of 36,923, 35,928, 35,821, 36,145 and 37,037 options, respectively.

Read SEC document
October 06, 2022 Filed Oct 11, 2022 21:23 UTC
WORSHEK ROBERT L.SVP, Chief Accounting Officer
GrantClass A Common Stock 2,000 $7.37 $14,740.00
Disclosure

SEC source: 0001499832-22-000074 · wf-form4_166552336910768.xml · nonDerivative · entry 1

WORSHEK ROBERT L. · CIK 0001615308 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · acquired: The shares reported herein represent shares acquired under the terms of the Company's 2021 Employee Stock Purchase Plan.

Read SEC document
October 06, 2022 Filed Oct 11, 2022 21:13 UTC
Wilson BillDirector · Chief Executive Officer
GrantClass A Common Stock 2,000 $7.37 $14,740.00
Disclosure

SEC source: 0001499832-22-000068 · wf-form4_166552277591896.xml · nonDerivative · entry 1

Wilson Bill · CIK 0001613712 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,435,102

F1 · security: The shares reported herein represent shares acquired under the terms of the Company's 2021 Employee Stock Purchase Plan.

F1 · acquired: The shares reported herein represent shares acquired under the terms of the Company's 2021 Employee Stock Purchase Plan.

Read SEC document
October 06, 2022 Filed Oct 11, 2022 21:21 UTC
Yenicay Claire MarieEVP, Inv Rel and Corp Comm
GrantClass A Common Stock 2,000 $7.37 $14,740.00
Disclosure

SEC source: 0001499832-22-000073 · wf-form4_166552330391543.xml · nonDerivative · entry 1

Yenicay Claire Marie · CIK 0001649349 · EVP, Inv Rel and Corp Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,382

F1 · acquired: The shares reported herein represent shares acquired under the terms of the Company's 2021 Employee Stock Purchase Plan.

Read SEC document
October 06, 2022 Filed Oct 11, 2022 21:21 UTC
Josephs Michael WEVP, Business Dev. and M&A
GrantClass A Common Stock 2,000 $7.37 $14,740.00
Disclosure

SEC source: 0001499832-22-000072 · wf-form4_166552324984309.xml · nonDerivative · entry 1

Josephs Michael W · CIK 0001649357 · EVP, Business Dev. and M&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,498

F1 · acquired: The shares reported herein represent shares acquired under the terms of the Company's 2021 Employee Stock Purchase Plan.

Read SEC document
October 06, 2022 Filed Oct 11, 2022 21:17 UTC
Schatz ScottEVP, Finance Op and Tech
GrantClass A Common Stock 2,000 $7.37 $14,740.00
Disclosure

SEC source: 0001499832-22-000071 · wf-form4_166552303096278.xml · nonDerivative · entry 1

Schatz Scott · CIK 0001614340 · EVP, Finance Op and Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,074

F1 · acquired: The shares reported herein represent shares acquired under the terms of the Company's 2021 Employee Stock Purchase Plan.

Read SEC document
October 06, 2022 Filed Oct 11, 2022 21:15 UTC
Hellum ErikCOO, Local Media
GrantClass A Common Stock 1,695 $7.37 $12,492.15
Disclosure

SEC source: 0001499832-22-000070 · wf-form4_166552294164865.xml · nonDerivative · entry 1

Hellum Erik · CIK 0001613709 · COO, Local Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,441

F1 · acquired: The shares reported herein represent shares acquired under the terms of the Company's 2021 Employee Stock Purchase Plan.

Read SEC document
October 06, 2022 Filed Oct 11, 2022 21:14 UTC GrantClass A Common Stock 2,000 $7.37 $14,740.00
Disclosure

SEC source: 0001499832-22-000069 · wf-form4_166552286561861.xml · nonDerivative · entry 1

Rosenstein Stuart B · CIK 0001292179 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,500

F1 · acquired: The shares reported herein represent shares acquired under the terms of the Company's 2021 Employee Stock Purchase Plan.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 17:20 UTC GrantClass A Common Stock 8,291 $0.00 $0.00
Disclosure

SEC source: 0001499832-22-000013 · wf-form4_164505001361437.xml · nonDerivative · entry 1

KAPLAN STEPHEN A · CIK 0001142409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,208

F1 · security: The shares reported herein represent a grant of restricted stock made to the Reporting Person in respect of his services on the Company's Board of Directors. This award of restricted stock vests with respect to 100% of the shares on the first anniversary of the grant.

F2 · balance_after: Includes 49,917 shares of Class A common stock that are not subject to vesting or transfer restrictions.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:25 UTC
Wilson BillDirector · Chief Executive Officer
GrantClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001499832-22-000017 · wf-form4_164505031886593.xml · nonDerivative · entry 1

Wilson Bill · CIK 0001613712 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,433,102

F1 · security: The shares reported herein represent a grant of stock award, which vests immediately.

F2 · balance_after: Includes 441,232 shares of Class A common stock that are not subject to vesting or transfer restrictions and 991,870 options to purchase Class A common stock that are fully vested and not subject to transfer restrictions.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:23 UTC
Hellum ErikCOO, Local Media
GrantClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001499832-22-000015 · wf-form4_164505016649729.xml · nonDerivative · entry 1

Hellum Erik · CIK 0001613709 · COO, Local Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,746

F1 · security: The shares reported herein represent a grant of stock award, which vests immediately.

F2 · balance_after: Includes 73,016 shares of Class A common stock that are not subject to vesting or transfer restrictions and 356,730 options to purchase Class A common stock that are fully vested and not subject to transfer restrictions.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:24 UTC GrantClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001499832-22-000016 · wf-form4_164505023608260.xml · nonDerivative · entry 1

Rosenstein Stuart B · CIK 0001292179 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,500

F1 · security: The shares reported herein represent a grant of stock award, which vests immediately.

F2 · balance_after: Includes 55,500 shares of Class A common stock that are not subject to vesting or transfer restrictions.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:19 UTC GrantClass A Common Stock 8,291 $0.00 $0.00
Disclosure

SEC source: 0001499832-22-000012 · wf-form4_164504994836927.xml · nonDerivative · entry 1

GINSBERG GARY L · CIK 0001236136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,064

F1 · security: The shares reported herein represent a grant of restricted stock made to the Reporting Person in respect of his services on the Company's Board of Directors. This award of restricted stock vests with respect to 100% of the shares on the first anniversary of the grant.

F2 · balance_after: Includes 43,716 shares of Class A common stock that are not subject to vesting or transfer restrictions and includes 28,557 options to purchase Class A common stock that are fully vested and not subject to transfer restrictions.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:21 UTC
Lebow DavidDirector
GrantClass A Common Stock 8,291 $0.00 $0.00
Disclosure

SEC source: 0001499832-22-000014 · wf-form4_164505006705810.xml · nonDerivative · entry 1

Lebow David · CIK 0001613711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,860

F1 · security: The shares reported herein represent a grant of restricted stock made to the Reporting Person in respect of his services on the Company's Board of Directors. This award of restricted stock vests with respect to 100% of the shares on the first anniversary of the grant.

F2 · balance_after: Includes 41,716 shares of Class A common stock that are not subject to vesting or transfer restrictions and includes 24,866 options to purchase Class A common stock that are fully vested and not subject to transfer restrictions.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:18 UTC
Ford B JamesDirector
GrantClass A Common Stock 8,291 $0.00 $0.00
Disclosure

SEC source: 0001499832-22-000011 · wf-form4_164504986910819.xml · nonDerivative · entry 1

Ford B James · CIK 0001319490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,208

F1 · security: The shares reported herein represent a grant of restricted stock made to the Reporting Person in respect of his services on the Company's Board of Directors. This award of restricted stock vests with respect to 100% of the shares on the first anniversary of the grant.

F2 · balance_after: Includes 39,917 shares of Class A common stock that are not subject to vesting or transfer restrictions.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 18:06 UTC
Schatz ScottEVP, Finance Op and Tech
PurchaseClass A Common Stock 1,000 $13.00 $13,000.00
Disclosure

SEC source: 0001499832-21-000093 · wf-form4_163725879159020.xml · nonDerivative · entry 1

Schatz Scott · CIK 0001614340 · EVP, Finance Op and Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,074

Read SEC document
June 02, 2021 Filed Jun 3, 2021 20:34 UTC
Wilson BillDirector · Chief Executive Officer
Disposition to issuerClass A Common Stock 100,000 $14.00 $1,400,000.00
Disclosure

SEC source: 0001613712-21-000006 · wf-form4_162275246063820.xml · nonDerivative · entry 1

Wilson Bill · CIK 0001613712 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,320,602

F1 · security: The shares disclosed hereunder were repurchased by Townsquare Media, Inc. (the "Company") in accordance with Rule 16b-3 in order to assist Mr. Wilson with the 2020 and 2021 tax obligations he incurred upon the vesting of 200,000 shares of restricted Class A common stock of the Company that were previously issued to Mr. Wilson.

F2 · balance_after: Includes 400,000 shares of restricted Class A common stock, which vests with respect to twenty-five percent (25%) of the shares on each of the first, second, third and fourth anniversaries of the date of grant. 300,000 of these shares have vested as of the date hereof. Also includes 929,370 options to purchase Class A common stock that have vested.

Read SEC document
May 13, 2021 Filed May 13, 2021 20:30 UTC OtherClass C Common Stock · Derivative 2,625,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-032343 · doc4.xml · derivative · entry 2

Madison Square Garden Entertainment Corp. · CIK 0001795250 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 2,625,000

Underlying: Class A Common Stock · 2,625,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of the Class C Common Stock of the Issuer has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock of the Issuer, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · kind: On May 13, 2021, MSG National Properties, LLC ("MSGNP"), an indirect subsidiary of Madison Square Garden Entertainment Corp. ("MSGE") and the direct holder of Class A Common Stock, par value $0.01 per share ("Class A Common Stock"), of Townsquare Media, Inc. ("Townsquare"), converted 2,625,000 shares of Class A Common Stock to Class C Common Stock, par value $0.01 per share ("Class C Common Stock").

F3 · derivative.exercise_date: Each share of the Class C Common Stock of the Issuer has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock of the Issuer, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F3 · derivative.expiration_date: Each share of the Class C Common Stock of the Issuer has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock of the Issuer, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F2 · ownership.direct: MSGE may be deemed to beneficially own 3,208,139 shares of the Class A Common Stock of Townsquare, comprised of 583,139 shares of Class A Common Stock and 2,625,000 shares of Class A Common Stock issuable upon conversion of the same number of shares of Class C Common Stock, indirectly through its wholly-owned subsidiaries. MSGNP, the direct owner of the Class A Common Stock and Class C Common Stock, is wholly-owned by MSG Entertainment Group, LLC, and MSG Entertainment Group, LLC is wholly-owned by MSGE.

F2 · ownership.nature: MSGE may be deemed to beneficially own 3,208,139 shares of the Class A Common Stock of Townsquare, comprised of 583,139 shares of Class A Common Stock and 2,625,000 shares of Class A Common Stock issuable upon conversion of the same number of shares of Class C Common Stock, indirectly through its wholly-owned subsidiaries. MSGNP, the direct owner of the Class A Common Stock and Class C Common Stock, is wholly-owned by MSG Entertainment Group, LLC, and MSG Entertainment Group, LLC is wholly-owned by MSGE.

Read SEC document
May 13, 2021 Filed May 13, 2021 20:30 UTC OtherClass A Common Stock, par value $0.01 per share 2,625,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-032343 · doc4.xml · nonDerivative · entry 1

Madison Square Garden Entertainment Corp. · CIK 0001795250 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 583,139

F1 · kind: On May 13, 2021, MSG National Properties, LLC ("MSGNP"), an indirect subsidiary of Madison Square Garden Entertainment Corp. ("MSGE") and the direct holder of Class A Common Stock, par value $0.01 per share ("Class A Common Stock"), of Townsquare Media, Inc. ("Townsquare"), converted 2,625,000 shares of Class A Common Stock to Class C Common Stock, par value $0.01 per share ("Class C Common Stock").

F2 · ownership.direct: MSGE may be deemed to beneficially own 3,208,139 shares of the Class A Common Stock of Townsquare, comprised of 583,139 shares of Class A Common Stock and 2,625,000 shares of Class A Common Stock issuable upon conversion of the same number of shares of Class C Common Stock, indirectly through its wholly-owned subsidiaries. MSGNP, the direct owner of the Class A Common Stock and Class C Common Stock, is wholly-owned by MSG Entertainment Group, LLC, and MSG Entertainment Group, LLC is wholly-owned by MSGE.

F2 · ownership.nature: MSGE may be deemed to beneficially own 3,208,139 shares of the Class A Common Stock of Townsquare, comprised of 583,139 shares of Class A Common Stock and 2,625,000 shares of Class A Common Stock issuable upon conversion of the same number of shares of Class C Common Stock, indirectly through its wholly-owned subsidiaries. MSGNP, the direct owner of the Class A Common Stock and Class C Common Stock, is wholly-owned by MSG Entertainment Group, LLC, and MSG Entertainment Group, LLC is wholly-owned by MSGE.

Read SEC document
March 09, 2021 Filed Mar 12, 2021 00:12 UTC
Partners Ltd10% owner
SaleClass B Common Stock · Derivative 2,151,373 $6.40 Strike: $0.00 $13,768,787.20
Disclosure

SEC source: 0001532823-21-000002 · wf-form4_161550794688257.xml · derivative · entry 3

Oaktree Fund GP III, L.P. · CIK 0001532823 · 10% owner

Oaktree AIF Investments, L.P. · CIK 0001532820 · 10% owner

Oaktree AIF Investment GP, LLC · CIK 0001532819 · 10% owner

Atlas OCM Holdings, LLC · CIK 0001790787 · 10% owner

Oaktree Capital Group Holdings, L.P. · CIK 0001403527 · 10% owner

Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner

BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · 10% owner

Partners Ltd · CIK 0001540229 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,151,373 shares

Expires not disclosed

F1 · kind: On March 9, 2021, the repurchase by the Issuer of 1,595,224 shares of Class A Common Stock, 2,151,373 shares of Class B Common Stock and 8,814,980 warrants to purchase Class A Common Stock (collectively, the "Securities") pursuant to that certain stock repurchase agreement, dated as of January 24, 2021, by and among the Issuer, OCM POF IV AIF GAP Holdings, L.P. ("GAP Holdings"), OCM PF/FF Radio Holdings PT, L.P. ("Radio Holdings") and the other sellers named therein for $6.40 per Security, was consummated.

F9 · derivative.exercise_date: The shares of Class B Common Stock are convertible at any time or times into an equal number of shares of Class A Common Stock.

F9 · derivative.expiration_date: The shares of Class B Common Stock are convertible at any time or times into an equal number of shares of Class A Common Stock.

F2 · ownership.direct: This Form 4 is also being filed by: Partners Limited, in its capacity as the sole owner of class B limited voting shares of Brookfield Asset Management Inc. ("BAM"); BAM, in its capacity as the indirect owner of the Class A units of each of Oaktree Capital Group Holdings GP, LLC ("OCGH") and Atlas OCM Holdings, LLC ("Atlas OCM"); OCGH, in its capacity as general partner of Oaktree Capital Group Holdings, L.P. ("Capital Group LP"); Capital Group LP, in its capacity as sole managing member of Atlas OCM; Atlas OCM, in its capacity as sole managing member of Oaktree AIF Investment G.P. LLC ("AIF GP"); AIF GP, in its capacity as general partner of Oaktree AIF Investments, L.P. ("AIF Investments"); AIF Investments, in its capacity as general partner of Oaktree Fund GP III, L.P.

F3 · ownership.direct: (Continued from (2)) Oaktree Fund GP AIF, LLC ("Fund GP AIF LLC"), in its capacity as general partner of Oaktree Fund AIF Series, L.P. - Series B ("Series B"), Oaktree Fund AIF Series, L.P. - Series I ("Series I") and Oaktree Fund AIF Series, L.P. - Series D ("Series D"); Series B, in its capacity as general partner of OCM Principal Opportunities Fund IV AIF (Delaware), L.P. ("Principal Opportunities"); Series I and Series D, in their capacity as general partners of Radio Holdings; Principal Opportunities, in its capacity as the sole member of OCM/GAP Holdings IV, LLC ("OCM/GAP"); and OCM/GAP, in its capacity as general partner of GAP Holdings.

F4 · ownership.direct: Information with respect to each Reporting Person is given solely by such Reporting Person, and no such Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Each Reporting Person, other than Radio Holdings and GAP Holdings with respect to their direct holdings, disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any securities covered by this Form 4.

F5 · ownership.direct: OCGH is a limited liability company managed by an executive committee, the members of which are Howard S. Marks, Bruce A. Karsh, John B. Frank, Sheldon M. Stone and Jay S. Wintrob (each, an "OCGH Member" and, collectively, the "OCGH Members"). In such capacity, the OCGH Members may be deemed indirect beneficial owners of the securities reported herein. Except to the extent of their respective pecuniary interest, each OCGH Member disclaims beneficial ownership of the securities reported herein and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any securities covered by this Form 4.

F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.

F7 · ownership.direct: In connection with the Issuer's initial public offering, GAP Holdings and Radio Holdings entered into a stockholders' agreement (the "Stockholders' Agreement") with FiveWire Media Ventures, LLC ("FiveWire"), and the members of FiveWire. Pursuant to the Stockholders' Agreement, FiveWire and its members agreed to support certain nominees of affiliates of GAP Holdings and Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the Issuer, and will grant to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the Issuer held by FiveWire and its members. As a result, the Reporting Persons may have been deemed to form a "group" with FiveWire and its members. The Reporting Persons disclaim beneficial ownership of any securities held by FiveWire and its members.

F2 · ownership.nature: This Form 4 is also being filed by: Partners Limited, in its capacity as the sole owner of class B limited voting shares of Brookfield Asset Management Inc. ("BAM"); BAM, in its capacity as the indirect owner of the Class A units of each of Oaktree Capital Group Holdings GP, LLC ("OCGH") and Atlas OCM Holdings, LLC ("Atlas OCM"); OCGH, in its capacity as general partner of Oaktree Capital Group Holdings, L.P. ("Capital Group LP"); Capital Group LP, in its capacity as sole managing member of Atlas OCM; Atlas OCM, in its capacity as sole managing member of Oaktree AIF Investment G.P. LLC ("AIF GP"); AIF GP, in its capacity as general partner of Oaktree AIF Investments, L.P. ("AIF Investments"); AIF Investments, in its capacity as general partner of Oaktree Fund GP III, L.P.

F3 · ownership.nature: (Continued from (2)) Oaktree Fund GP AIF, LLC ("Fund GP AIF LLC"), in its capacity as general partner of Oaktree Fund AIF Series, L.P. - Series B ("Series B"), Oaktree Fund AIF Series, L.P. - Series I ("Series I") and Oaktree Fund AIF Series, L.P. - Series D ("Series D"); Series B, in its capacity as general partner of OCM Principal Opportunities Fund IV AIF (Delaware), L.P. ("Principal Opportunities"); Series I and Series D, in their capacity as general partners of Radio Holdings; Principal Opportunities, in its capacity as the sole member of OCM/GAP Holdings IV, LLC ("OCM/GAP"); and OCM/GAP, in its capacity as general partner of GAP Holdings.

F4 · ownership.nature: Information with respect to each Reporting Person is given solely by such Reporting Person, and no such Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Each Reporting Person, other than Radio Holdings and GAP Holdings with respect to their direct holdings, disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any securities covered by this Form 4.

F5 · ownership.nature: OCGH is a limited liability company managed by an executive committee, the members of which are Howard S. Marks, Bruce A. Karsh, John B. Frank, Sheldon M. Stone and Jay S. Wintrob (each, an "OCGH Member" and, collectively, the "OCGH Members"). In such capacity, the OCGH Members may be deemed indirect beneficial owners of the securities reported herein. Except to the extent of their respective pecuniary interest, each OCGH Member disclaims beneficial ownership of the securities reported herein and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any securities covered by this Form 4.

F6 · ownership.nature: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.

F7 · ownership.nature: In connection with the Issuer's initial public offering, GAP Holdings and Radio Holdings entered into a stockholders' agreement (the "Stockholders' Agreement") with FiveWire Media Ventures, LLC ("FiveWire"), and the members of FiveWire. Pursuant to the Stockholders' Agreement, FiveWire and its members agreed to support certain nominees of affiliates of GAP Holdings and Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the Issuer, and will grant to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the Issuer held by FiveWire and its members. As a result, the Reporting Persons may have been deemed to form a "group" with FiveWire and its members. The Reporting Persons disclaim beneficial ownership of any securities held by FiveWire and its members.

Read SEC document
March 09, 2021 Filed Mar 12, 2021 00:12 UTC
Partners Ltd10% owner
SaleWarrants to purchase Class A Common Stock · Derivative 8,814,980 $6.40 Strike: $0.00 $56,415,872.00
Disclosure

SEC source: 0001532823-21-000002 · wf-form4_161550794688257.xml · derivative · entry 2

Oaktree Fund GP III, L.P. · CIK 0001532823 · 10% owner

Oaktree AIF Investments, L.P. · CIK 0001532820 · 10% owner

Oaktree AIF Investment GP, LLC · CIK 0001532819 · 10% owner

Atlas OCM Holdings, LLC · CIK 0001790787 · 10% owner

Oaktree Capital Group Holdings, L.P. · CIK 0001403527 · 10% owner

Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner

BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · 10% owner

Partners Ltd · CIK 0001540229 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,814,980 shares

Expires not disclosed

F1 · kind: On March 9, 2021, the repurchase by the Issuer of 1,595,224 shares of Class A Common Stock, 2,151,373 shares of Class B Common Stock and 8,814,980 warrants to purchase Class A Common Stock (collectively, the "Securities") pursuant to that certain stock repurchase agreement, dated as of January 24, 2021, by and among the Issuer, OCM POF IV AIF GAP Holdings, L.P. ("GAP Holdings"), OCM PF/FF Radio Holdings PT, L.P. ("Radio Holdings") and the other sellers named therein for $6.40 per Security, was consummated.

F8 · derivative.exercise_date: The warrants are immediately exercisable and do not expire unless so elected by the board of directors of the Issuer in certain circumstances.

F8 · derivative.expiration_date: The warrants are immediately exercisable and do not expire unless so elected by the board of directors of the Issuer in certain circumstances.

F2 · ownership.direct: This Form 4 is also being filed by: Partners Limited, in its capacity as the sole owner of class B limited voting shares of Brookfield Asset Management Inc. ("BAM"); BAM, in its capacity as the indirect owner of the Class A units of each of Oaktree Capital Group Holdings GP, LLC ("OCGH") and Atlas OCM Holdings, LLC ("Atlas OCM"); OCGH, in its capacity as general partner of Oaktree Capital Group Holdings, L.P. ("Capital Group LP"); Capital Group LP, in its capacity as sole managing member of Atlas OCM; Atlas OCM, in its capacity as sole managing member of Oaktree AIF Investment G.P. LLC ("AIF GP"); AIF GP, in its capacity as general partner of Oaktree AIF Investments, L.P. ("AIF Investments"); AIF Investments, in its capacity as general partner of Oaktree Fund GP III, L.P.

F3 · ownership.direct: (Continued from (2)) Oaktree Fund GP AIF, LLC ("Fund GP AIF LLC"), in its capacity as general partner of Oaktree Fund AIF Series, L.P. - Series B ("Series B"), Oaktree Fund AIF Series, L.P. - Series I ("Series I") and Oaktree Fund AIF Series, L.P. - Series D ("Series D"); Series B, in its capacity as general partner of OCM Principal Opportunities Fund IV AIF (Delaware), L.P. ("Principal Opportunities"); Series I and Series D, in their capacity as general partners of Radio Holdings; Principal Opportunities, in its capacity as the sole member of OCM/GAP Holdings IV, LLC ("OCM/GAP"); and OCM/GAP, in its capacity as general partner of GAP Holdings.

F4 · ownership.direct: Information with respect to each Reporting Person is given solely by such Reporting Person, and no such Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Each Reporting Person, other than Radio Holdings and GAP Holdings with respect to their direct holdings, disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any securities covered by this Form 4.

F5 · ownership.direct: OCGH is a limited liability company managed by an executive committee, the members of which are Howard S. Marks, Bruce A. Karsh, John B. Frank, Sheldon M. Stone and Jay S. Wintrob (each, an "OCGH Member" and, collectively, the "OCGH Members"). In such capacity, the OCGH Members may be deemed indirect beneficial owners of the securities reported herein. Except to the extent of their respective pecuniary interest, each OCGH Member disclaims beneficial ownership of the securities reported herein and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any securities covered by this Form 4.

F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.

F7 · ownership.direct: In connection with the Issuer's initial public offering, GAP Holdings and Radio Holdings entered into a stockholders' agreement (the "Stockholders' Agreement") with FiveWire Media Ventures, LLC ("FiveWire"), and the members of FiveWire. Pursuant to the Stockholders' Agreement, FiveWire and its members agreed to support certain nominees of affiliates of GAP Holdings and Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the Issuer, and will grant to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the Issuer held by FiveWire and its members. As a result, the Reporting Persons may have been deemed to form a "group" with FiveWire and its members. The Reporting Persons disclaim beneficial ownership of any securities held by FiveWire and its members.

F2 · ownership.nature: This Form 4 is also being filed by: Partners Limited, in its capacity as the sole owner of class B limited voting shares of Brookfield Asset Management Inc. ("BAM"); BAM, in its capacity as the indirect owner of the Class A units of each of Oaktree Capital Group Holdings GP, LLC ("OCGH") and Atlas OCM Holdings, LLC ("Atlas OCM"); OCGH, in its capacity as general partner of Oaktree Capital Group Holdings, L.P. ("Capital Group LP"); Capital Group LP, in its capacity as sole managing member of Atlas OCM; Atlas OCM, in its capacity as sole managing member of Oaktree AIF Investment G.P. LLC ("AIF GP"); AIF GP, in its capacity as general partner of Oaktree AIF Investments, L.P. ("AIF Investments"); AIF Investments, in its capacity as general partner of Oaktree Fund GP III, L.P.

F3 · ownership.nature: (Continued from (2)) Oaktree Fund GP AIF, LLC ("Fund GP AIF LLC"), in its capacity as general partner of Oaktree Fund AIF Series, L.P. - Series B ("Series B"), Oaktree Fund AIF Series, L.P. - Series I ("Series I") and Oaktree Fund AIF Series, L.P. - Series D ("Series D"); Series B, in its capacity as general partner of OCM Principal Opportunities Fund IV AIF (Delaware), L.P. ("Principal Opportunities"); Series I and Series D, in their capacity as general partners of Radio Holdings; Principal Opportunities, in its capacity as the sole member of OCM/GAP Holdings IV, LLC ("OCM/GAP"); and OCM/GAP, in its capacity as general partner of GAP Holdings.

F4 · ownership.nature: Information with respect to each Reporting Person is given solely by such Reporting Person, and no such Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Each Reporting Person, other than Radio Holdings and GAP Holdings with respect to their direct holdings, disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any securities covered by this Form 4.

F5 · ownership.nature: OCGH is a limited liability company managed by an executive committee, the members of which are Howard S. Marks, Bruce A. Karsh, John B. Frank, Sheldon M. Stone and Jay S. Wintrob (each, an "OCGH Member" and, collectively, the "OCGH Members"). In such capacity, the OCGH Members may be deemed indirect beneficial owners of the securities reported herein. Except to the extent of their respective pecuniary interest, each OCGH Member disclaims beneficial ownership of the securities reported herein and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any securities covered by this Form 4.

F6 · ownership.nature: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.

F7 · ownership.nature: In connection with the Issuer's initial public offering, GAP Holdings and Radio Holdings entered into a stockholders' agreement (the "Stockholders' Agreement") with FiveWire Media Ventures, LLC ("FiveWire"), and the members of FiveWire. Pursuant to the Stockholders' Agreement, FiveWire and its members agreed to support certain nominees of affiliates of GAP Holdings and Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the Issuer, and will grant to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the Issuer held by FiveWire and its members. As a result, the Reporting Persons may have been deemed to form a "group" with FiveWire and its members. The Reporting Persons disclaim beneficial ownership of any securities held by FiveWire and its members.

Read SEC document
March 09, 2021 Filed Mar 12, 2021 00:12 UTC
Partners Ltd10% owner
SaleClass A Common Units 1,595,224 $6.40 $10,209,433.60
Disclosure

SEC source: 0001532823-21-000002 · wf-form4_161550794688257.xml · nonDerivative · entry 1

Oaktree Fund GP III, L.P. · CIK 0001532823 · 10% owner

Oaktree AIF Investments, L.P. · CIK 0001532820 · 10% owner

Oaktree AIF Investment GP, LLC · CIK 0001532819 · 10% owner

Atlas OCM Holdings, LLC · CIK 0001790787 · 10% owner

Oaktree Capital Group Holdings, L.P. · CIK 0001403527 · 10% owner

Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner

BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · 10% owner

Partners Ltd · CIK 0001540229 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · kind: On March 9, 2021, the repurchase by the Issuer of 1,595,224 shares of Class A Common Stock, 2,151,373 shares of Class B Common Stock and 8,814,980 warrants to purchase Class A Common Stock (collectively, the "Securities") pursuant to that certain stock repurchase agreement, dated as of January 24, 2021, by and among the Issuer, OCM POF IV AIF GAP Holdings, L.P. ("GAP Holdings"), OCM PF/FF Radio Holdings PT, L.P. ("Radio Holdings") and the other sellers named therein for $6.40 per Security, was consummated.

F2 · ownership.direct: This Form 4 is also being filed by: Partners Limited, in its capacity as the sole owner of class B limited voting shares of Brookfield Asset Management Inc. ("BAM"); BAM, in its capacity as the indirect owner of the Class A units of each of Oaktree Capital Group Holdings GP, LLC ("OCGH") and Atlas OCM Holdings, LLC ("Atlas OCM"); OCGH, in its capacity as general partner of Oaktree Capital Group Holdings, L.P. ("Capital Group LP"); Capital Group LP, in its capacity as sole managing member of Atlas OCM; Atlas OCM, in its capacity as sole managing member of Oaktree AIF Investment G.P. LLC ("AIF GP"); AIF GP, in its capacity as general partner of Oaktree AIF Investments, L.P. ("AIF Investments"); AIF Investments, in its capacity as general partner of Oaktree Fund GP III, L.P.

F3 · ownership.direct: (Continued from (2)) Oaktree Fund GP AIF, LLC ("Fund GP AIF LLC"), in its capacity as general partner of Oaktree Fund AIF Series, L.P. - Series B ("Series B"), Oaktree Fund AIF Series, L.P. - Series I ("Series I") and Oaktree Fund AIF Series, L.P. - Series D ("Series D"); Series B, in its capacity as general partner of OCM Principal Opportunities Fund IV AIF (Delaware), L.P. ("Principal Opportunities"); Series I and Series D, in their capacity as general partners of Radio Holdings; Principal Opportunities, in its capacity as the sole member of OCM/GAP Holdings IV, LLC ("OCM/GAP"); and OCM/GAP, in its capacity as general partner of GAP Holdings.

F4 · ownership.direct: Information with respect to each Reporting Person is given solely by such Reporting Person, and no such Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Each Reporting Person, other than Radio Holdings and GAP Holdings with respect to their direct holdings, disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any securities covered by this Form 4.

F5 · ownership.direct: OCGH is a limited liability company managed by an executive committee, the members of which are Howard S. Marks, Bruce A. Karsh, John B. Frank, Sheldon M. Stone and Jay S. Wintrob (each, an "OCGH Member" and, collectively, the "OCGH Members"). In such capacity, the OCGH Members may be deemed indirect beneficial owners of the securities reported herein. Except to the extent of their respective pecuniary interest, each OCGH Member disclaims beneficial ownership of the securities reported herein and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any securities covered by this Form 4.

F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.

F7 · ownership.direct: In connection with the Issuer's initial public offering, GAP Holdings and Radio Holdings entered into a stockholders' agreement (the "Stockholders' Agreement") with FiveWire Media Ventures, LLC ("FiveWire"), and the members of FiveWire. Pursuant to the Stockholders' Agreement, FiveWire and its members agreed to support certain nominees of affiliates of GAP Holdings and Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the Issuer, and will grant to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the Issuer held by FiveWire and its members. As a result, the Reporting Persons may have been deemed to form a "group" with FiveWire and its members. The Reporting Persons disclaim beneficial ownership of any securities held by FiveWire and its members.

F2 · ownership.nature: This Form 4 is also being filed by: Partners Limited, in its capacity as the sole owner of class B limited voting shares of Brookfield Asset Management Inc. ("BAM"); BAM, in its capacity as the indirect owner of the Class A units of each of Oaktree Capital Group Holdings GP, LLC ("OCGH") and Atlas OCM Holdings, LLC ("Atlas OCM"); OCGH, in its capacity as general partner of Oaktree Capital Group Holdings, L.P. ("Capital Group LP"); Capital Group LP, in its capacity as sole managing member of Atlas OCM; Atlas OCM, in its capacity as sole managing member of Oaktree AIF Investment G.P. LLC ("AIF GP"); AIF GP, in its capacity as general partner of Oaktree AIF Investments, L.P. ("AIF Investments"); AIF Investments, in its capacity as general partner of Oaktree Fund GP III, L.P.

F3 · ownership.nature: (Continued from (2)) Oaktree Fund GP AIF, LLC ("Fund GP AIF LLC"), in its capacity as general partner of Oaktree Fund AIF Series, L.P. - Series B ("Series B"), Oaktree Fund AIF Series, L.P. - Series I ("Series I") and Oaktree Fund AIF Series, L.P. - Series D ("Series D"); Series B, in its capacity as general partner of OCM Principal Opportunities Fund IV AIF (Delaware), L.P. ("Principal Opportunities"); Series I and Series D, in their capacity as general partners of Radio Holdings; Principal Opportunities, in its capacity as the sole member of OCM/GAP Holdings IV, LLC ("OCM/GAP"); and OCM/GAP, in its capacity as general partner of GAP Holdings.

F4 · ownership.nature: Information with respect to each Reporting Person is given solely by such Reporting Person, and no such Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Each Reporting Person, other than Radio Holdings and GAP Holdings with respect to their direct holdings, disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any securities covered by this Form 4.

F5 · ownership.nature: OCGH is a limited liability company managed by an executive committee, the members of which are Howard S. Marks, Bruce A. Karsh, John B. Frank, Sheldon M. Stone and Jay S. Wintrob (each, an "OCGH Member" and, collectively, the "OCGH Members"). In such capacity, the OCGH Members may be deemed indirect beneficial owners of the securities reported herein. Except to the extent of their respective pecuniary interest, each OCGH Member disclaims beneficial ownership of the securities reported herein and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any securities covered by this Form 4.

F6 · ownership.nature: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.

F7 · ownership.nature: In connection with the Issuer's initial public offering, GAP Holdings and Radio Holdings entered into a stockholders' agreement (the "Stockholders' Agreement") with FiveWire Media Ventures, LLC ("FiveWire"), and the members of FiveWire. Pursuant to the Stockholders' Agreement, FiveWire and its members agreed to support certain nominees of affiliates of GAP Holdings and Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the Issuer, and will grant to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the Issuer held by FiveWire and its members. As a result, the Reporting Persons may have been deemed to form a "group" with FiveWire and its members. The Reporting Persons disclaim beneficial ownership of any securities held by FiveWire and its members.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 19:16 UTC SaleClass B Common Stock · Derivative 2,151,373 $6.40 Strike: $0.00 $13,768,787.20
Disclosure

SEC source: 0001613031-21-000002 · wf-form4_161550815512015.xml · derivative · entry 3

OCM POF IV AIF GAP HOLDINGS, L.P. · CIK 0001613031 · 10% owner

OCM/GAP Holdings IV, LLC · CIK 0001614592 · 10% owner

OCM Principal Opportunities Fund IV AIF (Delaware), L.P. · CIK 0001614465 · 10% owner

Oaktree Fund AIF Series, L.P. · CIK 0001532822 · 10% owner

OCM PF/FF RADIO HOLDINGS PT, L.P. · CIK 0001613022 · 10% owner

Oaktree Fund GP AIF, LLC · CIK 0001532818 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,151,373 shares

Expires not disclosed

F1 · kind: On March 9, 2021, the repurchase by the Issuer of 1,595,224 shares of Class A Common Stock, 2,151,373 shares of Class B Common Stock and 8,814,980 warrants to purchase Class A Common Stock (collectively, the "Securities") pursuant to that certain stock repurchase agreement, dated as of January 24, 2021, by and among the Issuer, OCM POF IV AIF GAP Holdings, L.P. ("GAP Holdings"), OCM PF/FF Radio Holdings PT, L.P. ("Radio Holdings") and the other sellers named therein for $6.40 per Security, was consummated.

F9 · derivative.exercise_date: The shares of Class B Common Stock are convertible at any time or times into an equal number of shares of Class A Common Stock.

F9 · derivative.expiration_date: The shares of Class B Common Stock are convertible at any time or times into an equal number of shares of Class A Common Stock.

F2 · ownership.direct: This Form 4 is also being filed by: Partners Limited, in its capacity as the sole owner of class B limited voting shares of Brookfield Asset Management Inc. ("BAM"); BAM, in its capacity as the indirect owner of the Class A units of each of Oaktree Capital Group Holdings GP, LLC ("OCGH") and Atlas OCM Holdings, LLC ("Atlas OCM"); OCGH, in its capacity as general partner of Oaktree Capital Group Holdings, L.P. ("Capital Group LP"); Capital Group LP, in its capacity as sole managing member of Atlas OCM; Atlas OCM, in its capacity as sole managing member of Oaktree AIF Investment G.P. LLC ("AIF GP"); AIF GP, in its capacity as general partner of Oaktree AIF Investments, L.P. ("AIF Investments"); AIF Investments, in its capacity as general partner of Oaktree Fund GP III, L.P.

F3 · ownership.direct: (Continued from (2)) Oaktree Fund GP AIF, LLC ("Fund GP AIF LLC"), in its capacity as general partner of Oaktree Fund AIF Series, L.P. - Series B ("Series B"), Oaktree Fund AIF Series, L.P. - Series I ("Series I") and Oaktree Fund AIF Series, L.P. - Series D ("Series D"); Series B, in its capacity as general partner of OCM Principal Opportunities Fund IV AIF (Delaware), L.P. ("Principal Opportunities"); Series I and Series D, in their capacity as general partners of Radio Holdings; Principal Opportunities, in its capacity as the sole member of OCM/GAP Holdings IV, LLC ("OCM/GAP"); and OCM/GAP, in its capacity as general partner of GAP Holdings.

F4 · ownership.direct: Information with respect to each Reporting Person is given solely by such Reporting Person, and no such Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Each Reporting Person, other than Radio Holdings and GAP Holdings with respect to their direct holdings, disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any securities covered by this Form 4.

F5 · ownership.direct: OCGH is a limited liability company managed by an executive committee, the members of which are Howard S. Marks, Bruce A. Karsh, John B. Frank, Sheldon M. Stone and Jay S. Wintrob (each, an "OCGH Member" and, collectively, the "OCGH Members"). In such capacity, the OCGH Members may be deemed indirect beneficial owners of the securities reported herein. Except to the extent of their respective pecuniary interest, each OCGH Member disclaims beneficial ownership of the securities reported herein and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any securities covered by this Form 4.

F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.

F7 · ownership.direct: In connection with the Issuer's initial public offering, GAP Holdings and Radio Holdings entered into a stockholders' agreement (the "Stockholders' Agreement") with FiveWire Media Ventures, LLC ("FiveWire"), and the members of FiveWire. Pursuant to the Stockholders' Agreement, FiveWire and its members agreed to support certain nominees of affiliates of GAP Holdings and Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the Issuer, and will grant to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the Issuer held by FiveWire and its members. As a result, the Reporting Persons may have been deemed to form a "group" with FiveWire and its members. The Reporting Persons disclaim beneficial ownership of any securities held by FiveWire and its members.

F2 · ownership.nature: This Form 4 is also being filed by: Partners Limited, in its capacity as the sole owner of class B limited voting shares of Brookfield Asset Management Inc. ("BAM"); BAM, in its capacity as the indirect owner of the Class A units of each of Oaktree Capital Group Holdings GP, LLC ("OCGH") and Atlas OCM Holdings, LLC ("Atlas OCM"); OCGH, in its capacity as general partner of Oaktree Capital Group Holdings, L.P. ("Capital Group LP"); Capital Group LP, in its capacity as sole managing member of Atlas OCM; Atlas OCM, in its capacity as sole managing member of Oaktree AIF Investment G.P. LLC ("AIF GP"); AIF GP, in its capacity as general partner of Oaktree AIF Investments, L.P. ("AIF Investments"); AIF Investments, in its capacity as general partner of Oaktree Fund GP III, L.P.

F3 · ownership.nature: (Continued from (2)) Oaktree Fund GP AIF, LLC ("Fund GP AIF LLC"), in its capacity as general partner of Oaktree Fund AIF Series, L.P. - Series B ("Series B"), Oaktree Fund AIF Series, L.P. - Series I ("Series I") and Oaktree Fund AIF Series, L.P. - Series D ("Series D"); Series B, in its capacity as general partner of OCM Principal Opportunities Fund IV AIF (Delaware), L.P. ("Principal Opportunities"); Series I and Series D, in their capacity as general partners of Radio Holdings; Principal Opportunities, in its capacity as the sole member of OCM/GAP Holdings IV, LLC ("OCM/GAP"); and OCM/GAP, in its capacity as general partner of GAP Holdings.

F4 · ownership.nature: Information with respect to each Reporting Person is given solely by such Reporting Person, and no such Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Each Reporting Person, other than Radio Holdings and GAP Holdings with respect to their direct holdings, disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any securities covered by this Form 4.

F5 · ownership.nature: OCGH is a limited liability company managed by an executive committee, the members of which are Howard S. Marks, Bruce A. Karsh, John B. Frank, Sheldon M. Stone and Jay S. Wintrob (each, an "OCGH Member" and, collectively, the "OCGH Members"). In such capacity, the OCGH Members may be deemed indirect beneficial owners of the securities reported herein. Except to the extent of their respective pecuniary interest, each OCGH Member disclaims beneficial ownership of the securities reported herein and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any securities covered by this Form 4.

F6 · ownership.nature: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.

F7 · ownership.nature: In connection with the Issuer's initial public offering, GAP Holdings and Radio Holdings entered into a stockholders' agreement (the "Stockholders' Agreement") with FiveWire Media Ventures, LLC ("FiveWire"), and the members of FiveWire. Pursuant to the Stockholders' Agreement, FiveWire and its members agreed to support certain nominees of affiliates of GAP Holdings and Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the Issuer, and will grant to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the Issuer held by FiveWire and its members. As a result, the Reporting Persons may have been deemed to form a "group" with FiveWire and its members. The Reporting Persons disclaim beneficial ownership of any securities held by FiveWire and its members.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 19:16 UTC SaleWarrants to purchase Class A Common Stock · Derivative 8,814,980 $6.40 Strike: $0.00 $56,415,872.00
Disclosure

SEC source: 0001613031-21-000002 · wf-form4_161550815512015.xml · derivative · entry 2

OCM POF IV AIF GAP HOLDINGS, L.P. · CIK 0001613031 · 10% owner

OCM/GAP Holdings IV, LLC · CIK 0001614592 · 10% owner

OCM Principal Opportunities Fund IV AIF (Delaware), L.P. · CIK 0001614465 · 10% owner

Oaktree Fund AIF Series, L.P. · CIK 0001532822 · 10% owner

OCM PF/FF RADIO HOLDINGS PT, L.P. · CIK 0001613022 · 10% owner

Oaktree Fund GP AIF, LLC · CIK 0001532818 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,814,980 shares

Expires not disclosed

F1 · kind: On March 9, 2021, the repurchase by the Issuer of 1,595,224 shares of Class A Common Stock, 2,151,373 shares of Class B Common Stock and 8,814,980 warrants to purchase Class A Common Stock (collectively, the "Securities") pursuant to that certain stock repurchase agreement, dated as of January 24, 2021, by and among the Issuer, OCM POF IV AIF GAP Holdings, L.P. ("GAP Holdings"), OCM PF/FF Radio Holdings PT, L.P. ("Radio Holdings") and the other sellers named therein for $6.40 per Security, was consummated.

F8 · derivative.exercise_date: The warrants are immediately exercisable and do not expire unless so elected by the board of directors of the Issuer in certain circumstances.

F8 · derivative.expiration_date: The warrants are immediately exercisable and do not expire unless so elected by the board of directors of the Issuer in certain circumstances.

F2 · ownership.direct: This Form 4 is also being filed by: Partners Limited, in its capacity as the sole owner of class B limited voting shares of Brookfield Asset Management Inc. ("BAM"); BAM, in its capacity as the indirect owner of the Class A units of each of Oaktree Capital Group Holdings GP, LLC ("OCGH") and Atlas OCM Holdings, LLC ("Atlas OCM"); OCGH, in its capacity as general partner of Oaktree Capital Group Holdings, L.P. ("Capital Group LP"); Capital Group LP, in its capacity as sole managing member of Atlas OCM; Atlas OCM, in its capacity as sole managing member of Oaktree AIF Investment G.P. LLC ("AIF GP"); AIF GP, in its capacity as general partner of Oaktree AIF Investments, L.P. ("AIF Investments"); AIF Investments, in its capacity as general partner of Oaktree Fund GP III, L.P.

F3 · ownership.direct: (Continued from (2)) Oaktree Fund GP AIF, LLC ("Fund GP AIF LLC"), in its capacity as general partner of Oaktree Fund AIF Series, L.P. - Series B ("Series B"), Oaktree Fund AIF Series, L.P. - Series I ("Series I") and Oaktree Fund AIF Series, L.P. - Series D ("Series D"); Series B, in its capacity as general partner of OCM Principal Opportunities Fund IV AIF (Delaware), L.P. ("Principal Opportunities"); Series I and Series D, in their capacity as general partners of Radio Holdings; Principal Opportunities, in its capacity as the sole member of OCM/GAP Holdings IV, LLC ("OCM/GAP"); and OCM/GAP, in its capacity as general partner of GAP Holdings.

F4 · ownership.direct: Information with respect to each Reporting Person is given solely by such Reporting Person, and no such Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Each Reporting Person, other than Radio Holdings and GAP Holdings with respect to their direct holdings, disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any securities covered by this Form 4.

F5 · ownership.direct: OCGH is a limited liability company managed by an executive committee, the members of which are Howard S. Marks, Bruce A. Karsh, John B. Frank, Sheldon M. Stone and Jay S. Wintrob (each, an "OCGH Member" and, collectively, the "OCGH Members"). In such capacity, the OCGH Members may be deemed indirect beneficial owners of the securities reported herein. Except to the extent of their respective pecuniary interest, each OCGH Member disclaims beneficial ownership of the securities reported herein and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any securities covered by this Form 4.

F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.

F7 · ownership.direct: In connection with the Issuer's initial public offering, GAP Holdings and Radio Holdings entered into a stockholders' agreement (the "Stockholders' Agreement") with FiveWire Media Ventures, LLC ("FiveWire"), and the members of FiveWire. Pursuant to the Stockholders' Agreement, FiveWire and its members agreed to support certain nominees of affiliates of GAP Holdings and Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the Issuer, and will grant to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the Issuer held by FiveWire and its members. As a result, the Reporting Persons may have been deemed to form a "group" with FiveWire and its members. The Reporting Persons disclaim beneficial ownership of any securities held by FiveWire and its members.

F2 · ownership.nature: This Form 4 is also being filed by: Partners Limited, in its capacity as the sole owner of class B limited voting shares of Brookfield Asset Management Inc. ("BAM"); BAM, in its capacity as the indirect owner of the Class A units of each of Oaktree Capital Group Holdings GP, LLC ("OCGH") and Atlas OCM Holdings, LLC ("Atlas OCM"); OCGH, in its capacity as general partner of Oaktree Capital Group Holdings, L.P. ("Capital Group LP"); Capital Group LP, in its capacity as sole managing member of Atlas OCM; Atlas OCM, in its capacity as sole managing member of Oaktree AIF Investment G.P. LLC ("AIF GP"); AIF GP, in its capacity as general partner of Oaktree AIF Investments, L.P. ("AIF Investments"); AIF Investments, in its capacity as general partner of Oaktree Fund GP III, L.P.

F3 · ownership.nature: (Continued from (2)) Oaktree Fund GP AIF, LLC ("Fund GP AIF LLC"), in its capacity as general partner of Oaktree Fund AIF Series, L.P. - Series B ("Series B"), Oaktree Fund AIF Series, L.P. - Series I ("Series I") and Oaktree Fund AIF Series, L.P. - Series D ("Series D"); Series B, in its capacity as general partner of OCM Principal Opportunities Fund IV AIF (Delaware), L.P. ("Principal Opportunities"); Series I and Series D, in their capacity as general partners of Radio Holdings; Principal Opportunities, in its capacity as the sole member of OCM/GAP Holdings IV, LLC ("OCM/GAP"); and OCM/GAP, in its capacity as general partner of GAP Holdings.

F4 · ownership.nature: Information with respect to each Reporting Person is given solely by such Reporting Person, and no such Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Each Reporting Person, other than Radio Holdings and GAP Holdings with respect to their direct holdings, disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any securities covered by this Form 4.

F5 · ownership.nature: OCGH is a limited liability company managed by an executive committee, the members of which are Howard S. Marks, Bruce A. Karsh, John B. Frank, Sheldon M. Stone and Jay S. Wintrob (each, an "OCGH Member" and, collectively, the "OCGH Members"). In such capacity, the OCGH Members may be deemed indirect beneficial owners of the securities reported herein. Except to the extent of their respective pecuniary interest, each OCGH Member disclaims beneficial ownership of the securities reported herein and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any securities covered by this Form 4.

F6 · ownership.nature: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.

F7 · ownership.nature: In connection with the Issuer's initial public offering, GAP Holdings and Radio Holdings entered into a stockholders' agreement (the "Stockholders' Agreement") with FiveWire Media Ventures, LLC ("FiveWire"), and the members of FiveWire. Pursuant to the Stockholders' Agreement, FiveWire and its members agreed to support certain nominees of affiliates of GAP Holdings and Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the Issuer, and will grant to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the Issuer held by FiveWire and its members. As a result, the Reporting Persons may have been deemed to form a "group" with FiveWire and its members. The Reporting Persons disclaim beneficial ownership of any securities held by FiveWire and its members.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 19:16 UTC SaleClass A Common Stock 1,595,224 $6.40 $10,209,433.60
Disclosure

SEC source: 0001613031-21-000002 · wf-form4_161550815512015.xml · nonDerivative · entry 1

OCM POF IV AIF GAP HOLDINGS, L.P. · CIK 0001613031 · 10% owner

OCM/GAP Holdings IV, LLC · CIK 0001614592 · 10% owner

OCM Principal Opportunities Fund IV AIF (Delaware), L.P. · CIK 0001614465 · 10% owner

Oaktree Fund AIF Series, L.P. · CIK 0001532822 · 10% owner

OCM PF/FF RADIO HOLDINGS PT, L.P. · CIK 0001613022 · 10% owner

Oaktree Fund GP AIF, LLC · CIK 0001532818 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · kind: On March 9, 2021, the repurchase by the Issuer of 1,595,224 shares of Class A Common Stock, 2,151,373 shares of Class B Common Stock and 8,814,980 warrants to purchase Class A Common Stock (collectively, the "Securities") pursuant to that certain stock repurchase agreement, dated as of January 24, 2021, by and among the Issuer, OCM POF IV AIF GAP Holdings, L.P. ("GAP Holdings"), OCM PF/FF Radio Holdings PT, L.P. ("Radio Holdings") and the other sellers named therein for $6.40 per Security, was consummated.

F2 · ownership.direct: This Form 4 is also being filed by: Partners Limited, in its capacity as the sole owner of class B limited voting shares of Brookfield Asset Management Inc. ("BAM"); BAM, in its capacity as the indirect owner of the Class A units of each of Oaktree Capital Group Holdings GP, LLC ("OCGH") and Atlas OCM Holdings, LLC ("Atlas OCM"); OCGH, in its capacity as general partner of Oaktree Capital Group Holdings, L.P. ("Capital Group LP"); Capital Group LP, in its capacity as sole managing member of Atlas OCM; Atlas OCM, in its capacity as sole managing member of Oaktree AIF Investment G.P. LLC ("AIF GP"); AIF GP, in its capacity as general partner of Oaktree AIF Investments, L.P. ("AIF Investments"); AIF Investments, in its capacity as general partner of Oaktree Fund GP III, L.P.

F3 · ownership.direct: (Continued from (2)) Oaktree Fund GP AIF, LLC ("Fund GP AIF LLC"), in its capacity as general partner of Oaktree Fund AIF Series, L.P. - Series B ("Series B"), Oaktree Fund AIF Series, L.P. - Series I ("Series I") and Oaktree Fund AIF Series, L.P. - Series D ("Series D"); Series B, in its capacity as general partner of OCM Principal Opportunities Fund IV AIF (Delaware), L.P. ("Principal Opportunities"); Series I and Series D, in their capacity as general partners of Radio Holdings; Principal Opportunities, in its capacity as the sole member of OCM/GAP Holdings IV, LLC ("OCM/GAP"); and OCM/GAP, in its capacity as general partner of GAP Holdings.

F4 · ownership.direct: Information with respect to each Reporting Person is given solely by such Reporting Person, and no such Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Each Reporting Person, other than Radio Holdings and GAP Holdings with respect to their direct holdings, disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any securities covered by this Form 4.

F5 · ownership.direct: OCGH is a limited liability company managed by an executive committee, the members of which are Howard S. Marks, Bruce A. Karsh, John B. Frank, Sheldon M. Stone and Jay S. Wintrob (each, an "OCGH Member" and, collectively, the "OCGH Members"). In such capacity, the OCGH Members may be deemed indirect beneficial owners of the securities reported herein. Except to the extent of their respective pecuniary interest, each OCGH Member disclaims beneficial ownership of the securities reported herein and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any securities covered by this Form 4.

F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.

F7 · ownership.direct: In connection with the Issuer's initial public offering, GAP Holdings and Radio Holdings entered into a stockholders' agreement (the "Stockholders' Agreement") with FiveWire Media Ventures, LLC ("FiveWire"), and the members of FiveWire. Pursuant to the Stockholders' Agreement, FiveWire and its members agreed to support certain nominees of affiliates of GAP Holdings and Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the Issuer, and will grant to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the Issuer held by FiveWire and its members. As a result, the Reporting Persons may have been deemed to form a "group" with FiveWire and its members. The Reporting Persons disclaim beneficial ownership of any securities held by FiveWire and its members.

F2 · ownership.nature: This Form 4 is also being filed by: Partners Limited, in its capacity as the sole owner of class B limited voting shares of Brookfield Asset Management Inc. ("BAM"); BAM, in its capacity as the indirect owner of the Class A units of each of Oaktree Capital Group Holdings GP, LLC ("OCGH") and Atlas OCM Holdings, LLC ("Atlas OCM"); OCGH, in its capacity as general partner of Oaktree Capital Group Holdings, L.P. ("Capital Group LP"); Capital Group LP, in its capacity as sole managing member of Atlas OCM; Atlas OCM, in its capacity as sole managing member of Oaktree AIF Investment G.P. LLC ("AIF GP"); AIF GP, in its capacity as general partner of Oaktree AIF Investments, L.P. ("AIF Investments"); AIF Investments, in its capacity as general partner of Oaktree Fund GP III, L.P.

F3 · ownership.nature: (Continued from (2)) Oaktree Fund GP AIF, LLC ("Fund GP AIF LLC"), in its capacity as general partner of Oaktree Fund AIF Series, L.P. - Series B ("Series B"), Oaktree Fund AIF Series, L.P. - Series I ("Series I") and Oaktree Fund AIF Series, L.P. - Series D ("Series D"); Series B, in its capacity as general partner of OCM Principal Opportunities Fund IV AIF (Delaware), L.P. ("Principal Opportunities"); Series I and Series D, in their capacity as general partners of Radio Holdings; Principal Opportunities, in its capacity as the sole member of OCM/GAP Holdings IV, LLC ("OCM/GAP"); and OCM/GAP, in its capacity as general partner of GAP Holdings.

F4 · ownership.nature: Information with respect to each Reporting Person is given solely by such Reporting Person, and no such Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Each Reporting Person, other than Radio Holdings and GAP Holdings with respect to their direct holdings, disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any securities covered by this Form 4.

F5 · ownership.nature: OCGH is a limited liability company managed by an executive committee, the members of which are Howard S. Marks, Bruce A. Karsh, John B. Frank, Sheldon M. Stone and Jay S. Wintrob (each, an "OCGH Member" and, collectively, the "OCGH Members"). In such capacity, the OCGH Members may be deemed indirect beneficial owners of the securities reported herein. Except to the extent of their respective pecuniary interest, each OCGH Member disclaims beneficial ownership of the securities reported herein and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any securities covered by this Form 4.

F6 · ownership.nature: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.

F7 · ownership.nature: In connection with the Issuer's initial public offering, GAP Holdings and Radio Holdings entered into a stockholders' agreement (the "Stockholders' Agreement") with FiveWire Media Ventures, LLC ("FiveWire"), and the members of FiveWire. Pursuant to the Stockholders' Agreement, FiveWire and its members agreed to support certain nominees of affiliates of GAP Holdings and Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the Issuer, and will grant to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the Issuer held by FiveWire and its members. As a result, the Reporting Persons may have been deemed to form a "group" with FiveWire and its members. The Reporting Persons disclaim beneficial ownership of any securities held by FiveWire and its members.

Read SEC document
March 09, 2021 Filed Mar 12, 2021 00:17 UTC
Quick DavidDirector
SaleClass B Common Stock · Derivative 2,151,373 $6.40 Strike: $0.00 $13,768,787.20
Disclosure

SEC source: 0001490675-21-000002 · wf-form4_161550824113660.xml · derivative · entry 3

Quick David · CIK 0001490675 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,151,373 shares

Expires not disclosed

F1 · kind: On March 9, 2021, the repurchase by the Issuer of 1,595,224 shares of Class A Common Stock, 2,151,373 shares of Class B Common Stock and 8,814,980 warrants to purchase Class A Common Stock (collectively, the "Securities") pursuant to that certain stock repurchase agreement, dated as of January 24, 2021, by and among the Issuer, OCM POF IV AIF GAP Holdings, L.P. ("GAP Holdings"), OCM PF/FF Radio Holdings PT, L.P. ("Radio Holdings") and the other sellers named therein for $6.40 per Security, was consummated.

F6 · derivative.exercise_date: The shares of Class B Common Stock are convertible at any time or times into an equal number of shares of Class A Common Stock.

F6 · derivative.expiration_date: The shares of Class B Common Stock are convertible at any time or times into an equal number of shares of Class A Common Stock.

F2 · ownership.direct: These securities may have been deemed to be beneficially owned by Mr. Quick by virtue of being an officer of OCM/GAP Holdings IV, LLC ("OCM/GAP"). OCM/GAP is the general partner of GAP Holdings. Oaktree Fund GP AIF, LLC is the general partner of Oaktree Fund AIF Series, L.P. - Series B ("Series B"), Oaktree Fund AIF Series, L.P. - Series I ("Series I") and Oaktree Fund AIF Series, L.P. - Series D ("Series I"). Series B is the general partner of OCM Principal Opportunities Fund IV AIF (Delaware), L.P. ("Principal Opportunities"). Principal Opportunities is the sole member of OCM/GAP. Series I and Series D are general partners of Radio Holdings.

F3 · ownership.direct: Except to the extent of his pecuniary interest, Mr. Quick disclaims beneficial ownership of the securities reported herein and the filing of this Form 4 shall not be construed as an admission that Mr. Quick is the beneficial owner of any securities covered by this Form 4.

F4 · ownership.direct: In connection with the Issuer's initial public offering, GAP Holdings and Radio Holdings entered into a stockholders' agreement (the "Stockholders' Agreement") with FiveWire Media Ventures, LLC ("FiveWire"), and the members of FiveWire. On June 27, 2018, FiveWire distributed the shares of Class A Common Stock it held to its former members in a pro-rata distribution, and in the process was dissolved. Pursuant to the Stockholders' Agreement, the former members of FiveWire agreed to support certain nominees of GAP Holdings, Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the Issuer, and granted to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the Issuer held by the former FiveWire members. As a result, Oaktree may have been deemed to form a "group" with the former FiveWire members. Each of Oaktree and the Reporting Person disclaims beneficial ownership of any securities held by the former FiveWire members.

F2 · ownership.nature: These securities may have been deemed to be beneficially owned by Mr. Quick by virtue of being an officer of OCM/GAP Holdings IV, LLC ("OCM/GAP"). OCM/GAP is the general partner of GAP Holdings. Oaktree Fund GP AIF, LLC is the general partner of Oaktree Fund AIF Series, L.P. - Series B ("Series B"), Oaktree Fund AIF Series, L.P. - Series I ("Series I") and Oaktree Fund AIF Series, L.P. - Series D ("Series I"). Series B is the general partner of OCM Principal Opportunities Fund IV AIF (Delaware), L.P. ("Principal Opportunities"). Principal Opportunities is the sole member of OCM/GAP. Series I and Series D are general partners of Radio Holdings.

F3 · ownership.nature: Except to the extent of his pecuniary interest, Mr. Quick disclaims beneficial ownership of the securities reported herein and the filing of this Form 4 shall not be construed as an admission that Mr. Quick is the beneficial owner of any securities covered by this Form 4.

F4 · ownership.nature: In connection with the Issuer's initial public offering, GAP Holdings and Radio Holdings entered into a stockholders' agreement (the "Stockholders' Agreement") with FiveWire Media Ventures, LLC ("FiveWire"), and the members of FiveWire. On June 27, 2018, FiveWire distributed the shares of Class A Common Stock it held to its former members in a pro-rata distribution, and in the process was dissolved. Pursuant to the Stockholders' Agreement, the former members of FiveWire agreed to support certain nominees of GAP Holdings, Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the Issuer, and granted to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the Issuer held by the former FiveWire members. As a result, Oaktree may have been deemed to form a "group" with the former FiveWire members. Each of Oaktree and the Reporting Person disclaims beneficial ownership of any securities held by the former FiveWire members.

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March 09, 2021 Filed Mar 12, 2021 00:17 UTC
Quick DavidDirector
SaleWarrants to purchase Class A Common Stock · Derivative 8,814,980 $6.40 Strike: $0.00 $56,415,872.00
Disclosure

SEC source: 0001490675-21-000002 · wf-form4_161550824113660.xml · derivative · entry 2

Quick David · CIK 0001490675 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,814,980 shares

Expires not disclosed

F1 · kind: On March 9, 2021, the repurchase by the Issuer of 1,595,224 shares of Class A Common Stock, 2,151,373 shares of Class B Common Stock and 8,814,980 warrants to purchase Class A Common Stock (collectively, the "Securities") pursuant to that certain stock repurchase agreement, dated as of January 24, 2021, by and among the Issuer, OCM POF IV AIF GAP Holdings, L.P. ("GAP Holdings"), OCM PF/FF Radio Holdings PT, L.P. ("Radio Holdings") and the other sellers named therein for $6.40 per Security, was consummated.

F5 · derivative.exercise_date: The warrants are immediately exercisable and do not expire unless so elected by the board of directors of the Issuer in certain circumstances.

F5 · derivative.expiration_date: The warrants are immediately exercisable and do not expire unless so elected by the board of directors of the Issuer in certain circumstances.

F2 · ownership.direct: These securities may have been deemed to be beneficially owned by Mr. Quick by virtue of being an officer of OCM/GAP Holdings IV, LLC ("OCM/GAP"). OCM/GAP is the general partner of GAP Holdings. Oaktree Fund GP AIF, LLC is the general partner of Oaktree Fund AIF Series, L.P. - Series B ("Series B"), Oaktree Fund AIF Series, L.P. - Series I ("Series I") and Oaktree Fund AIF Series, L.P. - Series D ("Series I"). Series B is the general partner of OCM Principal Opportunities Fund IV AIF (Delaware), L.P. ("Principal Opportunities"). Principal Opportunities is the sole member of OCM/GAP. Series I and Series D are general partners of Radio Holdings.

F3 · ownership.direct: Except to the extent of his pecuniary interest, Mr. Quick disclaims beneficial ownership of the securities reported herein and the filing of this Form 4 shall not be construed as an admission that Mr. Quick is the beneficial owner of any securities covered by this Form 4.

F4 · ownership.direct: In connection with the Issuer's initial public offering, GAP Holdings and Radio Holdings entered into a stockholders' agreement (the "Stockholders' Agreement") with FiveWire Media Ventures, LLC ("FiveWire"), and the members of FiveWire. On June 27, 2018, FiveWire distributed the shares of Class A Common Stock it held to its former members in a pro-rata distribution, and in the process was dissolved. Pursuant to the Stockholders' Agreement, the former members of FiveWire agreed to support certain nominees of GAP Holdings, Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the Issuer, and granted to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the Issuer held by the former FiveWire members. As a result, Oaktree may have been deemed to form a "group" with the former FiveWire members. Each of Oaktree and the Reporting Person disclaims beneficial ownership of any securities held by the former FiveWire members.

F2 · ownership.nature: These securities may have been deemed to be beneficially owned by Mr. Quick by virtue of being an officer of OCM/GAP Holdings IV, LLC ("OCM/GAP"). OCM/GAP is the general partner of GAP Holdings. Oaktree Fund GP AIF, LLC is the general partner of Oaktree Fund AIF Series, L.P. - Series B ("Series B"), Oaktree Fund AIF Series, L.P. - Series I ("Series I") and Oaktree Fund AIF Series, L.P. - Series D ("Series I"). Series B is the general partner of OCM Principal Opportunities Fund IV AIF (Delaware), L.P. ("Principal Opportunities"). Principal Opportunities is the sole member of OCM/GAP. Series I and Series D are general partners of Radio Holdings.

F3 · ownership.nature: Except to the extent of his pecuniary interest, Mr. Quick disclaims beneficial ownership of the securities reported herein and the filing of this Form 4 shall not be construed as an admission that Mr. Quick is the beneficial owner of any securities covered by this Form 4.

F4 · ownership.nature: In connection with the Issuer's initial public offering, GAP Holdings and Radio Holdings entered into a stockholders' agreement (the "Stockholders' Agreement") with FiveWire Media Ventures, LLC ("FiveWire"), and the members of FiveWire. On June 27, 2018, FiveWire distributed the shares of Class A Common Stock it held to its former members in a pro-rata distribution, and in the process was dissolved. Pursuant to the Stockholders' Agreement, the former members of FiveWire agreed to support certain nominees of GAP Holdings, Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the Issuer, and granted to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the Issuer held by the former FiveWire members. As a result, Oaktree may have been deemed to form a "group" with the former FiveWire members. Each of Oaktree and the Reporting Person disclaims beneficial ownership of any securities held by the former FiveWire members.

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March 09, 2021 Filed Mar 12, 2021 00:17 UTC
Quick DavidDirector
SaleClass A Common Stock 1,595,224 $6.40 $10,209,433.60
Disclosure

SEC source: 0001490675-21-000002 · wf-form4_161550824113660.xml · nonDerivative · entry 1

Quick David · CIK 0001490675 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · kind: On March 9, 2021, the repurchase by the Issuer of 1,595,224 shares of Class A Common Stock, 2,151,373 shares of Class B Common Stock and 8,814,980 warrants to purchase Class A Common Stock (collectively, the "Securities") pursuant to that certain stock repurchase agreement, dated as of January 24, 2021, by and among the Issuer, OCM POF IV AIF GAP Holdings, L.P. ("GAP Holdings"), OCM PF/FF Radio Holdings PT, L.P. ("Radio Holdings") and the other sellers named therein for $6.40 per Security, was consummated.

F2 · ownership.direct: These securities may have been deemed to be beneficially owned by Mr. Quick by virtue of being an officer of OCM/GAP Holdings IV, LLC ("OCM/GAP"). OCM/GAP is the general partner of GAP Holdings. Oaktree Fund GP AIF, LLC is the general partner of Oaktree Fund AIF Series, L.P. - Series B ("Series B"), Oaktree Fund AIF Series, L.P. - Series I ("Series I") and Oaktree Fund AIF Series, L.P. - Series D ("Series I"). Series B is the general partner of OCM Principal Opportunities Fund IV AIF (Delaware), L.P. ("Principal Opportunities"). Principal Opportunities is the sole member of OCM/GAP. Series I and Series D are general partners of Radio Holdings.

F3 · ownership.direct: Except to the extent of his pecuniary interest, Mr. Quick disclaims beneficial ownership of the securities reported herein and the filing of this Form 4 shall not be construed as an admission that Mr. Quick is the beneficial owner of any securities covered by this Form 4.

F4 · ownership.direct: In connection with the Issuer's initial public offering, GAP Holdings and Radio Holdings entered into a stockholders' agreement (the "Stockholders' Agreement") with FiveWire Media Ventures, LLC ("FiveWire"), and the members of FiveWire. On June 27, 2018, FiveWire distributed the shares of Class A Common Stock it held to its former members in a pro-rata distribution, and in the process was dissolved. Pursuant to the Stockholders' Agreement, the former members of FiveWire agreed to support certain nominees of GAP Holdings, Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the Issuer, and granted to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the Issuer held by the former FiveWire members. As a result, Oaktree may have been deemed to form a "group" with the former FiveWire members. Each of Oaktree and the Reporting Person disclaims beneficial ownership of any securities held by the former FiveWire members.

F2 · ownership.nature: These securities may have been deemed to be beneficially owned by Mr. Quick by virtue of being an officer of OCM/GAP Holdings IV, LLC ("OCM/GAP"). OCM/GAP is the general partner of GAP Holdings. Oaktree Fund GP AIF, LLC is the general partner of Oaktree Fund AIF Series, L.P. - Series B ("Series B"), Oaktree Fund AIF Series, L.P. - Series I ("Series I") and Oaktree Fund AIF Series, L.P. - Series D ("Series I"). Series B is the general partner of OCM Principal Opportunities Fund IV AIF (Delaware), L.P. ("Principal Opportunities"). Principal Opportunities is the sole member of OCM/GAP. Series I and Series D are general partners of Radio Holdings.

F3 · ownership.nature: Except to the extent of his pecuniary interest, Mr. Quick disclaims beneficial ownership of the securities reported herein and the filing of this Form 4 shall not be construed as an admission that Mr. Quick is the beneficial owner of any securities covered by this Form 4.

F4 · ownership.nature: In connection with the Issuer's initial public offering, GAP Holdings and Radio Holdings entered into a stockholders' agreement (the "Stockholders' Agreement") with FiveWire Media Ventures, LLC ("FiveWire"), and the members of FiveWire. On June 27, 2018, FiveWire distributed the shares of Class A Common Stock it held to its former members in a pro-rata distribution, and in the process was dissolved. Pursuant to the Stockholders' Agreement, the former members of FiveWire agreed to support certain nominees of GAP Holdings, Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the Issuer, and granted to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the Issuer held by the former FiveWire members. As a result, Oaktree may have been deemed to form a "group" with the former FiveWire members. Each of Oaktree and the Reporting Person disclaims beneficial ownership of any securities held by the former FiveWire members.

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December 21, 2020 Filed Dec 23, 2020 16:52 UTC
PRICE STEVENDirector · Executive Chairman
GrantOption to Purchase Class B Common Stock · Derivative 237,191 $0.00 Strike: $6.57 $0.00
Disclosure

SEC source: 0001499832-20-000113 · wf-form4_160876031290724.xml · derivative · entry 1

PRICE STEVEN · CIK 0000938142 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,128,013

Underlying: Class B Common Stock · 237,191 shares

Expires 2030-12-21

F1 · derivative.exercise_date: The Reporting Person's options vest and become exercisable with respect to twenty-five percent (25%) of the shares on each of the first, second, third and fourth anniversaries of the Grant Date.

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December 21, 2020 Filed Dec 23, 2020 16:44 UTC GrantClass A Common Stock 15,220 $0.00 $0.00
Disclosure

SEC source: 0001499832-20-000108 · wf-form4_160875982034454.xml · nonDerivative · entry 1

KAPLAN STEPHEN A · CIK 0001142409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,917

F1 · security: The shares reported herein represent a grant of restricted stock made to the Reporting Person in respect of his services on the Company's Board of Directors. This award of restricted stock vests with respect to 100% of the shares on the first anniversary of the grant.

F2 · balance_after: Includes 34,697 shares of Class A common stock that are not subject to vesting or transfer restrictions.

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December 21, 2020 Filed Dec 23, 2020 21:58 UTC
WORSHEK ROBERT L.SVP, Chief Accounting Officer
GrantOption to Purchase Class A Common Stock · Derivative 30,000 $0.00 Strike: $6.57 $0.00
Disclosure

SEC source: 0001499832-20-000117 · wf-form4_160876070889160.xml · derivative · entry 1

WORSHEK ROBERT L. · CIK 0001615308 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2030-12-21

F1 · derivative.exercise_date: The Reporting Person's options vest and become exercisable with respect to twenty-five percent (25%) of the shares on each of the first, second, third and fourth anniversaries of the Grant Date.

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December 21, 2020 Filed Dec 23, 2020 21:57 UTC
Wilson BillDirector · Chief Executive Officer
GrantOption to Purchase Class A Common Stock · Derivative 250,000 $0.00 Strike: $6.57 $0.00
Disclosure

SEC source: 0001499832-20-000116 · wf-form4_160876061587492.xml · derivative · entry 1

Wilson Bill · CIK 0001613712 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,424,246

Underlying: Class A Common Stock · 250,000 shares

Expires 2030-12-21

F1 · derivative.exercise_date: The Reporting Person's options vest and become exercisable with respect to twenty-five percent (25%) of the shares on each of the first, second, third and fourth anniversaries of the Grant Date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.