TSI

SEC source: 0001193125-26-408652 · ownership.xml · nonDerivative · entry 1

HADEN PATRICK C · CIK 0001183870 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,722.203

SEC source: 0001193125-26-132943 · ownership.xml · derivative · entry 2

ROGERS VICTORIA B · CIK 0001531536 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,400 shares

Expires 2026-03-18

F1 · security: TCW Strategic Income Fund, Inc. (NYSE: TSI) (the "Fund") issued to the stockholders of record (the "Record Date Stockholders") at the close of business on February 19, 2026 (the "Record Date") transferable rights (each a "Right" and, collectively, the "Rights") entitling such Record Date Stockholders to subscribe for shares of common stock, par value $0.01 per share (the "Common Stock"), of the Fund (the "Offer") at a discount to the market price of the shares of Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. Record Date Stockholders were entitled to purchase one new share of Common Stock for every three Rights held (1-for-3); however, any Record Date Stockholder who owned fewer than three shares of Common Stock as of the Record Date was entitled to subscribe for one share of Common Stock. Fractional shares of Common Stock were not issued.

F2 · security: (Continued from footnote 1)The subscription period commenced on the Record Date and expired on March 18, 2026.

F3 · security: The final subscription price of $4.47 per share of Common Stock was determined based upon the terms of the Offer. Record Date Stockholders who exercised all of their primary subscription Rights (other than those Rights to acquire less than one share of Common Stock that could not be exercised) were eligible for an over-subscription privilege entitling Record Date Stockholders to subscribe for additional shares of Common Stock not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over-subscription shares of Common Stock available. Accordingly, the shares of Common Stock subscribed for pursuant to the over-subscription privilege of the Offer were allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of shares of Common Stock they owned on Record Date.

F4 · security: (Continued from footnote 3)The number of shares of Common Stock acquired was confirmed to exercising Rights holders on March 27, 2026, following the pro-ration and allocation of shares of Common Stock pursuant to the over-subscription privilege.

F1 · derivative.exercise_price: TCW Strategic Income Fund, Inc. (NYSE: TSI) (the "Fund") issued to the stockholders of record (the "Record Date Stockholders") at the close of business on February 19, 2026 (the "Record Date") transferable rights (each a "Right" and, collectively, the "Rights") entitling such Record Date Stockholders to subscribe for shares of common stock, par value $0.01 per share (the "Common Stock"), of the Fund (the "Offer") at a discount to the market price of the shares of Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. Record Date Stockholders were entitled to purchase one new share of Common Stock for every three Rights held (1-for-3); however, any Record Date Stockholder who owned fewer than three shares of Common Stock as of the Record Date was entitled to subscribe for one share of Common Stock. Fractional shares of Common Stock were not issued.

F2 · derivative.exercise_price: (Continued from footnote 1)The subscription period commenced on the Record Date and expired on March 18, 2026.

F3 · derivative.exercise_price: The final subscription price of $4.47 per share of Common Stock was determined based upon the terms of the Offer. Record Date Stockholders who exercised all of their primary subscription Rights (other than those Rights to acquire less than one share of Common Stock that could not be exercised) were eligible for an over-subscription privilege entitling Record Date Stockholders to subscribe for additional shares of Common Stock not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over-subscription shares of Common Stock available. Accordingly, the shares of Common Stock subscribed for pursuant to the over-subscription privilege of the Offer were allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of shares of Common Stock they owned on Record Date.

F4 · derivative.exercise_price: (Continued from footnote 3)The number of shares of Common Stock acquired was confirmed to exercising Rights holders on March 27, 2026, following the pro-ration and allocation of shares of Common Stock pursuant to the over-subscription privilege.

F1 · price: TCW Strategic Income Fund, Inc. (NYSE: TSI) (the "Fund") issued to the stockholders of record (the "Record Date Stockholders") at the close of business on February 19, 2026 (the "Record Date") transferable rights (each a "Right" and, collectively, the "Rights") entitling such Record Date Stockholders to subscribe for shares of common stock, par value $0.01 per share (the "Common Stock"), of the Fund (the "Offer") at a discount to the market price of the shares of Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. Record Date Stockholders were entitled to purchase one new share of Common Stock for every three Rights held (1-for-3); however, any Record Date Stockholder who owned fewer than three shares of Common Stock as of the Record Date was entitled to subscribe for one share of Common Stock. Fractional shares of Common Stock were not issued.

F2 · price: (Continued from footnote 1)The subscription period commenced on the Record Date and expired on March 18, 2026.

F3 · price: The final subscription price of $4.47 per share of Common Stock was determined based upon the terms of the Offer. Record Date Stockholders who exercised all of their primary subscription Rights (other than those Rights to acquire less than one share of Common Stock that could not be exercised) were eligible for an over-subscription privilege entitling Record Date Stockholders to subscribe for additional shares of Common Stock not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over-subscription shares of Common Stock available. Accordingly, the shares of Common Stock subscribed for pursuant to the over-subscription privilege of the Offer were allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of shares of Common Stock they owned on Record Date.

F4 · price: (Continued from footnote 3)The number of shares of Common Stock acquired was confirmed to exercising Rights holders on March 27, 2026, following the pro-ration and allocation of shares of Common Stock pursuant to the over-subscription privilege.

SEC source: 0001193125-26-132943 · ownership.xml · nonDerivative · entry 1

ROGERS VICTORIA B · CIK 0001531536 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,600

SEC source: 0001193125-26-132941 · ownership.xml · derivative · entry 2

ROONEY ROBERT GERALD · CIK 0001801785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,833 shares

Expires 2026-03-18

F1 · security: TCW Strategic Income Fund, Inc. (NYSE: TSI) (the "Fund") issued to the stockholders of record (the "Record Date Stockholders") at the close of business on February 19, 2026 (the "Record Date") transferable rights (each a "Right" and, collectively, the "Rights") entitling such Record Date Stockholders to subscribe for shares of common stock, par value $0.01 per share (the "Common Stock"), of the Fund (the "Offer") at a discount to the market price of the shares of Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. Record Date Stockholders were entitled to purchase one new share of Common Stock for every three Rights held (1-for-3); however, any Record Date Stockholder who owned fewer than three shares of Common Stock as of the Record Date was entitled to subscribe for one share of Common Stock. Fractional shares of Common Stock were not issued.

F2 · security: (Continued from footnote 1) The subscription period commenced on the Record Date and expired on March 18, 2026.

F3 · security: The final subscription price of $4.47 per share of Common Stock was determined based upon the terms of the Offer. Record Date Stockholders who exercised all of their primary subscription Rights (other than those Rights to acquire less than one share of Common Stock that could not be exercised) were eligible for an over-subscription privilege entitling Record Date Stockholders to subscribe for additional shares of Common Stock not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over-subscription shares of Common Stock available. Accordingly, the shares of Common Stock subscribed for pursuant to the over-subscription privilege of the Offer were allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of shares of Common Stock they owned on Record Date.

F4 · security: (Continued from footnote 3) The number of shares of Common Stock acquired was confirmed to exercising Rights holders on March 27, 2026, following the pro-ration and allocation of shares of Common Stock pursuant to the over-subscription privilege.

F1 · derivative.exercise_price: TCW Strategic Income Fund, Inc. (NYSE: TSI) (the "Fund") issued to the stockholders of record (the "Record Date Stockholders") at the close of business on February 19, 2026 (the "Record Date") transferable rights (each a "Right" and, collectively, the "Rights") entitling such Record Date Stockholders to subscribe for shares of common stock, par value $0.01 per share (the "Common Stock"), of the Fund (the "Offer") at a discount to the market price of the shares of Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. Record Date Stockholders were entitled to purchase one new share of Common Stock for every three Rights held (1-for-3); however, any Record Date Stockholder who owned fewer than three shares of Common Stock as of the Record Date was entitled to subscribe for one share of Common Stock. Fractional shares of Common Stock were not issued.

F2 · derivative.exercise_price: (Continued from footnote 1) The subscription period commenced on the Record Date and expired on March 18, 2026.

F3 · derivative.exercise_price: The final subscription price of $4.47 per share of Common Stock was determined based upon the terms of the Offer. Record Date Stockholders who exercised all of their primary subscription Rights (other than those Rights to acquire less than one share of Common Stock that could not be exercised) were eligible for an over-subscription privilege entitling Record Date Stockholders to subscribe for additional shares of Common Stock not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over-subscription shares of Common Stock available. Accordingly, the shares of Common Stock subscribed for pursuant to the over-subscription privilege of the Offer were allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of shares of Common Stock they owned on Record Date.

F4 · derivative.exercise_price: (Continued from footnote 3) The number of shares of Common Stock acquired was confirmed to exercising Rights holders on March 27, 2026, following the pro-ration and allocation of shares of Common Stock pursuant to the over-subscription privilege.

F1 · price: TCW Strategic Income Fund, Inc. (NYSE: TSI) (the "Fund") issued to the stockholders of record (the "Record Date Stockholders") at the close of business on February 19, 2026 (the "Record Date") transferable rights (each a "Right" and, collectively, the "Rights") entitling such Record Date Stockholders to subscribe for shares of common stock, par value $0.01 per share (the "Common Stock"), of the Fund (the "Offer") at a discount to the market price of the shares of Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. Record Date Stockholders were entitled to purchase one new share of Common Stock for every three Rights held (1-for-3); however, any Record Date Stockholder who owned fewer than three shares of Common Stock as of the Record Date was entitled to subscribe for one share of Common Stock. Fractional shares of Common Stock were not issued.

F2 · price: (Continued from footnote 1) The subscription period commenced on the Record Date and expired on March 18, 2026.

F3 · price: The final subscription price of $4.47 per share of Common Stock was determined based upon the terms of the Offer. Record Date Stockholders who exercised all of their primary subscription Rights (other than those Rights to acquire less than one share of Common Stock that could not be exercised) were eligible for an over-subscription privilege entitling Record Date Stockholders to subscribe for additional shares of Common Stock not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over-subscription shares of Common Stock available. Accordingly, the shares of Common Stock subscribed for pursuant to the over-subscription privilege of the Offer were allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of shares of Common Stock they owned on Record Date.

F4 · price: (Continued from footnote 3) The number of shares of Common Stock acquired was confirmed to exercising Rights holders on March 27, 2026, following the pro-ration and allocation of shares of Common Stock pursuant to the over-subscription privilege.

F5 · derivative.underlying_shares: In connection with the Offer, the Reporting Person exercised 20,499 Rights to acquire 6,833 shares of Common Stock, and received an additional 2,000 shares of Common stock pursuant to the over-subscription privilege. In total, the Reporting Person acquired 8,833 shares of Common Stock in connection with the Offer.

SEC source: 0001193125-26-132937 · ownership.xml · derivative · entry 2

McMillan Peter · CIK 0001182336 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 102,638 shares

Expires 2026-03-18

F1 · security: TCW Strategic Income Fund, Inc. (NYSE: TSI) (the "Fund") issued to the stockholders of record (the "Record Date Stockholders") at the close of business on February 19, 2026 (the "Record Date") transferable rights (each a "Right" and, collectively, the "Rights") entitling such Record Date Stockholders to subscribe for shares of common stock, par value $0.01 per share (the "Common Stock"), of the Fund (the "Offer") at a discount to the market price of the shares of Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date.

F2 · security: (Continued from footnote 1) Record Date Stockholders were entitled to purchase one new share of Common Stock for every three Rights held (1-for-3); however, any Record Date Stockholder who owned fewer than three shares of Common Stock as of the Record Date was entitled to subscribe for one share of Common Stock. Fractional shares of Common Stock were not issued. The subscription period commenced on the Record Date and expired on March 18, 2026.

F3 · security: The final subscription price of $4.47 per share of Common Stock was determined based upon the terms of the Offer. Record Date Stockholders who exercised all of their primary subscription Rights (other than those Rights to acquire less than one share of Common Stock that could not be exercised) were eligible for an over-subscription privilege entitling Record Date Stockholders to subscribe for additional shares of Common Stock not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over-subscription shares of Common Stock available.

F4 · security: (Continued from footnote 3) Accordingly, the shares of Common Stock subscribed for pursuant to the over-subscription privilege of the Offer were allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of shares of Common Stock they owned on Record Date. The number of share Common Stock acquired was confirmed to exercising Rights holders on March 27, 2026, following the pro-ration and allocation of shares of Common Stock pursuant to the over-subscription privilege.

F1 · derivative.exercise_price: TCW Strategic Income Fund, Inc. (NYSE: TSI) (the "Fund") issued to the stockholders of record (the "Record Date Stockholders") at the close of business on February 19, 2026 (the "Record Date") transferable rights (each a "Right" and, collectively, the "Rights") entitling such Record Date Stockholders to subscribe for shares of common stock, par value $0.01 per share (the "Common Stock"), of the Fund (the "Offer") at a discount to the market price of the shares of Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date.

F2 · derivative.exercise_price: (Continued from footnote 1) Record Date Stockholders were entitled to purchase one new share of Common Stock for every three Rights held (1-for-3); however, any Record Date Stockholder who owned fewer than three shares of Common Stock as of the Record Date was entitled to subscribe for one share of Common Stock. Fractional shares of Common Stock were not issued. The subscription period commenced on the Record Date and expired on March 18, 2026.

F3 · derivative.exercise_price: The final subscription price of $4.47 per share of Common Stock was determined based upon the terms of the Offer. Record Date Stockholders who exercised all of their primary subscription Rights (other than those Rights to acquire less than one share of Common Stock that could not be exercised) were eligible for an over-subscription privilege entitling Record Date Stockholders to subscribe for additional shares of Common Stock not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over-subscription shares of Common Stock available.

F4 · derivative.exercise_price: (Continued from footnote 3) Accordingly, the shares of Common Stock subscribed for pursuant to the over-subscription privilege of the Offer were allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of shares of Common Stock they owned on Record Date. The number of share Common Stock acquired was confirmed to exercising Rights holders on March 27, 2026, following the pro-ration and allocation of shares of Common Stock pursuant to the over-subscription privilege.

F1 · price: TCW Strategic Income Fund, Inc. (NYSE: TSI) (the "Fund") issued to the stockholders of record (the "Record Date Stockholders") at the close of business on February 19, 2026 (the "Record Date") transferable rights (each a "Right" and, collectively, the "Rights") entitling such Record Date Stockholders to subscribe for shares of common stock, par value $0.01 per share (the "Common Stock"), of the Fund (the "Offer") at a discount to the market price of the shares of Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date.

F2 · price: (Continued from footnote 1) Record Date Stockholders were entitled to purchase one new share of Common Stock for every three Rights held (1-for-3); however, any Record Date Stockholder who owned fewer than three shares of Common Stock as of the Record Date was entitled to subscribe for one share of Common Stock. Fractional shares of Common Stock were not issued. The subscription period commenced on the Record Date and expired on March 18, 2026.

F3 · price: The final subscription price of $4.47 per share of Common Stock was determined based upon the terms of the Offer. Record Date Stockholders who exercised all of their primary subscription Rights (other than those Rights to acquire less than one share of Common Stock that could not be exercised) were eligible for an over-subscription privilege entitling Record Date Stockholders to subscribe for additional shares of Common Stock not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over-subscription shares of Common Stock available.

F4 · price: (Continued from footnote 3) Accordingly, the shares of Common Stock subscribed for pursuant to the over-subscription privilege of the Offer were allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of shares of Common Stock they owned on Record Date. The number of share Common Stock acquired was confirmed to exercising Rights holders on March 27, 2026, following the pro-ration and allocation of shares of Common Stock pursuant to the over-subscription privilege.

F5 · derivative.underlying_shares: In connection with the Offer, the Reporting Person exercised 307,915 Rights to acquire 102,638 shares of Common Stock, and received an additional 91,123 shares of Common stock pursuant to the over-subscription privilege. In total, the Reporting Person acquired 193,761 shares of Common Stock in connection with the Offer.

SEC source: 0001193125-26-132937 · ownership.xml · nonDerivative · entry 1

McMillan Peter · CIK 0001182336 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 493,761

SEC source: 0001193125-26-132934 · ownership.xml · derivative · entry 2

HADEN PATRICK C · CIK 0001183870 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,430 shares

Expires 2026-03-18

F1 · security: TCW Strategic Income Fund, Inc. (NYSE: TSI) (the "Fund") issued to the stockholders of record (the "Record Date Stockholders") at the close of business on February 19, 2026 (the "Record Date") transferable rights (each a "Right" and, collectively, the "Rights") entitling such Record Date Stockholders to subscribe for shares of common stock, par value $0.01 per share (the "Common Stock"), of the Fund (the "Offer") at a discount to the market price of the shares of Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. Record Date Stockholders were entitled to purchase one new share of Common Stock for every three Rights held (1-for-3); however, any Record Date Stockholder who owned fewer than three shares of Common Stock as of the Record Date was entitled to subscribe for one share of Common Stock. Fractional shares of Common Stock were not issued.

F2 · security: (Continued from footnote 1) The subscription period commenced on the Record Date and expired on March 18, 2026.

F3 · security: The final subscription price of $4.47 per share of Common Stock was determined based upon the terms of the Offer. Record Date Stockholders who exercised all of their primary subscription Rights (other than those Rights to acquire less than one share of Common Stock that could not be exercised) were eligible for an over-subscription privilege entitling Record Date Stockholders to subscribe for additional shares of Common Stock not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over subscription shares of Common Stock available. Accordingly, the shares of Common Stock subscribed for pursuant to the over-subscription privilege of the Offer were allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of shares of Common Stock they owned on Record Date.

F4 · security: (Continued from footnoote 2) The number of shares of Common Stock acquired was confirmed to exercising Rights holders on March 27, 2026, following the pro-ration and allocation of shares of Common Stock pursuant to the over-subscription privilege.

F1 · derivative.exercise_price: TCW Strategic Income Fund, Inc. (NYSE: TSI) (the "Fund") issued to the stockholders of record (the "Record Date Stockholders") at the close of business on February 19, 2026 (the "Record Date") transferable rights (each a "Right" and, collectively, the "Rights") entitling such Record Date Stockholders to subscribe for shares of common stock, par value $0.01 per share (the "Common Stock"), of the Fund (the "Offer") at a discount to the market price of the shares of Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. Record Date Stockholders were entitled to purchase one new share of Common Stock for every three Rights held (1-for-3); however, any Record Date Stockholder who owned fewer than three shares of Common Stock as of the Record Date was entitled to subscribe for one share of Common Stock. Fractional shares of Common Stock were not issued.

F2 · derivative.exercise_price: (Continued from footnote 1) The subscription period commenced on the Record Date and expired on March 18, 2026.

F3 · derivative.exercise_price: The final subscription price of $4.47 per share of Common Stock was determined based upon the terms of the Offer. Record Date Stockholders who exercised all of their primary subscription Rights (other than those Rights to acquire less than one share of Common Stock that could not be exercised) were eligible for an over-subscription privilege entitling Record Date Stockholders to subscribe for additional shares of Common Stock not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over subscription shares of Common Stock available. Accordingly, the shares of Common Stock subscribed for pursuant to the over-subscription privilege of the Offer were allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of shares of Common Stock they owned on Record Date.

F4 · derivative.exercise_price: (Continued from footnoote 2) The number of shares of Common Stock acquired was confirmed to exercising Rights holders on March 27, 2026, following the pro-ration and allocation of shares of Common Stock pursuant to the over-subscription privilege.

F1 · price: TCW Strategic Income Fund, Inc. (NYSE: TSI) (the "Fund") issued to the stockholders of record (the "Record Date Stockholders") at the close of business on February 19, 2026 (the "Record Date") transferable rights (each a "Right" and, collectively, the "Rights") entitling such Record Date Stockholders to subscribe for shares of common stock, par value $0.01 per share (the "Common Stock"), of the Fund (the "Offer") at a discount to the market price of the shares of Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. Record Date Stockholders were entitled to purchase one new share of Common Stock for every three Rights held (1-for-3); however, any Record Date Stockholder who owned fewer than three shares of Common Stock as of the Record Date was entitled to subscribe for one share of Common Stock. Fractional shares of Common Stock were not issued.

F2 · price: (Continued from footnote 1) The subscription period commenced on the Record Date and expired on March 18, 2026.

F3 · price: The final subscription price of $4.47 per share of Common Stock was determined based upon the terms of the Offer. Record Date Stockholders who exercised all of their primary subscription Rights (other than those Rights to acquire less than one share of Common Stock that could not be exercised) were eligible for an over-subscription privilege entitling Record Date Stockholders to subscribe for additional shares of Common Stock not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over subscription shares of Common Stock available. Accordingly, the shares of Common Stock subscribed for pursuant to the over-subscription privilege of the Offer were allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of shares of Common Stock they owned on Record Date.

F4 · price: (Continued from footnoote 2) The number of shares of Common Stock acquired was confirmed to exercising Rights holders on March 27, 2026, following the pro-ration and allocation of shares of Common Stock pursuant to the over-subscription privilege.

SEC source: 0001193125-26-132934 · ownership.xml · nonDerivative · entry 1

HADEN PATRICK C · CIK 0001183870 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,722.203

SEC source: 0001182336-26-000010 · form4-02202026_090209.xml · nonDerivative · entry 1

McMillan Peter · CIK 0001182336 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

SEC source: 0001182336-26-000008 · form4-02192026_080202.xml · nonDerivative · entry 1

McMillan Peter · CIK 0001182336 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

SEC source: 0001182336-26-000006 · form4-02132026_100252.xml · nonDerivative · entry 1

McMillan Peter · CIK 0001182336 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,390

SEC source: 0001182336-26-000004 · form4-02122026_090204.xml · nonDerivative · entry 2

McMillan Peter · CIK 0001182336 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

SEC source: 0001182336-26-000004 · form4-02122026_090204.xml · nonDerivative · entry 1

McMillan Peter · CIK 0001182336 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,478

SEC source: 0001801785-25-000004 · form4-12032025_051228.xml · nonDerivative · entry 6

ROONEY ROBERT GERALD · CIK 0001801785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,500

SEC source: 0001801785-25-000004 · form4-12032025_051228.xml · nonDerivative · entry 5

ROONEY ROBERT GERALD · CIK 0001801785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

SEC source: 0001801785-25-000004 · form4-12032025_051228.xml · nonDerivative · entry 4

ROONEY ROBERT GERALD · CIK 0001801785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,600

SEC source: 0001801785-25-000004 · form4-12032025_051228.xml · nonDerivative · entry 3

ROONEY ROBERT GERALD · CIK 0001801785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,426

SEC source: 0001801785-25-000004 · form4-12032025_051228.xml · nonDerivative · entry 2

ROONEY ROBERT GERALD · CIK 0001801785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,426

SEC source: 0001801785-25-000004 · form4-12032025_051228.xml · nonDerivative · entry 1

ROONEY ROBERT GERALD · CIK 0001801785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,422

SEC source: 0001193125-26-132941 · ownership.xml · nonDerivative · entry 1

ROONEY ROBERT GERALD · CIK 0001801785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,333

SEC source: 0001415889-24-026562 · form4-11122024_041135.xml · nonDerivative · entry 3

Tarica Andrew · CIK 0001545879 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · 2005 ESC Trust

Disclosed balance after: 0

SEC source: 0001415889-24-026562 · form4-11122024_041135.xml · nonDerivative · entry 2

Tarica Andrew · CIK 0001545879 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Zachary Tarica Trust

Disclosed balance after: 0

SEC source: 0001415889-24-026562 · form4-11122024_041135.xml · nonDerivative · entry 1

Tarica Andrew · CIK 0001545879 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Zachary Tarica Trust

Disclosed balance after: 4,537

SEC source: 0001415889-24-026276 · form4-11062024_111145.xml · nonDerivative · entry 2

Tarica Andrew · CIK 0001545879 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Jaclyn Tarica Trust

Disclosed balance after: 0

SEC source: 0001415889-24-026276 · form4-11062024_111145.xml · nonDerivative · entry 1

Tarica Andrew · CIK 0001545879 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Jeremy Tarica Trust

Disclosed balance after: 0

SEC source: 0001415889-23-011816 · form4-08032023_090800.xml · nonDerivative · entry 1

Flack Mitch · CIK 0001487057 · PORTFOLIO MANAGER

10b5-1 filing: No plan indicated

Ownership: Indirect · 2006 Flack Trust u/a 4/6/06, Mitch Flack and Leticia Flack TTEES

Disclosed balance after: 40,425

SEC source: 0001415889-23-007170 · form4-05032023_030514.xml · nonDerivative · entry 1

Landmann Laird · CIK 0001488179 · PORTFOLIO MANAGER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,404

SEC source: 0001415889-23-006808 · form4-04242023_100406.xml · nonDerivative · entry 2

Landmann Laird · CIK 0001488179 · PORTFOLIO MANAGER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,035

SEC source: 0001415889-23-006808 · form4-04242023_100406.xml · nonDerivative · entry 1

Landmann Laird · CIK 0001488179 · PORTFOLIO MANAGER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,200

SEC source: 0001415889-23-006793 · form4-04222023_120410.xml · nonDerivative · entry 2

Landmann Laird · CIK 0001488179 · PORTFOLIO MANAGER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,200

SEC source: 0001415889-23-006793 · form4-04222023_120410.xml · nonDerivative · entry 1

Landmann Laird · CIK 0001488179 · PORTFOLIO MANAGER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,370

SEC source: 0001415889-23-006732 · form4-04192023_090437.xml · nonDerivative · entry 4

Landmann Laird · CIK 0001488179 · PORTFOLIO MANAGER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,115

SEC source: 0001415889-23-006732 · form4-04192023_090437.xml · nonDerivative · entry 3

Landmann Laird · CIK 0001488179 · PORTFOLIO MANAGER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,115

SEC source: 0001415889-23-006732 · form4-04192023_090437.xml · nonDerivative · entry 2

Landmann Laird · CIK 0001488179 · PORTFOLIO MANAGER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,115

SEC source: 0001415889-23-006732 · form4-04192023_090437.xml · nonDerivative · entry 1

Landmann Laird · CIK 0001488179 · PORTFOLIO MANAGER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,115

SEC source: 0001415889-23-006642 · form4-04182023_100402.xml · nonDerivative · entry 2

Landmann Laird · CIK 0001488179 · PORTFOLIO MANAGER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,115

SEC source: 0001415889-23-006642 · form4-04182023_100402.xml · nonDerivative · entry 1

Landmann Laird · CIK 0001488179 · PORTFOLIO MANAGER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,444

SEC source: 0001415889-23-006556 · form4-04142023_090447.xml · nonDerivative · entry 4

Landmann Laird · CIK 0001488179 · PORTFOLIO MANAGER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,583

SEC source: 0001415889-23-006556 · form4-04142023_090447.xml · nonDerivative · entry 3

Landmann Laird · CIK 0001488179 · PORTFOLIO MANAGER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,821

SEC source: 0001415889-23-006556 · form4-04142023_090447.xml · nonDerivative · entry 2

Landmann Laird · CIK 0001488179 · PORTFOLIO MANAGER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,112

SEC source: 0001415889-23-006556 · form4-04142023_090447.xml · nonDerivative · entry 1

Landmann Laird · CIK 0001488179 · PORTFOLIO MANAGER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,252

SEC source: 0001415889-23-006475 · form4-04122023_080444.xml · nonDerivative · entry 3

Landmann Laird · CIK 0001488179 · PORTFOLIO MANAGER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,582

SEC source: 0001415889-23-006475 · form4-04122023_080444.xml · nonDerivative · entry 2

Landmann Laird · CIK 0001488179 · PORTFOLIO MANAGER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,524

SEC source: 0001415889-23-006475 · form4-04122023_080444.xml · nonDerivative · entry 1

Landmann Laird · CIK 0001488179 · PORTFOLIO MANAGER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,436

SEC source: 0001415889-23-006340 · form4-04062023_080440.xml · nonDerivative · entry 2

Landmann Laird · CIK 0001488179 · PORTFOLIO MANAGER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,436

SEC source: 0001415889-23-006340 · form4-04062023_080440.xml · nonDerivative · entry 1

Landmann Laird · CIK 0001488179 · PORTFOLIO MANAGER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,341

SEC source: 0001415889-23-006113 · form4-04042023_100436.xml · nonDerivative · entry 2

Landmann Laird · CIK 0001488179 · PORTFOLIO MANAGER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335,841

SEC source: 0001415889-23-006113 · form4-04042023_100436.xml · nonDerivative · entry 1

Landmann Laird · CIK 0001488179 · PORTFOLIO MANAGER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,841

SEC source: 0001415889-23-005724 · form4-04032023_030452.xml · nonDerivative · entry 2

Landmann Laird · CIK 0001488179 · PORTFOLIO MANAGER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386,408

SEC source: 0001415889-23-005724 · form4-04032023_030452.xml · nonDerivative · entry 1

Landmann Laird · CIK 0001488179 · PORTFOLIO MANAGER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 436,408