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TRV

TRAVELERS COMPANIES, INC.

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2960
SEC CIK
0000086312
Parsed reports
796

Last 12 months

Inside the activity.

0 purchase rows · 68 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025019
Dec 202500
Jan 202601
Feb 2026023
Mar 202600
Apr 202608
May 202604
Jun 202600
Jul 2026012
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2021 Filed Feb 19, 2021 21:11 UTC
HEYMAN WILLIAM HVice Chairman
Exercise / conversionCommon Stock 3,000 $106.03 $318,090.00
Disclosure

SEC source: 0001127602-21-006722 · form4.xml · nonDerivative · entry 1

HEYMAN WILLIAM H · CIK 0001198930 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,745.562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:13 UTC
Kess Avrohom J.Vice Chmn & Chief Legal Off
Tax withholdingCommon Stock 6,275 $147.79 $927,382.25
Disclosure

SEC source: 0001127602-21-006728 · form4.xml · nonDerivative · entry 2

Kess Avrohom J. · CIK 0001693186 · Vice Chmn & Chief Legal Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,668.924

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:13 UTC
Kess Avrohom J.Vice Chmn & Chief Legal Off
GrantCommon Stock 11,790.34 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006728 · form4.xml · nonDerivative · entry 1

Kess Avrohom J. · CIK 0001693186 · Vice Chmn & Chief Legal Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,943.924

F1 · kind: Represents common stock paid out upon achievement of performance objectives contained in performance share rights granted in 2018.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:06 UTC
Frey Daniel S.EVP & Chief Financial Officer
Tax withholdingCommon Stock 668 $147.79 $98,723.72
Disclosure

SEC source: 0001127602-21-006712 · form4.xml · nonDerivative · entry 2

Frey Daniel S. · CIK 0001751992 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,330.841

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:06 UTC
Frey Daniel S.EVP & Chief Financial Officer
GrantCommon Stock 1,436.891 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006712 · form4.xml · nonDerivative · entry 1

Frey Daniel S. · CIK 0001751992 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,998.841

F1 · kind: Represents common stock paid out upon achievement of performance objectives contained in performance share rights granted in 2018.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:03 UTC
BESSETTE ANDY FEVP and Chief Admin Officer
Tax withholdingCommon Stock 2,224 $147.79 $328,684.96
Disclosure

SEC source: 0001127602-21-006708 · form4.xml · nonDerivative · entry 2

BESSETTE ANDY F · CIK 0001198918 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,589.641

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:03 UTC
BESSETTE ANDY FEVP and Chief Admin Officer
GrantCommon Stock 5,158.273 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006708 · form4.xml · nonDerivative · entry 1

BESSETTE ANDY F · CIK 0001198918 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,813.641

F1 · kind: Represents common stock paid out upon achievement of performance objectives contained in performance share rights granted in 2018.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 21:08 UTC
Klein Michael FrederickEVP & President, Personal Ins.
Exercise / conversionStock Options (Right to Buy) · Derivative 23,230 $0.00 Strike: $80.35 $0.00
Disclosure

SEC source: 0001127602-21-005205 · form4.xml · derivative · entry 4

Klein Michael Frederick · CIK 0001689571 · EVP & President, Personal Ins.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,230 shares

Expires 2024-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 21:08 UTC
Klein Michael FrederickEVP & President, Personal Ins.
SaleCommon Stock 23,230 $146.25 $3,397,387.50
Disclosure

SEC source: 0001127602-21-005205 · form4.xml · nonDerivative · entry 2

Klein Michael Frederick · CIK 0001689571 · EVP & President, Personal Ins.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents the weighted average sales price for price increments ranging from $146.00 to $146.61. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 21:08 UTC
Klein Michael FrederickEVP & President, Personal Ins.
Exercise / conversionCommon Stock 23,230 $80.35 $1,866,530.50
Disclosure

SEC source: 0001127602-21-005205 · form4.xml · nonDerivative · entry 1

Klein Michael Frederick · CIK 0001689571 · EVP & President, Personal Ins.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:29 UTC GrantCommon Stock 1,252 $139.83 $175,067.16
Disclosure

SEC source: 0001127602-21-003716 · form4.xml · nonDerivative · entry 2

THOMSEN LAURIE J · CIK 0001224071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,117.565

F1 · shares: Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2014 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 1,473.518 shares of deferred stock units acquired since February 4, 2020 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:27 UTC GrantCommon Stock 1,252 $139.83 $175,067.16
Disclosure

SEC source: 0001127602-21-003713 · form4.xml · nonDerivative · entry 1

SCHERMERHORN TODD C · CIK 0001204654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,719.272

F1 · shares: Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2014 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 217.126 shares of deferred stock units acquired since February 4, 2020 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:26 UTC GrantCommon Stock 1,252 $139.83 $175,067.16
Disclosure

SEC source: 0001127602-21-003710 · form4.xml · nonDerivative · entry 1

Ruegger Philip T III · CIK 0001598593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,298.029

F1 · shares: Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2014 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 160.887 deferred stock units acquired since August 11, 2020 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:24 UTC GrantCommon Stock 1,252 $139.83 $175,067.16
Disclosure

SEC source: 0001127602-21-003706 · form4.xml · nonDerivative · entry 1

Robinson Elizabeth · CIK 0001687218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,054.976

F1 · shares: Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2014 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 37.976 shares of deferred stock units acquired since May 21, 2020 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:20 UTC GrantCommon Stock 1,252 $139.83 $175,067.16
Disclosure

SEC source: 0001127602-21-003701 · form4.xml · nonDerivative · entry 1

Kane William J · CIK 0001550375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,144.6469

F1 · shares: Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2014 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 496.405 shares of deferred stock units acquired since February 4, 2020 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:22 UTC GrantCommon Stock 1,252 $139.83 $175,067.16
Disclosure

SEC source: 0001127602-21-003703 · form4.xml · nonDerivative · entry 1

OTIS CLARENCE JR · CIK 0001018572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,351.581

F1 · shares: Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2014 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:18 UTC GrantCommon Stock 1,252 $139.83 $175,067.16
Disclosure

SEC source: 0001127602-21-003698 · form4.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,603.01

F1 · shares: Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2014 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 1,053.501 shares of deferred stock units acquired since February 4, 2020 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:14 UTC GrantCommon Stock 1,252 $139.83 $175,067.16
Disclosure

SEC source: 0001127602-21-003689 · form4.xml · nonDerivative · entry 1

DOLAN JANET M · CIK 0001204372 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,472.322

F1 · shares: Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2014 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 1,437.639 shares of deferred stock units acquired since February 4, 2020 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:11 UTC GrantCommon Stock 1,252 $139.83 $175,067.16
Disclosure

SEC source: 0001127602-21-003684 · form4.xml · nonDerivative · entry 1

Beller Alan L · CIK 0001397876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,483.556

F1 · shares: Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2014 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 1,053.501 shares of deferred stock units acquired since February 4, 2020 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:23 UTC
Toczydlowski Gregory CEVP & President, Business Ins.
GrantStock Options (Right to Buy) · Derivative 38,611 $0.00 Strike: $139.83 $0.00
Disclosure

SEC source: 0001127602-21-003953 · form4.xml · derivative · entry 1

Toczydlowski Gregory C · CIK 0001689378 · EVP & President, Business Ins.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,611

Underlying: Common Stock · 38,611 shares

Expires 2031-02-02

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:22 UTC
Schnitzer Alan DDirector · Chairman and CEO
GrantStock Options (Right to Buy) · Derivative 197,343 $0.00 Strike: $139.83 $0.00
Disclosure

SEC source: 0001127602-21-003950 · form4.xml · derivative · entry 1

Schnitzer Alan D · CIK 0001397350 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,343

Underlying: Common Stock · 197,343 shares

Expires 2031-02-02

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:20 UTC
RUSSELL DOUGLAS KSVP, Corp Contr & Treasurer
GrantStock Options (Right to Buy) · Derivative 6,950 $0.00 Strike: $139.83 $0.00
Disclosure

SEC source: 0001127602-21-003948 · form4.xml · derivative · entry 1

RUSSELL DOUGLAS K · CIK 0001224084 · SVP, Corp Contr & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,950

Underlying: Common Stock · 6,950 shares

Expires 2031-02-02

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:17 UTC
Lefebvre Mojgan MEVP & Chief Tech & Ops Officer
GrantStock Options (Right to Buy) · Derivative 28,314 $0.00 Strike: $139.83 $0.00
Disclosure

SEC source: 0001127602-21-003945 · form4.xml · derivative · entry 1

Lefebvre Mojgan M · CIK 0001753788 · EVP & Chief Tech & Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,314

Underlying: Common Stock · 28,314 shares

Expires 2031-02-02

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:18 UTC
OLIVO MARIAEVP, Strat Dev & Pres Intl
GrantStock Options (Right to Buy) · Derivative 33,034 $0.00 Strike: $139.83 $0.00
Disclosure

SEC source: 0001127602-21-003947 · form4.xml · derivative · entry 3

OLIVO MARIA · CIK 0001224083 · EVP, Strat Dev & Pres Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,034

Underlying: Common Stock · 33,034 shares

Expires 2031-02-02

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:15 UTC
Kurtzman DianeEVP & Chief HR Officer
GrantStock Options (Right to Buy) · Derivative 13,514 $0.00 Strike: $139.83 $0.00
Disclosure

SEC source: 0001127602-21-003944 · form4.xml · derivative · entry 1

Kurtzman Diane · CIK 0001820203 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,514

Underlying: Common Stock · 13,514 shares

Expires 2031-02-02

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:12 UTC
Klein Michael FrederickEVP & President, Personal Ins.
GrantStock Options (Right to Buy) · Derivative 36,037 $0.00 Strike: $139.83 $0.00
Disclosure

SEC source: 0001127602-21-003939 · form4.xml · derivative · entry 1

Klein Michael Frederick · CIK 0001689571 · EVP & President, Personal Ins.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,037

Underlying: Common Stock · 36,037 shares

Expires 2031-02-02

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:14 UTC
Kunkel Thomas MEVP & Pres., Bond & Spec. Ins.
GrantStock Options (Right to Buy) · Derivative 36,037 $0.00 Strike: $139.83 $0.00
Disclosure

SEC source: 0001127602-21-003940 · form4.xml · derivative · entry 1

Kunkel Thomas M · CIK 0001689372 · EVP & Pres., Bond & Spec. Ins.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,037

Underlying: Common Stock · 36,037 shares

Expires 2031-02-02

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:10 UTC
Kess Avrohom J.Vice Chmn & Chief Legal Off
GrantStock Options (Right to Buy) · Derivative 46,333 $0.00 Strike: $139.83 $0.00
Disclosure

SEC source: 0001127602-21-003938 · form4.xml · derivative · entry 1

Kess Avrohom J. · CIK 0001693186 · Vice Chmn & Chief Legal Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,333

Underlying: Common Stock · 46,333 shares

Expires 2031-02-02

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:09 UTC
HEYMAN WILLIAM HVice Chairman
GrantStock Options (Right to Buy) · Derivative 25,740 $0.00 Strike: $139.83 $0.00
Disclosure

SEC source: 0001127602-21-003936 · form4.xml · derivative · entry 1

HEYMAN WILLIAM H · CIK 0001198930 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,740

Underlying: Common Stock · 25,740 shares

Expires 2031-02-02

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:07 UTC
Frey Daniel S.EVP & Chief Financial Officer
GrantStock Options (Right to Buy) · Derivative 36,037 $0.00 Strike: $139.83 $0.00
Disclosure

SEC source: 0001127602-21-003935 · form4.xml · derivative · entry 1

Frey Daniel S. · CIK 0001751992 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,037

Underlying: Common Stock · 36,037 shares

Expires 2031-02-02

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:05 UTC
BESSETTE ANDY FEVP and Chief Admin Officer
GrantStock Options (Right to Buy) · Derivative 19,520 $0.00 Strike: $139.83 $0.00
Disclosure

SEC source: 0001127602-21-003934 · form4.xml · derivative · entry 6

BESSETTE ANDY F · CIK 0001198918 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,520

Underlying: Common Stock · 19,520 shares

Expires 2031-02-02

Read SEC document
January 26, 2021 Filed Jan 27, 2021 21:18 UTC
HEYMAN WILLIAM HVice Chairman
Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $106.03 $0.00
Disclosure

SEC source: 0001127602-21-002697 · form4.xml · derivative · entry 9

HEYMAN WILLIAM H · CIK 0001198930 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,500

Underlying: Common Stock · 3,000 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2021 Filed Jan 27, 2021 21:18 UTC
HEYMAN WILLIAM HVice Chairman
SaleCommon Stock 3,000 $147.25 $441,750.00
Disclosure

SEC source: 0001127602-21-002697 · form4.xml · nonDerivative · entry 4

HEYMAN WILLIAM H · CIK 0001198930 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,745.562

F2 · price: Represents the weighted average sales price for increments ranging from $147.00 to $147.50. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 26, 2021 Filed Jan 27, 2021 21:18 UTC
HEYMAN WILLIAM HVice Chairman
Exercise / conversionCommon Stock 3,000 $106.03 $318,090.00
Disclosure

SEC source: 0001127602-21-002697 · form4.xml · nonDerivative · entry 3

HEYMAN WILLIAM H · CIK 0001198930 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,745.562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:23 UTC
Schnitzer Alan DDirector · Chairman and CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 53,246 $0.00 Strike: $78.65 $0.00
Disclosure

SEC source: 0001127602-21-002699 · form4.xml · derivative · entry 5

Schnitzer Alan D · CIK 0001397350 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,246 shares

Expires 2023-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:23 UTC
Schnitzer Alan DDirector · Chairman and CEO
SaleCommon Stock 53,246 $146.10 $7,779,347.09
Disclosure

SEC source: 0001127602-21-002699 · form4.xml · nonDerivative · entry 3

Schnitzer Alan D · CIK 0001397350 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,391.316

F2 · price: Represents the weighted average sales price for price increments ranging from $145.60 to $146.23. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:23 UTC
Schnitzer Alan DDirector · Chairman and CEO
Exercise / conversionCommon Stock 53,246 $78.65 $4,187,797.90
Disclosure

SEC source: 0001127602-21-002699 · form4.xml · nonDerivative · entry 2

Schnitzer Alan D · CIK 0001397350 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,637.316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:18 UTC
HEYMAN WILLIAM HVice Chairman
Exercise / conversionStock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $106.03 $0.00
Disclosure

SEC source: 0001127602-21-002697 · form4.xml · derivative · entry 8

HEYMAN WILLIAM H · CIK 0001198930 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,500

Underlying: Common Stock · 4,000 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:18 UTC
HEYMAN WILLIAM HVice Chairman
SaleCommon Stock 4,000 $146.25 $585,000.00
Disclosure

SEC source: 0001127602-21-002697 · form4.xml · nonDerivative · entry 2

HEYMAN WILLIAM H · CIK 0001198930 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,745.562

F1 · price: Represents the weighted average sales price for increments ranging from $146.00 to $146.50. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:18 UTC
HEYMAN WILLIAM HVice Chairman
Exercise / conversionCommon Stock 4,000 $106.03 $424,120.00
Disclosure

SEC source: 0001127602-21-002697 · form4.xml · nonDerivative · entry 1

HEYMAN WILLIAM H · CIK 0001198930 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,745.562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:36 UTC GrantCommon Stock 231.53 $140.37 $32,499.87
Disclosure

SEC source: 0001127602-21-000208 · form4.xml · nonDerivative · entry 1

SHEPARD DONALD J · CIK 0001237373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,382.13

F1 · shares: These are deferred common stock units received in lieu of cash compensation pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. The deferred common stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes the deferred common stock units granted under one or more of the Company's directors' compensation plans. Also includes 253.704 deferred common stock units acquired on December 31, 2020 pursuant to the dividend reinvestment features of those plans, which will be distributed as described in footnote 1 above.

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December 31, 2020 Filed Jan 4, 2021 21:33 UTC GrantCommon Stock 276.06 $140.37 $38,750.54
Disclosure

SEC source: 0001127602-21-000201 · form4.xml · nonDerivative · entry 1

OTIS CLARENCE JR · CIK 0001018572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,099.581

F1 · shares: These are deferred common stock units received in lieu of cash compensation pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. The deferred common stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes the deferred common stock units granted under one or more of the Company's directors' compensation plans. Also includes 53.108 deferred common stock units acquired on December 31, 2020 pursuant to the dividend reinvestment features of those plans, which will be distributed as described in footnote 1 above.

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November 23, 2020 Filed Feb 4, 2021 21:05 UTC
BESSETTE ANDY FEVP and Chief Admin Officer
GiftCommon Stock 380 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003934 · form4.xml · nonDerivative · entry 4

BESSETTE ANDY F · CIK 0001198918 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,655.368

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November 20, 2020 Filed Feb 4, 2021 21:18 UTC
OLIVO MARIAEVP, Strat Dev & Pres Intl
GiftCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003947 · form4.xml · nonDerivative · entry 1

OLIVO MARIA · CIK 0001224083 · EVP, Strat Dev & Pres Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,777.341

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November 19, 2020 Filed Feb 4, 2021 21:05 UTC
BESSETTE ANDY FEVP and Chief Admin Officer
GiftCommon Stock 82 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003934 · form4.xml · nonDerivative · entry 3

BESSETTE ANDY F · CIK 0001198918 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,035.368

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November 18, 2020 Filed Nov 20, 2020 21:08 UTC
HEYMAN WILLIAM HVice Chairman
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $106.03 $0.00
Disclosure

SEC source: 0001127602-20-029678 · form4.xml · derivative · entry 6

HEYMAN WILLIAM H · CIK 0001198930 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,500

Underlying: Common Stock · 2,500 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 18, 2020 Filed Nov 20, 2020 21:08 UTC
HEYMAN WILLIAM HVice Chairman
SaleCommon Stock 2,500 $137.00 $342,500.00
Disclosure

SEC source: 0001127602-20-029678 · form4.xml · nonDerivative · entry 2

HEYMAN WILLIAM H · CIK 0001198930 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,745.562

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November 18, 2020 Filed Nov 20, 2020 21:08 UTC
HEYMAN WILLIAM HVice Chairman
Exercise / conversionCommon Stock 2,500 $106.03 $265,075.00
Disclosure

SEC source: 0001127602-20-029678 · form4.xml · nonDerivative · entry 1

HEYMAN WILLIAM H · CIK 0001198930 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,245.562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 17, 2020 Filed Feb 3, 2021 21:29 UTC GiftCommon Stock 555 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003716 · form4.xml · nonDerivative · entry 1

THOMSEN LAURIE J · CIK 0001224071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,392.047

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November 16, 2020 Filed Nov 18, 2020 21:38 UTC
HEYMAN WILLIAM HVice Chairman
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $106.03 $0.00
Disclosure

SEC source: 0001127602-20-029444 · form4.xml · derivative · entry 6

HEYMAN WILLIAM H · CIK 0001198930 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,000

Underlying: Common Stock · 5,000 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.