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Nasdaq · USD

TRUP

TRUPANION, INC.

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Tapewire entity
4822
SEC CIK
0001371285
Parsed reports
1,118

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202604
Mar 202602
Apr 202601
May 202604
Jun 202602
Jul 202601
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2018 Filed Sep 5, 2018 18:03 UTC
Levitan DanDirector
OtherCommon Stock 29,061 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-048162 · tv502382_form4.xml · nonDerivative · entry 3

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 151,533

F4 · kind: MEP Associates III, L.P. ("Maveron Associates") made pro rata distributions for no consideration of 29,061 shares of common stock of the issuer to its partners on August 31, 2018.

F5 · ownership.nature: Shares are owned directly by Maveron Associates. The reporting person, together with Clayton Lewis, Peter McCormick and Jason Stoffer, are members of Maveron GP, which is the general partner of Maveron Associates, and may be deemed to share voting and investment power over the securities held by Maveron Associates. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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August 31, 2018 Filed Sep 5, 2018 18:03 UTC
Levitan DanDirector
OtherCommon Stock 2,119 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-048162 · tv502382_form4.xml · nonDerivative · entry 2

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,848

F3 · kind: Shares acquired and owned directly by Maveron GP in connection with the distribution of such shares to the partners of Maveron Equity. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3 · ownership.nature: Shares acquired and owned directly by Maveron GP in connection with the distribution of such shares to the partners of Maveron Equity. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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August 31, 2018 Filed Sep 5, 2018 18:03 UTC
Levitan DanDirector
OtherCommon Stock 211,947 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-048162 · tv502382_form4.xml · nonDerivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,105,164

F1 · kind: Maveron Equity Partners III, L.P. ("Maveron Equity") made pro rata distributions for no consideration of 211,947 shares of common stock of the issuer to its partners on August 31, 2018.

F2 · ownership.nature: Shares are owned directly by Maveron Equity. The reporting person, together with Clayton Lewis, Peter McCormick and Jason Stoffer, are members of Maveron General Partner III LLC ("Maveron GP"), which is the general partner of Maveron Equity, and may be deemed to share voting and investment power over the securities held by Maveron Equity. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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August 24, 2018 Filed Aug 28, 2018 22:07 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $37.21 $148,854.00
Disclosure

SEC source: 0001371285-18-000176 · wf-form4_153549403387930.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,289,989

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 7, 2017, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.90 to $37.51 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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August 10, 2018 Filed Aug 14, 2018 17:42 UTC
LOW MURRAY BDirector
SaleCommon Stock 3,000 $38.12 $114,350.10
Disclosure

SEC source: 0001371285-18-000170 · wf-form4_153428290594833.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,782

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 11, 2017, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.05 to $38.25 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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August 08, 2018 Filed Aug 9, 2018 23:09 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $38.18 $152,712.80
Disclosure

SEC source: 0001371285-18-000165 · wf-form4_153385616843531.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,293,989

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 7, 2017, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.53 to $38.70 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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August 07, 2018 Filed Aug 9, 2018 23:09 UTC Exercise / conversionStock Option (right to buy) · Derivative 250,000 $0.00 Strike: $1.04 $0.00
Disclosure

SEC source: 0001371285-18-000164 · wf-form4_153385613200258.xml · derivative · entry 2

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,079

Underlying: Common Stock · 250,000 shares

Expires 2020-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is fully vested.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 23:09 UTC Exercise / conversionCommon Stock 250,000 $1.04 $260,000.00
Disclosure

SEC source: 0001371285-18-000164 · wf-form4_153385613200258.xml · nonDerivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2018 Filed Aug 6, 2018 22:29 UTC
Tooth MargaretChief Marketing Officer
Exercise / conversionStock Option (right to buy) · Derivative 150 $4.80 Strike: $4.80 $720.00
Disclosure

SEC source: 0001371285-18-000159 · wf-form4_153359452328070.xml · derivative · entry 3

Tooth Margaret · CIK 0001657025 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 150 shares

Expires 2023-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 31, 2018, in order to implement a plan of financial diversification. Accordingly, the reportingperson had no discretion with regard to the timing of the transaction.

F2 · derivative.exercise_date: The option vested as to 25% of the total shares on October 7, 2014, and then 2.0833% of the total shares vested monthly thereafter, with 100% of the total shares vested and exercisable on October 7, 2017, subject to the reporting person's provision of service to the issuer on each vesting date.

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August 02, 2018 Filed Aug 6, 2018 22:29 UTC
Tooth MargaretChief Marketing Officer
SaleCommon Stock 150 $40.49 $6,073.50
Disclosure

SEC source: 0001371285-18-000159 · wf-form4_153359452328070.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 31, 2018, in order to implement a plan of financial diversification. Accordingly, the reportingperson had no discretion with regard to the timing of the transaction.

Read SEC document
August 02, 2018 Filed Aug 6, 2018 22:29 UTC
Tooth MargaretChief Marketing Officer
Exercise / conversionCommon Stock 150 $4.80 $720.00
Disclosure

SEC source: 0001371285-18-000159 · wf-form4_153359452328070.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 31, 2018, in order to implement a plan of financial diversification. Accordingly, the reportingperson had no discretion with regard to the timing of the transaction.

Read SEC document
August 02, 2018 Filed Aug 6, 2018 22:28 UTC
RAWLINGS DARRYLDirector · President and CEO
Tax withholdingCommon Stock 45,987 $40.00 $1,839,480.00
Disclosure

SEC source: 0001371285-18-000158 · wf-form4_153359449628420.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,297,989

F1 · shares: This Form 4 is being filed to report the shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted shares, and does not represent a sale by the reporting person.

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July 23, 2018 Filed Jul 25, 2018 22:10 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $45.72 $182,860.00
Disclosure

SEC source: 0001371285-18-000143 · wf-form4_153255658676786.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,343,976

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 7, 2017, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · balance_after: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.41 to $45.96 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
July 05, 2018 Filed Jul 9, 2018 22:05 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $38.18 $152,732.80
Disclosure

SEC source: 0001371285-18-000140 · wf-form4_153117388634519.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,347,976

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 7, 2017, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · balance_after: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.90 to $38.54 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
July 02, 2018 Filed Jul 3, 2018 21:17 UTC
Tooth MargaretChief Marketing Officer
Exercise / conversionStock Option (right to buy) · Derivative 150 $4.80 Strike: $4.80 $720.00
Disclosure

SEC source: 0001371285-18-000138 · wf-form4_153065265273126.xml · derivative · entry 3

Tooth Margaret · CIK 0001657025 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,150

Underlying: Common Stock · 150 shares

Expires 2023-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested as to 25% of the total shares on October 7, 2014, and then 2.0833% of the total shares vested monthly thereafter, with 100% of the total shares vested and exercisable on October 7, 2017, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 21:17 UTC
Tooth MargaretChief Marketing Officer
SaleCommon Stock 150 $38.19 $5,728.50
Disclosure

SEC source: 0001371285-18-000138 · wf-form4_153065265273126.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2

Read SEC document
July 02, 2018 Filed Jul 3, 2018 21:17 UTC
Tooth MargaretChief Marketing Officer
Exercise / conversionCommon Stock 150 $4.80 $720.00
Disclosure

SEC source: 0001371285-18-000138 · wf-form4_153065265273126.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 21:15 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 331 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000133 · wf-form4_153065249888493.xml · derivative · entry 2

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663

Underlying: Restricted Stock Unit (RSU) · 331 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 21:15 UTC Exercise / conversionCommon Stock 331 $0.00 $0.00
Disclosure

SEC source: 0001371285-18-000133 · wf-form4_153065249888493.xml · nonDerivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 17:14 UTC
LOW MURRAY BDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 751 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000131 · wf-form4_153065243824335.xml · derivative · entry 2

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,503

Underlying: Restricted Stock Unit (RSU) · 751 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 17:14 UTC
LOW MURRAY BDirector
Exercise / conversionCommon Stock 751 $0.00 $0.00
Disclosure

SEC source: 0001371285-18-000131 · wf-form4_153065243824335.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 17:17 UTC
Levitan DanDirector · 10% owner
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 663 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000137 · wf-form4_153065262558098.xml · derivative · entry 2

LEVITAN DAN · CIK 0001202435 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,326

Underlying: Restricted Stock Unit (RSU) · 663 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 17:17 UTC
Levitan DanDirector · 10% owner
Exercise / conversionCommon Stock 663 $0.00 $0.00
Disclosure

SEC source: 0001371285-18-000137 · wf-form4_153065262558098.xml · nonDerivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 21:16 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 751 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000136 · wf-form4_153065259352633.xml · derivative · entry 2

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,503

Underlying: Restricted Stock Unit (RSU) · 751 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 21:16 UTC Exercise / conversionCommon Stock 751 $0.00 $0.00
Disclosure

SEC source: 0001371285-18-000136 · wf-form4_153065259352633.xml · nonDerivative · entry 1

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 21:15 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 751 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000134 · wf-form4_153065252653463.xml · derivative · entry 2

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752

Underlying: Restricted Stock Unit (RSU) · 751 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 21:15 UTC Exercise / conversionCommon Stock 751 $0.00 $0.00
Disclosure

SEC source: 0001371285-18-000134 · wf-form4_153065252653463.xml · nonDerivative · entry 1

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 21:16 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 663 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000135 · wf-form4_153065256062261.xml · derivative · entry 2

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,326

Underlying: Restricted Stock Unit (RSU) · 663 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 21:16 UTC Exercise / conversionCommon Stock 663 $0.00 $0.00
Disclosure

SEC source: 0001371285-18-000135 · wf-form4_153065256062261.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 21:14 UTC
Cohen Chad MDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 795 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000132 · wf-form4_153065247038399.xml · derivative · entry 2

Cohen Chad M · CIK 0001524314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,592

Underlying: Restricted Stock Unit (RSU) · 795 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 21:14 UTC
Cohen Chad MDirector
Exercise / conversionCommon Stock 795 $0.00 $0.00
Disclosure

SEC source: 0001371285-18-000132 · wf-form4_153065247038399.xml · nonDerivative · entry 1

Cohen Chad M · CIK 0001524314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

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June 30, 2018 Filed Jul 3, 2018 21:13 UTC
DOAK MICHAELDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 663 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000130 · wf-form4_153065240981713.xml · derivative · entry 2

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,326

Underlying: Restricted Stock Unit (RSU) · 663 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

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June 30, 2018 Filed Jul 3, 2018 21:13 UTC
DOAK MICHAELDirector
Exercise / conversionCommon Stock 663 $0.00 $0.00
Disclosure

SEC source: 0001371285-18-000130 · wf-form4_153065240981713.xml · nonDerivative · entry 1

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
June 30, 2018 Filed Aug 21, 2018 17:13 UTC Amendment
Levitan DanDirector · 10% owner
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 663 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000173 · wf-form4a_153488601466130.xml · derivative · entry 2

LEVITAN DAN · CIK 0001202435 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,326

Underlying: Common Stock · 663 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

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June 30, 2018 Filed Aug 21, 2018 17:13 UTC Amendment
Levitan DanDirector · 10% owner
Exercise / conversionCommon Stock 663 $0.00 $0.00
Disclosure

SEC source: 0001371285-18-000173 · wf-form4a_153488601466130.xml · nonDerivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

F2 · balance_after: This amendment to Form 4 is being filed solely to correct a clerical error in the number of shares held following the reported transaction. As of July 3, 2018, the reporting person owned 99,310 shares of common stock following the vesting of 663 shares of common stock. All other information remains the same.

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June 30, 2018 Filed Aug 21, 2018 21:14 UTC Amendment Exercise / conversionRestricted Stock Unit (RSU) · Derivative 751 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000174 · wf-form4a_153488605037282.xml · derivative · entry 2

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,503

Underlying: Common Stock · 751 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

F2 · balance_after: On July 3, 2018, the reporting person mistakenly filed a duplicate Form 4 that reported the vesting of 751 shares of common stock upon vesting of restricted stock units that did not in fact occur, which resulted in clerical error in the number of shares held following the reported transaction. This amendment corrects this error. As of July 3, 2018, the reporting person owned 1,501 shares of common stock and restricted stock units to acquire 1,503 shares of common stock.

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June 30, 2018 Filed Aug 21, 2018 21:14 UTC Amendment Exercise / conversionCommon Stock 751 $0.00 $0.00
Disclosure

SEC source: 0001371285-18-000174 · wf-form4a_153488605037282.xml · nonDerivative · entry 1

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

F2 · balance_after: On July 3, 2018, the reporting person mistakenly filed a duplicate Form 4 that reported the vesting of 751 shares of common stock upon vesting of restricted stock units that did not in fact occur, which resulted in clerical error in the number of shares held following the reported transaction. This amendment corrects this error. As of July 3, 2018, the reporting person owned 1,501 shares of common stock and restricted stock units to acquire 1,503 shares of common stock.

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June 15, 2018 Filed Jun 18, 2018 21:03 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $39.17 $156,680.00
Disclosure

SEC source: 0001371285-18-000102 · wf-form4_152935582073292.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,351,976

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 7, 2017, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

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June 01, 2018 Filed Nov 15, 2018 23:01 UTC GiftCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001371285-18-000228 · wf-form4_154232285815600.xml · nonDerivative · entry 2

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Robin A. Ferracone TTEE of the Robin A. Ferracone Living Trust dtd 6/3/2002

Disclosed balance after: 35,056

F1 · shares: Represents transfer of shares to a trust the holdings of which are attributable to the reporting person.

F2 · ownership.nature: Shares held of record by Robin A. Ferracone TTEE of the Robin A. Ferracone Living Trust dtd 6/3/2002, of which the reporting person is a beneficiary.

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June 01, 2018 Filed Nov 15, 2018 23:01 UTC GiftCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001371285-18-000228 · wf-form4_154232285815600.xml · nonDerivative · entry 1

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,502

F1 · shares: Represents transfer of shares to a trust the holdings of which are attributable to the reporting person.

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May 31, 2018 Filed Jun 4, 2018 21:49 UTC
BEARMAN ASHERChief Administrative Officer
Exercise / conversionStock Option (right to buy) · Derivative 3,000 $4.77 Strike: $4.77 $14,310.00
Disclosure

SEC source: 0001371285-18-000096 · wf-form4_152814892066986.xml · derivative · entry 3

BEARMAN ASHER · CIK 0001622728 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,421

Underlying: Common Stock · 3,000 shares

Expires 2023-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 25% of the total shares on July 15, 2014, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on July 15, 2017, subject to the reporting person's provision of service to the issuer on each vesting date.

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May 31, 2018 Filed Jun 4, 2018 21:49 UTC
BEARMAN ASHERChief Administrative Officer
SaleCommon Stock 3,000 $31.63 $94,875.30
Disclosure

SEC source: 0001371285-18-000096 · wf-form4_152814892066986.xml · nonDerivative · entry 2

BEARMAN ASHER · CIK 0001622728 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.62 to $31.68 per share, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 31, 2018 Filed Jun 4, 2018 21:49 UTC
BEARMAN ASHERChief Administrative Officer
Exercise / conversionCommon Stock 3,000 $4.77 $14,310.00
Disclosure

SEC source: 0001371285-18-000096 · wf-form4_152814892066986.xml · nonDerivative · entry 1

BEARMAN ASHER · CIK 0001622728 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 18:54 UTC
Levitan DanDirector
OtherCommon Stock 18,308 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-032728 · tv495743_4.xml · nonDerivative · entry 8

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,647

F13 · kind: Shares acquired by the reporting person in connection with the distribution of such shares to the partners of Maveron Associates.

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May 31, 2018 Filed Jun 4, 2018 18:54 UTC
Levitan DanDirector
OtherCommon Stock 436 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-032728 · tv495743_4.xml · nonDerivative · entry 7

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,158

F11 · kind: Shares acquired by Maveron LLC in connection with the distribution of such shares to the partners of Maveron Associates.

F12 · ownership.nature: Shares are owned directly by Maveron LLC. The reporting person is a member of Maveron LLC, and may be deemed to share voting and investment power over the securities held by Maveron LLC. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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May 31, 2018 Filed Jun 4, 2018 18:54 UTC
Levitan DanDirector
OtherCommon Stock 5,109 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-032728 · tv495743_4.xml · nonDerivative · entry 6

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,729

F9 · kind: Maveron GP distributed for no consideration of 5,109 shares of common stock of the issuer to its members on May 31, 2018.

F10 · ownership.nature: Shares owned directly by Maveron GP.

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May 31, 2018 Filed Jun 4, 2018 18:54 UTC
Levitan DanDirector
OtherCommon Stock 360 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-032728 · tv495743_4.xml · nonDerivative · entry 5

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,838

F8 · kind: Shares acquired and owned directly by Maveron GP in connection with the distribution of such shares to the partners of Maveron Entrepreneurs. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F8 · ownership.nature: Shares acquired and owned directly by Maveron GP in connection with the distribution of such shares to the partners of Maveron Entrepreneurs. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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May 31, 2018 Filed Jun 4, 2018 18:54 UTC
Levitan DanDirector
OtherCommon Stock 35,970 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-032728 · tv495743_4.xml · nonDerivative · entry 4

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 55,881

F6 · kind: Maveron III Entrepreneurs Fund, L.P. ("Maveron Entrepreneurs") made pro rata distributions for no consideration of 35,970 shares of common stock of the issuer to its partners on May 31, 2018.

F7 · ownership.nature: Shares are owned directly by Maveron Entrepreneurs. The reporting person, together with Clayton Lewis, Peter McCormick and Jason Stoffer, are members of Maveron GP, which is the general partner of Maveron Entrepreneurs, and may be deemed to share voting and investment power over the securities held by Maveron Entrepreneurs. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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May 31, 2018 Filed Jun 4, 2018 18:54 UTC
Levitan DanDirector
OtherCommon Stock 116,243 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-032728 · tv495743_4.xml · nonDerivative · entry 3

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 180,594

F4 · kind: MEP Associates III, L.P. ("Maveron Associates") made pro rata distributions for no consideration of 116,243 shares of common stock of the issuer to its partners on May 31, 2018.

F5 · ownership.nature: Shares are owned directly by Maveron Associates. The reporting person, together with Clayton Lewis, Peter McCormick and Jason Stoffer, are members of Maveron GP, which is the general partner of Maveron Associates, and may be deemed to share voting and investment power over the securities held by Maveron Associates. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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May 31, 2018 Filed Jun 4, 2018 18:54 UTC
Levitan DanDirector
OtherCommon Stock 8,478 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-032728 · tv495743_4.xml · nonDerivative · entry 2

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,478

F3 · kind: Shares acquired and owned directly by Maveron GP in connection with the distribution of such shares to the partners of Maveron Equity. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3 · ownership.nature: Shares acquired and owned directly by Maveron GP in connection with the distribution of such shares to the partners of Maveron Equity. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.