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Nasdaq · USD

TRUP

TRUPANION, INC.

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Tapewire entity
4822
SEC CIK
0001371285
Parsed reports
1,118

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202604
Mar 202602
Apr 202601
May 202604
Jun 202602
Jul 202601
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2019 Filed Feb 26, 2019 18:14 UTC
LOW MURRAY BDirector
GrantRestricted Stock Unit (RSU) · Derivative 3,545 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-19-000076 · wf-form4_155122287251339.xml · derivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,545

Underlying: Common Stock · 3,545 shares

Expires 2019-12-31

F1 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 18:10 UTC GrantRestricted Stock Unit (RSU) · Derivative 3,129 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-19-000066 · wf-form4_155122261297698.xml · derivative · entry 1

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,129

Underlying: Common Stock · 3,129 shares

Expires 2019-12-31

F1 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 18:15 UTC
Levitan DanDirector
GrantRestricted Stock Unit (RSU) · Derivative 3,129 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-19-000077 · wf-form4_155122289745375.xml · derivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,129

Underlying: Common Stock · 3,129 shares

Expires 2019-12-31

F1 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:14 UTC
Houk Thomas JChief Member Exper. Officer
GrantRestricted Stock Unit (RSU) · Derivative 19,966 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-19-000075 · wf-form4_155122284553157.xml · derivative · entry 3

Houk Thomas J · CIK 0001767572 · Chief Member Exper. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,966

Underlying: Common Stock · 19,966 shares

Expires 2023-02-25

F2 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:11 UTC GrantRestricted Stock Unit (RSU) · Derivative 3,545 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-19-000069 · wf-form4_155122269054731.xml · derivative · entry 1

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,545

Underlying: Common Stock · 3,545 shares

Expires 2019-12-31

F1 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:13 UTC GrantRestricted Stock Unit (RSU) · Derivative 3,129 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-19-000074 · wf-form4_155122281852281.xml · derivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,129

Underlying: Common Stock · 3,129 shares

Expires 2019-12-31

F1 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:13 UTC
DOAK MICHAELDirector
GrantRestricted Stock Unit (RSU) · Derivative 3,129 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-19-000072 · wf-form4_155122276532162.xml · derivative · entry 1

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,129

Underlying: Common Stock · 3,129 shares

Expires 2019-12-31

F1 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:12 UTC
RAWLINGS DARRYLDirector · President and CEO
GrantRestricted Stock Unit (RSU) · Derivative 24,080 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-19-000070 · wf-form4_155122271653294.xml · derivative · entry 4

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,080

Underlying: Common Stock · 24,080 shares

Expires 2023-02-25

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:10 UTC
Cohen Chad MDirector
GrantRestricted Stock Unit (RSU) · Derivative 3,754 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-19-000065 · wf-form4_155122258690698.xml · derivative · entry 1

Cohen Chad M · CIK 0001524314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,754

Underlying: Common Stock · 3,754 shares

Expires 2019-12-31

F1 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 19:20 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,300 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001371285-19-000048 · wf-form4_155114044269636.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,800

Underlying: Common Stock · 1,300 shares

Expires 2024-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 19:20 UTC
PLOUF TRICIAChief Financial Officer
SaleCommon Stock 1,300 $30.00 $39,000.00
Disclosure

SEC source: 0001371285-19-000048 · wf-form4_155114044269636.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 19:20 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionCommon Stock 1,300 $8.74 $11,362.00
Disclosure

SEC source: 0001371285-19-000048 · wf-form4_155114044269636.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 00:20 UTC SaleCommon Stock 2,500 $30.00 $75,000.00
Disclosure

SEC source: 0001371285-19-000047 · wf-form4_155114041939835.xml · nonDerivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,825

Read SEC document
February 14, 2019 Filed Feb 14, 2019 23:36 UTC SaleCommon Stock 20,857 $29.09 $606,703.02
Disclosure

SEC source: 0001371285-19-000042 · wf-form4_155018737041815.xml · nonDerivative · entry 3

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,325

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2018.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.28 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

Read SEC document
February 14, 2019 Filed Feb 19, 2019 17:34 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,600 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001371285-19-000044 · wf-form4_155061567342360.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,100

Underlying: Common Stock · 2,600 shares

Expires 2024-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 17:34 UTC
PLOUF TRICIAChief Financial Officer
SaleCommon Stock 2,600 $30.00 $78,000.00
Disclosure

SEC source: 0001371285-19-000044 · wf-form4_155061567342360.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 17:34 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionCommon Stock 2,600 $8.74 $22,724.00
Disclosure

SEC source: 0001371285-19-000044 · wf-form4_155061567342360.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 23:36 UTC SaleCommon Stock 21,557 $29.01 $625,362.10
Disclosure

SEC source: 0001371285-19-000042 · wf-form4_155018737041815.xml · nonDerivative · entry 2

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,182

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2018.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.19 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
February 12, 2019 Filed Feb 14, 2019 23:36 UTC SaleCommon Stock 17,586 $29.00 $510,013.34
Disclosure

SEC source: 0001371285-19-000042 · wf-form4_155018737041815.xml · nonDerivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,739

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2018.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.02 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
February 06, 2019 Filed Feb 7, 2019 22:03 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $28.45 $113,800.00
Disclosure

SEC source: 0001371285-19-000022 · wf-form4_154957699777466.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551,421

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 13, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:37 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $27.14 $108,549.20
Disclosure

SEC source: 0001371285-19-000020 · wf-form4_154836945548938.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,555,421

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 13, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.80 to $27.60 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:18 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $25.97 $103,880.00
Disclosure

SEC source: 0001371285-19-000018 · wf-form4_154655391944672.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,559,421

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 13, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:15 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 332 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-19-000013 · wf-form4_154655371063900.xml · derivative · entry 2

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Unit (RSU) · 332 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:15 UTC Exercise / conversionCommon Stock 332 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000013 · wf-form4_154655371063900.xml · nonDerivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 17:17 UTC
LOW MURRAY BDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 752 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-19-000016 · wf-form4_154655382551059.xml · derivative · entry 2

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Unit (RSU) · 752 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 17:17 UTC
LOW MURRAY BDirector
Exercise / conversionCommon Stock 752 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000016 · wf-form4_154655382551059.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 17:14 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 753 $0.00 Strike: $26.22 $0.00
Disclosure

SEC source: 0001371285-19-000011 · wf-form4_154655362770590.xml · derivative · entry 2

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Unit (RSU) · 753 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer in full on December 31, 2018, subject to continued service through the vesting date.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 17:14 UTC Exercise / conversionCommon Stock 753 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000011 · wf-form4_154655362770590.xml · nonDerivative · entry 1

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 17:16 UTC
Levitan DanDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 663 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-19-000015 · wf-form4_154655378692577.xml · derivative · entry 2

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Unit (RSU) · 663 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 17:16 UTC
Levitan DanDirector
Exercise / conversionCommon Stock 663 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000015 · wf-form4_154655378692577.xml · nonDerivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:18 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 752 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-19-000017 · wf-form4_154655387149289.xml · derivative · entry 2

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Unit (RSU) · 752 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:18 UTC Exercise / conversionCommon Stock 752 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000017 · wf-form4_154655387149289.xml · nonDerivative · entry 1

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:16 UTC
Cohen Chad MDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 796 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-19-000014 · wf-form4_154655374890277.xml · derivative · entry 2

Cohen Chad M · CIK 0001524314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Unit (RSU) · 796 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:16 UTC
Cohen Chad MDirector
Exercise / conversionCommon Stock 796 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000014 · wf-form4_154655374890277.xml · nonDerivative · entry 1

Cohen Chad M · CIK 0001524314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:14 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 663 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-19-000012 · wf-form4_154655367124842.xml · derivative · entry 2

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Unit (RSU) · 663 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

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December 31, 2018 Filed Jan 3, 2019 22:14 UTC Exercise / conversionCommon Stock 663 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000012 · wf-form4_154655367124842.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

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December 31, 2018 Filed Jan 3, 2019 22:13 UTC
DOAK MICHAELDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 663 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-19-000010 · wf-form4_154655359016936.xml · derivative · entry 2

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Unit (RSU) · 663 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

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December 31, 2018 Filed Jan 3, 2019 22:13 UTC
DOAK MICHAELDirector
Exercise / conversionCommon Stock 663 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000010 · wf-form4_154655359016936.xml · nonDerivative · entry 1

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 23:53 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $23.94 $95,766.80
Disclosure

SEC source: 0001371285-18-000245 · wf-form4_154534998340906.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,563,421

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 7, 2017, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.42 to $24.71 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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December 04, 2018 Filed Dec 6, 2018 22:13 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $28.49 $113,945.20
Disclosure

SEC source: 0001371285-18-000243 · wf-form4_154413441343982.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,567,421

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 7, 2017, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.55 to $29.14 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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November 30, 2018 Filed Dec 4, 2018 19:12 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,300 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001371285-18-000241 · wf-form4_154396872101510.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,700

Underlying: Common Stock · 1,300 shares

Expires 2024-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option grant is fully vested.

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November 30, 2018 Filed Dec 4, 2018 19:12 UTC
PLOUF TRICIAChief Financial Officer
SaleCommon Stock 1,300 $30.00 $39,000.00
Disclosure

SEC source: 0001371285-18-000241 · wf-form4_154396872101510.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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November 30, 2018 Filed Dec 4, 2018 19:12 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionCommon Stock 1,300 $8.74 $11,362.00
Disclosure

SEC source: 0001371285-18-000241 · wf-form4_154396872101510.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2018 Filed Feb 14, 2019 18:35 UTC
Levitan DanDirector
GiftCommon Stock 38,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000041 · wf-form5_155018733927224.xml · nonDerivative · entry 2

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - Levitan Family Foundation

Disclosed balance after: 38,000

F1 · shares: Represents transfer of shares to a trust the holdings of which are attributable to the reporting person.

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November 29, 2018 Filed Feb 14, 2019 18:35 UTC
Levitan DanDirector
GiftCommon Stock 38,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000041 · wf-form5_155018733927224.xml · nonDerivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,213

F1 · shares: Represents transfer of shares to a trust the holdings of which are attributable to the reporting person.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 00:01 UTC
Cohen Chad MDirector
Exercise / conversionStock Option (right to buy) · Derivative 6,526 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001371285-18-000239 · wf-form4_154344966346301.xml · derivative · entry 6

Cohen Chad M · CIK 0001524314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,482

Underlying: Common Stock · 6,526 shares

Expires 2026-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested.

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November 27, 2018 Filed Nov 29, 2018 00:01 UTC
Cohen Chad MDirector
SaleCommon Stock 6,526 $27.30 $178,167.63
Disclosure

SEC source: 0001371285-18-000239 · wf-form4_154344966346301.xml · nonDerivative · entry 4

Cohen Chad M · CIK 0001524314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,385

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.11 to $27.58 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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November 27, 2018 Filed Nov 29, 2018 00:01 UTC
Cohen Chad MDirector
Exercise / conversionCommon Stock 6,526 $8.57 $55,927.82
Disclosure

SEC source: 0001371285-18-000239 · wf-form4_154344966346301.xml · nonDerivative · entry 3

Cohen Chad M · CIK 0001524314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2018 Filed Nov 26, 2018 22:31 UTC SaleCommon Stock 12,345 $27.04 $333,758.19
Disclosure

SEC source: 0001371285-18-000237 · wf-form4_154327150171658.xml · nonDerivative · entry 4

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,993

F1 · kind: The reporting person sold shares of common stock to fund taxes associated with the prior exercise of stock options.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.17 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).

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November 26, 2018 Filed Nov 29, 2018 00:01 UTC
Cohen Chad MDirector
Exercise / conversionStock Option (right to buy) · Derivative 3,474 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001371285-18-000239 · wf-form4_154344966346301.xml · derivative · entry 5

Cohen Chad M · CIK 0001524314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,008

Underlying: Common Stock · 3,474 shares

Expires 2026-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.