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Nasdaq · USD

TRUP

TRUPANION, INC.

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Tapewire entity
4822
SEC CIK
0001371285
Parsed reports
1,118

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202604
Mar 202602
Apr 202601
May 202604
Jun 202602
Jul 202601
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2019 Filed Apr 3, 2019 20:19 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 782 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-19-000107 · wf-form4_155433713055852.xml · derivative · entry 2

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,347

Underlying: Common Stock · 782 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
March 31, 2019 Filed Apr 3, 2019 20:19 UTC Exercise / conversionCommon Stock 782 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000107 · wf-form4_155433713055852.xml · nonDerivative · entry 1

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
March 31, 2019 Filed Apr 3, 2019 20:15 UTC
Levitan DanDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 782 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-19-000102 · wf-form4_155433692559439.xml · derivative · entry 2

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,347

Underlying: Common Stock · 782 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
March 31, 2019 Filed Apr 3, 2019 20:15 UTC
Levitan DanDirector
Exercise / conversionCommon Stock 782 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000102 · wf-form4_155433692559439.xml · nonDerivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
March 31, 2019 Filed Apr 4, 2019 00:17 UTC
Cohen Chad MDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 938 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-19-000104 · wf-form4_155433700859133.xml · derivative · entry 2

Cohen Chad M · CIK 0001524314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,816

Underlying: Common Stock · 938 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
March 31, 2019 Filed Apr 4, 2019 00:17 UTC
Cohen Chad MDirector
Exercise / conversionCommon Stock 938 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000104 · wf-form4_155433700859133.xml · nonDerivative · entry 1

Cohen Chad M · CIK 0001524314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
March 31, 2019 Filed Apr 4, 2019 00:17 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 885 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-19-000105 · wf-form4_155433704909775.xml · derivative · entry 2

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,660

Underlying: Common Stock · 885 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
March 31, 2019 Filed Apr 4, 2019 00:17 UTC Exercise / conversionCommon Stock 885 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000105 · wf-form4_155433704909775.xml · nonDerivative · entry 1

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
March 31, 2019 Filed Apr 4, 2019 00:16 UTC
DOAK MICHAELDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 782 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-19-000103 · wf-form4_155433696651774.xml · derivative · entry 2

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,347

Underlying: Common Stock · 782 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
March 31, 2019 Filed Apr 4, 2019 00:16 UTC
DOAK MICHAELDirector
Exercise / conversionCommon Stock 782 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000103 · wf-form4_155433696651774.xml · nonDerivative · entry 1

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
March 31, 2019 Filed Apr 4, 2019 00:14 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 782 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-19-000100 · wf-form4_155433684340417.xml · derivative · entry 2

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,347

Underlying: Common Stock · 782 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
March 31, 2019 Filed Apr 4, 2019 00:14 UTC Exercise / conversionCommon Stock 782 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000100 · wf-form4_155433684340417.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 21:09 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionStock Option (right to buy) · Derivative 4,500 $0.00 Strike: $4.77 $0.00
Disclosure

SEC source: 0001371285-19-000089 · wf-form4_155415293998005.xml · derivative · entry 7

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,421

Underlying: Common Stock · 4,500 shares

Expires 2023-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 24, 2018, as amended on February 27, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F4 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 21:09 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionStock Option (right to buy) · Derivative 4,500 $0.00 Strike: $4.77 $0.00
Disclosure

SEC source: 0001371285-19-000089 · wf-form4_155415293998005.xml · derivative · entry 6

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,921

Underlying: Common Stock · 4,500 shares

Expires 2023-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 24, 2018, as amended on February 27, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F4 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 21:09 UTC
BEARMAN ASHERChief Strategy Officer
SaleCommon Stock 1,300 $33.00 $42,900.00
Disclosure

SEC source: 0001371285-19-000089 · wf-form4_155415293998005.xml · nonDerivative · entry 5

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,391

F3 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 24, 2018, as amended on February 27, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.86 to $33.07 per share, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 21:09 UTC
BEARMAN ASHERChief Strategy Officer
SaleCommon Stock 4,500 $32.52 $146,349.00
Disclosure

SEC source: 0001371285-19-000089 · wf-form4_155415293998005.xml · nonDerivative · entry 4

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,691

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 24, 2018, as amended on February 27, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.86 to $33.07 per share, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 21:09 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionCommon Stock 4,500 $4.77 $21,465.00
Disclosure

SEC source: 0001371285-19-000089 · wf-form4_155415293998005.xml · nonDerivative · entry 3

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 24, 2018, as amended on February 27, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 21:09 UTC
BEARMAN ASHERChief Strategy Officer
SaleCommon Stock 4,500 $32.52 $146,350.80
Disclosure

SEC source: 0001371285-19-000089 · wf-form4_155415293998005.xml · nonDerivative · entry 2

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,691

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 24, 2018, as amended on February 27, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.86 to $33.07 per share, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 21:09 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionCommon Stock 4,500 $4.77 $21,465.00
Disclosure

SEC source: 0001371285-19-000089 · wf-form4_155415293998005.xml · nonDerivative · entry 1

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 24, 2018, as amended on February 27, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 21:08 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $30.95 $123,800.00
Disclosure

SEC source: 0001371285-19-000088 · wf-form4_155415289727800.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,542,380

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 13, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
March 21, 2019 Filed Mar 22, 2019 21:36 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001371285-19-000085 · wf-form4_155329058229503.xml · derivative · entry 3

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,550

Underlying: Common Stock · 1,000 shares

Expires 2023-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 19, 2019 in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
March 21, 2019 Filed Mar 22, 2019 21:36 UTC
Tooth MargaretChief Revenue Officer
SaleCommon Stock 1,000 $29.73 $29,730.00
Disclosure

SEC source: 0001371285-19-000085 · wf-form4_155329058229503.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,693

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 19, 2019 in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
March 21, 2019 Filed Mar 22, 2019 21:36 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionCommon Stock 1,000 $4.80 $4,800.00
Disclosure

SEC source: 0001371285-19-000085 · wf-form4_155329058229503.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 19, 2019 in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 17:35 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 500 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001371285-19-000084 · wf-form4_155329054499980.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,300

Underlying: Common Stock · 500 shares

Expires 2024-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 17:35 UTC
PLOUF TRICIAChief Financial Officer
SaleCommon Stock 500 $30.51 $15,255.00
Disclosure

SEC source: 0001371285-19-000084 · wf-form4_155329054499980.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,691

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 17:35 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionCommon Stock 500 $8.74 $4,370.00
Disclosure

SEC source: 0001371285-19-000084 · wf-form4_155329054499980.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 23:21 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $30.10 $120,400.00
Disclosure

SEC source: 0001371285-19-000081 · wf-form4_155260566107412.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,546,380

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 13, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 22:36 UTC SaleCommon Stock 16,043 $30.05 $482,161.13
Disclosure

SEC source: 0001371285-19-000079 · wf-form4_155139339942686.xml · nonDerivative · entry 2

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,325

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.18 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:36 UTC SaleCommon Stock 10,000 $29.72 $297,176.00
Disclosure

SEC source: 0001371285-19-000079 · wf-form4_155139339942686.xml · nonDerivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,368

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.63 to $29.805 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

Read SEC document
February 25, 2019 Filed Feb 26, 2019 18:11 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,878 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-19-000068 · wf-form4_155122266743512.xml · derivative · entry 4

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,634

Underlying: Common Stock · 4,878 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 18:11 UTC
PLOUF TRICIAChief Financial Officer
Tax withholdingCommon Stock 1,187 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000068 · wf-form4_155122266743512.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,691

F1 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 18:11 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionCommon Stock 4,878 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000068 · wf-form4_155122266743512.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 23:10 UTC
Tooth MargaretChief Marketing Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,878 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-19-000067 · wf-form4_155122264004972.xml · derivative · entry 4

Tooth Margaret · CIK 0001657025 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,634

Underlying: Common Stock · 4,878 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

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February 25, 2019 Filed Feb 26, 2019 23:10 UTC
Tooth MargaretChief Marketing Officer
Tax withholdingCommon Stock 1,187 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000067 · wf-form4_155122264004972.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,693

F1 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

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February 25, 2019 Filed Feb 26, 2019 23:10 UTC
Tooth MargaretChief Marketing Officer
Exercise / conversionCommon Stock 4,878 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000067 · wf-form4_155122264004972.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 23:12 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,878 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-19-000071 · wf-form4_155122274260869.xml · derivative · entry 4

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,634

Underlying: Common Stock · 4,878 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 23:12 UTC
BEARMAN ASHERChief Strategy Officer
Tax withholdingCommon Stock 1,187 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000071 · wf-form4_155122274260869.xml · nonDerivative · entry 2

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,691

F1 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 23:12 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionCommon Stock 4,878 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000071 · wf-form4_155122274260869.xml · nonDerivative · entry 1

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 23:13 UTC SaleCommon Stock 11,457 $30.05 $344,290.87
Disclosure

SEC source: 0001371285-19-000073 · wf-form4_155122279253540.xml · nonDerivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,368

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.0000 to $30.2500 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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February 25, 2019 Filed Feb 26, 2019 23:14 UTC
Houk Thomas JChief Member Exper. Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,878 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-19-000075 · wf-form4_155122284553157.xml · derivative · entry 4

Houk Thomas J · CIK 0001767572 · Chief Member Exper. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,634

Underlying: Common Stock · 4,878 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 23:14 UTC
Houk Thomas JChief Member Exper. Officer
Tax withholdingCommon Stock 1,177 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000075 · wf-form4_155122284553157.xml · nonDerivative · entry 2

Houk Thomas J · CIK 0001767572 · Chief Member Exper. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,201

F1 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 23:14 UTC
Houk Thomas JChief Member Exper. Officer
Exercise / conversionCommon Stock 4,878 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000075 · wf-form4_155122284553157.xml · nonDerivative · entry 1

Houk Thomas J · CIK 0001767572 · Chief Member Exper. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 23:12 UTC
RAWLINGS DARRYLDirector · President and CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,878 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-19-000070 · wf-form4_155122271653294.xml · derivative · entry 5

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,634

Underlying: Common Stock · 4,878 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 23:12 UTC
RAWLINGS DARRYLDirector · President and CEO
Tax withholdingCommon Stock 1,919 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000070 · wf-form4_155122271653294.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,550,380

F3 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 23:12 UTC
RAWLINGS DARRYLDirector · President and CEO
Exercise / conversionCommon Stock 4,878 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000070 · wf-form4_155122271653294.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,552,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 23:12 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $29.70 $118,790.00
Disclosure

SEC source: 0001371285-19-000070 · wf-form4_155122271653294.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,547,421

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 13, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.48 to $30.07 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
February 22, 2019 Filed Feb 26, 2019 18:11 UTC
PLOUF TRICIAChief Financial Officer
GrantRestricted Stock Unit (RSU) · Derivative 28,515 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-19-000068 · wf-form4_155122266743512.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,515

Underlying: Common Stock · 28,515 shares

Expires 2023-02-25

F2 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:10 UTC
Tooth MargaretChief Marketing Officer
GrantRestricted Stock Unit (RSU) · Derivative 38,020 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-19-000067 · wf-form4_155122264004972.xml · derivative · entry 3

Tooth Margaret · CIK 0001657025 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,020

Underlying: Common Stock · 38,020 shares

Expires 2023-02-25

F2 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:12 UTC
BEARMAN ASHERChief Strategy Officer
GrantRestricted Stock Unit (RSU) · Derivative 33,268 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-19-000071 · wf-form4_155122274260869.xml · derivative · entry 3

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,268

Underlying: Common Stock · 33,268 shares

Expires 2023-02-25

F2 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:13 UTC GrantRestricted Stock Unit (RSU) · Derivative 1,564 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-19-000073 · wf-form4_155122279253540.xml · derivative · entry 2

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,564

Underlying: Common Stock · 1,564 shares

Expires 2019-12-31

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.