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Nasdaq · USD

TRUP

TRUPANION, INC.

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Tapewire entity
4822
SEC CIK
0001371285
Parsed reports
1,118

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202604
Mar 202602
Apr 202601
May 202604
Jun 202602
Jul 202601
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 25, 2019 Filed Aug 27, 2019 21:21 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionCommon Stock 1,220 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000195 · wf-form4_156694085831250.xml · nonDerivative · entry 1

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 21:24 UTC
Houk Thomas JChief Member Exper. Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,220 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-19-000197 · wf-form4_156694103940302.xml · derivative · entry 3

Houk Thomas J · CIK 0001767572 · Chief Member Exper. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,195

Underlying: Common Stock · 1,220 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 21:24 UTC
Houk Thomas JChief Member Exper. Officer
Tax withholdingCommon Stock 297 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000197 · wf-form4_156694103940302.xml · nonDerivative · entry 2

Houk Thomas J · CIK 0001767572 · Chief Member Exper. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,047

F1 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 21:24 UTC
Houk Thomas JChief Member Exper. Officer
Exercise / conversionCommon Stock 1,220 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000197 · wf-form4_156694103940302.xml · nonDerivative · entry 1

Houk Thomas J · CIK 0001767572 · Chief Member Exper. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 21:33 UTC
RAWLINGS DARRYLDirector · President and CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,220 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-19-000201 · wf-form4_156694159015326.xml · derivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,195

Underlying: Common Stock · 1,220 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 21:33 UTC
RAWLINGS DARRYLDirector · President and CEO
Tax withholdingCommon Stock 480 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000201 · wf-form4_156694159015326.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,466,499

F1 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 21:33 UTC
RAWLINGS DARRYLDirector · President and CEO
Exercise / conversionCommon Stock 1,220 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000201 · wf-form4_156694159015326.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,466,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 21:42 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $24.62 $98,463.20
Disclosure

SEC source: 0001371285-19-000193 · wf-form4_156659652428720.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,465,759

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 13, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.36 to $24.90 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
August 06, 2019 Filed Oct 2, 2019 17:46 UTC GrantRestricted Stock Unit (RSU) · Derivative 278 $0.00 Strike: $30.97 $0.00
Disclosure

SEC source: 0001572426-19-000121 · wf-form4_157005275812433.xml · derivative · entry 5

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278

Underlying: Common Stock · 278 shares

Expires 2019-12-31

F3 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 50% of the total shares on each of September 30, 2019 and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
August 05, 2019 Filed Aug 6, 2019 21:35 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $30.18 $120,724.40
Disclosure

SEC source: 0001371285-19-000191 · wf-form4_156512733814505.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,469,759

F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 13, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.56 to $30.75 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
August 02, 2019 Filed Aug 6, 2019 21:35 UTC
RAWLINGS DARRYLDirector · President and CEO
Tax withholdingCommon Stock 41,361 $31.45 $1,300,803.45
Disclosure

SEC source: 0001371285-19-000191 · wf-form4_156512733814505.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,473,759

F1 · shares: The reported shares reflect shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted shares, and does not represent a sale by the reporting person.

Read SEC document
July 18, 2019 Filed Jul 22, 2019 21:56 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionStock Option (right to buy) · Derivative 300 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001371285-19-000181 · wf-form4_156383260018799.xml · derivative · entry 3

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300 shares

Expires 2023-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 19, 2019 in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
July 18, 2019 Filed Jul 22, 2019 21:56 UTC
Tooth MargaretChief Revenue Officer
SaleCommon Stock 300 $32.60 $9,780.00
Disclosure

SEC source: 0001371285-19-000181 · wf-form4_156383260018799.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,616

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 19, 2019 in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
July 18, 2019 Filed Jul 22, 2019 21:56 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionCommon Stock 300 $4.80 $1,440.00
Disclosure

SEC source: 0001371285-19-000181 · wf-form4_156383260018799.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 19, 2019 in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
July 18, 2019 Filed Jul 22, 2019 21:49 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $32.59 $130,353.60
Disclosure

SEC source: 0001371285-19-000179 · wf-form4_156383216401000.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,515,120

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 13, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.35 to $33.03 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
July 17, 2019 Filed Jul 19, 2019 17:48 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 500 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001371285-19-000177 · wf-form4_156357286405461.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,300

Underlying: Common Stock · 500 shares

Expires 2024-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 17:48 UTC
PLOUF TRICIAChief Financial Officer
SaleCommon Stock 500 $33.05 $16,525.00
Disclosure

SEC source: 0001371285-19-000177 · wf-form4_156357286405461.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,614

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 17:48 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionCommon Stock 500 $8.74 $4,370.00
Disclosure

SEC source: 0001371285-19-000177 · wf-form4_156357286405461.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
July 02, 2019 Filed Jul 3, 2019 21:47 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $35.42 $141,682.80
Disclosure

SEC source: 0001371285-19-000175 · wf-form4_156219042515658.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,519,120

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 13, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.195 to $35.660 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
June 30, 2019 Filed Oct 2, 2019 21:55 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 391 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001572426-19-000127 · wf-form4_157005329083537.xml · derivative · entry 3

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 782

Underlying: Common Stock · 391 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
June 30, 2019 Filed Oct 2, 2019 21:55 UTC Exercise / conversionCommon Stock 391 $0.00 $0.00
Disclosure

SEC source: 0001572426-19-000127 · wf-form4_157005329083537.xml · nonDerivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
June 30, 2019 Filed Oct 2, 2019 17:51 UTC
LOW MURRAY BDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 886 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001572426-19-000125 · wf-form4_157005305947557.xml · derivative · entry 3

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,774

Underlying: Common Stock · 886 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
June 30, 2019 Filed Oct 2, 2019 17:51 UTC
LOW MURRAY BDirector
Exercise / conversionCommon Stock 886 $0.00 $0.00
Disclosure

SEC source: 0001572426-19-000125 · wf-form4_157005305947557.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
June 30, 2019 Filed Oct 2, 2019 17:46 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 782 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001572426-19-000121 · wf-form4_157005275812433.xml · derivative · entry 4

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,565

Underlying: Common Stock · 782 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
June 30, 2019 Filed Oct 2, 2019 17:46 UTC Exercise / conversionCommon Stock 782 $0.00 $0.00
Disclosure

SEC source: 0001572426-19-000121 · wf-form4_157005275812433.xml · nonDerivative · entry 1

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
June 30, 2019 Filed Oct 2, 2019 17:59 UTC
Levitan DanDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 782 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001572426-19-000129 · wf-form4_157005351757074.xml · derivative · entry 3

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,565

Underlying: Common Stock · 782 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
June 30, 2019 Filed Oct 2, 2019 17:59 UTC
Levitan DanDirector
Exercise / conversionCommon Stock 782 $0.00 $0.00
Disclosure

SEC source: 0001572426-19-000129 · wf-form4_157005351757074.xml · nonDerivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
June 30, 2019 Filed Oct 2, 2019 21:48 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 782 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001572426-19-000123 · wf-form4_157005291415388.xml · derivative · entry 3

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,565

Underlying: Common Stock · 782 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
June 30, 2019 Filed Oct 2, 2019 21:48 UTC Exercise / conversionCommon Stock 782 $0.00 $0.00
Disclosure

SEC source: 0001572426-19-000123 · wf-form4_157005291415388.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
June 30, 2019 Filed Oct 2, 2019 21:41 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 886 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001572426-19-000119 · wf-form4_157005248430120.xml · derivative · entry 3

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,774

Underlying: Common Stock · 886 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
June 30, 2019 Filed Oct 2, 2019 21:41 UTC Exercise / conversionCommon Stock 886 $0.00 $0.00
Disclosure

SEC source: 0001572426-19-000119 · wf-form4_157005248430120.xml · nonDerivative · entry 1

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
June 30, 2019 Filed Oct 2, 2019 21:37 UTC
DOAK MICHAELDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 782 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001572426-19-000117 · wf-form4_157005223296448.xml · derivative · entry 3

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,565

Underlying: Common Stock · 782 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
June 30, 2019 Filed Oct 2, 2019 21:37 UTC
DOAK MICHAELDirector
Exercise / conversionCommon Stock 782 $0.00 $0.00
Disclosure

SEC source: 0001572426-19-000117 · wf-form4_157005223296448.xml · nonDerivative · entry 1

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

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June 27, 2019 Filed Jul 1, 2019 21:43 UTC
BEARMAN ASHERChief Strategy Officer
SaleCommon Stock 400 $34.00 $13,600.00
Disclosure

SEC source: 0001371285-19-000173 · wf-form4_156201741398696.xml · nonDerivative · entry 1

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,114

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 24, 2018, as amended on February 27, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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June 20, 2019 Filed Jun 24, 2019 21:58 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $36.48 $145,920.00
Disclosure

SEC source: 0001371285-19-000171 · wf-form4_156141349704573.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,523,120

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 13, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

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June 19, 2019 Filed Jun 20, 2019 17:09 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 500 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001371285-19-000167 · wf-form4_156106496131249.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,800

Underlying: Common Stock · 500 shares

Expires 2024-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · derivative.exercise_date: This stock option grant is fully vested.

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June 19, 2019 Filed Jun 20, 2019 17:09 UTC
PLOUF TRICIAChief Financial Officer
SaleCommon Stock 500 $34.09 $17,045.00
Disclosure

SEC source: 0001371285-19-000167 · wf-form4_156106496131249.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,614

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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June 19, 2019 Filed Jun 20, 2019 17:09 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionCommon Stock 500 $8.74 $4,370.00
Disclosure

SEC source: 0001371285-19-000167 · wf-form4_156106496131249.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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June 18, 2019 Filed Jun 20, 2019 21:13 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionStock Option (right to buy) · Derivative 750 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001371285-19-000169 · wf-form4_156106516959826.xml · derivative · entry 3

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Underlying: Common Stock · 750 shares

Expires 2023-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 19, 2019 in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · derivative.exercise_date: This stock option grant is fully vested.

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June 18, 2019 Filed Jun 20, 2019 21:13 UTC
Tooth MargaretChief Revenue Officer
SaleCommon Stock 750 $34.69 $26,017.50
Disclosure

SEC source: 0001371285-19-000169 · wf-form4_156106516959826.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,616

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 19, 2019 in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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June 18, 2019 Filed Jun 20, 2019 21:13 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionCommon Stock 750 $4.80 $3,600.00
Disclosure

SEC source: 0001371285-19-000169 · wf-form4_156106516959826.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 19, 2019 in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
June 11, 2019 Filed Jun 12, 2019 22:47 UTC
BEARMAN ASHERChief Strategy Officer
SaleCommon Stock 400 $34.00 $13,600.00
Disclosure

SEC source: 0001371285-19-000165 · wf-form4_156037961760881.xml · nonDerivative · entry 1

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,514

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 24, 2018, as amended on February 27, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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June 04, 2019 Filed Jun 12, 2019 22:46 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $29.95 $119,800.00
Disclosure

SEC source: 0001371285-19-000164 · wf-form4_156037959814811.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,527,120

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 13, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

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May 31, 2019 Filed Jun 3, 2019 20:08 UTC
Levitan DanDirector
SaleCommon Stock 15,000 $29.56 $443,430.00
Disclosure

SEC source: 0001144204-19-029566 · tv523020_4.xml · nonDerivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - Levitan Family Foundation

Disclosed balance after: 23,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.08 to $29.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares are held by a trust the holdings of which are attributable to the reporting person.

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May 30, 2019 Filed May 31, 2019 22:17 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001371285-19-000157 · wf-form4_155934105496623.xml · derivative · entry 6

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,050

Underlying: Common Stock · 2,500 shares

Expires 2023-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option grant is fully vested.

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May 30, 2019 Filed May 31, 2019 22:17 UTC
Tooth MargaretChief Revenue Officer
SaleCommon Stock 2,500 $31.50 $78,750.00
Disclosure

SEC source: 0001371285-19-000157 · wf-form4_155934105496623.xml · nonDerivative · entry 4

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,616

Read SEC document
May 30, 2019 Filed May 31, 2019 22:17 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionCommon Stock 2,500 $4.80 $12,000.00
Disclosure

SEC source: 0001371285-19-000157 · wf-form4_155934105496623.xml · nonDerivative · entry 3

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2019 Filed May 31, 2019 22:17 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001371285-19-000157 · wf-form4_155934105496623.xml · derivative · entry 5

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,550

Underlying: Common Stock · 2,000 shares

Expires 2023-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
May 29, 2019 Filed May 31, 2019 22:17 UTC
Tooth MargaretChief Revenue Officer
SaleCommon Stock 2,000 $30.75 $61,500.00
Disclosure

SEC source: 0001371285-19-000157 · wf-form4_155934105496623.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,616

Read SEC document
May 29, 2019 Filed May 31, 2019 22:17 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionCommon Stock 2,000 $4.80 $9,600.00
Disclosure

SEC source: 0001371285-19-000157 · wf-form4_155934105496623.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.