Tapewire

Nasdaq · USD

TRUP

TRUPANION, INC.

Export transactions ↓
Tapewire entity
4822
SEC CIK
0001371285
Parsed reports
1,118

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202604
Mar 202602
Apr 202601
May 202604
Jun 202602
Jul 202601
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2019 Filed Nov 15, 2019 17:37 UTC
Levitan DanDirector
OtherCommon Stock 29,061 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-064814 · tv532693_4.xml · nonDerivative · entry 3

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 87,599

F4 · kind: MEP Associates III, L.P. ("Maveron Associates") made pro rata distributions for no consideration of 29,061 shares of common stock of the issuer to its partners on November 13, 2019.

F5 · ownership.nature: Shares are owned directly by Maveron Associates. The reporting person, together with Clayton Lewis, Peter McCormick and Jason Stoffer, are members of Maveron GP, which is the general partner of Maveron Associates, and may be deemed to share voting and investment power over the securities held by Maveron Associates. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 17:37 UTC
Levitan DanDirector
OtherCommon Stock 2,066 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-064814 · tv532693_4.xml · nonDerivative · entry 2

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,845

F3 · kind: Shares acquired and owned directly by Maveron GP in connection with the distribution of such shares to the partners of Maveron Equity. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3 · ownership.nature: Shares acquired and owned directly by Maveron GP in connection with the distribution of such shares to the partners of Maveron Equity. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 17:37 UTC
Levitan DanDirector
OtherCommon Stock 211,947 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-064814 · tv532693_4.xml · nonDerivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 638,881

F1 · kind: Maveron Equity Partners III, L.P. ("Maveron Equity") made pro rata distributions for no consideration of 211,947 shares of common stock of the issuer to its partners on November 13, 2019.

F2 · ownership.nature: Shares are owned directly by Maveron Equity. The reporting person, together with Clayton Lewis, Peter McCormick and Jason Stoffer, are members of Maveron General Partner III LLC ("Maveron GP"), which is the general partner of Maveron Equity, and may be deemed to share voting and investment power over the securities held by Maveron Equity. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 22:17 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $31.26 $125,047.60
Disclosure

SEC source: 0001371285-19-000221 · wf-form4_157385621372955.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,446,499

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 13, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.61 to $31.53 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
November 13, 2019 Filed Jun 1, 2020 15:17 UTC Amendment
Levitan DanDirector
OtherCommon Stock 4,577 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-068296 · tm2021311-3_4a.xml · nonDerivative · entry 8

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,628

F13 · kind: Shares acquired by the reporting person in connection with the distribution of such shares to the partners of Maveron Associates.

Read SEC document
November 13, 2019 Filed Jun 1, 2020 15:17 UTC Amendment
Levitan DanDirector
OtherCommon Stock 109 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-068296 · tm2021311-3_4a.xml · nonDerivative · entry 7

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,507

F11 · kind: Shares acquired by Maveron LLC in connection with the distribution of such shares to the partners of Maveron Associates.

F12 · ownership.nature: Shares are owned directly by Maveron LLC. The reporting person is a member of Maveron LLC, and may be deemed to share voting and investment power over the securities held by Maveron LLC. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 13, 2019 Filed Jun 1, 2020 15:17 UTC Amendment
Levitan DanDirector
OtherCommon Stock 1,252 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-068296 · tm2021311-3_4a.xml · nonDerivative · entry 6

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,692

F9 · kind: Maveron GP distributed for no consideration 1,252 shares of common stock of the issuer to its members on November 13, 2019.

F10 · ownership.nature: Shares owned directly by Maveron GP.

Read SEC document
November 13, 2019 Filed Jun 1, 2020 15:17 UTC Amendment
Levitan DanDirector
OtherCommon Stock 90 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-068296 · tm2021311-3_4a.xml · nonDerivative · entry 5

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,944

F8 · kind: Shares acquired and owned directly by Maveron GP in connection with the distribution of such shares to the partners of Maveron Entrepreneurs. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F8 · ownership.nature: Shares acquired and owned directly by Maveron GP in connection with the distribution of such shares to the partners of Maveron Entrepreneurs. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 13, 2019 Filed Jun 1, 2020 15:17 UTC Amendment
Levitan DanDirector
OtherCommon Stock 8,992 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-068296 · tm2021311-3_4a.xml · nonDerivative · entry 4

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 27,106

F6 · kind: Maveron III Entrepreneurs Fund, L.P. ("Maveron Entrepreneurs") made pro rata distributions for no consideration of 8,992 shares of common stock of the issuer to its partners on November 13, 2019.

F7 · ownership.nature: Shares are owned directly by Maveron Entrepreneurs. The reporting person, together with Clayton Lewis, Peter McCormick and Jason Stoffer, are members of Maveron GP, which is the general partner of Maveron Entrepreneurs, and may be deemed to share voting and investment power over the securities held by Maveron Entrepreneurs. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 13, 2019 Filed Jun 1, 2020 15:17 UTC Amendment
Levitan DanDirector
OtherCommon Stock 29,061 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-068296 · tm2021311-3_4a.xml · nonDerivative · entry 3

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 87,599

F4 · kind: MEP Associates III, L.P. ("Maveron Associates") made pro rata distributions for no consideration of 29,061 shares of common stock of the issuer to its partners on November 13, 2019.

F5 · ownership.nature: Shares are owned directly by Maveron Associates. The reporting person, together with Clayton Lewis, Peter McCormick and Jason Stoffer, are members of Maveron GP, which is the general partner of Maveron Associates, and may be deemed to share voting and investment power over the securities held by Maveron Associates. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 13, 2019 Filed Jun 1, 2020 15:17 UTC Amendment
Levitan DanDirector
OtherCommon Stock 2,075 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-068296 · tm2021311-3_4a.xml · nonDerivative · entry 2

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,854

F3 · kind: Shares acquired and owned directly by Maveron GP in connection with the distribution of such shares to the partners of Maveron Equity. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3 · ownership.nature: Shares acquired and owned directly by Maveron GP in connection with the distribution of such shares to the partners of Maveron Equity. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 13, 2019 Filed Jun 1, 2020 15:17 UTC Amendment
Levitan DanDirector
OtherCommon Stock 211,947 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-068296 · tm2021311-3_4a.xml · nonDerivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 638,881

F1 · kind: Maveron Equity Partners III, L.P. ("Maveron Equity") made pro rata distributions for no consideration of 211,947 shares of common stock of the issuer to its partners on November 13, 2019.

F2 · ownership.nature: Shares are owned directly by Maveron Equity. The reporting person, together with Clayton Lewis, Peter McCormick and Jason Stoffer, are members of Maveron General Partner III LLC ("Maveron GP"), which is the general partner of Maveron Equity, and may be deemed to share voting and investment power over the securities held by Maveron Equity. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 22:39 UTC PurchaseCommon Stock 10,000 $31.50 $314,980.00
Disclosure

SEC source: 0001371285-19-000219 · wf-form4_157377112634679.xml · nonDerivative · entry 1

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Robin A. Ferracone TTEE Stewart R. Smith TTEE of the Robin A. Ferracone Living Trust dtd 6/3/2002

Disclosed balance after: 64,056

F1 · price: The reported price in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.4961 to $31.50 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares held of record by Robin A. Ferracone TTEE and Stewart R. Smith TTEE of the Robin A. Ferracone Living Trust dtd 6/3/2002, of which the reporting person is a beneficiary.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 23:16 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionStock Option (right to buy) · Derivative 200 $0.00 Strike: $6.54 $0.00
Disclosure

SEC source: 0001371285-19-000216 · wf-form4_157325500266173.xml · derivative · entry 3

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,700

Underlying: Common Stock · 200 shares

Expires 2024-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 23, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 23:16 UTC
Tooth MargaretChief Revenue Officer
SaleCommon Stock 200 $26.25 $5,250.00
Disclosure

SEC source: 0001371285-19-000216 · wf-form4_157325500266173.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,539

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 23, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 23:16 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionCommon Stock 200 $6.54 $1,308.00
Disclosure

SEC source: 0001371285-19-000216 · wf-form4_157325500266173.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 23, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
November 06, 2019 Filed Dec 23, 2019 21:44 UTC
RAWLINGS DARRYLDirector · President and CEO
GiftCommon Stock 982,222 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000251 · wf-form4_157713747854666.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 982,222

F1 · kind: Represents transfer of shares to a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
November 06, 2019 Filed Dec 23, 2019 21:44 UTC
RAWLINGS DARRYLDirector · President and CEO
GiftCommon Stock 982,222 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000251 · wf-form4_157713747854666.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,277

F1 · kind: Represents transfer of shares to a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
October 25, 2019 Filed Oct 28, 2019 21:05 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $22.45 $89,800.00
Disclosure

SEC source: 0001371285-19-000205 · wf-form4_157229667620748.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,450,499

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 13, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
October 10, 2019 Filed Oct 15, 2019 21:13 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $21.43 $85,706.00
Disclosure

SEC source: 0001572426-19-000131 · wf-form4_157117400771062.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,454,499

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 13, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.15 to $21.74 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:55 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 391 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001572426-19-000127 · wf-form4_157005329083537.xml · derivative · entry 4

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391

Underlying: Common Stock · 391 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:55 UTC Exercise / conversionCommon Stock 391 $0.00 $0.00
Disclosure

SEC source: 0001572426-19-000127 · wf-form4_157005329083537.xml · nonDerivative · entry 2

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 17:51 UTC
LOW MURRAY BDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 886 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001572426-19-000125 · wf-form4_157005305947557.xml · derivative · entry 4

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 888

Underlying: Common Stock · 886 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 17:51 UTC
LOW MURRAY BDirector
Exercise / conversionCommon Stock 886 $0.00 $0.00
Disclosure

SEC source: 0001572426-19-000125 · wf-form4_157005305947557.xml · nonDerivative · entry 2

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 17:46 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 139 $0.00 Strike: $30.97 $0.00
Disclosure

SEC source: 0001572426-19-000121 · wf-form4_157005275812433.xml · derivative · entry 7

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139

Underlying: Common Stock · 139 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 50% of the total shares on each of September 30, 2019 and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 17:46 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 782 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001572426-19-000121 · wf-form4_157005275812433.xml · derivative · entry 6

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783

Underlying: Common Stock · 782 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 17:46 UTC Exercise / conversionCommon Stock 139 $0.00 $0.00
Disclosure

SEC source: 0001572426-19-000121 · wf-form4_157005275812433.xml · nonDerivative · entry 3

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 17:46 UTC Exercise / conversionCommon Stock 782 $0.00 $0.00
Disclosure

SEC source: 0001572426-19-000121 · wf-form4_157005275812433.xml · nonDerivative · entry 2

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 17:59 UTC
Levitan DanDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 782 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001572426-19-000129 · wf-form4_157005351757074.xml · derivative · entry 4

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783

Underlying: Common Stock · 782 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 17:59 UTC
Levitan DanDirector
Exercise / conversionCommon Stock 782 $0.00 $0.00
Disclosure

SEC source: 0001572426-19-000129 · wf-form4_157005351757074.xml · nonDerivative · entry 2

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:48 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 782 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001572426-19-000123 · wf-form4_157005291415388.xml · derivative · entry 4

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783

Underlying: Common Stock · 782 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:48 UTC Exercise / conversionCommon Stock 782 $0.00 $0.00
Disclosure

SEC source: 0001572426-19-000123 · wf-form4_157005291415388.xml · nonDerivative · entry 2

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:41 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 886 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001572426-19-000119 · wf-form4_157005248430120.xml · derivative · entry 4

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 888

Underlying: Common Stock · 886 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:41 UTC Exercise / conversionCommon Stock 886 $0.00 $0.00
Disclosure

SEC source: 0001572426-19-000119 · wf-form4_157005248430120.xml · nonDerivative · entry 2

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:37 UTC
DOAK MICHAELDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 782 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001572426-19-000117 · wf-form4_157005223296448.xml · derivative · entry 4

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783

Underlying: Common Stock · 782 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:37 UTC
DOAK MICHAELDirector
Exercise / conversionCommon Stock 782 $0.00 $0.00
Disclosure

SEC source: 0001572426-19-000117 · wf-form4_157005223296448.xml · nonDerivative · entry 2

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
September 24, 2019 Filed Sep 26, 2019 21:14 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $26.81 $107,247.60
Disclosure

SEC source: 0001572426-19-000115 · wf-form4_156953242612648.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458,499

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 13, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.235 to $27.27 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
September 23, 2019 Filed Sep 25, 2019 21:29 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionStock Option (right to buy) · Derivative 100 $0.00 Strike: $6.54 $0.00
Disclosure

SEC source: 0001572426-19-000113 · wf-form4_156944692678569.xml · derivative · entry 3

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,900

Underlying: Common Stock · 100 shares

Expires 2024-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 19, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
September 23, 2019 Filed Sep 25, 2019 21:29 UTC
Tooth MargaretChief Revenue Officer
SaleCommon Stock 100 $26.86 $2,686.00
Disclosure

SEC source: 0001572426-19-000113 · wf-form4_156944692678569.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,539

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 19, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
September 23, 2019 Filed Sep 25, 2019 21:29 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionCommon Stock 100 $6.54 $654.00
Disclosure

SEC source: 0001572426-19-000113 · wf-form4_156944692678569.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 19, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 21:28 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $23.92 $95,696.40
Disclosure

SEC source: 0001572426-19-000103 · wf-form4_156815089287488.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,462,499

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 13, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.71 to $24.10 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
August 30, 2019 Filed Nov 8, 2019 18:16 UTC
LOW MURRAY BDirector
SaleCommon Stock 1,000 $24.59 $24,590.00
Disclosure

SEC source: 0001371285-19-000215 · wf-form4_157325498358543.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,942

F1 · kind: The sale reported is effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 20, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 17:27 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,220 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-19-000199 · wf-form4_156694120619369.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,195

Underlying: Common Stock · 1,220 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 17:27 UTC
PLOUF TRICIAChief Financial Officer
Tax withholdingCommon Stock 297 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000199 · wf-form4_156694120619369.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,537

F1 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 17:27 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionCommon Stock 1,220 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000199 · wf-form4_156694120619369.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 21:37 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,220 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-19-000203 · wf-form4_156694180754925.xml · derivative · entry 3

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,195

Underlying: Common Stock · 1,220 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 21:37 UTC
Tooth MargaretChief Revenue Officer
Tax withholdingCommon Stock 297 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000203 · wf-form4_156694180754925.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,539

F1 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 21:37 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionCommon Stock 1,220 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000203 · wf-form4_156694180754925.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 21:21 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,220 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-19-000195 · wf-form4_156694085831250.xml · derivative · entry 3

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,195

Underlying: Common Stock · 1,220 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 21:21 UTC
BEARMAN ASHERChief Strategy Officer
Tax withholdingCommon Stock 297 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000195 · wf-form4_156694085831250.xml · nonDerivative · entry 2

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,037

F1 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.