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Nasdaq · USD

TRUP

TRUPANION, INC.

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Tapewire entity
4822
SEC CIK
0001371285
Parsed reports
1,118

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202604
Mar 202602
Apr 202601
May 202604
Jun 202602
Jul 202601
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2019 Filed Jan 3, 2020 17:31 UTC
Levitan DanDirector
Exercise / conversionCommon Stock 783 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000011 · wf-form4_157809067333606.xml · nonDerivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:31 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 783 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-20-000012 · wf-form4_157809069476256.xml · derivative · entry 2

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 783 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vested and converted into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:31 UTC Exercise / conversionCommon Stock 783 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000012 · wf-form4_157809069476256.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:31 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 888 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-20-000010 · wf-form4_157809065155469.xml · derivative · entry 2

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 888 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vested and converted into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:31 UTC Exercise / conversionCommon Stock 888 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000010 · wf-form4_157809065155469.xml · nonDerivative · entry 1

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:30 UTC
DOAK MICHAELDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 783 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-20-000009 · wf-form4_157809063012221.xml · derivative · entry 2

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 783 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vested and converted into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:30 UTC
DOAK MICHAELDirector
Exercise / conversionCommon Stock 783 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000009 · wf-form4_157809063012221.xml · nonDerivative · entry 1

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
December 31, 2019 Filed Apr 21, 2020 19:24 UTC Amendment
LOW MURRAY BDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 888 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-20-000081 · wf-form4a_158751148058684.xml · derivative · entry 2

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 888 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The RSU vested and converted into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
December 31, 2019 Filed Apr 21, 2020 19:24 UTC Amendment
LOW MURRAY BDirector
Exercise / conversionCommon Stock 888 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000081 · wf-form4a_158751148058684.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

F2 · balance_after: This amendment is being filed to correct the number of shares beneficially owned by the director as reported in the initial Form 4. The initial Form 4 inadvertently calculated shares that were previously disclosed as being disposed.

Read SEC document
December 27, 2019 Filed Dec 30, 2019 23:33 UTC
BEARMAN ASHERChief Strategy Officer
SaleCommon Stock 400 $36.50 $14,600.00
Disclosure

SEC source: 0001371285-19-000253 · wf-form4_157774877402021.xml · nonDerivative · entry 1

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 24, 2018, as amended on February 27, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 21:44 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $35.52 $142,084.80
Disclosure

SEC source: 0001371285-19-000251 · wf-form4_157713747854666.xml · nonDerivative · entry 5

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 986,222

F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.72 to $36.11 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
December 18, 2019 Filed Dec 20, 2019 23:20 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionStock Option (right to buy) · Derivative 200 $0.00 Strike: $6.54 $0.00
Disclosure

SEC source: 0001371285-19-000249 · wf-form4_157688400350154.xml · derivative · entry 3

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,200

Underlying: Common Stock · 200 shares

Expires 2024-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 23, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 23:20 UTC
Tooth MargaretChief Revenue Officer
SaleCommon Stock 200 $34.99 $6,998.00
Disclosure

SEC source: 0001371285-19-000249 · wf-form4_157688400350154.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,462

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 23, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 23:20 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionCommon Stock 200 $6.54 $1,308.00
Disclosure

SEC source: 0001371285-19-000249 · wf-form4_157688400350154.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 23, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
December 16, 2019 Filed Dec 19, 2019 00:00 UTC
BEARMAN ASHERChief Strategy Officer
SaleCommon Stock 400 $36.00 $14,400.00
Disclosure

SEC source: 0001371285-19-000247 · wf-form4_157671362699347.xml · nonDerivative · entry 1

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,960

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 24, 2018, as amended on February 27, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
December 13, 2019 Filed Dec 18, 2019 19:00 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,600 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001371285-19-000246 · wf-form4_157671360626768.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,100

Underlying: Common Stock · 1,600 shares

Expires 2024-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
December 13, 2019 Filed Dec 18, 2019 19:00 UTC
PLOUF TRICIAChief Financial Officer
SaleCommon Stock 1,600 $35.00 $56,000.00
Disclosure

SEC source: 0001371285-19-000246 · wf-form4_157671360626768.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,460

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
December 13, 2019 Filed Dec 18, 2019 19:00 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionCommon Stock 1,600 $8.74 $13,984.00
Disclosure

SEC source: 0001371285-19-000246 · wf-form4_157671360626768.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
December 06, 2019 Filed Dec 23, 2019 21:44 UTC
RAWLINGS DARRYLDirector · President and CEO
GiftCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000251 · wf-form4_157713747854666.xml · nonDerivative · entry 4

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 990,222

F1 · kind: Represents transfer of shares to a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
December 06, 2019 Filed Dec 23, 2019 21:44 UTC
RAWLINGS DARRYLDirector · President and CEO
GiftCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000251 · wf-form4_157713747854666.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,017

F1 · kind: Represents transfer of shares to a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 21:32 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $32.61 $130,447.20
Disclosure

SEC source: 0001371285-19-000243 · wf-form4_157558151566586.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,443,239

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 13, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.12 to $33.13 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
November 26, 2019 Filed Nov 27, 2019 19:58 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,600 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001371285-19-000240 · wf-form4_157490270724610.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,700

Underlying: Common Stock · 1,600 shares

Expires 2024-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 19:58 UTC
PLOUF TRICIAChief Financial Officer
SaleCommon Stock 1,600 $35.00 $56,000.00
Disclosure

SEC source: 0001371285-19-000240 · wf-form4_157490270724610.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,460

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 19:58 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionCommon Stock 1,600 $8.74 $13,984.00
Disclosure

SEC source: 0001371285-19-000240 · wf-form4_157490270724610.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
November 26, 2019 Filed Nov 28, 2019 00:59 UTC
BEARMAN ASHERChief Strategy Officer
SaleCommon Stock 1,600 $35.00 $56,000.00
Disclosure

SEC source: 0001371285-19-000241 · wf-form4_157490272984504.xml · nonDerivative · entry 1

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 24, 2018, as amended on February 27, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 19:21 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,219 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-19-000237 · wf-form4_157481406038999.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,976

Underlying: Common Stock · 1,219 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 19:21 UTC
PLOUF TRICIAChief Financial Officer
Tax withholdingCommon Stock 296 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000237 · wf-form4_157481406038999.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,460

F1 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 19:21 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionCommon Stock 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000237 · wf-form4_157481406038999.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 00:19 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,219 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-19-000233 · wf-form4_157481397117537.xml · derivative · entry 3

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,976

Underlying: Common Stock · 1,219 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 00:19 UTC
Tooth MargaretChief Revenue Officer
Tax withholdingCommon Stock 296 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000233 · wf-form4_157481397117537.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,462

F1 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 00:19 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionCommon Stock 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000233 · wf-form4_157481397117537.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 00:20 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,219 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-19-000236 · wf-form4_157481403818262.xml · derivative · entry 3

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,976

Underlying: Common Stock · 1,219 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 00:20 UTC
BEARMAN ASHERChief Strategy Officer
Tax withholdingCommon Stock 296 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000236 · wf-form4_157481403818262.xml · nonDerivative · entry 2

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,960

F1 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 00:20 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionCommon Stock 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000236 · wf-form4_157481403818262.xml · nonDerivative · entry 1

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 25, 2019 Filed Nov 27, 2019 00:20 UTC
Houk Thomas JChief Member Exper. Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,219 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-19-000235 · wf-form4_157481401771698.xml · derivative · entry 3

Houk Thomas J · CIK 0001767572 · Chief Member Exper. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,976

Underlying: Common Stock · 1,219 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

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November 25, 2019 Filed Nov 27, 2019 00:20 UTC
Houk Thomas JChief Member Exper. Officer
Tax withholdingCommon Stock 296 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000235 · wf-form4_157481401771698.xml · nonDerivative · entry 2

Houk Thomas J · CIK 0001767572 · Chief Member Exper. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,970

F1 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

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November 25, 2019 Filed Nov 27, 2019 00:20 UTC
Houk Thomas JChief Member Exper. Officer
Exercise / conversionCommon Stock 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000235 · wf-form4_157481401771698.xml · nonDerivative · entry 1

Houk Thomas J · CIK 0001767572 · Chief Member Exper. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 25, 2019 Filed Nov 27, 2019 00:20 UTC
RAWLINGS DARRYLDirector · President and CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,219 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-19-000234 · wf-form4_157481399179313.xml · derivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,976

Underlying: Common Stock · 1,219 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

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November 25, 2019 Filed Nov 27, 2019 00:20 UTC
RAWLINGS DARRYLDirector · President and CEO
Tax withholdingCommon Stock 479 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000234 · wf-form4_157481399179313.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,447,239

F1 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

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November 25, 2019 Filed Nov 27, 2019 00:20 UTC
RAWLINGS DARRYLDirector · President and CEO
Exercise / conversionCommon Stock 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000234 · wf-form4_157481399179313.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,447,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 19, 2019 Filed Nov 21, 2019 23:02 UTC SaleCommon Stock 70,000 $34.05 $2,383,367.00
Disclosure

SEC source: 0001371285-19-000226 · wf-form4_157437733857223.xml · nonDerivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,577

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.32 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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November 19, 2019 Filed Nov 21, 2019 18:02 UTC
LOW MURRAY BDirector
SaleCommon Stock 3,000 $34.21 $102,618.60
Disclosure

SEC source: 0001371285-19-000227 · wf-form4_157437735749991.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,942

F1 · kind: The sale reported is effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 20, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.05 to $34.57 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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November 18, 2019 Filed Nov 20, 2019 23:14 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionStock Option (right to buy) · Derivative 300 $0.00 Strike: $6.54 $0.00
Disclosure

SEC source: 0001371285-19-000223 · wf-form4_157429162555169.xml · derivative · entry 3

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,400

Underlying: Common Stock · 300 shares

Expires 2024-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 23, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · derivative.exercise_date: This stock option grant is fully vested.

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November 18, 2019 Filed Nov 20, 2019 23:14 UTC
Tooth MargaretChief Revenue Officer
SaleCommon Stock 300 $32.09 $9,627.00
Disclosure

SEC source: 0001371285-19-000223 · wf-form4_157429162555169.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,539

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 23, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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November 18, 2019 Filed Nov 20, 2019 23:14 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionCommon Stock 300 $6.54 $1,962.00
Disclosure

SEC source: 0001371285-19-000223 · wf-form4_157429162555169.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 23, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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November 13, 2019 Filed Nov 15, 2019 17:37 UTC
Levitan DanDirector
OtherCommon Stock 4,577 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-064814 · tv532693_4.xml · nonDerivative · entry 8

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,628

F13 · kind: Shares acquired by the reporting person in connection with the distribution of such shares to the partners of Maveron Associates.

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November 13, 2019 Filed Nov 15, 2019 17:37 UTC
Levitan DanDirector
OtherCommon Stock 109 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-064814 · tv532693_4.xml · nonDerivative · entry 7

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,507

F11 · kind: Shares acquired by Maveron LLC in connection with the distribution of such shares to the partners of Maveron Associates.

F12 · ownership.nature: Shares are owned directly by Maveron LLC. The reporting person is a member of Maveron LLC, and may be deemed to share voting and investment power over the securities held by Maveron LLC. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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November 13, 2019 Filed Nov 15, 2019 17:37 UTC
Levitan DanDirector
OtherCommon Stock 1,246 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-064814 · tv532693_4.xml · nonDerivative · entry 6

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,689

F9 · kind: Maveron GP distributed for no consideration 1,246 shares of common stock of the issuer to its members on November 13, 2019.

F10 · ownership.nature: Shares owned directly by Maveron GP.

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November 13, 2019 Filed Nov 15, 2019 17:37 UTC
Levitan DanDirector
OtherCommon Stock 90 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-064814 · tv532693_4.xml · nonDerivative · entry 5

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,935

F8 · kind: Shares acquired and owned directly by Maveron GP in connection with the distribution of such shares to the partners of Maveron Entrepreneurs. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F8 · ownership.nature: Shares acquired and owned directly by Maveron GP in connection with the distribution of such shares to the partners of Maveron Entrepreneurs. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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November 13, 2019 Filed Nov 15, 2019 17:37 UTC
Levitan DanDirector
OtherCommon Stock 8,992 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-064814 · tv532693_4.xml · nonDerivative · entry 4

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 27,106

F6 · kind: Maveron III Entrepreneurs Fund, L.P. ("Maveron Entrepreneurs") made pro rata distributions for no consideration of 8,992 shares of common stock of the issuer to its partners on November 13, 2019.

F7 · ownership.nature: Shares are owned directly by Maveron Entrepreneurs. The reporting person, together with Clayton Lewis, Peter McCormick and Jason Stoffer, are members of Maveron GP, which is the general partner of Maveron Entrepreneurs, and may be deemed to share voting and investment power over the securities held by Maveron Entrepreneurs. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.