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Nasdaq · USD

TRUP

TRUPANION, INC.

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Tapewire entity
4822
SEC CIK
0001371285
Parsed reports
1,118

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202604
Mar 202602
Apr 202601
May 202604
Jun 202602
Jul 202601
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 25, 2020 Filed May 27, 2020 23:07 UTC
Tooth MargaretChief Revenue Officer
Tax withholdingCommon Stock 578 $33.21 $19,195.38
Disclosure

SEC source: 0001371285-20-000123 · wf-form4_159062081206890.xml · nonDerivative · entry 4

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,276

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:07 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionCommon Stock 2,376 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000123 · wf-form4_159062081206890.xml · nonDerivative · entry 3

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:07 UTC
Tooth MargaretChief Revenue Officer
Tax withholdingCommon Stock 296 $33.21 $9,830.16
Disclosure

SEC source: 0001371285-20-000123 · wf-form4_159062081206890.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,478

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:07 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionCommon Stock 1,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000123 · wf-form4_159062081206890.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:05 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,079 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000119 · wf-form4_159062071436777.xml · derivative · entry 7

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,872

Underlying: Common Stock · 2,079 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:05 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000119 · wf-form4_159062071436777.xml · derivative · entry 6

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,537

Underlying: Common Stock · 1,219 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:05 UTC
BEARMAN ASHERChief Strategy Officer
Tax withholdingCommon Stock 506 $33.21 $16,804.26
Disclosure

SEC source: 0001371285-20-000119 · wf-form4_159062071436777.xml · nonDerivative · entry 4

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,600

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stockunits, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:05 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionCommon Stock 2,079 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000119 · wf-form4_159062071436777.xml · nonDerivative · entry 3

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:05 UTC
BEARMAN ASHERChief Strategy Officer
Tax withholdingCommon Stock 296 $33.21 $9,830.16
Disclosure

SEC source: 0001371285-20-000119 · wf-form4_159062071436777.xml · nonDerivative · entry 2

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,027

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stockunits, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:05 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionCommon Stock 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000119 · wf-form4_159062071436777.xml · nonDerivative · entry 1

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:06 UTC
RAWLINGS DARRYLDirector · President and CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,505 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000122 · wf-form4_159062079260014.xml · derivative · entry 6

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,555

Underlying: Common Stock · 1,505 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:06 UTC
RAWLINGS DARRYLDirector · President and CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000122 · wf-form4_159062079260014.xml · derivative · entry 5

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,537

Underlying: Common Stock · 1,219 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:06 UTC
RAWLINGS DARRYLDirector · President and CEO
Tax withholdingCommon Stock 366 $33.21 $12,154.86
Disclosure

SEC source: 0001371285-20-000122 · wf-form4_159062079260014.xml · nonDerivative · entry 4

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,461

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:06 UTC
RAWLINGS DARRYLDirector · President and CEO
Exercise / conversionCommon Stock 1,505 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000122 · wf-form4_159062079260014.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:06 UTC
RAWLINGS DARRYLDirector · President and CEO
Tax withholdingCommon Stock 296 $33.21 $9,830.16
Disclosure

SEC source: 0001371285-20-000122 · wf-form4_159062079260014.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,322

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:06 UTC
RAWLINGS DARRYLDirector · President and CEO
Exercise / conversionCommon Stock 1,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000122 · wf-form4_159062079260014.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:06 UTC
Friedman GavinChief People Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 683 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000120 · wf-form4_159062074922058.xml · derivative · entry 6

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,524

Underlying: Common Stock · 683 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:06 UTC
Friedman GavinChief People Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 312 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000120 · wf-form4_159062074922058.xml · derivative · entry 5

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,188

Underlying: Common Stock · 312 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:06 UTC
Friedman GavinChief People Officer
Tax withholdingCommon Stock 166 $33.21 $5,512.86
Disclosure

SEC source: 0001371285-20-000120 · wf-form4_159062074922058.xml · nonDerivative · entry 4

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,611

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:06 UTC
Friedman GavinChief People Officer
Exercise / conversionCommon Stock 683 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000120 · wf-form4_159062074922058.xml · nonDerivative · entry 3

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:06 UTC
Friedman GavinChief People Officer
Tax withholdingCommon Stock 75 $33.21 $2,490.75
Disclosure

SEC source: 0001371285-20-000120 · wf-form4_159062074922058.xml · nonDerivative · entry 2

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,094

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:06 UTC
Friedman GavinChief People Officer
Exercise / conversionCommon Stock 312 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000120 · wf-form4_159062074922058.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 22, 2020 Filed May 27, 2020 19:06 UTC
PLOUF TRICIAChief Financial Officer
SaleCommon Stock 7,044 $31.00 $218,364.00
Disclosure

SEC source: 0001371285-20-000121 · wf-form4_159062077120056.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,656

Read SEC document
May 19, 2020 Filed May 21, 2020 23:10 UTC
Friedman GavinChief People Officer
SaleCommon Stock 300 $30.00 $9,000.00
Disclosure

SEC source: 0001371285-20-000113 · wf-form4_159010263164258.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,857

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
May 18, 2020 Filed May 20, 2020 22:24 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $28.24 $112,960.00
Disclosure

SEC source: 0001371285-20-000111 · wf-form4_159001345047959.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 950,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
May 11, 2020 Filed May 13, 2020 22:00 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionCommon Stock · Derivative 1,308 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000109 · wf-form4_158940723015906.xml · derivative · entry 5

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,308 shares

Expires 2020-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The RSU was fully vested on date of grant.

Read SEC document
May 11, 2020 Filed May 13, 2020 22:00 UTC
BEARMAN ASHERChief Strategy Officer
GrantCommon Stock · Derivative 1,308 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000109 · wf-form4_158940723015906.xml · derivative · entry 4

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,308

Underlying: Common Stock · 1,308 shares

Expires 2020-05-11

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · shares: These shares were granted by the Issuer, at the election of the Reporting Person, in lieu of a cash bonus. As such, the shares were fully vested on the date of grant, with the net settled amount subject to a 2-year holding period requirement.

F6 · derivative.exercise_date: The RSU was fully vested on date of grant.

Read SEC document
May 11, 2020 Filed May 13, 2020 22:00 UTC
BEARMAN ASHERChief Strategy Officer
SaleCommon Stock 2,000 $30.37 $60,745.40
Disclosure

SEC source: 0001371285-20-000109 · wf-form4_158940723015906.xml · nonDerivative · entry 3

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,104

F4 · shares: These shares were sold by reporting person for tax purposes.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.30 to $30.45 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

Read SEC document
May 11, 2020 Filed May 13, 2020 22:00 UTC
BEARMAN ASHERChief Strategy Officer
Tax withholdingCommon Stock 318 $30.13 $9,581.34
Disclosure

SEC source: 0001371285-20-000109 · wf-form4_158940723015906.xml · nonDerivative · entry 2

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,104

F3 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stockunits, and does not represent a sale by the reporting person.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 11, 2020 Filed May 13, 2020 22:00 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionCommon Stock 1,308 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000109 · wf-form4_158940723015906.xml · nonDerivative · entry 1

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were granted by the Issuer, at the election of the Reporting Person, in lieu of a cash bonus. As such, the shares were fully vested on the date of grant, with the net settled amount subject to a 2-year holding period requirement.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 05, 2020 Filed May 7, 2020 22:25 UTC
Tooth MargaretChief Revenue Officer
SaleCommon Stock 1,750 $29.55 $51,711.63
Disclosure

SEC source: 0001371285-20-000107 · wf-form4_158889030791244.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,555

Read SEC document
May 01, 2020 Filed May 5, 2020 22:41 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $28.84 $115,358.80
Disclosure

SEC source: 0001371285-20-000105 · wf-form4_158871845003728.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 954,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.03 to $30.675 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
April 29, 2020 Filed May 1, 2020 21:24 UTC SaleCommon Stock 6,000 $34.03 $204,169.80
Disclosure

SEC source: 0001371285-20-000103 · wf-form4_158836826021439.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lindsley Partners, L.P.

Disclosed balance after: 42,670

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.16 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

F3 · ownership.nature: The reporting person is the sole trustee of the HHL09 Trust, which is the sole member of Zoida LLC, which is the general partner of Lindsley Partners, L.P. ("Lindsley Partners") and, as such, the reporting person holds sole voting and investment power over the securities held by Lindsley Partners.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 23:15 UTC
Friedman GavinChief People Officer
SaleCommon Stock 300 $30.31 $9,093.00
Disclosure

SEC source: 0001371285-20-000090 · wf-form4_158759732705687.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,157

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, in order to implement a plan of financial diversification. Accordingly, thereporting person had no discretion with regard to the timing of the transaction.

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April 17, 2020 Filed Apr 21, 2020 23:27 UTC Exercise / conversionCommon Stock · Derivative 348 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000088 · wf-form4_158751163510055.xml · derivative · entry 3

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,045

Underlying: Restricted Stock Unit (RSU) · 348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 1,393 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F2 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 1,393 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

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April 17, 2020 Filed Apr 21, 2020 23:27 UTC GrantCommon Stock · Derivative 1,393 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000088 · wf-form4_158751163510055.xml · derivative · entry 2

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,393

Underlying: Restricted Stock Unit (RSU) · 1,393 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 1,393 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F2 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 1,393 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

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April 17, 2020 Filed Apr 21, 2020 23:27 UTC Exercise / conversionCommon Stock 348 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000088 · wf-form4_158751163510055.xml · nonDerivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 19:27 UTC
LOW MURRAY BDirector
Exercise / conversionCommon Stock · Derivative 835 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000087 · wf-form4_158751161397128.xml · derivative · entry 3

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,509

Underlying: Restricted Stock Unit (RSU) · 835 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 3,344 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F2 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 3,344 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

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April 17, 2020 Filed Apr 21, 2020 19:27 UTC
LOW MURRAY BDirector
GrantCommon Stock · Derivative 3,344 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000087 · wf-form4_158751161397128.xml · derivative · entry 2

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,344

Underlying: Restricted Stock Unit (RSU) · 3,344 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 3,344 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F2 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 3,344 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 19:27 UTC
LOW MURRAY BDirector
Exercise / conversionCommon Stock 835 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000087 · wf-form4_158751161397128.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 19:25 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 55 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000082 · wf-form4_158751150319107.xml · derivative · entry 6

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 55 restricted stock units, all of which became immediately vested and converted to common stock of the Issuer.

F3 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 55 restricted stock units, all of which became immediately vested and converted to common stock of the Issuer.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 19:25 UTC GrantRestricted Stock Unit (RSU) · Derivative 55 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000082 · wf-form4_158751150319107.xml · derivative · entry 5

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55

Underlying: Common Stock · 55 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 55 restricted stock units, all of which became immediately vested and converted to common stock of the Issuer.

F3 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 55 restricted stock units, all of which became immediately vested and converted to common stock of the Issuer.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 19:25 UTC Exercise / conversionCommon Stock · Derivative 835 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000082 · wf-form4_158751150319107.xml · derivative · entry 4

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,853

Underlying: Restricted Stock Unit (RSU) · 835 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 3,344 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F2 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 3,344 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 19:25 UTC GrantCommon Stock · Derivative 3,344 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000082 · wf-form4_158751150319107.xml · derivative · entry 3

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,688

Underlying: Restricted Stock Unit (RSU) · 3,344 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 3,344 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F2 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 3,344 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 19:25 UTC Exercise / conversionCommon Stock 55 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000082 · wf-form4_158751150319107.xml · nonDerivative · entry 2

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 19:25 UTC Exercise / conversionCommon Stock 835 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000082 · wf-form4_158751150319107.xml · nonDerivative · entry 1

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 19:26 UTC
Levitan DanDirector
Exercise / conversionCommon Stock · Derivative 696 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000085 · wf-form4_158751156793585.xml · derivative · entry 3

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,091

Underlying: Restricted Stock Unit (RSU) · 696 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 2,787 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F2 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 2,787 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 19:26 UTC
Levitan DanDirector
GrantCommon Stock · Derivative 2,787 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000085 · wf-form4_158751156793585.xml · derivative · entry 2

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,787

Underlying: Restricted Stock Unit (RSU) · 2,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 2,787 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F2 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 2,787 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 19:26 UTC
Levitan DanDirector
Exercise / conversionCommon Stock 696 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000085 · wf-form4_158751156793585.xml · nonDerivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 23:26 UTC Exercise / conversionCommon Stock · Derivative 788 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000084 · wf-form4_158751154610894.xml · derivative · entry 3

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,370

Underlying: Restricted Stock Unit (RSU) · 788 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 3,158 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F2 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 3,158 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.