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Nasdaq · USD

TRUP

TRUPANION, INC.

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Tapewire entity
4822
SEC CIK
0001371285
Parsed reports
1,118

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202604
Mar 202602
Apr 202601
May 202604
Jun 202602
Jul 202601
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 08, 2020 Filed Dec 7, 2020 22:32 UTC
DOAK MICHAELDirector
GiftCommon Stock 790 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000321 · wf-form4_160738033246075.xml · nonDerivative · entry 6

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Griffin Highline Holdings LLC

Disclosed balance after: 7,358

F1 · kind: Represents transfer of shares to a limited liability company, indirectly, wholly-owned by the reporting person.

Read SEC document
July 08, 2020 Filed Dec 7, 2020 22:32 UTC
DOAK MICHAELDirector
GiftCommon Stock 790 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000321 · wf-form4_160738033246075.xml · nonDerivative · entry 5

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Represents transfer of shares to a limited liability company, indirectly, wholly-owned by the reporting person.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 23:12 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 348 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000161 · wf-form4_159373149867623.xml · derivative · entry 2

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697

Underlying: Common Stock · 348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 1,393 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F2 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 1,393 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

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June 30, 2020 Filed Jul 2, 2020 23:12 UTC Exercise / conversionCommon Stock 348 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000161 · wf-form4_159373149867623.xml · nonDerivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 19:11 UTC
LOW MURRAY BDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 836 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000160 · wf-form4_159373148020901.xml · derivative · entry 3

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,673

Underlying: Common Stock · 836 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 3,344 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F3 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 3,344 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 19:11 UTC
LOW MURRAY BDirector
SaleCommon Stock 2,000 $42.52 $85,040.00
Disclosure

SEC source: 0001371285-20-000160 · wf-form4_159373148020901.xml · nonDerivative · entry 2

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,501

F2 · kind: The sale reported is effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 19:11 UTC
LOW MURRAY BDirector
Exercise / conversionCommon Stock 836 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000160 · wf-form4_159373148020901.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 19:07 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 836 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000155 · wf-form4_159373125763082.xml · derivative · entry 2

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,673

Underlying: Common Stock · 836 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 3,344 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F2 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 3,344 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 19:07 UTC Exercise / conversionCommon Stock 836 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000155 · wf-form4_159373125763082.xml · nonDerivative · entry 1

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 19:10 UTC
Levitan DanDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 697 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000158 · wf-form4_159373140504573.xml · derivative · entry 2

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,394

Underlying: Common Stock · 697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 2,787 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F2 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 2,787 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 19:10 UTC
Levitan DanDirector
Exercise / conversionCommon Stock 697 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000158 · wf-form4_159373140504573.xml · nonDerivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 23:11 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 697 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000159 · wf-form4_159373142395237.xml · derivative · entry 2

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,394

Underlying: Common Stock · 697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 2,787 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F2 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 2,787 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 23:11 UTC Exercise / conversionCommon Stock 697 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000159 · wf-form4_159373142395237.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 23:09 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 790 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000157 · wf-form4_159373134664938.xml · derivative · entry 2

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,580

Underlying: Common Stock · 790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 3,158 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F2 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 3,158 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 23:09 UTC Exercise / conversionCommon Stock 790 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000157 · wf-form4_159373134664938.xml · nonDerivative · entry 1

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 23:09 UTC
DOAK MICHAELDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 790 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000156 · wf-form4_159373129613968.xml · derivative · entry 2

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,580

Underlying: Common Stock · 790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 3,158 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F2 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 3,158 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 23:09 UTC
DOAK MICHAELDirector
Exercise / conversionCommon Stock 790 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000156 · wf-form4_159373129613968.xml · nonDerivative · entry 1

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 30, 2020 Filed Jul 17, 2020 17:35 UTC Amendment Exercise / conversionCommon Stock 836 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000168 · wf-form4a_159502169836962.xml · nonDerivative · entry 1

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: This Form 4/A is being filed to correct the Amount of Securities Beneficially Owned Following Reported Transactions to reflect the number of shares acquired on April 17, 2020, which were inadvertently omitted from the Form 4/A filed on July 2, 2020.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 19:13 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 17,000 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001371285-20-000145 · wf-form4_159364515642739.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 17,000 shares

Expires 2024-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F3 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 19:13 UTC
PLOUF TRICIAChief Financial Officer
SaleCommon Stock 17,000 $42.43 $721,323.60
Disclosure

SEC source: 0001371285-20-000145 · wf-form4_159364515642739.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,972

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.47 to $42.99 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
June 29, 2020 Filed Jul 1, 2020 19:13 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionCommon Stock 17,000 $8.74 $148,580.00
Disclosure

SEC source: 0001371285-20-000145 · wf-form4_159364515642739.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 22:00 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $39.51 $158,023.20
Disclosure

SEC source: 0001371285-20-000141 · wf-form4_159303602991984.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 942,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.0496 to $40.74 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
June 19, 2020 Filed Jun 23, 2020 21:16 UTC
Friedman GavinChief People Officer
SaleCommon Stock 300 $38.87 $11,661.00
Disclosure

SEC source: 0001371285-20-000139 · wf-form4_159294695681518.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,311

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
June 18, 2020 Filed Aug 11, 2020 21:17 UTC
Levitan DanDirector
GiftCommon Stock 850 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-093434 · tm2027321-1_4.xml · nonDerivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - Levitan Family Foundation

Disclosed balance after: 20,950

F1 · ownership.nature: Shares are held by a trust the holdings of which are attributable to the reporting person.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 17:02 UTC
LOW MURRAY BDirector
SaleCommon Stock 8,000 $37.86 $302,876.80
Disclosure

SEC source: 0001371285-20-000137 · wf-form4_159242770305578.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,665

F1 · kind: The sale reported is effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.14 to $38.325 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
June 16, 2020 Filed Jun 25, 2020 23:18 UTC SaleCommon Stock 6,000 $38.01 $228,045.60
Disclosure

SEC source: 0001371285-20-000143 · wf-form4_159312709191810.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lindsley Partners, L.P.

Disclosed balance after: 36,670

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.90 to $38.095 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

F3 · ownership.nature: The reporting person is the sole trustee of the HHL09 Trust, which is the sole member of Zoida LLC, which is the general partner of Lindsley Partners, L.P. ("Lindsley Partners") and, as such, the reporting person holds sole voting and investment power over the securities held by Lindsley Partners.

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June 15, 2020 Filed Jun 17, 2020 21:01 UTC
Tooth MargaretChief Revenue Officer
SaleCommon Stock 750 $34.14 $25,605.00
Disclosure

SEC source: 0001371285-20-000136 · wf-form4_159242767498910.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,526

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 19, 2020, as amended on May 14, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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June 15, 2020 Filed Jun 17, 2020 21:01 UTC
BEARMAN ASHERChief Strategy Officer
SaleCommon Stock 500 $34.14 $17,070.00
Disclosure

SEC source: 0001371285-20-000135 · wf-form4_159242765411983.xml · nonDerivative · entry 1

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 6, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 23:45 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $33.21 $132,850.00
Disclosure

SEC source: 0001371285-20-000125 · wf-form4_159131434129045.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 946,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

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May 28, 2020 Filed Jun 1, 2020 15:18 UTC
Levitan DanDirector
OtherCommon Stock 4,577 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-068298 · tm2021311d1_4.xml · nonDerivative · entry 9

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,684

F14 · kind: Shares acquired by the reporting person in connection with the distribution of such shares to the partners of Maveron Associates.

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May 28, 2020 Filed Jun 1, 2020 15:18 UTC
Levitan DanDirector
OtherCommon Stock 109 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-068298 · tm2021311d1_4.xml · nonDerivative · entry 8

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,816

F13 · kind: Shares acquired by Maveron LLC in connection with the distribution of such shares to the partners of Maveron Associates.

F12 · ownership.nature: Shares are owned directly by Maveron LLC. The reporting person is a member of Maveron LLC, and may be deemed to share voting and investment power over the securities held by Maveron LLC. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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May 28, 2020 Filed Jun 1, 2020 15:18 UTC
Levitan DanDirector
OtherCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-068298 · tm2021311d1_4.xml · nonDerivative · entry 7

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,707

F11 · kind: Shares acquired by Maveron LLC in connection with the distribution of such shares to the partners of Maveron GP.

F12 · ownership.nature: Shares are owned directly by Maveron LLC. The reporting person is a member of Maveron LLC, and may be deemed to share voting and investment power over the securities held by Maveron LLC. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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May 28, 2020 Filed Jun 1, 2020 15:18 UTC
Levitan DanDirector
OtherCommon Stock 32,667 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-068298 · tm2021311d1_4.xml · nonDerivative · entry 6

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 25,707

F9 · kind: Maveron GP distributed for no consideration 32,667 shares of common stock of the issuer to its members on May 28, 2020.

F10 · ownership.nature: Shares owned directly by Maveron GP.

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May 28, 2020 Filed Jun 1, 2020 15:18 UTC
Levitan DanDirector
OtherCommon Stock 2,132 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-068298 · tm2021311d1_4.xml · nonDerivative · entry 5

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 58,374

F8 · kind: Shares acquired and owned directly by Maveron GP in connection with the distribution of such shares to the partners of Maveron Entrepreneurs. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F8 · ownership.nature: Shares acquired and owned directly by Maveron GP in connection with the distribution of such shares to the partners of Maveron Entrepreneurs. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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May 28, 2020 Filed Jun 1, 2020 15:18 UTC
Levitan DanDirector
OtherCommon Stock 8,992 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-068298 · tm2021311d1_4.xml · nonDerivative · entry 4

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 18,114

F6 · kind: Maveron III Entrepreneurs Fund, L.P. ("Maveron Entrepreneurs") made pro rata distributions for no consideration of 8,992 shares of common stock of the issuer to its partners on May 28, 2020.

F7 · ownership.nature: Shares are owned directly by Maveron Entrepreneurs. The reporting person, together with Clayton Lewis, Peter McCormick and Jason Stoffer, are members of Maveron GP, which is the general partner of Maveron Entrepreneurs, and may be deemed to share voting and investment power over the securities held by Maveron Entrepreneurs. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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May 28, 2020 Filed Jun 1, 2020 15:18 UTC
Levitan DanDirector
OtherCommon Stock 29,061 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-068298 · tm2021311d1_4.xml · nonDerivative · entry 3

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 58,538

F4 · kind: MEP Associates III, L.P. ("Maveron Associates") made pro rata distributions for no consideration of 29,061 shares of common stock of the issuer to its partners on May 28, 2020.

F5 · ownership.nature: Shares are owned directly by Maveron Associates. The reporting person, together with Clayton Lewis, Peter McCormick and Jason Stoffer, are members of Maveron GP, which is the general partner of Maveron Associates, and may be deemed to share voting and investment power over the securities held by Maveron Associates. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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May 28, 2020 Filed Jun 1, 2020 15:18 UTC
Levitan DanDirector
OtherCommon Stock 49,550 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-068298 · tm2021311d1_4.xml · nonDerivative · entry 2

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 56,242

F3 · kind: Shares acquired and owned directly by Maveron GP in connection with the distribution of such shares to the partners of Maveron Equity. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3 · ownership.nature: Shares acquired and owned directly by Maveron GP in connection with the distribution of such shares to the partners of Maveron Equity. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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May 28, 2020 Filed Jun 1, 2020 15:18 UTC
Levitan DanDirector
OtherCommon Stock 211,947 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-068298 · tm2021311d1_4.xml · nonDerivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 426,934

F1 · kind: Maveron Equity Partners III, L.P. ("Maveron Equity") made pro rata distributions for no consideration of 211,947 shares of common stock of the issuer to its partners on May 28, 2020.

F2 · ownership.nature: Shares are owned directly by Maveron Equity. The reporting person, together with Clayton Lewis, Peter McCormick and Jason Stoffer, are members of Maveron General Partner III LLC ("Maveron GP"), which is the general partner of Maveron Equity, and may be deemed to share voting and investment power over the securities held by Maveron Equity. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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May 27, 2020 Filed Dec 7, 2020 22:32 UTC
DOAK MICHAELDirector
GiftCommon Stock 788 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000321 · wf-form4_160738033246075.xml · nonDerivative · entry 4

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Griffin Highline Holdings LLC

Disclosed balance after: 6,568

F1 · kind: Represents transfer of shares to a limited liability company, indirectly, wholly-owned by the reporting person.

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May 27, 2020 Filed Dec 7, 2020 22:32 UTC
DOAK MICHAELDirector
GiftCommon Stock 788 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000321 · wf-form4_160738033246075.xml · nonDerivative · entry 3

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790

F1 · kind: Represents transfer of shares to a limited liability company, indirectly, wholly-owned by the reporting person.

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May 26, 2020 Filed May 27, 2020 19:06 UTC
PLOUF TRICIAChief Financial Officer
SaleCommon Stock 956 $33.03 $31,575.82
Disclosure

SEC source: 0001371285-20-000121 · wf-form4_159062077120056.xml · nonDerivative · entry 6

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,972

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.09 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

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May 26, 2020 Filed May 27, 2020 23:05 UTC
BEARMAN ASHERChief Strategy Officer
SaleCommon Stock 1,500 $33.32 $49,984.50
Disclosure

SEC source: 0001371285-20-000119 · wf-form4_159062071436777.xml · nonDerivative · entry 5

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.27 to $33.35 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

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May 25, 2020 Filed May 27, 2020 19:06 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,782 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000121 · wf-form4_159062077120056.xml · derivative · entry 8

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,604

Underlying: Common Stock · 1,782 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

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May 25, 2020 Filed May 27, 2020 19:06 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000121 · wf-form4_159062077120056.xml · derivative · entry 7

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,537

Underlying: Common Stock · 1,219 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

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May 25, 2020 Filed May 27, 2020 19:06 UTC
PLOUF TRICIAChief Financial Officer
Tax withholdingCommon Stock 433 $33.21 $14,379.93
Disclosure

SEC source: 0001371285-20-000121 · wf-form4_159062077120056.xml · nonDerivative · entry 5

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,928

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

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May 25, 2020 Filed May 27, 2020 19:06 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionCommon Stock 1,782 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000121 · wf-form4_159062077120056.xml · nonDerivative · entry 4

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

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May 25, 2020 Filed May 27, 2020 19:06 UTC
PLOUF TRICIAChief Financial Officer
Tax withholdingCommon Stock 296 $33.21 $9,830.16
Disclosure

SEC source: 0001371285-20-000121 · wf-form4_159062077120056.xml · nonDerivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,579

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

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May 25, 2020 Filed May 27, 2020 19:06 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionCommon Stock 1,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000121 · wf-form4_159062077120056.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:07 UTC
Tooth MargaretChief Revenue Officer
Tax withholdingRestricted Stock Unit (RSU) · Derivative 2,376 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000123 · wf-form4_159062081206890.xml · derivative · entry 6

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,139

Underlying: Common Stock · 2,376 shares

Expires 2023-02-25

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

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May 25, 2020 Filed May 27, 2020 23:07 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000123 · wf-form4_159062081206890.xml · derivative · entry 5

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,537

Underlying: Common Stock · 1,219 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.