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Nasdaq · USD

TRUP

TRUPANION, INC.

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Tapewire entity
4822
SEC CIK
0001371285
Parsed reports
1,118

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202604
Mar 202602
Apr 202601
May 202604
Jun 202602
Jul 202601
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 06, 2020 Filed Nov 11, 2020 00:19 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionStock Option (right to buy) · Derivative 6,104 $0.00 Strike: $4.77 $0.00
Disclosure

SEC source: 0001371285-20-000278 · wf-form4_160505394924677.xml · derivative · entry 6

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,817

Underlying: Common Stock · 6,104 shares

Expires 2023-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
November 06, 2020 Filed Nov 11, 2020 00:19 UTC
BEARMAN ASHERChief Strategy Officer
SaleCommon Stock 10,000 $90.55 $905,542.00
Disclosure

SEC source: 0001371285-20-000278 · wf-form4_160505394924677.xml · nonDerivative · entry 5

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,531

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.39 to $90.625 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

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November 06, 2020 Filed Nov 11, 2020 00:19 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionCommon Stock 10,000 $7.78 $77,800.00
Disclosure

SEC source: 0001371285-20-000278 · wf-form4_160505394924677.xml · nonDerivative · entry 4

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2020 Filed Nov 11, 2020 00:19 UTC
BEARMAN ASHERChief Strategy Officer
SaleCommon Stock 1,865 $90.42 $168,634.79
Disclosure

SEC source: 0001371285-20-000278 · wf-form4_160505394924677.xml · nonDerivative · entry 3

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,531

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.29 to $90.68 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
November 06, 2020 Filed Nov 11, 2020 00:19 UTC
BEARMAN ASHERChief Strategy Officer
SaleCommon Stock 6,104 $90.54 $552,650.06
Disclosure

SEC source: 0001371285-20-000278 · wf-form4_160505394924677.xml · nonDerivative · entry 2

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,396

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.43 to $90.78 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

Read SEC document
November 06, 2020 Filed Nov 11, 2020 00:19 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionCommon Stock 6,104 $4.77 $29,116.08
Disclosure

SEC source: 0001371285-20-000278 · wf-form4_160505394924677.xml · nonDerivative · entry 1

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 22:26 UTC SaleCommon Stock 10,000 $91.26 $912,563.00
Disclosure

SEC source: 0001371285-20-000276 · wf-form4_160496075793931.xml · nonDerivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,012

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.00 to $91.605 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

Read SEC document
November 03, 2020 Filed Nov 4, 2020 18:51 UTC
LOW MURRAY BDirector
SaleCommon Stock 35,500 $80.54 $2,859,120.30
Disclosure

SEC source: 0001371285-20-000271 · wf-form4_160453387466996.xml · nonDerivative · entry 2

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,837

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.835 to $81.68 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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November 03, 2020 Filed Nov 6, 2020 21:36 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionStock Option (right to buy) · Derivative 19,000 $0.00 Strike: $7.78 $0.00
Disclosure

SEC source: 0001371285-20-000274 · wf-form4_160469859297932.xml · derivative · entry 3

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Underlying: Common Stock · 19,000 shares

Expires 2025-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 25% of the total shares on July 24, 2016, and then 2.0833% of the total shares vested monthly thereafter, with 100% of the total shares vested and exercisable on July 24, 2019.

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November 03, 2020 Filed Nov 6, 2020 21:36 UTC
Tooth MargaretChief Revenue Officer
SaleCommon Stock 19,000 $81.73 $1,552,870.00
Disclosure

SEC source: 0001371285-20-000274 · wf-form4_160469859297932.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,797

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.98 to $82.20 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
November 03, 2020 Filed Nov 6, 2020 21:36 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionCommon Stock 19,000 $7.78 $147,820.00
Disclosure

SEC source: 0001371285-20-000274 · wf-form4_160469859297932.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 18:51 UTC
LOW MURRAY BDirector
SaleCommon Stock 2,000 $72.50 $145,000.00
Disclosure

SEC source: 0001371285-20-000271 · wf-form4_160453387466996.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,337

F1 · kind: The sale reported is effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 23:51 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $72.98 $291,916.00
Disclosure

SEC source: 0001371285-20-000272 · wf-form4_160453389121168.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 910,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
October 19, 2020 Filed Oct 21, 2020 23:32 UTC
Friedman GavinChief People Officer
SaleCommon Stock 300 $92.70 $27,810.00
Disclosure

SEC source: 0001371285-20-000256 · wf-form4_160332314607688.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 18:17 UTC
PLOUF TRICIAChief Financial Officer
SaleCommon Stock 300 $90.61 $27,183.00
Disclosure

SEC source: 0001371285-20-000252 · wf-form4_160314583808725.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,893

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 22:18 UTC
Tooth MargaretChief Revenue Officer
SaleCommon Stock 200 $90.61 $18,122.00
Disclosure

SEC source: 0001371285-20-000254 · wf-form4_160314587083682.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,797

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 19, 2020, as amended on May 14, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 22:17 UTC
BEARMAN ASHERChief Strategy Officer
SaleCommon Stock 400 $90.61 $36,244.00
Disclosure

SEC source: 0001371285-20-000251 · wf-form4_160314581829613.xml · nonDerivative · entry 1

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,396

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 6, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 22:17 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $92.49 $369,960.00
Disclosure

SEC source: 0001371285-20-000253 · wf-form4_160314585524991.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 914,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 17:35 UTC
LOW MURRAY BDirector
SaleCommon Stock 2,000 $79.69 $159,380.00
Disclosure

SEC source: 0001371285-20-000246 · wf-form4_160167452873091.xml · nonDerivative · entry 2

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,337

F2 · kind: The sale reported is effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:35 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 348 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000245 · wf-form4_160167451173994.xml · derivative · entry 2

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349

Underlying: Common Stock · 348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 1,393 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F2 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 1,393 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:35 UTC Exercise / conversionCommon Stock 348 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000245 · wf-form4_160167451173994.xml · nonDerivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 17:35 UTC
LOW MURRAY BDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 836 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000246 · wf-form4_160167452873091.xml · derivative · entry 3

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837

Underlying: Common Stock · 836 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 3,344 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F3 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 3,344 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 17:35 UTC
LOW MURRAY BDirector
Exercise / conversionCommon Stock 836 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000246 · wf-form4_160167452873091.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 17:34 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 836 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000241 · wf-form4_160167444294463.xml · derivative · entry 2

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837

Underlying: Common Stock · 836 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 3,344 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F2 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 3,344 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 17:34 UTC Exercise / conversionCommon Stock 836 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000241 · wf-form4_160167444294463.xml · nonDerivative · entry 1

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 17:34 UTC
Levitan DanDirector
Exercise / conversionCommon Stock 697 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000240 · wf-form4_160167442530070.xml · nonDerivative · entry 3

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:34 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 790 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000243 · wf-form4_160167447425573.xml · derivative · entry 2

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790

Underlying: Common Stock · 790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 3,158 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F2 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 3,158 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:34 UTC Exercise / conversionCommon Stock 790 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000243 · wf-form4_160167447425573.xml · nonDerivative · entry 1

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:35 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 697 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000244 · wf-form4_160167449130020.xml · derivative · entry 2

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697

Underlying: Common Stock · 697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 2,787 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F2 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 2,787 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:35 UTC Exercise / conversionCommon Stock 697 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000244 · wf-form4_160167449130020.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:34 UTC
DOAK MICHAELDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 790 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000242 · wf-form4_160167445873049.xml · derivative · entry 2

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790

Underlying: Common Stock · 790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 3,158 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F2 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 3,158 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:34 UTC
DOAK MICHAELDirector
Exercise / conversionCommon Stock 790 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000242 · wf-form4_160167445873049.xml · nonDerivative · entry 1

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

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September 29, 2020 Filed Oct 1, 2020 22:05 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $73.95 $295,800.00
Disclosure

SEC source: 0001371285-20-000232 · wf-form4_160158992431253.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 918,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

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September 21, 2020 Filed Sep 23, 2020 21:09 UTC
Friedman GavinChief People Officer
SaleCommon Stock 300 $67.79 $20,337.00
Disclosure

SEC source: 0001371285-20-000230 · wf-form4_160089532594327.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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September 17, 2020 Filed Sep 21, 2020 17:39 UTC
PLOUF TRICIAChief Financial Officer
SaleCommon Stock 300 $70.98 $21,294.00
Disclosure

SEC source: 0001371285-20-000228 · wf-form4_160072434455337.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,193

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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September 15, 2020 Filed Sep 15, 2020 21:27 UTC
Tooth MargaretChief Revenue Officer
SaleCommon Stock 250 $72.22 $18,055.00
Disclosure

SEC source: 0001371285-20-000226 · wf-form4_160020521822177.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,997

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 19, 2020, as amended on May 14, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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September 15, 2020 Filed Sep 15, 2020 21:26 UTC
BEARMAN ASHERChief Strategy Officer
SaleCommon Stock 400 $72.22 $28,888.00
Disclosure

SEC source: 0001371285-20-000225 · wf-form4_160020520082725.xml · nonDerivative · entry 1

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,796

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 6, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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September 14, 2020 Filed Sep 15, 2020 21:26 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $71.50 $286,010.40
Disclosure

SEC source: 0001371285-20-000224 · wf-form4_160020518394944.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 922,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.855 to $72.59 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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September 01, 2020 Filed Sep 3, 2020 17:05 UTC
LOW MURRAY BDirector
SaleCommon Stock 2,000 $62.34 $124,680.00
Disclosure

SEC source: 0001371285-20-000220 · wf-form4_159916708362098.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,501

F1 · kind: The sale reported is effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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August 31, 2020 Filed Oct 2, 2020 17:34 UTC
Levitan DanDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 697 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000240 · wf-form4_160167442530070.xml · derivative · entry 4

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697

Underlying: Common Stock · 697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 2,787 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F3 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 2,787 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

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August 31, 2020 Filed Oct 2, 2020 17:34 UTC
Levitan DanDirector
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000240 · wf-form4_160167442530070.xml · nonDerivative · entry 2

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - Levitan Family Foundation

Disclosed balance after: 10,000

F1 · ownership.nature: Shares are held by a trust the holdings of which are attributable to the reporting person.

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August 31, 2020 Filed Oct 2, 2020 17:34 UTC
Levitan DanDirector
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000240 · wf-form4_160167442530070.xml · nonDerivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,258

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August 25, 2020 Filed Aug 27, 2020 19:06 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,782 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000216 · wf-form4_159856954522978.xml · derivative · entry 6

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,822

Underlying: Common Stock · 1,782 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

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August 25, 2020 Filed Aug 27, 2020 19:06 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,220 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000216 · wf-form4_159856954522978.xml · derivative · entry 5

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,317

Underlying: Common Stock · 1,220 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

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August 25, 2020 Filed Aug 27, 2020 19:06 UTC
PLOUF TRICIAChief Financial Officer
Tax withholdingCommon Stock 701 $57.32 $40,181.32
Disclosure

SEC source: 0001371285-20-000216 · wf-form4_159856954522978.xml · nonDerivative · entry 4

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,493

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

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August 25, 2020 Filed Aug 27, 2020 19:06 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionCommon Stock 1,782 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000216 · wf-form4_159856954522978.xml · nonDerivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 19:06 UTC
PLOUF TRICIAChief Financial Officer
Tax withholdingCommon Stock 480 $57.32 $27,513.60
Disclosure

SEC source: 0001371285-20-000216 · wf-form4_159856954522978.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,412

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

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August 25, 2020 Filed Aug 27, 2020 19:06 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionCommon Stock 1,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000216 · wf-form4_159856954522978.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 23:06 UTC
Tooth MargaretChief Revenue Officer
Tax withholdingRestricted Stock Unit (RSU) · Derivative 2,376 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000218 · wf-form4_159856958405448.xml · derivative · entry 6

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,763

Underlying: Common Stock · 2,376 shares

Expires 2023-02-25

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

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August 25, 2020 Filed Aug 27, 2020 23:06 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,220 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000218 · wf-form4_159856958405448.xml · derivative · entry 5

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,317

Underlying: Common Stock · 1,220 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.