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Nasdaq · USD

TRUP

TRUPANION, INC.

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Tapewire entity
4822
SEC CIK
0001371285
Parsed reports
1,118

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202604
Mar 202602
Apr 202601
May 202604
Jun 202602
Jul 202601
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2021 Filed Mar 1, 2021 23:18 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionCommon Stock 1,505 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000090 · wf-form4_161464066623370.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:18 UTC
RAWLINGS DARRYLDirector · CEO
Tax withholdingCommon Stock 480 $94.72 $45,465.60
Disclosure

SEC source: 0001371285-21-000090 · wf-form4_161464066623370.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,940

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:18 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionCommon Stock 1,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000090 · wf-form4_161464066623370.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:17 UTC
Friedman GavinChief People Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 10,986 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000088 · wf-form4_161464059493041.xml · derivative · entry 12

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,956

Underlying: Common Stock · 10,986 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:17 UTC
Friedman GavinChief People Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 22 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000088 · wf-form4_161464059493041.xml · derivative · entry 11

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251

Underlying: Common Stock · 22 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:17 UTC
Friedman GavinChief People Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 684 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000088 · wf-form4_161464059493041.xml · derivative · entry 10

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,472

Underlying: Common Stock · 684 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:17 UTC
Friedman GavinChief People Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 313 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000088 · wf-form4_161464059493041.xml · derivative · entry 9

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 313 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:17 UTC
Friedman GavinChief People Officer
Tax withholdingCommon Stock 4,322 $94.72 $409,379.84
Disclosure

SEC source: 0001371285-21-000088 · wf-form4_161464059493041.xml · nonDerivative · entry 8

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,341

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:17 UTC
Friedman GavinChief People Officer
Exercise / conversionCommon Stock 10,986 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000088 · wf-form4_161464059493041.xml · nonDerivative · entry 7

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:17 UTC
Friedman GavinChief People Officer
Tax withholdingCommon Stock 8 $94.72 $757.76
Disclosure

SEC source: 0001371285-21-000088 · wf-form4_161464059493041.xml · nonDerivative · entry 6

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 677

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:17 UTC
Friedman GavinChief People Officer
Exercise / conversionCommon Stock 22 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000088 · wf-form4_161464059493041.xml · nonDerivative · entry 5

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:17 UTC
Friedman GavinChief People Officer
Tax withholdingCommon Stock 269 $94.72 $25,479.68
Disclosure

SEC source: 0001371285-21-000088 · wf-form4_161464059493041.xml · nonDerivative · entry 4

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:17 UTC
Friedman GavinChief People Officer
Exercise / conversionCommon Stock 684 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000088 · wf-form4_161464059493041.xml · nonDerivative · entry 3

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:17 UTC
Friedman GavinChief People Officer
Tax withholdingCommon Stock 123 $94.72 $11,650.56
Disclosure

SEC source: 0001371285-21-000088 · wf-form4_161464059493041.xml · nonDerivative · entry 2

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:17 UTC
Friedman GavinChief People Officer
Exercise / conversionCommon Stock 313 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000088 · wf-form4_161464059493041.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2021 Filed Apr 28, 2021 21:15 UTC Amendment
BEARMAN ASHEREVP, Business Development
Exercise / conversionStock Option (right to buy) · Derivative 67,162 $0.00 Strike: $4.77 $0.00
Disclosure

SEC source: 0001371285-21-000140 · wf-form4a_161964453700127.xml · derivative · entry 12

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 67,162 shares

Expires 2023-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · date: This Form 4 amendment corrects the date of this transaction from 2/25/2021 to 2/26/2021.

F12 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
February 25, 2021 Filed Apr 28, 2021 21:15 UTC Amendment
BEARMAN ASHEREVP, Business Development
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,686 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000140 · wf-form4a_161964453700127.xml · derivative · entry 11

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,055

Underlying: Common Stock · 8,686 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F11 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
February 25, 2021 Filed Apr 28, 2021 21:15 UTC Amendment
BEARMAN ASHEREVP, Business Development
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,080 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000140 · wf-form4a_161964453700127.xml · derivative · entry 10

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,634

Underlying: Common Stock · 2,080 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F10 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2021 Filed Apr 28, 2021 21:15 UTC Amendment
BEARMAN ASHEREVP, Business Development
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,220 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000140 · wf-form4a_161964453700127.xml · derivative · entry 9

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,878

Underlying: Common Stock · 1,220 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2021 Filed Apr 28, 2021 21:15 UTC Amendment
BEARMAN ASHEREVP, Business Development
Tax withholdingCommon Stock 3,108 $94.72 $294,389.76
Disclosure

SEC source: 0001371285-21-000140 · wf-form4a_161964453700127.xml · nonDerivative · entry 6

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,859

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

F5 · shares: This Form 4 amendment corrects the number of shares of common stock withheld by the issuer to satisfy its income tax withholding. The original Form 4 filing erroneously reported 3,358 shares withheld. The corrected number of shares withheld by issuer is 3,108 shares.

Read SEC document
February 25, 2021 Filed Apr 28, 2021 21:15 UTC Amendment
BEARMAN ASHEREVP, Business Development
Exercise / conversionCommon Stock 8,686 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000140 · wf-form4a_161964453700127.xml · nonDerivative · entry 5

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2021 Filed Apr 28, 2021 21:15 UTC Amendment
BEARMAN ASHEREVP, Business Development
Tax withholdingCommon Stock 670 $94.72 $63,462.40
Disclosure

SEC source: 0001371285-21-000140 · wf-form4a_161964453700127.xml · nonDerivative · entry 4

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,281

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

F4 · shares: This Form 4 amendment corrects the number of shares of common stock withheld by the issuer to satisfy its income tax withholding. The original Form 4 filing erroneously reported 735 shares withheld. The corrected number of shares withheld by issuer is 670 shares.

Read SEC document
February 25, 2021 Filed Apr 28, 2021 21:15 UTC Amendment
BEARMAN ASHEREVP, Business Development
Exercise / conversionCommon Stock 2,080 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000140 · wf-form4a_161964453700127.xml · nonDerivative · entry 3

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2021 Filed Apr 28, 2021 21:15 UTC Amendment
BEARMAN ASHEREVP, Business Development
Tax withholdingCommon Stock 393 $94.72 $37,224.96
Disclosure

SEC source: 0001371285-21-000140 · wf-form4a_161964453700127.xml · nonDerivative · entry 2

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,871

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

F3 · shares: This Form 4 amendment corrects the number of shares of common stock withheld by the issuer to satisfy its income tax withholding. The original Form 4 filing erroneously reported 454 shares withheld. The corrected number of shares withheld by issuer is 393 shares.

Read SEC document
February 25, 2021 Filed Apr 28, 2021 21:15 UTC Amendment
BEARMAN ASHEREVP, Business Development
Exercise / conversionCommon Stock 1,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000140 · wf-form4a_161964453700127.xml · nonDerivative · entry 1

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 23:50 UTC SaleCommon Stock 5,000 $102.17 $510,849.00
Disclosure

SEC source: 0001371285-21-000079 · wf-form4_161429700459483.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,823

F1 · shares: Sale was made to cover tax obligations.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.73 to $102.29 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:16 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionStock Option (right to buy) · Derivative 621 $0.00 Strike: $1.04 $0.00
Disclosure

SEC source: 0001371285-21-000081 · wf-form4_161438493124660.xml · derivative · entry 12

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 621 shares

Expires 2021-09-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person has exercised all outstanding incentive stock options that are expiring in 2021.

F6 · derivative.exercise_date: The option vested as to 1/4 of the total shares on September 23, 2012, with an additional 1/48th of the total shares vesting monthly thereafter, subject to continued service through each vesting date.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:16 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionStock Option (right to buy) · Derivative 214,362 $0.00 Strike: $1.04 $0.00
Disclosure

SEC source: 0001371285-21-000081 · wf-form4_161438493124660.xml · derivative · entry 11

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621

Underlying: Common Stock · 214,362 shares

Expires 2021-09-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person has exercised all outstanding incentive stock options that are expiring in 2021.

F6 · derivative.exercise_date: The option vested as to 1/4 of the total shares on September 23, 2012, with an additional 1/48th of the total shares vesting monthly thereafter, subject to continued service through each vesting date.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:16 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionStock Option (right to buy) · Derivative 24,189 $0.00 Strike: $1.04 $0.00
Disclosure

SEC source: 0001371285-21-000081 · wf-form4_161438493124660.xml · derivative · entry 10

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,983

Underlying: Common Stock · 24,189 shares

Expires 2021-09-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person has exercised all outstanding incentive stock options that are expiring in 2021.

F6 · derivative.exercise_date: The option vested as to 1/4 of the total shares on September 23, 2012, with an additional 1/48th of the total shares vesting monthly thereafter, subject to continued service through each vesting date.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:16 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionStock Option (right to buy) · Derivative 70,507 $0.00 Strike: $1.04 $0.00
Disclosure

SEC source: 0001371285-21-000081 · wf-form4_161438493124660.xml · derivative · entry 9

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,172

Underlying: Common Stock · 70,507 shares

Expires 2021-09-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person has exercised all outstanding incentive stock options that are expiring in 2021.

F6 · derivative.exercise_date: The option vested as to 1/4 of the total shares on September 23, 2012, with an additional 1/48th of the total shares vesting monthly thereafter, subject to continued service through each vesting date.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:16 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 182 $97.65 $17,771.94
Disclosure

SEC source: 0001371285-21-000081 · wf-form4_161438493124660.xml · nonDerivative · entry 8

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,200

F2 · shares: The subsequent sales made are to cover tax obligations associated with the incentive stock option exercises.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.74 to $98.82 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:16 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionCommon Stock 621 $1.04 $645.84
Disclosure

SEC source: 0001371285-21-000081 · wf-form4_161438493124660.xml · nonDerivative · entry 7

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person has exercised all outstanding incentive stock options that are expiring in 2021.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:16 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 2,240 $97.65 $218,731.52
Disclosure

SEC source: 0001371285-21-000081 · wf-form4_161438493124660.xml · nonDerivative · entry 6

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,761

F2 · shares: The subsequent sales made are to cover tax obligations associated with the incentive stock option exercises.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.74 to $98.82 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).

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February 24, 2021 Filed Feb 27, 2021 00:16 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionCommon Stock 214,362 $1.04 $222,936.48
Disclosure

SEC source: 0001371285-21-000081 · wf-form4_161438493124660.xml · nonDerivative · entry 5

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person has exercised all outstanding incentive stock options that are expiring in 2021.

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February 24, 2021 Filed Feb 27, 2021 00:16 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 24,189 $96.25 $2,328,215.44
Disclosure

SEC source: 0001371285-21-000081 · wf-form4_161438493124660.xml · nonDerivative · entry 4

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,639

F2 · shares: The subsequent sales made are to cover tax obligations associated with the incentive stock option exercises.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.16 to $100.97 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

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February 24, 2021 Filed Feb 27, 2021 00:16 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionCommon Stock 24,189 $1.04 $25,156.56
Disclosure

SEC source: 0001371285-21-000081 · wf-form4_161438493124660.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person has exercised all outstanding incentive stock options that are expiring in 2021.

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February 24, 2021 Filed Feb 27, 2021 00:16 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 70,507 $102.28 $7,211,596.97
Disclosure

SEC source: 0001371285-21-000081 · wf-form4_161438493124660.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,639

F2 · shares: The subsequent sales made are to cover tax obligations associated with the incentive stock option exercises.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.00 to $103.995 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

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February 24, 2021 Filed Feb 27, 2021 00:16 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionCommon Stock 70,507 $1.04 $73,327.28
Disclosure

SEC source: 0001371285-21-000081 · wf-form4_161438493124660.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person has exercised all outstanding incentive stock options that are expiring in 2021.

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February 23, 2021 Filed Feb 25, 2021 18:49 UTC
PLOUF TRICIAPresident and CFO
Exercise / conversionStock Option (right to buy) · Derivative 231 $0.00 Strike: $14.40 $0.00
Disclosure

SEC source: 0001371285-21-000078 · wf-form4_161429697466905.xml · derivative · entry 4

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,769

Underlying: Common Stock · 231 shares

Expires 2026-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 25% of the total shares on May 6, 2017, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 6, 2020.

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February 23, 2021 Filed Feb 25, 2021 18:49 UTC
PLOUF TRICIAPresident and CFO
Exercise / conversionCommon Stock 231 $100.41 $23,194.71
Disclosure

SEC source: 0001371285-21-000078 · wf-form4_161429697466905.xml · nonDerivative · entry 3

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 23, 2021 Filed Feb 25, 2021 18:49 UTC
PLOUF TRICIAPresident and CFO
Exercise / conversionCommon Stock 231 $14.40 $3,326.40
Disclosure

SEC source: 0001371285-21-000078 · wf-form4_161429697466905.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 23, 2021 Filed Feb 25, 2021 18:49 UTC
PLOUF TRICIAPresident and CFO
SaleCommon Stock 1,269 $100.41 $127,420.29
Disclosure

SEC source: 0001371285-21-000078 · wf-form4_161429697466905.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,399

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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February 23, 2021 Filed Feb 25, 2021 23:49 UTC SaleCommon Stock 15,000 $95.14 $1,427,091.00
Disclosure

SEC source: 0001371285-21-000077 · wf-form4_161429689454900.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lindsley Partners, L.P.

Disclosed balance after: 21,670

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.17 to $97.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

F2 · ownership.nature: The reporting person is the sole trustee of the HHL09 Trust, which is the sole member of Zoida LLC, which is the general partner of Lindsley Partners, L.P. ("Lindsley Partners") and, as such, the reporting person holds sole voting and investment power over the securities held by Lindsley Partners.

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February 23, 2021 Filed Feb 14, 2022 22:17 UTC
RAWLINGS DARRYLDirector · CEO
GiftCommon Stock 79,519 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000039 · wf-form5_164487705051422.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 871,703

F1 · kind: Represents transfer of shares from reporting person to Rawlings GST Trust dated March 1, 2012, over which the reporting person has no control.

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February 22, 2021 Filed Feb 22, 2021 19:11 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 282 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000059 · wf-form4_161403906724607.xml · derivative · entry 4

Johnson Eric L · CIK 0001835113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169

Underlying: Common Stock · 282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: This RSU is fully vested on grant date.

F3 · derivative.expiration_date: This RSU is fully vested on grant date.

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February 22, 2021 Filed Feb 22, 2021 19:11 UTC GrantRestricted Stock Unit (RSU) · Derivative 282 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000059 · wf-form4_161403906724607.xml · derivative · entry 3

Johnson Eric L · CIK 0001835113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282

Underlying: Common Stock · 282 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: This RSU is fully vested on grant date.

F3 · derivative.expiration_date: This RSU is fully vested on grant date.

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February 22, 2021 Filed Feb 22, 2021 19:11 UTC GrantRestricted Stock Unit (RSU) · Derivative 1,169 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000059 · wf-form4_161403906724607.xml · derivative · entry 2

Johnson Eric L · CIK 0001835113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169

Underlying: Common Stock · 1,169 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 1,169 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 1,169 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

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February 22, 2021 Filed Feb 22, 2021 19:11 UTC Exercise / conversionCommon Stock 282 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000059 · wf-form4_161403906724607.xml · nonDerivative · entry 1

Johnson Eric L · CIK 0001835113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 00:13 UTC GrantRestricted Stock Unit (RSU) · Derivative 1,169 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000063 · wf-form4_161403921920552.xml · derivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169

Underlying: Common Stock · 1,169 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 1,169 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 1,169 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

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February 22, 2021 Filed Feb 22, 2021 19:13 UTC
LOW MURRAY BDirector
GrantRestricted Stock Unit (RSU) · Derivative 1,402 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000062 · wf-form4_161403920125041.xml · derivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,402

Underlying: Common Stock · 1,402 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 1,402 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 1,402 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.