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Nasdaq · USD

TRUP

TRUPANION, INC.

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Tapewire entity
4822
SEC CIK
0001371285
Parsed reports
1,118

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202604
Mar 202602
Apr 202601
May 202604
Jun 202602
Jul 202601
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 25, 2021 Filed May 27, 2021 22:47 UTC
RAWLINGS DARRYLDirector · CEO
Tax withholdingCommon Stock 825 $83.41 $68,813.25
Disclosure

SEC source: 0001371285-21-000171 · wf-form4_162215564431333.xml · nonDerivative · entry 6

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,868

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

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May 25, 2021 Filed May 27, 2021 22:47 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionCommon Stock 2,097 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000171 · wf-form4_162215564431333.xml · nonDerivative · entry 5

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:47 UTC
RAWLINGS DARRYLDirector · CEO
Tax withholdingCommon Stock 592 $83.41 $49,378.72
Disclosure

SEC source: 0001371285-21-000171 · wf-form4_162215564431333.xml · nonDerivative · entry 4

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,596

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

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May 25, 2021 Filed May 27, 2021 22:47 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionCommon Stock 1,505 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000171 · wf-form4_162215564431333.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:47 UTC
RAWLINGS DARRYLDirector · CEO
Tax withholdingCommon Stock 479 $83.41 $39,953.39
Disclosure

SEC source: 0001371285-21-000171 · wf-form4_162215564431333.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,683

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:47 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionCommon Stock 1,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000171 · wf-form4_162215564431333.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 20, 2021 Filed May 24, 2021 18:13 UTC
PLOUF TRICIAPresident and CFO
Exercise / conversionStock Option (right to buy) · Derivative 1,500 $0.00 Strike: $14.40 $0.00
Disclosure

SEC source: 0001371285-21-000162 · wf-form4_162189436937482.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,200

Underlying: Common Stock · 1,500 shares

Expires 2026-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F3 · derivative.exercise_date: The option vested as to 25% of the total shares on May 6, 2017, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 6, 2020.

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May 20, 2021 Filed May 24, 2021 18:13 UTC
PLOUF TRICIAPresident and CFO
SaleCommon Stock 1,500 $75.71 $113,570.85
Disclosure

SEC source: 0001371285-21-000162 · wf-form4_162189436937482.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,036

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.16 to $76.07 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 20, 2021 Filed May 24, 2021 18:13 UTC
PLOUF TRICIAPresident and CFO
Exercise / conversionCommon Stock 1,500 $14.40 $21,600.00
Disclosure

SEC source: 0001371285-21-000162 · wf-form4_162189436937482.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:38 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,241 $8.57 Strike: $8.57 $87,765.37
Disclosure

SEC source: 0001371285-21-000160 · wf-form4_162162946461684.xml · derivative · entry 2

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,241 shares

Expires 2026-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is fully vested.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:38 UTC Exercise / conversionCommon Stock 10,241 $8.57 $87,765.37
Disclosure

SEC source: 0001371285-21-000160 · wf-form4_162162946461684.xml · nonDerivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 19, 2021 22:18 UTC SaleCommon Stock 109 $77.27 $8,422.43
Disclosure

SEC source: 0001371285-21-000158 · wf-form4_162146265355234.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,145

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 19, 2020, as amended on May 14, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
May 11, 2021 Filed Feb 14, 2022 22:17 UTC
RAWLINGS DARRYLDirector · CEO
GiftCommon Stock 5,406 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000039 · wf-form5_164487705051422.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 877,109

F2 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

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May 11, 2021 Filed Feb 14, 2022 22:17 UTC
RAWLINGS DARRYLDirector · CEO
GiftCommon Stock 5,406 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000039 · wf-form5_164487705051422.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,313

F2 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
May 07, 2021 Filed May 11, 2021 23:06 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 4,000 $79.71 $318,833.20
Disclosure

SEC source: 0001371285-21-000156 · wf-form4_162077438944993.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 1,007,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 3, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
May 05, 2021 Filed May 6, 2021 22:22 UTC Exercise / conversionStock Option (right to buy) · Derivative 18,608 $0.00 Strike: $16.06 $0.00
Disclosure

SEC source: 0001371285-21-000154 · wf-form4_162033972695919.xml · derivative · entry 11

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,608 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This stock option is fully vested.

Read SEC document
May 05, 2021 Filed May 6, 2021 22:22 UTC Exercise / conversionStock Option (right to buy) · Derivative 23,213 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001371285-21-000154 · wf-form4_162033972695919.xml · derivative · entry 10

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,213 shares

Expires 2026-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This stock option is fully vested.

Read SEC document
May 05, 2021 Filed May 6, 2021 22:22 UTC Exercise / conversionStock Option (right to buy) · Derivative 23,360 $0.00 Strike: $7.73 $0.00
Disclosure

SEC source: 0001371285-21-000154 · wf-form4_162033972695919.xml · derivative · entry 9

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,360 shares

Expires 2025-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This stock option is fully vested.

Read SEC document
May 05, 2021 Filed May 6, 2021 22:22 UTC Exercise / conversionCommon Stock 18,608 $16.06 $298,844.48
Disclosure

SEC source: 0001371285-21-000154 · wf-form4_162033972695919.xml · nonDerivative · entry 8

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2021 Filed May 6, 2021 22:22 UTC Exercise / conversionCommon Stock 23,213 $8.57 $198,935.41
Disclosure

SEC source: 0001371285-21-000154 · wf-form4_162033972695919.xml · nonDerivative · entry 7

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2021 Filed May 6, 2021 22:22 UTC Exercise / conversionCommon Stock 23,360 $7.73 $180,572.80
Disclosure

SEC source: 0001371285-21-000154 · wf-form4_162033972695919.xml · nonDerivative · entry 6

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 6, 2021 22:22 UTC PurchaseCommon Stock 2,000 $78.31 $156,614.00
Disclosure

SEC source: 0001371285-21-000154 · wf-form4_162033972695919.xml · nonDerivative · entry 5

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By S. Smith and R. Ferracone TTEE Stewart R. Smith Living Trust U/A dtd 12/13/1988

Disclosed balance after: 6,000

F6 · price: The reported price in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $78.294 to $78.3084 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F5 · ownership.nature: Shares held of record by S. Smith and R. Ferracone TTEE Stewart R. Smith Living Trust U/A dtd 12/13/1988, of which the reporting person's spouse is the sole beneficiary and both the reporting person and reporting person's spouse are co-trustees.

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May 04, 2021 Filed May 6, 2021 22:22 UTC PurchaseCommon Stock 2,000 $78.04 $156,074.60
Disclosure

SEC source: 0001371285-21-000154 · wf-form4_162033972695919.xml · nonDerivative · entry 4

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By S. Smith and R. Ferracone TTEE Stewart R. Smith Living Trust U/A dtd 12/13/1988

Disclosed balance after: 4,000

F5 · ownership.nature: Shares held of record by S. Smith and R. Ferracone TTEE Stewart R. Smith Living Trust U/A dtd 12/13/1988, of which the reporting person's spouse is the sole beneficiary and both the reporting person and reporting person's spouse are co-trustees.

Read SEC document
May 04, 2021 Filed May 6, 2021 22:22 UTC PurchaseCommon Stock 2,000 $77.83 $155,655.20
Disclosure

SEC source: 0001371285-21-000154 · wf-form4_162033972695919.xml · nonDerivative · entry 3

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By S. Smith and R. Ferracone TTEE Stewart R. Smith Living Trust U/A dtd 12/13/1988

Disclosed balance after: 2,000

F4 · price: The reported price in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $77.73 to $77.8599 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F5 · ownership.nature: Shares held of record by S. Smith and R. Ferracone TTEE Stewart R. Smith Living Trust U/A dtd 12/13/1988, of which the reporting person's spouse is the sole beneficiary and both the reporting person and reporting person's spouse are co-trustees.

Read SEC document
May 04, 2021 Filed May 6, 2021 22:22 UTC PurchaseCommon Stock 6,000 $80.94 $485,668.20
Disclosure

SEC source: 0001371285-21-000154 · wf-form4_162033972695919.xml · nonDerivative · entry 2

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Robin A. Ferracone TTEE Stewart R. Smith TTEE of the Robin A. Ferracone Living Trust dtd 6/3/2002

Disclosed balance after: 51,056

F3 · price: The reported price in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $80.19 to $80.9877 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares held of record by Robin A. Ferracone TTEE and Stewart R. Smith TTEE of the Robin A. Ferracone Living Trust dtd 6/3/2002, of which the reporting person is a beneficiary.

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May 04, 2021 Filed May 6, 2021 22:22 UTC PurchaseCommon Stock 6,000 $79.79 $478,761.00
Disclosure

SEC source: 0001371285-21-000154 · wf-form4_162033972695919.xml · nonDerivative · entry 1

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Robin A. Ferracone TTEE Stewart R. Smith TTEE of the Robin A. Ferracone Living Trust dtd 6/3/2002

Disclosed balance after: 45,056

F1 · price: The reported price in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $79.76 to $80.17 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares held of record by Robin A. Ferracone TTEE and Stewart R. Smith TTEE of the Robin A. Ferracone Living Trust dtd 6/3/2002, of which the reporting person is a beneficiary.

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May 03, 2021 Filed May 5, 2021 20:51 UTC
Friedman GavinEVP, People and Legal
SaleCommon Stock 400 $81.50 $32,600.00
Disclosure

SEC source: 0001371285-21-000152 · wf-form4_162024785400087.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, as amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
April 21, 2021 Filed Apr 23, 2021 22:41 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 4,000 $79.70 $318,800.00
Disclosure

SEC source: 0001371285-21-000130 · wf-form4_161921768803717.xml · nonDerivative · entry 7

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 1,011,222

F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 3, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 20:34 UTC
PLOUF TRICIAPresident and CFO
Exercise / conversionStock Option (right to buy) · Derivative 1,069 $0.00 Strike: $14.40 $0.00
Disclosure

SEC source: 0001371285-21-000127 · wf-form4_161887887717271.xml · derivative · entry 4

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,700

Underlying: Common Stock · 1,069 shares

Expires 2026-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · derivative.exercise_date: The option vested as to 25% of the total shares on May 6, 2017, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 6, 2020.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 20:34 UTC
PLOUF TRICIAPresident and CFO
SaleCommon Stock 431 $77.86 $33,557.66
Disclosure

SEC source: 0001371285-21-000127 · wf-form4_161887887717271.xml · nonDerivative · entry 3

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,036

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 20:34 UTC
PLOUF TRICIAPresident and CFO
SaleCommon Stock 1,069 $77.86 $83,232.34
Disclosure

SEC source: 0001371285-21-000127 · wf-form4_161887887717271.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,467

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 20:34 UTC
PLOUF TRICIAPresident and CFO
Exercise / conversionCommon Stock 1,069 $14.40 $15,393.60
Disclosure

SEC source: 0001371285-21-000127 · wf-form4_161887887717271.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
April 15, 2021 Filed Apr 20, 2021 00:35 UTC SaleCommon Stock 250 $77.86 $19,465.00
Disclosure

SEC source: 0001371285-21-000128 · wf-form4_161887890008870.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,254

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 19, 2020, as amended on May 14, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
April 09, 2021 Filed Apr 23, 2021 22:41 UTC
RAWLINGS DARRYLDirector · CEO
GiftCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000130 · wf-form4_161921768803717.xml · nonDerivative · entry 6

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 1,015,222

F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

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April 09, 2021 Filed Apr 23, 2021 22:41 UTC
RAWLINGS DARRYLDirector · CEO
GiftCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000130 · wf-form4_161921768803717.xml · nonDerivative · entry 5

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,943

F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

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April 06, 2021 Filed Apr 9, 2021 13:06 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 4,000 $75.65 $302,584.00
Disclosure

SEC source: 0001371285-21-000124 · wf-form4_161797359150940.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 956,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 3, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.635 to $76.875 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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April 01, 2021 Filed Apr 5, 2021 21:35 UTC
Friedman GavinChief People Officer
SaleCommon Stock 400 $77.69 $31,076.00
Disclosure

SEC source: 0001371285-21-000106 · wf-form4_161765849696933.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 941

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, as amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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March 31, 2021 Filed Apr 5, 2021 19:42 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 292 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000118 · wf-form4_161766605053644.xml · derivative · entry 2

Johnson Eric L · CIK 0001835113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 877

Underlying: Common Stock · 292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 1,169 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 1,169 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

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March 31, 2021 Filed Apr 5, 2021 19:42 UTC Exercise / conversionCommon Stock 292 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000118 · wf-form4_161766605053644.xml · nonDerivative · entry 1

Johnson Eric L · CIK 0001835113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 31, 2021 Filed Apr 5, 2021 23:51 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 292 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000122 · wf-form4_161766660056219.xml · derivative · entry 2

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 877

Underlying: Common Stock · 292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 1,169 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 1,169 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

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March 31, 2021 Filed Apr 5, 2021 23:51 UTC Exercise / conversionCommon Stock 292 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000122 · wf-form4_161766660056219.xml · nonDerivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 31, 2021 Filed Apr 5, 2021 19:49 UTC
LOW MURRAY BDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 350 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000121 · wf-form4_161766646697535.xml · derivative · entry 2

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052

Underlying: Common Stock · 350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 1,402 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 1,402 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

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March 31, 2021 Filed Apr 5, 2021 19:49 UTC
LOW MURRAY BDirector
Exercise / conversionCommon Stock 350 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000121 · wf-form4_161766646697535.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 31, 2021 Filed Apr 5, 2021 19:35 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 350 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000115 · wf-form4_161766565392976.xml · derivative · entry 2

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052

Underlying: Common Stock · 350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 1,402 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 1,402 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

Read SEC document
March 31, 2021 Filed Apr 5, 2021 19:35 UTC Exercise / conversionCommon Stock 350 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000115 · wf-form4_161766565392976.xml · nonDerivative · entry 1

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 31, 2021 Filed Apr 5, 2021 19:44 UTC
Levitan DanDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 292 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000119 · wf-form4_161766619930508.xml · derivative · entry 2

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 877

Underlying: Common Stock · 292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 1,169 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 1,169 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

Read SEC document
March 31, 2021 Filed Apr 5, 2021 19:44 UTC
Levitan DanDirector
Exercise / conversionCommon Stock 292 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000119 · wf-form4_161766619930508.xml · nonDerivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 31, 2021 Filed Apr 5, 2021 23:46 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 292 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000120 · wf-form4_161766631602751.xml · derivative · entry 2

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 877

Underlying: Common Stock · 292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 1,169 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 1,169 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

Read SEC document
March 31, 2021 Filed Apr 5, 2021 23:46 UTC Exercise / conversionCommon Stock 292 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000120 · wf-form4_161766631602751.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 31, 2021 Filed Apr 5, 2021 23:39 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 330 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000117 · wf-form4_161766592482288.xml · derivative · entry 2

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994

Underlying: Common Stock · 330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 1,324 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 1,324 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.