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Nasdaq · USD

TRUP

TRUPANION, INC.

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Tapewire entity
4822
SEC CIK
0001371285
Parsed reports
1,118

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202604
Mar 202602
Apr 202601
May 202604
Jun 202602
Jul 202601
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2021 Filed Jun 21, 2021 12:56 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 246 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000187 · wf-form4_162428015083682.xml · derivative · entry 2

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631

Underlying: Common Stock · 246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 1,324 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date. The Reporting Person's last day providing services to Issuer was on June 16, 2021. RSUs that were to vest on June 30, 2021 were pro-rated and accelerated to vest on June 16, 2021. The remaining, unvested RSUs were automatically forfeited back to the Issuer.

F2 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 1,324 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date. The Reporting Person's last day providing services to Issuer was on June 16, 2021. RSUs that were to vest on June 30, 2021 were pro-rated and accelerated to vest on June 16, 2021. The remaining, unvested RSUs were automatically forfeited back to the Issuer.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 12:56 UTC Exercise / conversionCommon Stock 246 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000187 · wf-form4_162428015083682.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 12:55 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 279 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000186 · wf-form4_162428013404530.xml · derivative · entry 2

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 715

Underlying: Common Stock · 279 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 1,324 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date. The Reporting Person's last day providing services to Issuer was on June 16, 2021. RSUs that were to vest on June 30, 2021 were pro-rated and accelerated to vest on June 16, 2021. The remaining, unvested RSUs were automatically forfeited back to the Issuer.

F2 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 1,324 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date. The Reporting Person's last day providing services to Issuer was on June 16, 2021. RSUs that were to vest on June 30, 2021 were pro-rated and accelerated to vest on June 16, 2021. The remaining, unvested RSUs were automatically forfeited back to the Issuer.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 12:55 UTC Exercise / conversionCommon Stock 279 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000186 · wf-form4_162428013404530.xml · nonDerivative · entry 1

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 18:34 UTC
LOW MURRAY BDirector
SaleCommon Stock 500 $100.00 $50,000.00
Disclosure

SEC source: 0001371285-21-000181 · wf-form4_162388284754685.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,524

F1 · kind: The sale reported is effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 22, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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June 14, 2021 Filed Jun 15, 2021 21:40 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 4,000 $98.23 $392,922.00
Disclosure

SEC source: 0001371285-21-000179 · wf-form4_162379323503094.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 999,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 3, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.10 to $99.565 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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June 01, 2021 Filed Jun 3, 2021 21:55 UTC
Friedman GavinEVP, People and Legal
SaleCommon Stock 400 $90.33 $36,132.00
Disclosure

SEC source: 0001371285-21-000174 · wf-form4_162275729649452.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,426

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, as amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
May 26, 2021 Filed May 27, 2021 22:47 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 4,000 $85.08 $340,320.00
Disclosure

SEC source: 0001371285-21-000171 · wf-form4_162215564431333.xml · nonDerivative · entry 7

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 1,003,222

F3 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 3, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
May 25, 2021 Filed May 27, 2021 18:47 UTC
PLOUF TRICIAPresident and CFO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,171 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000170 · wf-form4_162215561940095.xml · derivative · entry 9

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,884

Underlying: Common Stock · 2,171 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2021 Filed May 27, 2021 18:47 UTC
PLOUF TRICIAPresident and CFO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,782 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000170 · wf-form4_162215561940095.xml · derivative · entry 8

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,476

Underlying: Common Stock · 1,782 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2021 Filed May 27, 2021 18:47 UTC
PLOUF TRICIAPresident and CFO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000170 · wf-form4_162215561940095.xml · derivative · entry 7

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,659

Underlying: Common Stock · 1,219 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2021 Filed May 27, 2021 18:47 UTC
PLOUF TRICIAPresident and CFO
Tax withholdingCommon Stock 854 $83.41 $71,232.14
Disclosure

SEC source: 0001371285-21-000170 · wf-form4_162215561940095.xml · nonDerivative · entry 6

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,174

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2021 Filed May 27, 2021 18:47 UTC
PLOUF TRICIAPresident and CFO
Exercise / conversionCommon Stock 2,171 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000170 · wf-form4_162215561940095.xml · nonDerivative · entry 5

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2021 Filed May 27, 2021 18:47 UTC
PLOUF TRICIAPresident and CFO
Tax withholdingCommon Stock 701 $83.41 $58,470.41
Disclosure

SEC source: 0001371285-21-000170 · wf-form4_162215561940095.xml · nonDerivative · entry 4

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,857

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2021 Filed May 27, 2021 18:47 UTC
PLOUF TRICIAPresident and CFO
Exercise / conversionCommon Stock 1,782 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000170 · wf-form4_162215561940095.xml · nonDerivative · entry 3

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2021 Filed May 27, 2021 18:47 UTC
PLOUF TRICIAPresident and CFO
Tax withholdingCommon Stock 479 $83.41 $39,953.39
Disclosure

SEC source: 0001371285-21-000170 · wf-form4_162215561940095.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,776

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2021 Filed May 27, 2021 18:47 UTC
PLOUF TRICIAPresident and CFO
Exercise / conversionCommon Stock 1,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000170 · wf-form4_162215561940095.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:48 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,171 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000172 · wf-form4_162215566621329.xml · derivative · entry 9

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,884

Underlying: Common Stock · 2,171 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:48 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,376 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000172 · wf-form4_162215566621329.xml · derivative · entry 8

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,634

Underlying: Common Stock · 2,376 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:48 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000172 · wf-form4_162215566621329.xml · derivative · entry 7

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,659

Underlying: Common Stock · 1,219 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:48 UTC Tax withholdingCommon Stock 854 $83.41 $71,232.14
Disclosure

SEC source: 0001371285-21-000172 · wf-form4_162215566621329.xml · nonDerivative · entry 6

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,644

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:48 UTC Exercise / conversionCommon Stock 2,171 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000172 · wf-form4_162215566621329.xml · nonDerivative · entry 5

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:48 UTC Tax withholdingCommon Stock 934 $83.41 $77,904.94
Disclosure

SEC source: 0001371285-21-000172 · wf-form4_162215566621329.xml · nonDerivative · entry 4

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,327

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:48 UTC Exercise / conversionCommon Stock 2,376 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000172 · wf-form4_162215566621329.xml · nonDerivative · entry 3

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:48 UTC Tax withholdingCommon Stock 479 $83.41 $39,953.39
Disclosure

SEC source: 0001371285-21-000172 · wf-form4_162215566621329.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,885

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:48 UTC Exercise / conversionCommon Stock 1,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000172 · wf-form4_162215566621329.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC
BEARMAN ASHEREVP, Business Development
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,171 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000168 · wf-form4_162215556178234.xml · derivative · entry 9

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,884

Underlying: Common Stock · 2,171 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC
BEARMAN ASHEREVP, Business Development
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,079 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000168 · wf-form4_162215556178234.xml · derivative · entry 8

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,555

Underlying: Common Stock · 2,079 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC
BEARMAN ASHEREVP, Business Development
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000168 · wf-form4_162215556178234.xml · derivative · entry 7

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,659

Underlying: Common Stock · 1,219 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC
BEARMAN ASHEREVP, Business Development
Tax withholdingCommon Stock 1,093 $83.41 $91,167.13
Disclosure

SEC source: 0001371285-21-000168 · wf-form4_162215556178234.xml · nonDerivative · entry 6

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,923

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC
BEARMAN ASHEREVP, Business Development
Exercise / conversionCommon Stock 2,171 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000168 · wf-form4_162215556178234.xml · nonDerivative · entry 5

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC
BEARMAN ASHEREVP, Business Development
Tax withholdingCommon Stock 1,046 $83.41 $87,246.86
Disclosure

SEC source: 0001371285-21-000168 · wf-form4_162215556178234.xml · nonDerivative · entry 4

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,845

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC
BEARMAN ASHEREVP, Business Development
Exercise / conversionCommon Stock 2,079 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000168 · wf-form4_162215556178234.xml · nonDerivative · entry 3

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC
BEARMAN ASHEREVP, Business Development
Tax withholdingCommon Stock 613 $83.41 $51,130.33
Disclosure

SEC source: 0001371285-21-000168 · wf-form4_162215556178234.xml · nonDerivative · entry 2

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,812

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC
BEARMAN ASHEREVP, Business Development
Exercise / conversionCommon Stock 1,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000168 · wf-form4_162215556178234.xml · nonDerivative · entry 1

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC
Friedman GavinEVP, People and Legal
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,746 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000169 · wf-form4_162215559846977.xml · derivative · entry 12

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,210

Underlying: Common Stock · 2,746 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC
Friedman GavinEVP, People and Legal
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000169 · wf-form4_162215559846977.xml · derivative · entry 11

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228

Underlying: Common Stock · 23 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC
Friedman GavinEVP, People and Legal
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 684 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000169 · wf-form4_162215559846977.xml · derivative · entry 10

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,788

Underlying: Common Stock · 684 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC
Friedman GavinEVP, People and Legal
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 312 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000169 · wf-form4_162215559846977.xml · derivative · entry 9

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 938

Underlying: Common Stock · 312 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC
Friedman GavinEVP, People and Legal
Tax withholdingCommon Stock 1,080 $83.41 $90,082.80
Disclosure

SEC source: 0001371285-21-000169 · wf-form4_162215559846977.xml · nonDerivative · entry 8

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,826

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC
Friedman GavinEVP, People and Legal
Exercise / conversionCommon Stock 2,746 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000169 · wf-form4_162215559846977.xml · nonDerivative · entry 7

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC
Friedman GavinEVP, People and Legal
Tax withholdingCommon Stock 9 $83.41 $750.69
Disclosure

SEC source: 0001371285-21-000169 · wf-form4_162215559846977.xml · nonDerivative · entry 6

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,160

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC
Friedman GavinEVP, People and Legal
Exercise / conversionCommon Stock 23 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000169 · wf-form4_162215559846977.xml · nonDerivative · entry 5

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC
Friedman GavinEVP, People and Legal
Tax withholdingCommon Stock 269 $83.41 $22,437.29
Disclosure

SEC source: 0001371285-21-000169 · wf-form4_162215559846977.xml · nonDerivative · entry 4

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,146

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC
Friedman GavinEVP, People and Legal
Exercise / conversionCommon Stock 684 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000169 · wf-form4_162215559846977.xml · nonDerivative · entry 3

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC
Friedman GavinEVP, People and Legal
Tax withholdingCommon Stock 122 $83.41 $10,176.02
Disclosure

SEC source: 0001371285-21-000169 · wf-form4_162215559846977.xml · nonDerivative · entry 2

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC
Friedman GavinEVP, People and Legal
Exercise / conversionCommon Stock 312 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000169 · wf-form4_162215559846977.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:47 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,097 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000171 · wf-form4_162215564431333.xml · derivative · entry 10

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,077

Underlying: Common Stock · 2,097 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:47 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,505 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000171 · wf-form4_162215564431333.xml · derivative · entry 9

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,535

Underlying: Common Stock · 1,505 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:47 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000171 · wf-form4_162215564431333.xml · derivative · entry 8

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,659

Underlying: Common Stock · 1,219 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.