Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2019 Filed Jul 3, 2019 20:30 UTC |
Smith Peter A.Vice President
|
OtherClass A Common Stock · Derivative | 1,475 | $19.28 | $28,438.00 |
DisclosureSEC source: 0000899243-19-019176 · doc4.xml · derivative · entry 1 Smith Peter A. · CIK 0001712109 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,383 Underlying: Common Stock · 1,475 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to the Articles of Amendment and Restatement of TPG RE Finance Trust, Inc. (the "Issuer"), each share of Class A common stock of the Issuer ("Class A Common Stock") is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer ("Common Stock"). F2 · kind: On July 1, 2019, TPG RE Finance Trust Management, L.P. (the "Manager"), the external manager of the Issuer, withheld 1,475 shares of Class A Common Stock from Mr. Peter Smith for payment of the tax liability incident to the vesting of shares of Class A Common Stock granted by the Manager pursuant to the terms of a compensatory plan adopted by the Manager. F1 · derivative.exercise_date: Pursuant to the Articles of Amendment and Restatement of TPG RE Finance Trust, Inc. (the "Issuer"), each share of Class A common stock of the Issuer ("Class A Common Stock") is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer ("Common Stock"). F1 · derivative.expiration_date: Pursuant to the Articles of Amendment and Restatement of TPG RE Finance Trust, Inc. (the "Issuer"), each share of Class A common stock of the Issuer ("Class A Common Stock") is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer ("Common Stock"). Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:33 UTC |
Smith Michael BradleyDirector
|
GrantCommon Stock | 1,608 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-013784 · doc4.xml · nonDerivative · entry 3 Smith Michael Bradley · CIK 0001711988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,785 F3 · security: Represents shares of Common Stock underlying the Replacement DSUs granted to Mr. Smith on the Grant Date. The Replacement DSUs were granted to Mr. Smith as consideration for the cancellation of the Cancelled Shares. The Replacement DSUs were 100% vested on the Grant Date, but are subject to the restrictions set forth in the award agreement for the Replacement DSUs (the "Replacement DSU Award Agreement"). Subject to the terms of the Replacement DSU Award Agreement, the shares of Common Stock underlying the Replacement DSUs will be delivered to Mr. Smith on the date of Mr. Smith's "Separation from Service" (as defined in the Replacement DSU Award Agreement). F3 · price: Represents shares of Common Stock underlying the Replacement DSUs granted to Mr. Smith on the Grant Date. The Replacement DSUs were granted to Mr. Smith as consideration for the cancellation of the Cancelled Shares. The Replacement DSUs were 100% vested on the Grant Date, but are subject to the restrictions set forth in the award agreement for the Replacement DSUs (the "Replacement DSU Award Agreement"). Subject to the terms of the Replacement DSU Award Agreement, the shares of Common Stock underlying the Replacement DSUs will be delivered to Mr. Smith on the date of Mr. Smith's "Separation from Service" (as defined in the Replacement DSU Award Agreement). Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:33 UTC |
Smith Michael BradleyDirector
|
Disposition to issuerCommon Stock | 1,608 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-013784 · doc4.xml · nonDerivative · entry 2 Smith Michael Bradley · CIK 0001711988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,177 F2 · security: The shares of Common Stock (the "Cancelled Shares") were previously awarded to Mr. Smith on May 24, 2018 and scheduled to vest on May 24, 2019. The award was canceled by mutual agreement of Mr. Smith and the Issuer. Mr. Smith received 1,608 deferred stock units (the "Replacement DSUs") as consideration for the cancellation of the Cancelled Shares. F2 · price: The shares of Common Stock (the "Cancelled Shares") were previously awarded to Mr. Smith on May 24, 2018 and scheduled to vest on May 24, 2019. The award was canceled by mutual agreement of Mr. Smith and the Issuer. Mr. Smith received 1,608 deferred stock units (the "Replacement DSUs") as consideration for the cancellation of the Cancelled Shares. Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:33 UTC |
Smith Michael BradleyDirector
|
GrantCommon Stock | 3,177 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-013784 · doc4.xml · nonDerivative · entry 1 Smith Michael Bradley · CIK 0001711988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,785 F1 · security: Represents shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") underlying deferred stock units (the "New DSUs") awarded to Mr. M. Bradley Smith on May 14, 2019 (the "Grant Date"). The New DSUs were 100% vested on the Grant Date, but are subject to the restrictions set forth in the award agreement for the New DSUs (the "New DSU Award Agreement"). Subject to the terms of the New DSU Award Agreement, the shares of Common Stock underlying the New DSUs will be delivered to Mr. Smith on the date of Mr. Smith's "Separation from Service" (as defined in the New DSU Award Agreement). Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:29 UTC |
Gillmore MichaelDirector
|
GrantCommon Stock | 1,608 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-013778 · doc4.xml · nonDerivative · entry 3 Gillmore Michael · CIK 0001711880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,785 F3 · security: Represents shares of Common Stock underlying the Replacement DSUs granted to Mr. Gillmore on the Grant Date. The Replacement DSUs were granted to Mr. Gillmore as consideration for the cancellation of the Cancelled Shares. The Replacement DSUs were 100% vested on the Grant Date, but are subject to the restrictions set forth in the award agreement for the Replacement DSUs (the "Replacement DSU Award Agreement"). Subject to the terms of the Replacement DSU Award Agreement, the shares of Common Stock underlying the Replacement DSUs will be delivered to Mr. Gillmore on the date of Mr. Gillmore's "Separation from Service" (as defined in the Replacement DSU Award Agreement). F3 · price: Represents shares of Common Stock underlying the Replacement DSUs granted to Mr. Gillmore on the Grant Date. The Replacement DSUs were granted to Mr. Gillmore as consideration for the cancellation of the Cancelled Shares. The Replacement DSUs were 100% vested on the Grant Date, but are subject to the restrictions set forth in the award agreement for the Replacement DSUs (the "Replacement DSU Award Agreement"). Subject to the terms of the Replacement DSU Award Agreement, the shares of Common Stock underlying the Replacement DSUs will be delivered to Mr. Gillmore on the date of Mr. Gillmore's "Separation from Service" (as defined in the Replacement DSU Award Agreement). Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:29 UTC |
Gillmore MichaelDirector
|
Disposition to issuerCommon Stock | 1,608 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-013778 · doc4.xml · nonDerivative · entry 2 Gillmore Michael · CIK 0001711880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,177 F2 · security: The shares of Common Stock (the "Cancelled Shares") were previously awarded to Mr. Gillmore on May 24, 2018 and scheduled to vest on May 24, 2019. The award was canceled by mutual agreement of Mr. Gillmore and the Issuer. Mr. Gillmore received 1,608 deferred stock units (the "Replacement DSUs") as consideration for the cancellation of the Cancelled Shares. F2 · price: The shares of Common Stock (the "Cancelled Shares") were previously awarded to Mr. Gillmore on May 24, 2018 and scheduled to vest on May 24, 2019. The award was canceled by mutual agreement of Mr. Gillmore and the Issuer. Mr. Gillmore received 1,608 deferred stock units (the "Replacement DSUs") as consideration for the cancellation of the Cancelled Shares. Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:29 UTC |
Gillmore MichaelDirector
|
GrantCommon Stock | 3,177 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-013778 · doc4.xml · nonDerivative · entry 1 Gillmore Michael · CIK 0001711880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,785 F1 · security: Represents shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") underlying deferred stock units (the "New DSUs") awarded to Mr. Michael Gillmore on May 14, 2019 (the "Grant Date"). The New DSUs were 100% vested on the Grant Date, but are subject to the restrictions set forth in the award agreement for the New DSUs (the "New DSU Award Agreement"). Subject to the terms of the New DSU Award Agreement, the shares of Common Stock underlying the New DSUs will be delivered to Mr. Gillmore on the date of Mr. Gillmore's "Separation from Service" (as defined in the New DSU Award Agreement). Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:28 UTC |
SILVERSTEIN WENDYDirector
|
GrantCommon Stock | 1,608 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-013777 · doc4.xml · nonDerivative · entry 3 SILVERSTEIN WENDY · CIK 0001246489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,785 F3 · security: Represents shares of Common Stock underlying the Replacement DSUs granted to Ms. Silverstein on the Grant Date. The Replacement DSUs were granted to Ms. Silverstein as consideration for the cancellation of the Cancelled Shares. The Replacement DSUs were 100% vested on the Grant Date, but are subject to the restrictions set forth in the award agreement for the Replacement DSUs (the "Replacement DSU Award Agreement"). Subject to the terms of the Replacement DSU Award Agreement, the shares of Common Stock underlying the Replacement DSUs will be delivered to Ms. Silverstein on the date of Ms. Silverstein's "Separation from Service" (as defined in the Replacement DSU Award Agreement). F3 · price: Represents shares of Common Stock underlying the Replacement DSUs granted to Ms. Silverstein on the Grant Date. The Replacement DSUs were granted to Ms. Silverstein as consideration for the cancellation of the Cancelled Shares. The Replacement DSUs were 100% vested on the Grant Date, but are subject to the restrictions set forth in the award agreement for the Replacement DSUs (the "Replacement DSU Award Agreement"). Subject to the terms of the Replacement DSU Award Agreement, the shares of Common Stock underlying the Replacement DSUs will be delivered to Ms. Silverstein on the date of Ms. Silverstein's "Separation from Service" (as defined in the Replacement DSU Award Agreement). Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:28 UTC |
SILVERSTEIN WENDYDirector
|
Disposition to issuerCommon Stock | 1,608 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-013777 · doc4.xml · nonDerivative · entry 2 SILVERSTEIN WENDY · CIK 0001246489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,177 F2 · security: The shares of Common Stock (the "Cancelled Shares") were previously awarded to Ms. Silverstein on May 24, 2018 and scheduled to vest on May 24, 2019. The award was canceled by mutual agreement of Ms. Silverstein and the Issuer. Ms. Silverstein received 1,608 deferred stock units (the "Replacement DSUs") as consideration for the cancellation of the Cancelled Shares. F2 · price: The shares of Common Stock (the "Cancelled Shares") were previously awarded to Ms. Silverstein on May 24, 2018 and scheduled to vest on May 24, 2019. The award was canceled by mutual agreement of Ms. Silverstein and the Issuer. Ms. Silverstein received 1,608 deferred stock units (the "Replacement DSUs") as consideration for the cancellation of the Cancelled Shares. Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:28 UTC |
SILVERSTEIN WENDYDirector
|
GrantCommon Stock | 3,177 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-013777 · doc4.xml · nonDerivative · entry 1 SILVERSTEIN WENDY · CIK 0001246489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,785 F1 · security: Represents shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") underlying deferred stock units (the "New DSUs") awarded to Ms. Wendy Silverstein on May 14, 2019 (the "Grant Date"). The New DSUs were 100% vested on the Grant Date, but are subject to the restrictions set forth in the award agreement for the New DSUs (the "New DSU Award Agreement"). Subject to the terms of the New DSU Award Agreement, the shares of Common Stock underlying the New DSUs will be delivered to Ms. Silverstein on the date of Ms. Silverstein's "Separation from Service" (as defined in the New DSU Award Agreement). Read SEC document |
| May 14, 2019 Filed May 16, 2019 17:27 UTC |
WHITE GREGORYDirector
|
GrantCommon Stock | 1,608 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-013774 · doc4.xml · nonDerivative · entry 3 WHITE GREGORY · CIK 0001219399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,785 F3 · security: Represents shares of Common Stock underlying the Replacement DSUs granted to Mr. White on the Grant Date. The Replacement DSUs were granted to Mr. White as consideration for the cancellation of the Cancelled Shares. The Replacement DSUs were 100% vested on the Grant Date, but are subject to the restrictions set forth in the award agreement for the Replacement DSUs (the "Replacement DSU Award Agreement"). Subject to the terms of the Replacement DSU Award Agreement, the shares of Common Stock underlying the Replacement DSUs will be delivered to Mr. White on the date of Mr. White's "Separation from Service" (as defined in the Replacement DSU Award Agreement). F3 · price: Represents shares of Common Stock underlying the Replacement DSUs granted to Mr. White on the Grant Date. The Replacement DSUs were granted to Mr. White as consideration for the cancellation of the Cancelled Shares. The Replacement DSUs were 100% vested on the Grant Date, but are subject to the restrictions set forth in the award agreement for the Replacement DSUs (the "Replacement DSU Award Agreement"). Subject to the terms of the Replacement DSU Award Agreement, the shares of Common Stock underlying the Replacement DSUs will be delivered to Mr. White on the date of Mr. White's "Separation from Service" (as defined in the Replacement DSU Award Agreement). Read SEC document |
| May 14, 2019 Filed May 16, 2019 17:27 UTC |
WHITE GREGORYDirector
|
Disposition to issuerCommon Stock | 1,608 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-013774 · doc4.xml · nonDerivative · entry 2 WHITE GREGORY · CIK 0001219399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,177 F2 · security: The shares of Common Stock (the "Cancelled Shares") were previously awarded to Mr. White on May 24, 2018 and scheduled to vest on May 24, 2019. The award was canceled by mutual agreement of Mr. White and the Issuer. Mr. White received 1,608 deferred stock units (the "Replacement DSUs") as consideration for the cancellation of the Cancelled Shares. F2 · price: The shares of Common Stock (the "Cancelled Shares") were previously awarded to Mr. White on May 24, 2018 and scheduled to vest on May 24, 2019. The award was canceled by mutual agreement of Mr. White and the Issuer. Mr. White received 1,608 deferred stock units (the "Replacement DSUs") as consideration for the cancellation of the Cancelled Shares. Read SEC document |
| May 14, 2019 Filed May 16, 2019 17:27 UTC |
WHITE GREGORYDirector
|
GrantCommon Stock | 3,177 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-013774 · doc4.xml · nonDerivative · entry 1 WHITE GREGORY · CIK 0001219399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,785 F1 · security: Represents shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") underlying deferred stock units (the "New DSUs") awarded to Mr. Gregory White on May 14, 2019 (the "Grant Date"). The New DSUs were 100% vested on the Grant Date, but are subject to the restrictions set forth in the award agreement for the New DSUs (the "New DSU Award Agreement"). Subject to the terms of the New DSU Award Agreement, the shares of Common Stock underlying the New DSUs will be delivered to Mr. White on the date of Mr. White's "Separation from Service" (as defined in the New DSU Award Agreement). Read SEC document |
| December 27, 2018 Filed Dec 31, 2018 16:27 UTC |
Guggenheim GretaDirector · CEO & President
|
PurchaseCommon Stock | 300 | $18.18 | $5,454.00 |
DisclosureSEC source: 0000899243-18-031992 · doc4.xml · nonDerivative · entry 1 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,768 F1 · security: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ms. Greta Guggenheim. Read SEC document |
| December 26, 2018 Filed Dec 27, 2018 16:10 UTC |
Guggenheim GretaDirector · CEO & President
|
PurchaseCommon Stock | 14,700 | $18.31 | $269,104.08 |
DisclosureSEC source: 0000899243-18-031814 · doc4.xml · nonDerivative · entry 1 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,468 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") were purchased in multiple transactions at prices ranging from $18.10 to $18.60, inclusive. Ms. Greta Guggenheim undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ms. Guggenheim. Read SEC document |
| December 24, 2018 Filed Dec 27, 2018 21:11 UTC |
Smith Peter A.Vice President
|
PurchaseCommon Stock | 2,000 | $18.00 | $36,000.00 |
DisclosureSEC source: 0000899243-18-031815 · doc4.xml · nonDerivative · entry 1 Smith Peter A. · CIK 0001712109 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,734 F1 · security: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Peter A. Smith. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 19:54 UTC |
Guggenheim GretaDirector · CEO & President
|
PurchaseCommon Stock | 45,000 | $18.51 | $832,779.00 |
DisclosureSEC source: 0000899243-18-031636 · doc4.xml · nonDerivative · entry 2 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,768 F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $18.30 to $18.60, inclusive. Ms. Guggenheim undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ms. Guggenheim. Read SEC document |
| December 20, 2018 Filed Dec 22, 2018 01:01 UTC |
Smith Peter A.Vice President
|
PurchaseCommon Stock | 1,000 | $18.50 | $18,500.00 |
DisclosureSEC source: 0000899243-18-031638 · doc4.xml · nonDerivative · entry 1 Smith Peter A. · CIK 0001712109 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,734 F1 · security: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Peter A. Smith. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 19:36 UTC |
COULTER JAMES G10% owner
BONDERMAN DAVID10% owner
|
OtherClass A Common Stock · Derivative | 50,010 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-031632 · doc4.xml · derivative · entry 2 TPG Group Holdings (SBS) Advisors, Inc. · CIK 0001495741 · 10% owner COULTER JAMES G · CIK 0001099776 · 10% owner TPG Real Estate GenPar Advisors, Inc. · CIK 0001712107 · 10% owner BONDERMAN DAVID · CIK 0000860866 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 926,955 Underlying: Common Stock · 50,010 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock ("Common Stock") of the Issuer. F2 · kind: On December 19, 2018, the Manager granted 50,010 shares of Class A Common Stock to an executive officer of the Issuer, as compensation for services provided by such executive officer to the Issuer. Such shares were granted by the Manager pursuant to the terms of a compensatory plan adopted by the Manager. F4 · derivative.exercise_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock ("Common Stock") of the Issuer. F4 · derivative.expiration_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock ("Common Stock") of the Issuer. F3 · ownership.nature: David Bonderman and James G. Coulter are the sole shareholders of each of (i) TPG Group Holdings (SBS) Advisors, Inc. ("Group Advisors") and (ii) TPG Real Estate GenPar Advisors, Inc. ("TPG Real Estate Advisors" and, together with Group Advisors and Messrs. Bonderman and Coulter, the "Reporting Persons"). Group Advisors is the sole member of TPG Group Holdings (SBS) Advisors, LLC, which is the general partner of TPG Group Holdings (SBS), L.P., which is the sole member of TPG Holdings II-A, LLC, which is the general partner of TPG Holdings II, L.P., which is the general partner of TPG Holdings II Sub, L.P., which is the sole member of TPG Real Estate Advisors, LLC, which is the general partner of the Manager. F5 · ownership.nature: TPG Group Holdings (SBS), L.P. is the sole shareholder of TPG Holdings III-A, Inc., which is the general partner of TPG Holdings III-A, L.P., which is the general partner of TPG Holdings III, L.P. ("TPG Holdings III"), which (i) directly holds 1,811,251 shares of Common Stock and (ii) is the sole member of TPG DASA Advisors (RE) II, LLC, which is the general partner of TPG NJ DASA GenPar C, L.P., which is the general partner of TPG/NJ (RE) Partnership, L.P. ("TPG/NJ RE Partnership"), which directly holds 4,693,916 shares of Common Stock. F6 · ownership.nature: TPG Real Estate Advisors is the general partner of TPG RE Finance Trust Equity, L.P. ("TPG RE Finance Trust Equity" and, together with the Manager, TPG Holdings III and TPG/NJ RE Partnership, the "TPG Funds"), which directly holds 926,951 shares of Class A Common Stock. F7 · ownership.nature: Because of the relationship between the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the TPG Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F8 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 19:54 UTC |
Guggenheim GretaDirector · CEO & President
|
OtherClass A Common Stock · Derivative | 50,010 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-031636 · doc4.xml · derivative · entry 3 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 79,960 Underlying: Common Stock · 50,010 shares Expires not disclosed F5 · derivative.exercise_price: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock. F3 · kind: On December 19, 2018, Ms. Guggenheim acquired 50,010 shares of Class A common stock ("Class A Common Stock") of the Issuer from TPG RE Finance Trust Management, L.P. (the "Manager"), the Issuer's external manager, pursuant to a grant made by the Manager to Ms. Guggenheim in accordance with the terms of a compensatory plan adopted by the Manager. Upon vesting, the shares of Class A Common Stock will be delivered to Ms. Guggenheim. F5 · derivative.exercise_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock. F5 · derivative.expiration_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock. F3 · ownership.nature: On December 19, 2018, Ms. Guggenheim acquired 50,010 shares of Class A common stock ("Class A Common Stock") of the Issuer from TPG RE Finance Trust Management, L.P. (the "Manager"), the Issuer's external manager, pursuant to a grant made by the Manager to Ms. Guggenheim in accordance with the terms of a compensatory plan adopted by the Manager. Upon vesting, the shares of Class A Common Stock will be delivered to Ms. Guggenheim. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 19:54 UTC |
Guggenheim GretaDirector · CEO & President
|
GrantCommon Stock | 106,213 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-031636 · doc4.xml · nonDerivative · entry 1 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,768 F1 · security: The shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") awarded to Ms. Greta Guggenheim will vest ratably in three annual installments beginning on December 31, 2019. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 19:33 UTC |
Guggenheim GretaDirector · CEO & President
|
GrantCommon Stock | 47,923 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-031434 · doc4.xml · nonDerivative · entry 1 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,555 F1 · security: The shares of common stock of TPG RE Finance Trust, Inc. awarded to Ms. Greta Guggenheim will vest ratably in four annual installments beginning on June 30, 2019. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 19:38 UTC |
Foley RobertCFO & Chief Risk Officer
|
GrantCommon Stock | 16,506 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-031440 · doc4.xml · nonDerivative · entry 1 Foley Robert · CIK 0001298783 · CFO & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,333 F1 · security: The shares of common stock of TPG RE Finance Trust, Inc. awarded to Mr. Robert Foley will vest ratably in four annual installments beginning on June 30, 2019. Read SEC document |
| December 17, 2018 Filed Dec 20, 2018 00:35 UTC |
Smith Peter A.Vice President
|
GrantCommon Stock | 44,728 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-031437 · doc4.xml · nonDerivative · entry 1 Smith Peter A. · CIK 0001712109 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,734 F1 · security: The shares of common stock of TPG RE Finance Trust, Inc. awarded to Mr. Peter A. Smith will vest ratably in four annual installments beginning on June 30, 2019. Read SEC document |
| December 17, 2018 Filed Dec 20, 2018 00:36 UTC |
Ginsberg Deborah J.Vice President & Secretary
|
GrantCommon Stock | 7,454 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-031438 · doc4.xml · nonDerivative · entry 1 Ginsberg Deborah J. · CIK 0001712073 · Vice President & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,805 F1 · security: The shares of common stock of TPG RE Finance Trust, Inc. awarded to Ms. Deborah Ginsberg will vest ratably in four annual installments beginning on June 30, 2019. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 17:00 UTC |
Guggenheim GretaDirector · CEO & President
|
PurchaseClass A Common Stock · Derivative | 20,922.96 | $20.41 | $427,037.61 |
DisclosureSEC source: 0000899243-18-023555 · doc4.xml · derivative · entry 1 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 20,922.96 Underlying: Common Stock · 20,922.96 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer. F2 · derivative.exercise_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer. F2 · derivative.expiration_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer. F1 · ownership.nature: TPG RE Finance Trust Equity, L.P. ("TPG RE Finance Trust Equity") directly holds 926,951 shares of Class A common stock ("Class A Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer"), including 20,922.96 shares of Class A Common Stock indirectly beneficially owned by Greta Guggenheim (through her limited partnership interest in TPG RE Finance Trust Equity). F2 · ownership.nature: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 21:01 UTC |
Smith Peter A.Vice President
|
PurchaseClass A Common Stock · Derivative | 4,809.95 | $20.41 | $98,171.08 |
DisclosureSEC source: 0000899243-18-023557 · doc4.xml · derivative · entry 1 Smith Peter A. · CIK 0001712109 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 4,809.95 Underlying: Common Stock · 4,809.95 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer. F2 · derivative.exercise_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer. F2 · derivative.expiration_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer. F1 · ownership.nature: TPG RE Finance Trust Equity, L.P. ("TPG RE Finance Trust Equity") directly holds 926,951 shares of Class A common stock ("Class A Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer"), including 4,809.95 shares of Class A Common Stock indirectly beneficially owned by Peter A. Smith (through his limited partnership interest in TPG RE Finance Trust Equity). F2 · ownership.nature: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 21:01 UTC |
Ginsberg Deborah J.Vice President & Secretary
|
PurchaseClass A Common Stock · Derivative | 6,019.52 | $20.41 | $122,858.40 |
DisclosureSEC source: 0000899243-18-023556 · doc4.xml · derivative · entry 1 Ginsberg Deborah J. · CIK 0001712073 · Vice President & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 6,019.52 Underlying: Common Stock · 6,019.52 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer. F2 · derivative.exercise_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer. F2 · derivative.expiration_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer. F1 · ownership.nature: TPG RE Finance Trust Equity, L.P. ("TPG RE Finance Trust Equity") directly holds 926,951 shares of Class A common stock ("Class A Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer"), including 6,019.52 shares of Class A Common Stock indirectly beneficially owned by Deborah Ginsberg (through her limited partnership interest in TPG RE Finance Trust Equity). F2 · ownership.nature: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer. Read SEC document |
| August 03, 2018 Filed Aug 3, 2018 16:17 UTC |
Guggenheim GretaDirector · CEO & President
|
Tax withholdingCommon Stock | 1,228 | $20.49 | $25,161.72 |
DisclosureSEC source: 0000899243-18-021383 · doc4.xml · nonDerivative · entry 1 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,632 Read SEC document |
| August 03, 2018 Filed Aug 3, 2018 16:17 UTC |
Foley RobertCFO & Chief Risk Officer
|
Tax withholdingCommon Stock | 1,004 | $20.49 | $20,571.96 |
DisclosureSEC source: 0000899243-18-021382 · doc4.xml · nonDerivative · entry 1 Foley Robert · CIK 0001298783 · CFO & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,827 Read SEC document |
| August 03, 2018 Filed Aug 3, 2018 20:19 UTC |
Smith Peter A.Vice President
|
Tax withholdingCommon Stock | 2,113 | $20.32 | $42,936.16 |
DisclosureSEC source: 0000899243-18-021385 · doc4.xml · nonDerivative · entry 1 Smith Peter A. · CIK 0001712109 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,006 Read SEC document |
| August 03, 2018 Filed Aug 3, 2018 20:17 UTC |
Ginsberg Deborah J.Vice President & Secretary
|
Tax withholdingCommon Stock | 565 | $20.49 | $11,576.85 |
DisclosureSEC source: 0000899243-18-021384 · doc4.xml · nonDerivative · entry 1 Ginsberg Deborah J. · CIK 0001712073 · Vice President & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,351 Read SEC document |
| June 01, 2018 Filed Dec 21, 2018 19:36 UTC |
COULTER JAMES G10% owner
BONDERMAN DAVID10% owner
|
OtherClass A Common Stock · Derivative | 16,515 | $20.17 | $333,107.55 |
DisclosureSEC source: 0000899243-18-031632 · doc4.xml · derivative · entry 1 TPG Group Holdings (SBS) Advisors, Inc. · CIK 0001495741 · 10% owner COULTER JAMES G · CIK 0001099776 · 10% owner TPG Real Estate GenPar Advisors, Inc. · CIK 0001712107 · 10% owner BONDERMAN DAVID · CIK 0000860866 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 976,965 Underlying: Common Stock · 16,515 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock ("Common Stock") of the Issuer. F1 · kind: On June 1, 2018, TPG RE Finance Trust Management, L.P. (the "Manager"), the external manager of TPG RE Finance Trust, Inc. (the "Issuer"), withheld 16,515 shares of Class A common stock (the "Class A Common Stock") of the Issuer from various grant recipients for payment of the tax liability incident to the vesting of shares of Class A Common Stock granted by the Manager pursuant to the terms of a compensatory plan adopted by the Manager. F4 · derivative.exercise_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock ("Common Stock") of the Issuer. F4 · derivative.expiration_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock ("Common Stock") of the Issuer. F3 · ownership.nature: David Bonderman and James G. Coulter are the sole shareholders of each of (i) TPG Group Holdings (SBS) Advisors, Inc. ("Group Advisors") and (ii) TPG Real Estate GenPar Advisors, Inc. ("TPG Real Estate Advisors" and, together with Group Advisors and Messrs. Bonderman and Coulter, the "Reporting Persons"). Group Advisors is the sole member of TPG Group Holdings (SBS) Advisors, LLC, which is the general partner of TPG Group Holdings (SBS), L.P., which is the sole member of TPG Holdings II-A, LLC, which is the general partner of TPG Holdings II, L.P., which is the general partner of TPG Holdings II Sub, L.P., which is the sole member of TPG Real Estate Advisors, LLC, which is the general partner of the Manager. F5 · ownership.nature: TPG Group Holdings (SBS), L.P. is the sole shareholder of TPG Holdings III-A, Inc., which is the general partner of TPG Holdings III-A, L.P., which is the general partner of TPG Holdings III, L.P. ("TPG Holdings III"), which (i) directly holds 1,811,251 shares of Common Stock and (ii) is the sole member of TPG DASA Advisors (RE) II, LLC, which is the general partner of TPG NJ DASA GenPar C, L.P., which is the general partner of TPG/NJ (RE) Partnership, L.P. ("TPG/NJ RE Partnership"), which directly holds 4,693,916 shares of Common Stock. F6 · ownership.nature: TPG Real Estate Advisors is the general partner of TPG RE Finance Trust Equity, L.P. ("TPG RE Finance Trust Equity" and, together with the Manager, TPG Holdings III and TPG/NJ RE Partnership, the "TPG Funds"), which directly holds 926,951 shares of Class A Common Stock. F7 · ownership.nature: Because of the relationship between the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the TPG Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F8 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| May 24, 2018 Filed May 25, 2018 20:30 UTC |
Gillmore MichaelDirector
|
GrantCommon Stock | 1,608 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-014108 · doc4.xml · nonDerivative · entry 1 Gillmore Michael · CIK 0001711880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,608 F1 · security: The shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") awarded to Mr. Michael Gillmore will vest on May 24, 2019. Read SEC document |
| May 24, 2018 Filed May 25, 2018 20:31 UTC |
Smith Michael BradleyDirector
|
GrantCommon Stock | 1,608 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-014110 · doc4.xml · nonDerivative · entry 1 Smith Michael Bradley · CIK 0001711988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,608 F1 · security: The shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") awarded to Mr. M. Bradley Smith will vest on May 24, 2019. Read SEC document |
| May 24, 2018 Filed May 25, 2018 20:32 UTC |
SILVERSTEIN WENDYDirector
|
GrantCommon Stock | 1,608 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-014114 · doc4.xml · nonDerivative · entry 1 SILVERSTEIN WENDY · CIK 0001246489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,608 F1 · security: The shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") awarded to Ms. Wendy Silverstein will vest on May 24, 2019. Read SEC document |
| May 24, 2018 Filed May 25, 2018 16:30 UTC |
WHITE GREGORYDirector
|
GrantCommon Stock | 1,608 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-014107 · doc4.xml · nonDerivative · entry 1 WHITE GREGORY · CIK 0001219399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,608 F1 · security: The shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") awarded to Mr. Gregory White will vest on May 24, 2019. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 16:04 UTC | OtherCommon stock, par value $0.001 per share | 10,027,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-002661 · tv483523.xml · nonDerivative · entry 1 Altair Commercial Real Estate Lending Fund, LLC · CIK 0001626656 · 10% owner FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. · CIK 0001418204 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Represents a pro rata, in-kind distribution by Altair Commercial Real Estate Lending Fund, LLC ("Altair") without additional consideration, to its members (the "Members"). Such shares of common stock may be sold by the Members pursuant to Rule 144 ("Rule 144") under the Securities Act of 1933, as amended, after the requisite holding period under Rule 144 is met. F1 · price: Represents a pro rata, in-kind distribution by Altair Commercial Real Estate Lending Fund, LLC ("Altair") without additional consideration, to its members (the "Members"). Such shares of common stock may be sold by the Members pursuant to Rule 144 ("Rule 144") under the Securities Act of 1933, as amended, after the requisite holding period under Rule 144 is met. F2 · ownership.direct: First Republic Investment Management, Inc. ("FRIM") is the manager of Altair. FRIM disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. Read SEC document |
|
| December 13, 2017 Filed Dec 14, 2017 19:17 UTC |
BONDERMAN DAVID10% owner
COULTER JAMES G10% owner
|
OtherClass A Common Stock · Derivative | 56,584 | $0.00 | $0.00 |
DisclosureSEC source: 0000903423-17-000724 · tpgtrtx.xml · derivative · entry 1 TPG Group Holdings (SBS) Advisors, Inc. · CIK 0001495741 · 10% owner TPG Real Estate GenPar Advisors, Inc. · CIK 0001712107 · 10% owner BONDERMAN DAVID · CIK 0000860866 · 10% owner COULTER JAMES G · CIK 0001099776 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 959,699 Underlying: Common Stock · 56,584 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock ("Common Stock") of the Issuer. F3 · derivative.exercise_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock ("Common Stock") of the Issuer. F3 · derivative.expiration_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock ("Common Stock") of the Issuer. F1 · ownership.nature: On December 13, 2017, TPG RE Finance Trust Management, L.P. (the "Manager"), the external manager of TPG RE Finance Trust, Inc. (the "Issuer"), granted 56,584 shares of Class A common stock (the "Class A Common Stock") of the Issuer to certain TPG personnel, including executive officers of the Issuer, as compensation for services provided by such executive officers to the Issuer. Such shares were granted by the Manager pursuant to the terms of a compensatory plan adopted by the Manager. The Manager had acquired the shares of Class A Common Stock prior to the completion of the Issuer's initial public offering. All recipients of shares of Class A Common Stock from the Manager have entered into lock-up agreements with the underwriters of the Issuer's initial public offering. F2 · ownership.nature: David Bonderman and James G. Coulter are the sole shareholders of each of (i) TPG Group Holdings (SBS) Advisors, Inc. ("Group Advisors") and (ii) TPG Real Estate GenPar Advisors, Inc. ("TPG Real Estate Advisors" and, together with Group Advisors and Messrs. Bonderman and Coulter, the "Reporting Persons"). Group Advisors is the sole member of TPG Group Holdings (SBS) Advisors, LLC, which is the general partner of TPG Group Holdings (SBS), L.P., which is the sole member of TPG Holdings II-A, LLC, which is the general partner of TPG Holdings II, L.P., which is the general partner of TPG Holdings II Sub, L.P., which is the sole member of TPG Real Estate Advisors, LLC, which is the general partner of the Manager, which directly holds 32,748 shares of Class A Common Stock. F3 · ownership.nature: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock ("Common Stock") of the Issuer. F4 · ownership.nature: TPG Group Holdings (SBS), L.P. is the sole shareholder of TPG Holdings III-A, Inc., which is the general partner of TPG Holdings III-A, L.P., which is the general partner of TPG Holdings III, L.P. ("TPG Holdings III"), which (i) directly holds 1,811,251 shares of Common Stock and (ii) is the sole member of TPG DASA Advisors (RE) II, LLC, which is the general partner of TPG NJ DASA GenPar C, L.P., which is the general partner of TPG/NJ (RE) Partnership, L.P. ("TPG/NJ RE Partnership"), which directly holds 4,693,916 shares of Common Stock. F5 · ownership.nature: TPG Real Estate Advisors is the general partner of TPG RE Finance Trust Equity, L.P. ("TPG RE Finance Trust Equity" and, together with the Manager, TPG Holdings III and TPG/NJ RE Partnership, the "TPG Funds"), which directly holds 926,951 shares of Class A Common Stock. F6 · ownership.nature: Because of the relationship between the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the TPG Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F7 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 18:56 UTC |
Guggenheim GretaDirector · CEO & President
|
OtherClass A Common Stock · Derivative | 20,576 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028730 · doc4.xml · derivative · entry 2 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 29,950 Underlying: Common Stock · 20,576 shares Expires not disclosed F2 · security: On December 13, 2017, Ms. Guggenheim acquired shares of Class A common stock ("Class A Common Stock") of the Issuer from TPG RE Finance Trust Management, L.P. (the "Manager"), the Issuer's external manager, pursuant to a grant made by the Manager to Ms. Guggenheim in accordance with the terms of a compensatory plan adopted by the Manager. The Manager acquired the shares of Class A Common Stock prior to the completion of the Issuer's initial public offering and granted the shares to Ms. Guggenheim as compensation for services Ms. Guggenheim provided to the Issuer. The shares of Class A Common Stock are subject to the terms of a lock-up agreement entered into by Ms. Guggenheim in connection with the Issuer's initial public offering. F3 · security: The shares of Class A Common Stock awarded to Ms. Guggenheim will vest ratably in four annual installments beginning on June 30, 2018. Upon vesting, the shares of Class A Common Stock will be delivered to Ms. Guggenheim. F4 · derivative.exercise_price: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock. F4 · derivative.exercise_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock. F4 · derivative.expiration_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock. F2 · ownership.nature: On December 13, 2017, Ms. Guggenheim acquired shares of Class A common stock ("Class A Common Stock") of the Issuer from TPG RE Finance Trust Management, L.P. (the "Manager"), the Issuer's external manager, pursuant to a grant made by the Manager to Ms. Guggenheim in accordance with the terms of a compensatory plan adopted by the Manager. The Manager acquired the shares of Class A Common Stock prior to the completion of the Issuer's initial public offering and granted the shares to Ms. Guggenheim as compensation for services Ms. Guggenheim provided to the Issuer. The shares of Class A Common Stock are subject to the terms of a lock-up agreement entered into by Ms. Guggenheim in connection with the Issuer's initial public offering. F3 · ownership.nature: The shares of Class A Common Stock awarded to Ms. Guggenheim will vest ratably in four annual installments beginning on June 30, 2018. Upon vesting, the shares of Class A Common Stock will be delivered to Ms. Guggenheim. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 18:56 UTC |
Guggenheim GretaDirector · CEO & President
|
GrantCommon Stock | 12,860 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028730 · doc4.xml · nonDerivative · entry 1 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,860 F1 · security: The shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") awarded to Ms. Greta Guggenheim will vest ratably in four annual installments beginning on June 30, 2018. The shares of Common Stock are subject to the terms of a lock-up agreement entered into by Ms. Guggenheim in connection with the Issuer's initial public offering. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 19:01 UTC |
Foley RobertCFO & Chief Risk Officer
|
OtherClass A Common Stock · Derivative | 12,860 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028736 · doc4.xml · derivative · entry 2 Foley Robert · CIK 0001298783 · CFO & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 32,212 Underlying: Common Stock · 12,860 shares Expires not disclosed F2 · security: On December 13, 2017, Mr. Foley acquired shares of Class A common stock ("Class A Common Stock") of the Issuer from TPG RE Finance Trust Management, L.P. (the "Manager"), the Issuer's external manager, pursuant to a grant made by the Manager to Mr. Foley in accordance with the terms of a compensatory plan adopted by the Manager. The Manager acquired the shares of Class A Common Stock prior to the completion of the Issuer's initial public offering and granted the shares to Mr. Foley as compensation for services Mr. Foley provided to the Issuer. The shares of Class A Common Stock are subject to the terms of a lock-up agreement entered into by Mr. Foley in connection with the Issuer's initial public offering. F3 · security: The shares of Class A Common Stock awarded to Mr. Foley will vest ratably in four annual installments beginning on June 30, 2018. Upon vesting, the shares of Class A Common Stock will be delivered to Mr. Foley. F4 · derivative.exercise_price: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock. F4 · derivative.exercise_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock. F4 · derivative.expiration_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock. F2 · ownership.nature: On December 13, 2017, Mr. Foley acquired shares of Class A common stock ("Class A Common Stock") of the Issuer from TPG RE Finance Trust Management, L.P. (the "Manager"), the Issuer's external manager, pursuant to a grant made by the Manager to Mr. Foley in accordance with the terms of a compensatory plan adopted by the Manager. The Manager acquired the shares of Class A Common Stock prior to the completion of the Issuer's initial public offering and granted the shares to Mr. Foley as compensation for services Mr. Foley provided to the Issuer. The shares of Class A Common Stock are subject to the terms of a lock-up agreement entered into by Mr. Foley in connection with the Issuer's initial public offering. F3 · ownership.nature: The shares of Class A Common Stock awarded to Mr. Foley will vest ratably in four annual installments beginning on June 30, 2018. Upon vesting, the shares of Class A Common Stock will be delivered to Mr. Foley. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 19:01 UTC |
Foley RobertCFO & Chief Risk Officer
|
GrantCommon Stock | 11,831 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028736 · doc4.xml · nonDerivative · entry 1 Foley Robert · CIK 0001298783 · CFO & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,831 F1 · security: The shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") awarded to Mr. Robert Foley will vest ratably in four annual installments beginning on June 30, 2018. The shares of Common Stock are subject to the terms of a lock-up agreement entered into by Mr. Foley in connection with the Issuer's initial public offering. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 00:01 UTC |
Smith Peter A.Vice President
|
OtherClass A Common Stock · Derivative | 7,716 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028735 · doc4.xml · derivative · entry 2 Smith Peter A. · CIK 0001712109 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 7,716 Underlying: Common Stock · 7,716 shares Expires not disclosed F2 · security: On December 13, 2017, Mr. Smith acquired shares of Class A common stock ("Class A Common Stock") of the Issuer from TPG RE Finance Trust Management, L.P. (the "Manager"), the Issuer's external manager, pursuant to a grant made by the Manager to Mr. Smith in accordance with the terms of a compensatory plan adopted by the Manager. The Manager acquired the shares of Class A Common Stock prior to the completion of the Issuer's initial public offering and granted the shares to Mr. Smith as compensation for services Mr. Smith provided to the Issuer. The shares of Class A Common Stock are subject to the terms of a lock-up agreement entered into by Mr. Smith in connection with the Issuer's initial public offering. F3 · security: The shares of Class A Common Stock awarded to Mr. Smith will vest ratably in four annual installments beginning on June 30, 2018. Upon vesting, the shares of Class A Common Stock will be delivered to Mr. Smith. F4 · derivative.exercise_price: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock. F4 · derivative.exercise_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock. F4 · derivative.expiration_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock. F2 · ownership.nature: On December 13, 2017, Mr. Smith acquired shares of Class A common stock ("Class A Common Stock") of the Issuer from TPG RE Finance Trust Management, L.P. (the "Manager"), the Issuer's external manager, pursuant to a grant made by the Manager to Mr. Smith in accordance with the terms of a compensatory plan adopted by the Manager. The Manager acquired the shares of Class A Common Stock prior to the completion of the Issuer's initial public offering and granted the shares to Mr. Smith as compensation for services Mr. Smith provided to the Issuer. The shares of Class A Common Stock are subject to the terms of a lock-up agreement entered into by Mr. Smith in connection with the Issuer's initial public offering. F3 · ownership.nature: The shares of Class A Common Stock awarded to Mr. Smith will vest ratably in four annual installments beginning on June 30, 2018. Upon vesting, the shares of Class A Common Stock will be delivered to Mr. Smith. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 00:01 UTC |
Smith Peter A.Vice President
|
GrantCommon Stock | 22,119 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028735 · doc4.xml · nonDerivative · entry 1 Smith Peter A. · CIK 0001712109 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,119 F1 · security: The shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") awarded to Mr. Peter A. Smith will vest ratably in four annual installments beginning on June 30, 2018. The shares of Common Stock are subject to the terms of a lock-up agreement entered into by Mr. Smith in connection with the Issuer's initial public offering. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 00:00 UTC |
Coleman MatthewVice President
|
OtherClass A Common Stock · Derivative | 5,144 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028734 · doc4.xml · derivative · entry 1 Coleman Matthew · CIK 0001696998 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 9,447 Underlying: Common Stock · 5,144 shares Expires not disclosed F1 · security: On December 13, 2017, Mr. Matthew Coleman acquired shares of Class A common stock ("Class A Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") from TPG RE Finance Trust Management, L.P. (the "Manager"), the Issuer's external manager, pursuant to a grant made by the Manager to Mr. Coleman in accordance with the terms of a compensatory plan adopted by the Manager. The Manager acquired the shares of Class A Common Stock prior to the completion of the Issuer's initial public offering and granted the shares to Mr. Coleman as compensation for services Mr. Coleman provided to the Issuer. The shares of Class A Common Stock are subject to the terms of a lock-up agreement entered into by Mr. Coleman in connection with the Issuer's initial public offering. F2 · security: The shares of Class A Common Stock awarded to Mr. Coleman will vest ratably in four annual installments beginning on June 30, 2018. Upon vesting, the shares of Class A Common Stock will be delivered to Mr. Coleman. F4 · derivative.exercise_price: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer. F4 · derivative.exercise_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer. F4 · derivative.expiration_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer. F1 · ownership.nature: On December 13, 2017, Mr. Matthew Coleman acquired shares of Class A common stock ("Class A Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") from TPG RE Finance Trust Management, L.P. (the "Manager"), the Issuer's external manager, pursuant to a grant made by the Manager to Mr. Coleman in accordance with the terms of a compensatory plan adopted by the Manager. The Manager acquired the shares of Class A Common Stock prior to the completion of the Issuer's initial public offering and granted the shares to Mr. Coleman as compensation for services Mr. Coleman provided to the Issuer. The shares of Class A Common Stock are subject to the terms of a lock-up agreement entered into by Mr. Coleman in connection with the Issuer's initial public offering. F2 · ownership.nature: The shares of Class A Common Stock awarded to Mr. Coleman will vest ratably in four annual installments beginning on June 30, 2018. Upon vesting, the shares of Class A Common Stock will be delivered to Mr. Coleman. F3 · ownership.nature: TPG RE Finance Trust Equity, L.P. ("TPG RE Finance Trust Equity") directly holds 926,951 shares of Class A Common Stock, including 4,303 shares of Class A Common Stock indirectly beneficially owned by Mr. Coleman (through his indirect limited partnership interest in TPG RE Finance Trust Equity). Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 23:57 UTC |
Ginsberg Deborah J.Vice President & Secretary
|
OtherClass A Common Stock · Derivative | 7,716 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028731 · doc4.xml · derivative · entry 2 Ginsberg Deborah J. · CIK 0001712073 · Vice President & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 14,506 Underlying: Common Stock · 7,716 shares Expires not disclosed F2 · security: On December 13, 2017, Ms. Ginsberg acquired shares of Class A common stock ("Class A Common Stock") of the Issuer from TPG RE Finance Trust Management, L.P. (the "Manager"), the Issuer's external manager, pursuant to a grant made by the Manager to Ms. Ginsberg in accordance with the terms of a compensatory plan adopted by the Manager. The Manager acquired the shares of Class A Common Stock prior to the completion of the Issuer's initial public offering and granted the shares to Ms. Ginsberg as compensation for services Ms. Ginsberg provided to the Issuer. The shares of Class A Common Stock are subject to the terms of a lock-up agreement entered into by Ms. Ginsberg in connection with the Issuer's initial public offering. F3 · security: The shares of Class A Common Stock awarded to Ms. Ginsberg will vest ratably in four annual installments beginning on June 30, 2018. Upon vesting, the shares of Class A Common Stock will be delivered to Ms. Ginsberg. F4 · derivative.exercise_price: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock. F4 · derivative.exercise_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock. F4 · derivative.expiration_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock. F2 · ownership.nature: On December 13, 2017, Ms. Ginsberg acquired shares of Class A common stock ("Class A Common Stock") of the Issuer from TPG RE Finance Trust Management, L.P. (the "Manager"), the Issuer's external manager, pursuant to a grant made by the Manager to Ms. Ginsberg in accordance with the terms of a compensatory plan adopted by the Manager. The Manager acquired the shares of Class A Common Stock prior to the completion of the Issuer's initial public offering and granted the shares to Ms. Ginsberg as compensation for services Ms. Ginsberg provided to the Issuer. The shares of Class A Common Stock are subject to the terms of a lock-up agreement entered into by Ms. Ginsberg in connection with the Issuer's initial public offering. F3 · ownership.nature: The shares of Class A Common Stock awarded to Ms. Ginsberg will vest ratably in four annual installments beginning on June 30, 2018. Upon vesting, the shares of Class A Common Stock will be delivered to Ms. Ginsberg. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 23:57 UTC |
Ginsberg Deborah J.Vice President & Secretary
|
GrantCommon Stock | 5,916 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028731 · doc4.xml · nonDerivative · entry 1 Ginsberg Deborah J. · CIK 0001712073 · Vice President & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,916 F1 · security: The shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") awarded to Ms. Deborah Ginsberg will vest ratably in four annual installments beginning on June 30, 2018. The shares of Common Stock are subject to the terms of a lock-up agreement entered into by Ms. Ginsberg in connection with the Issuer's initial public offering. Read SEC document |
| December 13, 2017 Filed Dec 21, 2018 19:28 UTC Amendment |
COULTER JAMES G10% owner
BONDERMAN DAVID10% owner
|
OtherClass A Common Stock · Derivative | 56,584 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-031628 · doc4a.xml · derivative · entry 2 TPG Group Holdings (SBS) Advisors, Inc. · CIK 0001495741 · 10% owner COULTER JAMES G · CIK 0001099776 · 10% owner TPG Real Estate GenPar Advisors, Inc. · CIK 0001712107 · 10% owner BONDERMAN DAVID · CIK 0000860866 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 960,450 Underlying: Common Stock · 56,584 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock ("Common Stock") of the Issuer. F2 · kind: On December 13, 2017, the Manager granted 56,584 shares of Class A Common Stock to certain TPG personnel, including executive officers of the Issuer, as compensation for services provided by such executive officers to the Issuer. Such shares were granted by the Manager pursuant to the terms of a compensatory plan adopted by the Manager. The Manager had acquired the shares of Class A Common Stock prior to the completion of the Issuer's initial public offering. All recipients of shares of Class A Common Stock from the Manager have entered into lock-up agreements with the underwriters of the Issuer's initial public offering. F4 · derivative.exercise_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock ("Common Stock") of the Issuer. F4 · derivative.expiration_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock ("Common Stock") of the Issuer. F2 · ownership.nature: On December 13, 2017, the Manager granted 56,584 shares of Class A Common Stock to certain TPG personnel, including executive officers of the Issuer, as compensation for services provided by such executive officers to the Issuer. Such shares were granted by the Manager pursuant to the terms of a compensatory plan adopted by the Manager. The Manager had acquired the shares of Class A Common Stock prior to the completion of the Issuer's initial public offering. All recipients of shares of Class A Common Stock from the Manager have entered into lock-up agreements with the underwriters of the Issuer's initial public offering. F3 · ownership.nature: David Bonderman and James G. Coulter are the sole shareholders of each of (i) TPG Group Holdings (SBS) Advisors, Inc. ("Group Advisors") and (ii) TPG Real Estate GenPar Advisors, Inc. ("TPG Real Estate Advisors" and, together with Group Advisors and Messrs. Bonderman and Coulter, the "Reporting Persons"). Group Advisors is the sole member of TPG Group Holdings (SBS) Advisors, LLC, which is the general partner of TPG Group Holdings (SBS), L.P., which is the sole member of TPG Holdings II-A, LLC, which is the general partner of TPG Holdings II, L.P., which is the general partner of TPG Holdings II Sub, L.P., which is the sole member of TPG Real Estate Advisors, LLC, which is the general partner of the Manager, which directly holds 33,499 shares of Class A Common Stock. F5 · ownership.nature: TPG Group Holdings (SBS), L.P. is the sole shareholder of TPG Holdings III-A, Inc., which is the general partner of TPG Holdings III-A, L.P., which is the general partner of TPG Holdings III, L.P. ("TPG Holdings III"), which (i) directly holds 1,811,251 shares of Common Stock and (ii) is the sole member of TPG DASA Advisors (RE) II, LLC, which is the general partner of TPG NJ DASA GenPar C, L.P., which is the general partner of TPG/NJ (RE) Partnership, L.P. ("TPG/NJ RE Partnership"), which directly holds 4,693,916 shares of Common Stock. F6 · ownership.nature: TPG Real Estate Advisors is the general partner of TPG RE Finance Trust Equity, L.P. ("TPG RE Finance Trust Equity" and, together with the Manager, TPG Holdings III and TPG/NJ RE Partnership, the "TPG Funds"), which directly holds 926,951 shares of Class A Common Stock. F7 · ownership.nature: Because of the relationship between the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the TPG Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F8 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 18:43 UTC |
Guggenheim GretaDirector · CEO & President
|
PurchaseCommon Stock | 5,000 | $19.19 | $95,950.00 |
DisclosureSEC source: 0000899243-17-027904 · doc4.xml · nonDerivative · entry 2 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.