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Nasdaq · USD

TRST

TRUSTCO BANK CORP N Y

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1459
SEC CIK
0000357301
Parsed reports
545

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202610
May 202600
Jun 202620
Jul 202600
Aug 202610
Sep 202610
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 19, 2021 Filed Nov 23, 2021 20:15 UTC
HALL MICHAEL JAMESGENERAL COUNSEL & SECRETARY
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 87 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021030 · doc1.xml · derivative · entry 6

HALL MICHAEL JAMES · CIK 0001696206 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 87 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F5 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

F5 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:15 UTC
HALL MICHAEL JAMESGENERAL COUNSEL & SECRETARY
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 152 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021030 · doc1.xml · derivative · entry 5

HALL MICHAEL JAMES · CIK 0001696206 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152

Underlying: COMMON STOCK · 152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:15 UTC
HALL MICHAEL JAMESGENERAL COUNSEL & SECRETARY
Disposition to issuerCOMMON STOCK 87 $33.40 $2,905.80
Disclosure

SEC source: 0001567619-21-021030 · doc1.xml · nonDerivative · entry 4

HALL MICHAEL JAMES · CIK 0001696206 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,330

F4 · shares: Reflects cash settlement of 87 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:15 UTC
HALL MICHAEL JAMESGENERAL COUNSEL & SECRETARY
Exercise / conversionCOMMON STOCK 87 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021030 · doc1.xml · nonDerivative · entry 3

HALL MICHAEL JAMES · CIK 0001696206 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects cash settlement of 87 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:15 UTC
HALL MICHAEL JAMESGENERAL COUNSEL & SECRETARY
Disposition to issuerCOMMON STOCK 152 $33.40 $5,076.80
Disclosure

SEC source: 0001567619-21-021030 · doc1.xml · nonDerivative · entry 2

HALL MICHAEL JAMES · CIK 0001696206 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,330

F1 · shares: Reflects cash settlement of 152 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:15 UTC
HALL MICHAEL JAMESGENERAL COUNSEL & SECRETARY
Exercise / conversionCOMMON STOCK 152 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021030 · doc1.xml · nonDerivative · entry 1

HALL MICHAEL JAMES · CIK 0001696206 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 152 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:06 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 132 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021026 · doc1.xml · derivative · entry 4

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 132 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:06 UTC Disposition to issuerCOMMON STOCK 132 $33.40 $4,408.80
Disclosure

SEC source: 0001567619-21-021026 · doc1.xml · nonDerivative · entry 2

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,322

F1 · shares: Reflects cash settlement of 132 restricted stock units that settled only for cash

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:06 UTC Exercise / conversionCOMMON STOCK 132 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021026 · doc1.xml · nonDerivative · entry 1

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 132 restricted stock units that settled only for cash

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:13 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 132 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021029 · doc1.xml · derivative · entry 3

FLYNN BRIAN C · CIK 0001665040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 132 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:13 UTC Disposition to issuerCOMMON STOCK 132 $33.40 $4,408.80
Disclosure

SEC source: 0001567619-21-021029 · doc1.xml · nonDerivative · entry 2

FLYNN BRIAN C · CIK 0001665040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,387

F1 · shares: Reflects cash settlement of 132 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:13 UTC Exercise / conversionCOMMON STOCK 132 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021029 · doc1.xml · nonDerivative · entry 1

FLYNN BRIAN C · CIK 0001665040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 132 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:02 UTC
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 262 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021024 · doc1.xml · derivative · entry 7

CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 262 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F5 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

F5 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:02 UTC
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 986 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021024 · doc1.xml · derivative · entry 6

CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986

Underlying: COMMON STOCK · 986 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:02 UTC
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
Disposition to issuerCOMMON STOCK 262 $33.40 $8,750.80
Disclosure

SEC source: 0001567619-21-021024 · doc1.xml · nonDerivative · entry 4

CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,064

F4 · shares: Reflects cash settlement of 262 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:02 UTC
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
Exercise / conversionCOMMON STOCK 262 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021024 · doc1.xml · nonDerivative · entry 3

CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects cash settlement of 262 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:02 UTC
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
Disposition to issuerCOMMON STOCK 986 $33.40 $32,932.40
Disclosure

SEC source: 0001567619-21-021024 · doc1.xml · nonDerivative · entry 2

CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25.064

F1 · shares: Reflects cash settlement of 986 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:02 UTC
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
Exercise / conversionCOMMON STOCK 986 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021024 · doc1.xml · nonDerivative · entry 1

CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 986 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 17:14 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 635 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020806 · doc1.xml · derivative · entry 4

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 635 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:33 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 635 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020813 · doc1.xml · derivative · entry 3

Silverman Frank B · CIK 0001822234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 635 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:33 UTC Exercise / conversionCOMMON STOCK 635 $33.85 $21,494.75
Disclosure

SEC source: 0001567619-21-020813 · doc1.xml · nonDerivative · entry 2

Silverman Frank B · CIK 0001822234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 635 restricted stock units that settled only for cash.

F3 · shares: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:33 UTC Exercise / conversionCOMMON STOCK 635 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020813 · doc1.xml · nonDerivative · entry 1

Silverman Frank B · CIK 0001822234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 635 restricted stock units that settled only for cash.

F3 · shares: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:30 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 635 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020811 · doc1.xml · derivative · entry 3

LUCARELLI LISA M · CIK 0001723965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 635 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:30 UTC Disposition to issuerCOMMON STOCK 635 $33.85 $21,494.75
Disclosure

SEC source: 0001567619-21-020811 · doc1.xml · nonDerivative · entry 2

LUCARELLI LISA M · CIK 0001723965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,053

F1 · shares: Reflects cash settlement of 635 restricted stock units that settled only for cash.

F3 · shares: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

F4 · balance_after: On May 28, 2021 the Issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:30 UTC Exercise / conversionCOMMON STOCK 635 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020811 · doc1.xml · nonDerivative · entry 1

LUCARELLI LISA M · CIK 0001723965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 635 restricted stock units that settled only for cash.

F3 · shares: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F4 · balance_after: On May 28, 2021 the Issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:22 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 635 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020809 · doc1.xml · derivative · entry 3

FLYNN BRIAN C · CIK 0001665040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 635 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:22 UTC Disposition to issuerCOMMON STOCK 635 $33.85 $21,494.75
Disclosure

SEC source: 0001567619-21-020809 · doc1.xml · nonDerivative · entry 2

FLYNN BRIAN C · CIK 0001665040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,387

F1 · shares: Reflects cash settlement of 635 restricted stock units that settled only for cash.

F3 · shares: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

F4 · balance_after: On May 28, 2021 the Issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:22 UTC Exercise / conversionCOMMON STOCK 635 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020809 · doc1.xml · nonDerivative · entry 1

FLYNN BRIAN C · CIK 0001665040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 635 restricted stock units that settled only for cash.

F3 · shares: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · price: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

F4 · balance_after: On May 28, 2021 the Issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 15:59 UTC
MCCORMICK ROBERT JDirector · CHAIRMAN, PRESIDENT & CEO
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 3,069 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020793 · doc1.xml · derivative · entry 4

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,137

Underlying: COMMON STOCK · 3,069 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 15:59 UTC
MCCORMICK ROBERT JDirector · CHAIRMAN, PRESIDENT & CEO
Disposition to issuerCOMMON STOCK 3,069 $33.85 $103,885.65
Disclosure

SEC source: 0001567619-21-020793 · doc1.xml · nonDerivative · entry 2

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,550

F1 · shares: Reflects cash settlement of 3,069 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 15:59 UTC
MCCORMICK ROBERT JDirector · CHAIRMAN, PRESIDENT & CEO
Exercise / conversionCOMMON STOCK 3,069 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020793 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 3,069 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:27 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 635 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020810 · doc1.xml · derivative · entry 3

Russell Kimberly Adams · CIK 0001822469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 635 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:27 UTC Disposition to issuerCOMMON STOCK 635 $33.85 $21,494.75
Disclosure

SEC source: 0001567619-21-020810 · doc1.xml · nonDerivative · entry 2

Russell Kimberly Adams · CIK 0001822469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

F1 · shares: Reflects cash settlement of 635 restricted stock units that settled only for cash.

F3 · shares: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:27 UTC Exercise / conversionCOMMON STOCK 635 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020810 · doc1.xml · nonDerivative · entry 1

Russell Kimberly Adams · CIK 0001822469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 635 restricted stock units that settled only for cash.

F3 · shares: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:20 UTC
HALL MICHAEL JAMESGENERAL COUNSEL & SECRETARY
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 233 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020808 · doc1.xml · derivative · entry 3

HALL MICHAEL JAMES · CIK 0001696206 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466

Underlying: COMMON STOCK · 233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:20 UTC
HALL MICHAEL JAMESGENERAL COUNSEL & SECRETARY
Disposition to issuerCOMMON STOCK 233 $6.22 $1,449.26
Disclosure

SEC source: 0001567619-21-020808 · doc1.xml · nonDerivative · entry 2

HALL MICHAEL JAMES · CIK 0001696206 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,330

F1 · shares: Reflects cash settlement of 233 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:20 UTC
HALL MICHAEL JAMESGENERAL COUNSEL & SECRETARY
Exercise / conversionCOMMON STOCK 233 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020808 · doc1.xml · nonDerivative · entry 1

HALL MICHAEL JAMES · CIK 0001696206 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 233 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:18 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 635 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020807 · doc1.xml · derivative · entry 4

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 635 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:18 UTC Disposition to issuerCOMMON STOCK 635 $33.85 $21,494.75
Disclosure

SEC source: 0001567619-21-020807 · doc1.xml · nonDerivative · entry 2

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,582

F1 · shares: Reflects cash settlement of 635 restricted stock units that settled only for cash.

F3 · shares: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:18 UTC Exercise / conversionCOMMON STOCK 635 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020807 · doc1.xml · nonDerivative · entry 1

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 635 restricted stock units that settled only for cash.

F3 · shares: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:14 UTC Disposition to issuerCOMMON STOCK 635 $33.85 $21,494.75
Disclosure

SEC source: 0001567619-21-020806 · doc1.xml · nonDerivative · entry 2

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,380

F1 · shares: Reflects cash settlement of 635 restricted stock units that settled only for cash.

F3 · shares: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:14 UTC Exercise / conversionCOMMON STOCK 635 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020806 · doc1.xml · nonDerivative · entry 1

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 635 restricted stock units that settled only for cash.

F3 · shares: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:09 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 635 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020805 · doc1.xml · derivative · entry 4

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 635 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:09 UTC Disposition to issuerCOMMON STOCK 635 $33.85 $21,494.75
Disclosure

SEC source: 0001567619-21-020805 · doc1.xml · nonDerivative · entry 2

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,322

F1 · shares: Reflects cash settlement of 635 restricted stock units that settled only for cash

F3 · shares: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:09 UTC Exercise / conversionCOMMON STOCK 635 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020805 · doc1.xml · nonDerivative · entry 1

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 635 restricted stock units that settled only for cash

F3 · shares: The restricted stock units "vested" in whole November 17, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:04 UTC
SCHRECK ERIC WEVP & TREASURER
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 317 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020804 · doc1.xml · derivative · entry 4

SCHRECK ERIC W · CIK 0001496788 · EVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635

Underlying: COMMON STOCK · 317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:04 UTC
SCHRECK ERIC WEVP & TREASURER
Disposition to issuerCOMMON STOCK 317 $33.85 $10,730.45
Disclosure

SEC source: 0001567619-21-020804 · doc1.xml · nonDerivative · entry 2

SCHRECK ERIC W · CIK 0001496788 · EVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,721

F1 · shares: Reflects cash settlement of 317 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:04 UTC
SCHRECK ERIC WEVP & TREASURER
Exercise / conversionCOMMON STOCK 317 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020804 · doc1.xml · nonDerivative · entry 1

SCHRECK ERIC W · CIK 0001496788 · EVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 317 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:00 UTC
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,058 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020803 · doc1.xml · derivative · entry 4

CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,117

Underlying: COMMON STOCK · 1,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:00 UTC
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
Disposition to issuerCOMMON STOCK 1,058 $33.85 $35,813.30
Disclosure

SEC source: 0001567619-21-020803 · doc1.xml · nonDerivative · entry 2

CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,064

F1 · shares: Reflects cash settlement of 1,058 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.