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TROX

Tronox Holdings plc

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5110
SEC CIK
0001530804
Parsed reports
327

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202607
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2021 Filed Mar 9, 2021 02:46 UTC
Turgeon Jean FrancoisInterim Co-CEO
SaleCommon Stock 17,575 $18.34 $322,353.62
Disclosure

SEC source: 0001567619-21-005877 · doc1.xml · nonDerivative · entry 1

Turgeon Jean Francois · CIK 0001595857 · Interim Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,358

F1 · kind: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of previously granted RSUs. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.33 to $18.4750, inclusive. The reporting person undertakes to provide to Tronox Holdings plc, any security holder of Tronox Holdings plc or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

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February 08, 2021 Filed Feb 10, 2021 09:02 UTC
Mancini Raoul CharlesSVP, Chief HR Officer
Tax withholdingCommon Stock 3,480 $18.61 $64,762.80
Disclosure

SEC source: 0001567619-21-002672 · doc1.xml · nonDerivative · entry 3

Mancini Raoul Charles · CIK 0001804361 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,692

F3 · shares: The Company withheld 3,480 shares to satisfy withholding tax obligations regarding the vesting of such performance based restricted share units reflected in this Form 4.

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February 08, 2021 Filed Feb 10, 2021 09:02 UTC
Mancini Raoul CharlesSVP, Chief HR Officer
GrantCommon Stock 7,150 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-002672 · doc1.xml · nonDerivative · entry 2

Mancini Raoul Charles · CIK 0001804361 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,172

F2 · shares: Represents 7,150 shares of common stock delivered in connection with the vesting of performance based restricted share units based upon the achievement of certain performance targets for the 2018-2020 performance period.

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February 08, 2021 Filed Feb 10, 2021 09:02 UTC
Mancini Raoul CharlesSVP, Chief HR Officer
Tax withholdingCommon Stock 3,176 $18.61 $59,105.36
Disclosure

SEC source: 0001567619-21-002672 · doc1.xml · nonDerivative · entry 1

Mancini Raoul Charles · CIK 0001804361 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,022

F1 · shares: The Company withheld 3,176 shares to satisfy withholding tax obligations and Mr. Mancini received the balance of 2,828 shares of previously granted restricted common stock.

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February 08, 2021 Filed Feb 10, 2021 09:04 UTC
Neuman Jeffrey NSVP, General Counsel & Sec.
Tax withholdingCommon Stock 4,342 $18.61 $80,804.62
Disclosure

SEC source: 0001567619-21-002673 · doc1.xml · nonDerivative · entry 3

Neuman Jeffrey N · CIK 0001684045 · SVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,401

F3 · shares: The Company withheld 4,342 shares to satisfy withholding tax obligations regarding the vesting of such performance based restricted share units reflected in this Form 4.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 09:04 UTC
Neuman Jeffrey NSVP, General Counsel & Sec.
GrantCommon Stock 8,193 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-002673 · doc1.xml · nonDerivative · entry 2

Neuman Jeffrey N · CIK 0001684045 · SVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,743

F2 · shares: Represents 8,193 shares of common stock delivered in connection with the vesting of performance based restricted share units based upon the achievement of certain performance targets for the 2018-2020 performance period.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 09:04 UTC
Neuman Jeffrey NSVP, General Counsel & Sec.
Tax withholdingCommon Stock 3,873 $18.61 $72,076.53
Disclosure

SEC source: 0001567619-21-002673 · doc1.xml · nonDerivative · entry 1

Neuman Jeffrey N · CIK 0001684045 · SVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,550

F1 · shares: The Company withheld 3,873 shares to satisfy withholding tax obligations and Mr. Neuman received the balance of 3,007 shares of previously granted restricted common stock.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 09:05 UTC
Romano John DInterim Co-CEO
Tax withholdingCommon Stock 3,665 $18.61 $68,205.65
Disclosure

SEC source: 0001567619-21-002676 · doc1.xml · nonDerivative · entry 3

Romano John D · CIK 0001344537 · Interim Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,669

F3 · shares: The Company withheld 3,665 shares to satisfy withholding tax obligations regarding the vesting of such performance based restricted share units reflected in this Form 4.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 09:05 UTC
Romano John DInterim Co-CEO
GrantCommon Stock 8,262 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-002676 · doc1.xml · nonDerivative · entry 2

Romano John D · CIK 0001344537 · Interim Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,334

F2 · shares: Represents 8,262 shares of common stock delivered in connection with the vesting of performance based restricted share units based upon the achievement of certain performance targets for the 2018-2020 performance period.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 09:05 UTC
Romano John DInterim Co-CEO
Tax withholdingCommon Stock 3,175 $18.61 $59,086.75
Disclosure

SEC source: 0001567619-21-002676 · doc1.xml · nonDerivative · entry 1

Romano John D · CIK 0001344537 · Interim Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,072

F1 · shares: The Company withheld 3,175 shares to satisfy withholding tax obligations and Mr. Romano received the balance of 3,762 shares of previously granted restricted common stock.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 09:01 UTC Tax withholdingCommon Stock 3,910 $18.61 $72,765.10
Disclosure

SEC source: 0001567619-21-002670 · doc1.xml · nonDerivative · entry 3

Carlson Timothy C · CIK 0001392394 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,399

F3 · shares: The Company withheld 3,910 shares to satisfy withholding tax obligations regarding the vesting of such performance based restricted share units reflected in this Form 4.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 09:01 UTC GrantCommon Stock 8,510 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-002670 · doc1.xml · nonDerivative · entry 2

Carlson Timothy C · CIK 0001392394 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,309

F2 · shares: Represents 8,510 shares of common stock delivered in connection with the vesting of performance based restricted share units based upon the achievement of certain performance targets for the 2018-2020 performance period.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 09:01 UTC Tax withholdingCommon Stock 3,484 $18.61 $64,837.24
Disclosure

SEC source: 0001567619-21-002670 · doc1.xml · nonDerivative · entry 1

Carlson Timothy C · CIK 0001392394 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,799

F1 · shares: The Company withheld 3,484 shares to satisfy withholding tax obligations and Mr. Carlson received the balance of 3,662 shares of previously granted restricted common stock.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 14:07 UTC
Turgeon Jean FrancoisInterim Co-CEO
Tax withholdingCommon Stock 4,574 $18.61 $85,122.14
Disclosure

SEC source: 0001567619-21-002678 · doc1.xml · nonDerivative · entry 3

Turgeon Jean Francois · CIK 0001595857 · Interim Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,933

F3 · shares: The Company withheld 4,574 shares to satisfy withholding tax obligations regarding the vesting of such performance based restricted share units reflected in this Form 4.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 14:07 UTC
Turgeon Jean FrancoisInterim Co-CEO
GrantCommon Stock 9,931 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-002678 · doc1.xml · nonDerivative · entry 2

Turgeon Jean Francois · CIK 0001595857 · Interim Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,507

F2 · shares: Represents 9,931 shares of common stock delivered in connection with the vesting of performance based restricted share units based upon the achievement of certain performance targets for the 2018-2020 performance period.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 14:07 UTC
Turgeon Jean FrancoisInterim Co-CEO
Tax withholdingCommon Stock 3,916 $18.61 $72,876.76
Disclosure

SEC source: 0001567619-21-002678 · doc1.xml · nonDerivative · entry 1

Turgeon Jean Francois · CIK 0001595857 · Interim Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,576

F1 · shares: The Company withheld 3,916 shares to satisfy withholding tax obligations and Mr. Turgeon received the balance of 4,422 shares of previously granted restricted common stock.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 16:45 UTC
Mancini Raoul CharlesSVP, Chief HR Officer
GrantCommon Stock 6,867 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-002280 · doc1.xml · nonDerivative · entry 1

Mancini Raoul Charles · CIK 0001804361 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,198

F1 · shares: The Restricted Share Units subject to this grant shall vest in equal annual portions on each of March 5, 2022, March 5, 2023 and March 5, 2024 (each, a "Vest Date") provided that the Participant is then providing services to the Company on each such Vest Date.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 16:46 UTC
Neuman Jeffrey NSVP, General Counsel & Sec.
GrantCommon Stock 22,421 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-002284 · doc1.xml · nonDerivative · entry 1

Neuman Jeffrey N · CIK 0001684045 · SVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,423

F1 · shares: The Restricted Share Units subject to this grant shall vest in equal annual portions on each of March 5, 2022, March 5, 2023 and March 5, 2024 (each, a "Vest Date") provided that the Participant is then providing services to the Company on each such Vest Date.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 16:48 UTC
Romano John DInterim Co-CEO
GrantCommon Stock 25,098 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-002286 · doc1.xml · nonDerivative · entry 1

Romano John D · CIK 0001344537 · Interim Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,247

F1 · shares: The Restricted Share Units subject to this grant shall vest in equal annual portions on each of March 5, 2022, March 5, 2023 and March 5, 2024 (each, a "Vest Date") provided that the Participant is then providing services to the Company on each such Vest Date.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 16:49 UTC GrantCommon Stock 24,261 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-002289 · doc1.xml · nonDerivative · entry 1

Carlson Timothy C · CIK 0001392394 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,283

F1 · shares: The Restricted Share Units subject to this grant shall vest in equal annual portions on each of March 5, 2022, March 5, 2023 and March 5, 2024 (each, a "Vest Date") provided that the Participant is then providing services to the Company on each such Vest Date.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 21:46 UTC
Turgeon Jean FrancoisInterim Co-CEO
GrantCommon Stock 28,026 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-002282 · doc1.xml · nonDerivative · entry 1

Turgeon Jean Francois · CIK 0001595857 · Interim Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,492

F1 · shares: The Restricted Share Units subject to this grant shall vest in equal annual portions on each of March 5, 2022, March 5, 2023 and March 5, 2024 (each, a "Vest Date") provided that the Participant is then providing services to the Company on each such Vest Date.

Read SEC document
December 28, 2020 Filed Dec 29, 2020 19:02 UTC
KAUFTHAL ILANDirector · Chairman of the Board
GrantCommon Stock 10,431 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021663 · doc1.xml · nonDerivative · entry 1

KAUFTHAL ILAN · CIK 0001220125 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,547

F1 · shares: In connection with Mr. Kaufthal's election as chairman of the board on December 27, 2020, the Board approved a one-time restricted share unit award to Mr. Kaufthal. The restricted share units subject to this grant shall vest on the earliest of: (i) the conclusion of the interim CEO period or (ii) June 28, 2021.

Read SEC document
December 28, 2020 Filed Dec 29, 2020 18:59 UTC
Romano John DInterim Co-CEO
GrantCommon Stock 52,156 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021659 · doc1.xml · nonDerivative · entry 1

Romano John D · CIK 0001344537 · Interim Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,149

F1 · shares: The restricted share units subject to this grant shall vest on May 5, 2023 (the "Vest Date") provided that the Participant is then providing services to the Company on such Vest Date.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 00:01 UTC
Turgeon Jean FrancoisInterim Co-CEO
GrantCommon Stock 52,156 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021661 · doc1.xml · nonDerivative · entry 1

Turgeon Jean Francois · CIK 0001595857 · Interim Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,466

F1 · shares: The restricted share units subject to this grant shall vest on May 5, 2023 (the "Vest Date") provided that the Participant is then providing services to the Company on such Vest Date.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 16:33 UTC GrantCommon Stock 20,215 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012575 · doc1.xml · nonDerivative · entry 1

Jones Stephen J · CIK 0001412239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,072

F1 · shares: Pursuant to the Director's restricted share unit agreement, the restricted share units subject to this grant shall vest on the earlier of: a) the date of the 2021 annual general meeting of shareholders or (b) May 31, 2021 (the "Vesting Date"), provided that the participant is then providing services to the Board on the Vesting Date.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 16:34 UTC GrantCommon Stock 20,215 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012578 · doc1.xml · nonDerivative · entry 1

KAUFTHAL ILAN · CIK 0001220125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,116

F1 · shares: Pursuant to the Director's restricted share unit agreement, the restricted share units subject to this grant shall vest on the earlier of: a) the date of the 2021 annual general meeting of shareholders or (b) May 31, 2021 (the "Vesting Date"), provided that the participant is then providing services to the Board on the Vesting Date.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 20:33 UTC GrantCommon Stock 20,215 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012573 · doc1.xml · nonDerivative · entry 1

JONES GINGER M · CIK 0001360712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,728

F1 · shares: Pursuant to the Director's restricted share unit agreement, the restricted share units subject to this grant shall vest on the earlier of: a) the date of the 2021 annual general meeting of shareholders or (b) May 31, 2021 (the "Vesting Date"), provided that the participant is then providing services to the Board on the Vesting Date.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 20:37 UTC GrantCommon Stock 20,215 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012584 · doc1.xml · nonDerivative · entry 1

Nkosi Sipho Abednego · CIK 0001551233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,056

F1 · shares: Pursuant to the Director's restricted share unit agreement, the restricted share units subject to this grant shall vest on the earlier of: a) the date of the 2021 annual general meeting of shareholders or (b) May 31, 2021 (the "Vesting Date"), provided that the participant is then providing services to the Board on the Vesting Date.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 20:36 UTC GrantCommon Stock 20,215 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012582 · doc1.xml · nonDerivative · entry 1

Khan Moazzam A. · CIK 0001773996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,762

F1 · shares: Pursuant to the Director's restricted share unit agreement, the restricted share units subject to this grant shall vest on the earlier of: a) the date of the 2021 annual general meeting of shareholders or (b) May 31, 2021 (the "Vesting Date"), provided that the participant is then providing services to the Board on the Vesting Date.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 20:32 UTC GrantCommon Stock 20,215 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012569 · doc1.xml · nonDerivative · entry 1

Johnston Peter · CIK 0001556520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,283

F1 · shares: Pursuant to the Director's restricted share unit agreement, the restricted share units subject to this grant shall vest on the earlier of: a) the date of the 2021 annual general meeting of shareholders or (b) May 31, 2021 (the "Vesting Date"), provided that the participant is then providing services to the Board on the Vesting Date.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 20:31 UTC GrantCommon Stock 20,215 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012567 · doc1.xml · nonDerivative · entry 1

Guthrie Vanessa Ann · CIK 0001772121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,072

F1 · shares: Pursuant to the Director's restricted share unit agreement, the restricted share units subject to this grant shall vest on the earlier of: a) the date of the 2021 annual general meeting of shareholders or (b) May 31, 2021 (the "Vesting Date"), provided that the participant is then providing services to the Board on the Vesting Date.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 20:30 UTC GrantCommon Stock 20,215 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012565 · doc1.xml · nonDerivative · entry 1

Al-Morished Mutlaq Hamad · CIK 0001773997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,583

F1 · shares: Pursuant to the Director's restricted share unit agreement, the restricted share units subject to this grant shall vest on the earlier of: a) the date of the 2021 annual general meeting of shareholders or (b) May 31, 2021 (the "Vesting Date"), provided that the participant is then providing services to the Board on the Vesting Date.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:55 UTC Tax withholdingCommon Stock 4,780 $6.68 $31,930.40
Disclosure

SEC source: 0001567619-20-011625 · doc1.xml · nonDerivative · entry 1

Khan Moazzam A. · CIK 0001773996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,547

F1 · shares: The Company withheld 4,780 shares of common stock to satisfy withholdng tax obligations and Mr. Khan received 10,588 shares of previously granted restricted common stock.

Read SEC document
March 18, 2020 Filed Mar 18, 2020 16:31 UTC PurchaseCommon Stock 30,000 $4.98 $149,451.00
Disclosure

SEC source: 0001567619-20-006694 · doc1.xml · nonDerivative · entry 1

KAUFTHAL ILAN · CIK 0001220125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,901

Read SEC document
March 18, 2020 Filed Mar 18, 2020 22:43 UTC PurchaseCommon Stock 2,200 $4.68 $10,296.00
Disclosure

SEC source: 0001567619-20-006715 · doc1.xml · nonDerivative · entry 1

Hinman Wayne A · CIK 0001551337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,865

Read SEC document
March 10, 2020 Filed Mar 11, 2020 16:15 UTC
Carlson Timothy CSVP, Chief Financial Officer
PurchaseCommon Stock 10,000 $6.15 $61,500.00
Disclosure

SEC source: 0001140361-20-005485 · form4.xml · nonDerivative · entry 1

Carlson Timothy C · CIK 0001392394 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,022

Read SEC document
February 28, 2020 Filed Mar 2, 2020 21:00 UTC PurchaseCommon Stock 1,390 $7.14 $9,924.60
Disclosure

SEC source: 0001567619-20-005287 · doc1.xml · nonDerivative · entry 1

Hinman Wayne A · CIK 0001551337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,665

Read SEC document
February 10, 2020 Filed Feb 12, 2020 16:53 UTC
QUINN JEFFRY NDirector · Chairman and CEO
Tax withholdingCommon Stock 17,147 $7.93 $135,975.71
Disclosure

SEC source: 0001567619-20-003022 · doc1.xml · nonDerivative · entry 1

QUINN JEFFRY N · CIK 0001174279 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,351

F1 · shares: The Company withheld 17,147 shares to satisfy withholding tax obligations and Mr. Quinn received the balance of 13,091 shares of previously granted restricted common stock.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 16:54 UTC
Neuman Jeffrey NSVP, General Counsel & Sec.
Tax withholdingCommon Stock 4,026 $7.93 $31,926.18
Disclosure

SEC source: 0001567619-20-003025 · doc1.xml · nonDerivative · entry 1

Neuman Jeffrey N · CIK 0001684045 · SVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,002

F1 · shares: The Company withheld 4,026 shares to satisfy withholding tax obligations and Mr. Neuman received the balance of 2,853 shares of previously granted restricted common stock.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 16:51 UTC
Romano John DEVP, Chief Commercial & Strat
Tax withholdingCommon Stock 3,077 $7.93 $24,400.61
Disclosure

SEC source: 0001567619-20-003018 · doc1.xml · nonDerivative · entry 1

Romano John D · CIK 0001344537 · EVP, Chief Commercial & Strat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,993

F1 · shares: The Company withheld 3,077 shares to satisfy withholding tax obligations and Mr. Romano received the balance of 3,860 shares of previously granted restricted common stock.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 17:02 UTC Tax withholdingCommon Stock 3,291 $7.93 $26,097.63
Disclosure

SEC source: 0001567619-20-003041 · doc1.xml · nonDerivative · entry 1

Carlson Timothy C · CIK 0001392394 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,022

F1 · shares: The Company withheld 3,291 shares to satisfy withholding tax obligations and Mr. Carlson received the balance of 3,854 shares of previously granted restricted common stock.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:58 UTC
Loughran RobertVP, Corporate Controller
Tax withholdingCommon Stock 1,891 $7.93 $14,995.63
Disclosure

SEC source: 0001567619-20-003035 · doc1.xml · nonDerivative · entry 1

Loughran Robert · CIK 0001549336 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,692

F1 · shares: The Company withheld 1,891 shares to satisfy withholding tax obligations and Mr. Loughran received the balance of 3,308 shares of previously granted restricted common stock.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:50 UTC Tax withholdingCommon Stock 3,840 $7.93 $30,451.20
Disclosure

SEC source: 0001567619-20-003016 · doc1.xml · nonDerivative · entry 1

Turgeon Jean Francois · CIK 0001595857 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,310

F1 · shares: The Company withheld 3,840 shares to satisfy withholding tax obligations and Mr. Turgeon received the balance of 4,498 shares of previously granted restricted common stock.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:49 UTC
van Niekerk Willem HendrikSVP, Business Transformation
Tax withholdingCommon Stock 3,146 $7.93 $24,947.78
Disclosure

SEC source: 0001567619-20-003012 · doc1.xml · nonDerivative · entry 1

van Niekerk Willem Hendrik · CIK 0001551234 · SVP, Business Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,199

F1 · shares: The Company withheld 3,146 shares to satisfy withholding tax obligations and Mr. van Niekerk received the balance of 3,684 shares of previously granted restricted common stock.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 16:30 UTC
QUINN JEFFRY NDirector · Chairman and CEO
GrantCommon Stock 277,778 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-002429 · doc1.xml · nonDerivative · entry 1

QUINN JEFFRY N · CIK 0001174279 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702,552

F1 · shares: The Restricted Share Units subject to this grant shall vest in equal annual portions on each of March 5, 2021, March 5, 2022 and March 5, 2023 (each, a "Vest Date") provided that the Participant is then providing services to the Company on each such Vest Date.

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February 06, 2020 Filed Feb 7, 2020 16:32 UTC
Neuman Jeffrey NSVP, General Counsel & Sec.
GrantCommon Stock 47,518 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-002435 · doc1.xml · nonDerivative · entry 1

Neuman Jeffrey N · CIK 0001684045 · SVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,028

F1 · shares: The Restricted Share Units subject to this grant shall vest in equal annual portions on each of March 5, 2021, March 5, 2022 and March 5, 2023 (each, a "Vest Date") provided that the Participant is then providing services to the Company on each such Vest Date.

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February 06, 2020 Filed Feb 7, 2020 16:33 UTC
Romano John DEVP, Chief Commercial & Strat
GrantCommon Stock 53,192 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-002436 · doc1.xml · nonDerivative · entry 1

Romano John D · CIK 0001344537 · EVP, Chief Commercial & Strat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,070

F1 · shares: The Restricted Share Units subject to this grant shall vest in equal annual portions on each of March 5, 2021, March 5, 2022 and March 5, 2023 (each, a "Vest Date") provided that the Participant is then providing services to the Company on each such Vest Date.

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February 06, 2020 Filed Feb 7, 2020 16:34 UTC GrantCommon Stock 51,419 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-002438 · doc1.xml · nonDerivative · entry 1

Carlson Timothy C · CIK 0001392394 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,313

F1 · shares: The Restricted Share Units subject to this grant shall vest in equal annual portions on each of March 5, 2021, March 5, 2022 and March 5, 2023 (each, a "Vest Date") provided that the Participant is then providing services to the Company on each such Vest Date.

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February 06, 2020 Filed Feb 7, 2020 21:33 UTC
Loughran RobertVP, Corporate Controller
GrantCommon Stock 28,124 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-002437 · doc1.xml · nonDerivative · entry 1

Loughran Robert · CIK 0001549336 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,583

F1 · shares: The Restricted Share Units subject to this grant shall vest in equal annual portions on each of March 5, 2021, March 5, 2022 and March 5, 2023 (each, a "Vest Date") provided that the Participant is then providing services to the Company on each such Vest Date.

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February 06, 2020 Filed Feb 7, 2020 21:31 UTC
van Niekerk Willem HendrikSVP, Business Transformation
GrantCommon Stock 48,316 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-002432 · doc1.xml · nonDerivative · entry 1

van Niekerk Willem Hendrik · CIK 0001551234 · SVP, Business Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,345

F1 · shares: The Restricted Share Units subject to this grant shall vest in equal annual portions on each of March 5, 2021, March 5, 2022 and March 5, 2023 (each, a "Vest Date") provided that the Participant is then providing services to the Company on each such Vest Date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.