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Nasdaq · USD

TROW

PRICE T ROWE GROUP INC

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3212
SEC CIK
0001113169
Parsed reports
980

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 14, 2018 Filed Jun 18, 2018 16:14 UTC
Wiese Edward AVice President
GrantCommon Stock 78.056 $111.51 $8,703.89
Disclosure

SEC source: 0001127602-18-021103 · form4.xml · nonDerivative · entry 2

Wiese Edward A · CIK 0001631464 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,296.684

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
June 13, 2018 Filed Jun 18, 2018 16:14 UTC
Wiese Edward AVice President
GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-021103 · form4.xml · nonDerivative · entry 1

Wiese Edward A · CIK 0001631464 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,218.628

Read SEC document
June 12, 2018 Filed Jun 13, 2018 19:01 UTC
Stromberg William JDirector · CEO and President
SaleCommon Stock 21,000 $125.48 $2,635,050.60
Disclosure

SEC source: 0001127602-18-020779 · form4.xml · nonDerivative · entry 2

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · 2016 Stromberg Family Trust

Disclosed balance after: 45,000

F2 · price: The range of prices for this transaction were $125.42 to $125.81. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 19:01 UTC
Stromberg William JDirector · CEO and President
GrantCommon Stock 14.359 $121.87 $1,749.98
Disclosure

SEC source: 0001127602-18-020779 · form4.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,020.165

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 15:16 UTC
Robert W. SharpsVice President
Exercise / conversionStock Options (Right to Buy) · Derivative 28,000 $0.00 Strike: $67.56 $0.00
Disclosure

SEC source: 0001127602-18-020757 · form4.xml · derivative · entry 4

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,479

Underlying: Common Stock · 28,000 shares

Expires 2021-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 02/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 15:16 UTC
Robert W. SharpsVice President
SaleCommon Stock 8,000 $126.54 $1,012,356.80
Disclosure

SEC source: 0001127602-18-020757 · form4.xml · nonDerivative · entry 3

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,917.1001

F2 · price: The range of prices for this transaction were $126.47 to $126.73. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 15:16 UTC
Robert W. SharpsVice President
SaleCommon Stock 28,000 $126.29 $3,535,996.80
Disclosure

SEC source: 0001127602-18-020757 · form4.xml · nonDerivative · entry 2

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,917.1001

F1 · price: The range of prices for this transaction were $126.21 to $126.67. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 15:16 UTC
Robert W. SharpsVice President
Exercise / conversionCommon Stock 28,000 $126.29 $3,535,996.80
Disclosure

SEC source: 0001127602-18-020757 · form4.xml · nonDerivative · entry 1

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,917.1001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 6, 2018 11:42 UTC
Robert W. SharpsVice President
GiftCommon Stock 1,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-020091 · form4.xml · nonDerivative · entry 2

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,917.1001

Read SEC document
June 01, 2018 Filed Jun 6, 2018 11:42 UTC
Robert W. SharpsVice President
GrantCommon Stock 14.359 $121.88 $1,750.02
Disclosure

SEC source: 0001127602-18-020091 · form4.xml · nonDerivative · entry 1

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,667.1001

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 13:58 UTC
Stromberg William JDirector · CEO and President
Exercise / conversionStock Options (Right to Buy) · Derivative 1,692 $0.00 Strike: $59.07 $0.00
Disclosure

SEC source: 0001127602-18-019470 · form4.xml · derivative · entry 9

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,692 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 02/23/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 13:58 UTC
Stromberg William JDirector · CEO and President
Exercise / conversionStock Options (Right to Buy) · Derivative 1,479 $0.00 Strike: $67.56 $0.00
Disclosure

SEC source: 0001127602-18-019470 · form4.xml · derivative · entry 8

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,479 shares

Expires 2021-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 02/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 13:58 UTC
Stromberg William JDirector · CEO and President
Exercise / conversionStock Options (Right to Buy) · Derivative 20,427 $0.00 Strike: $59.07 $0.00
Disclosure

SEC source: 0001127602-18-019470 · form4.xml · derivative · entry 7

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,692

Underlying: Common Stock · 20,427 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 02/23/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 13:58 UTC
Stromberg William JDirector · CEO and President
Tax withholdingCommon Stock 16,564 $122.29 $2,025,611.56
Disclosure

SEC source: 0001127602-18-019470 · form4.xml · nonDerivative · entry 4

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,005.806

Read SEC document
May 30, 2018 Filed Jun 1, 2018 13:58 UTC
Stromberg William JDirector · CEO and President
Exercise / conversionCommon Stock 1,692 $59.07 $99,945.26
Disclosure

SEC source: 0001127602-18-019470 · form4.xml · nonDerivative · entry 3

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,569.806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 13:58 UTC
Stromberg William JDirector · CEO and President
Exercise / conversionCommon Stock 1,479 $67.56 $99,923.16
Disclosure

SEC source: 0001127602-18-019470 · form4.xml · nonDerivative · entry 2

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,877.806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 13:58 UTC
Stromberg William JDirector · CEO and President
Exercise / conversionCommon Stock 20,427 $59.07 $1,206,608.59
Disclosure

SEC source: 0001127602-18-019470 · form4.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,398.806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 13:52 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 4,163 $0.00 Strike: $54.31 $0.00
Disclosure

SEC source: 0001127602-18-019469 · form4.xml · derivative · entry 5

MacLellan Robert F. · CIK 0001498935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,163 shares

Expires 2021-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Pursuant to the Amended and Restated 2007 Non-Employee Director Equity Plan, this stock option was issued at $56.54 per share, the closing price of TROW shares on October 28, 2011. The forfeiture provisions of the this award will vest upon the earliest of the following: (a) one year after the date of award, (b) the day immediately prior to the annual meeting of stockholders of the Company at which members of the Board of Directors are to be elected that occurs in the next calendar year following the year in which the date of award occurs, (c) death or (d) immediately before and contingent upon the occurrence of a Change in Control.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 13:52 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 4,163 $0.00 Strike: $62.38 $0.00
Disclosure

SEC source: 0001127602-18-019469 · form4.xml · derivative · entry 4

MacLellan Robert F. · CIK 0001498935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,163 shares

Expires 2021-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Pursuant to the Amended and Restated 2007 Non-Employee Director Equity Plan, this stock option was issued at $64.94 per share, the closing price of TROW shares on April 27, 2011. The forfeiture provisions of the this award will vest upon the earliest of the following: (a) one year after the date of award, (b) the day immediately prior to the annual meeting of stockholders of the Company at which members of the Board of Directors are to be elected that occurs in the next calendar year following the year in which the date of award occurs, (c) death or (d) immediately before and contingent upon the occurrence of a Change in Control.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 13:52 UTC SaleCommon Stock 5,000 $122.58 $612,898.00
Disclosure

SEC source: 0001127602-18-019469 · form4.xml · nonDerivative · entry 3

MacLellan Robert F. · CIK 0001498935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,931.791

Read SEC document
May 30, 2018 Filed Jun 1, 2018 13:52 UTC Exercise / conversionCommon Stock 4,163 $54.31 $226,109.60
Disclosure

SEC source: 0001127602-18-019469 · form4.xml · nonDerivative · entry 2

MacLellan Robert F. · CIK 0001498935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,931.791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 13:52 UTC Exercise / conversionCommon Stock 4,163 $62.38 $259,702.51
Disclosure

SEC source: 0001127602-18-019469 · form4.xml · nonDerivative · entry 1

MacLellan Robert F. · CIK 0001498935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,768.791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 24, 2018 13:57 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
GiftCommon Stock 4,940 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-018652 · form4.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,499.363

Read SEC document
May 21, 2018 Filed May 22, 2018 18:44 UTC
Robert W. SharpsVice President
Exercise / conversionStock Options (Right to Buy) · Derivative 12,159 $0.00 Strike: $67.56 $0.00
Disclosure

SEC source: 0001127602-18-018395 · form4.xml · derivative · entry 4

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,479

Underlying: Common Stock · 12,159 shares

Expires 2021-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 02/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.

Read SEC document
May 21, 2018 Filed May 22, 2018 18:44 UTC
Robert W. SharpsVice President
Tax withholdingCommon Stock 9,336 $121.94 $1,138,431.84
Disclosure

SEC source: 0001127602-18-018395 · form4.xml · nonDerivative · entry 3

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,652.7411

Read SEC document
May 21, 2018 Filed May 22, 2018 18:44 UTC
Robert W. SharpsVice President
Exercise / conversionCommon Stock 12,159 $67.56 $821,477.85
Disclosure

SEC source: 0001127602-18-018395 · form4.xml · nonDerivative · entry 2

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,988.7411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2018 Filed May 22, 2018 18:44 UTC
Robert W. SharpsVice President
GrantCommon Stock 105.13 $109.68 $11,530.83
Disclosure

SEC source: 0001127602-18-018395 · form4.xml · nonDerivative · entry 1

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,829.7411

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
May 18, 2018 Filed May 21, 2018 19:54 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 50,569 $0.00 Strike: $67.56 $0.00
Disclosure

SEC source: 0001127602-18-018265 · form4.xml · derivative · entry 7

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,569 shares

Expires 2021-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 02/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.

Read SEC document
May 18, 2018 Filed May 21, 2018 19:54 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
GrantCommon Stock 282.121 $106.57 $30,066.59
Disclosure

SEC source: 0001127602-18-018265 · form4.xml · nonDerivative · entry 3

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673,439.363

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
May 18, 2018 Filed May 21, 2018 19:54 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Tax withholdingCommon Stock 38,993 $120.59 $4,702,165.87
Disclosure

SEC source: 0001127602-18-018265 · form4.xml · nonDerivative · entry 2

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673,157.242

Read SEC document
May 18, 2018 Filed May 21, 2018 19:54 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Exercise / conversionCommon Stock 50,569 $67.56 $3,416,507.38
Disclosure

SEC source: 0001127602-18-018265 · form4.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 712,150.242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2018 Filed May 21, 2018 19:00 UTC
Oestreicher DavidCorp Secretary and VP
Exercise / conversionStock Options (Right to Buy) · Derivative 4,097 $0.00 Strike: $70.29 $0.00
Disclosure

SEC source: 0001127602-18-018261 · form4.xml · derivative · entry 6

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,026

Underlying: Common Stock · 4,097 shares

Expires 2023-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.

Read SEC document
May 18, 2018 Filed May 21, 2018 19:00 UTC
Oestreicher DavidCorp Secretary and VP
Exercise / conversionStock Options (Right to Buy) · Derivative 4,099 $0.00 Strike: $69.67 $0.00
Disclosure

SEC source: 0001127602-18-018261 · form4.xml · derivative · entry 5

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,024

Underlying: Common Stock · 4,099 shares

Expires 2023-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.

Read SEC document
May 18, 2018 Filed May 21, 2018 19:00 UTC
Oestreicher DavidCorp Secretary and VP
GrantCommon Stock 55.117 $111.79 $6,161.55
Disclosure

SEC source: 0001127602-18-018261 · form4.xml · nonDerivative · entry 4

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,352.7969

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
May 18, 2018 Filed May 21, 2018 19:00 UTC
Oestreicher DavidCorp Secretary and VP
Tax withholdingCommon Stock 5,889 $120.59 $710,154.51
Disclosure

SEC source: 0001127602-18-018261 · form4.xml · nonDerivative · entry 3

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,297.6799

Read SEC document
May 18, 2018 Filed May 21, 2018 19:00 UTC
Oestreicher DavidCorp Secretary and VP
Exercise / conversionCommon Stock 4,097 $70.29 $287,959.28
Disclosure

SEC source: 0001127602-18-018261 · form4.xml · nonDerivative · entry 2

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,186.6799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2018 Filed May 21, 2018 19:00 UTC
Oestreicher DavidCorp Secretary and VP
Exercise / conversionCommon Stock 4,099 $69.67 $285,580.61
Disclosure

SEC source: 0001127602-18-018261 · form4.xml · nonDerivative · entry 1

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,089.6799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2018 Filed May 11, 2018 14:10 UTC
Stromberg William JDirector · CEO and President
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017133 · form4.xml · nonDerivative · entry 2

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,971.806

Read SEC document
May 10, 2018 Filed May 11, 2018 14:10 UTC
Stromberg William JDirector · CEO and President
GrantCommon Stock 37.554 $110.07 $4,133.72
Disclosure

SEC source: 0001127602-18-017133 · form4.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,971.806

F1 · price: ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted average price.

Read SEC document
April 27, 2018 Filed Apr 30, 2018 16:41 UTC GrantCommon Stock 1,755 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-015583 · form4.xml · nonDerivative · entry 1

HRABOWSKI FREEMAN A III · CIK 0001050738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,582.542

F1 · shares: Pursuant to the 2017 Non-Employee Director Equity Plan, this restricted Stock Unit shares were issued at $114.02 per share, the closing price of TROW shares on April 27, 2018. The forfeiture provisions of the Stock Unit Shares and all accrued dividends attributed to such Stock Unit Shares, will vest in full and become nonforfeitable upon the earliest of the following dates: (a) the day immediately prior to the Annual Meeting that occurs in the next calendar year following the year in which the Award Shares were granted as reflected on the Notice, (b) date of death, (c) the date on which it has been determined that the award holder suffered, a Total and Permanent Disability, or (d) the date on which a Change in Control occurs, in which case the vesting will take place immediately before and contingent upon the occurrence of the Change in Control.

Read SEC document
April 27, 2018 Filed Apr 30, 2018 20:35 UTC
BUSH MARY KDirector
GrantCommon Stock 1,755 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-015571 · form4.xml · nonDerivative · entry 1

BUSH MARY K · CIK 0001041956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,519.066

F1 · shares: Pursuant to the 2017 Non-Employee Director Equity Plan, this restricted Award Shares was issued at $114.02 per share, the closing price of TROW shares on April 27, 2018. The forfeiture provisions of the Award Shares and all accrued dividends attributed to such Award Shares, will vest in full and become nonforfeitable upon the earliest of the following dates: (a) the day immediately prior to the Annual Meeting that occurs in the next calendar year following the year in which the Award Shares were granted as reflected on the Notice, (b) date of death, (c) the date on which it has been determined that the award holder suffered, a Total and Permanent Disability, or (d) the date on which a Change in Control occurs, in which case the vesting will take place immediately before and contingent upon the occurrence of the Change in Control.

Read SEC document
April 27, 2018 Filed Apr 30, 2018 20:46 UTC GrantCommon Stock 2,632 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-015586 · form4.xml · nonDerivative · entry 1

Verma Richard R. · CIK 0001737206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,632

F1 · shares: Pursuant to the 2017 Non-Employee Director Equity Plan, this restricted Stock Unit shares were issued at $114.02 per share, the closing price of TROW shares on April 27, 2018. The forfeiture provisions of the Stock Unit Shares and all accrued dividends attributed to such Stock Unit Shares, will vest in full and become nonforfeitable upon the earliest of the following dates: (a) the first anniversary of the date on which the Award Shares were granted as reflected on the Notice, (b) your date of death, (c) the date on which you suffer, or are determined to have suffered, a Total and Permanent Disability, or (d) the date on which a Change in Control occurs, in which case the vesting will take place immediately before and contingent upon the occurrence of the Change in Control.

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April 27, 2018 Filed Apr 30, 2018 20:43 UTC GrantCommon Stock 1,755 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-015584 · form4.xml · nonDerivative · entry 1

SNOWE OLYMPIA J. · CIK 0001579077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,697.315

F1 · shares: Pursuant to the 2017 Non-Employee Director Equity Plan, this restricted Stock Unit shares were issued at $114.02 per share, the closing price of TROW shares on April 27, 2018. The forfeiture provisions of the Stock Unit Shares and all accrued dividends attributed to such Stock Unit Shares, will vest in full and become nonforfeitable upon the earliest of the following dates: (a) the day immediately prior to the Annual Meeting that occurs in the next calendar year following the year in which the Award Shares were granted as reflected on the Notice, (b) date of death, (c) the date on which it has been determined that the award holder suffered, a Total and Permanent Disability, or (d) the date on which a Change in Control occurs, in which case the vesting will take place immediately before and contingent upon the occurrence of the Change in Control.

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April 27, 2018 Filed Apr 30, 2018 20:44 UTC GrantCommon Stock 1,755 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-015585 · form4.xml · nonDerivative · entry 1

WILSON ALAN D · CIK 0001216704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,105.28

F1 · shares: Pursuant to the 2017 Non-Employee Director Equity Plan, this restricted Stock Unit shares were issued at $114.02 per share, the closing price of TROW shares on April 27, 2018. The forfeiture provisions of the Stock Unit Shares and all accrued dividends attributed to such Stock Unit Shares, will vest in full and become nonforfeitable upon the earliest of the following dates: (a) the day immediately prior to the Annual Meeting that occurs in the next calendar year following the year in which the Award Shares were granted as reflected on the Notice, (b) date of death, (c) the date on which it has been determined that the award holder suffered, a Total and Permanent Disability, or (d) the date on which a Change in Control occurs, in which case the vesting will take place immediately before and contingent upon the occurrence of the Change in Control.

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April 27, 2018 Filed Apr 30, 2018 20:40 UTC GrantCommon Stock 1,755 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-015582 · form4.xml · nonDerivative · entry 1

WIJNBERG SANDRA S · CIK 0001194455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,125.317

F1 · shares: Pursuant to the 2017 Non-Employee Director Equity Plan, this restricted Award Shares was issued at $114.02 per share, the closing price of TROW shares on April 27, 2018. The forfeiture provisions of the Award Shares and all accrued dividends attributed to such Award Shares, will vest in full and become nonforfeitable upon the earliest of the following dates: (a) the day immediately prior to the Annual Meeting that occurs in the next calendar year following the year in which the Award Shares were granted as reflected on the Notice, (b) date of death, (c) the date on which it has been determined that the award holder suffered, a Total and Permanent Disability, or (d) the date on which a Change in Control occurs, in which case the vesting will take place immediately before and contingent upon the occurrence of the Change in Control.

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April 27, 2018 Filed Apr 30, 2018 20:39 UTC GrantCommon Stock 1,755 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-015580 · form4.xml · nonDerivative · entry 1

MacLellan Robert F. · CIK 0001498935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,605.791

F1 · shares: Pursuant to the 2017 Non-Employee Director Equity Plan, this restricted Award Shares was issued at $114.02 per share, the closing price of TROW shares on April 27, 2018. The forfeiture provisions of the Award Shares and all accrued dividends attributed to such Award Shares, will vest in full and become nonforfeitable upon the earliest of the following dates: (a) the day immediately prior to the Annual Meeting that occurs in the next calendar year following the year in which the Award Shares were granted as reflected on the Notice, (b) date of death, (c) the date on which it has been determined that the award holder suffered, a Total and Permanent Disability, or (d) the date on which a Change in Control occurs, in which case the vesting will take place immediately before and contingent upon the occurrence of the Change in Control.

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April 27, 2018 Filed Apr 30, 2018 20:37 UTC GrantCommon Stock 1,755 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-015575 · form4.xml · nonDerivative · entry 1

CULP H LAWRENCE JR · CIK 0001205247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,942

F1 · shares: Pursuant to the 2017 Non-Employee Director Equity Plan, this restricted Award Shares was issued at $114.02 per share, the closing price of TROW shares on April 27, 2018. The forfeiture provisions of the Award Shares and all accrued dividends attributed to such Award Shares, will vest in full and become nonforfeitable upon the earliest of the following dates: (a) the day immediately prior to the Annual Meeting that occurs in the next calendar year following the year in which the Award Shares were granted as reflected on the Notice, (b) date of death, (c) the date on which it has been determined that the award holder suffered, a Total and Permanent Disability, or (d) the date on which a Change in Control occurs, in which case the vesting will take place immediately before and contingent upon the occurrence of the Change in Control.

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April 27, 2018 Filed May 1, 2018 14:43 UTC GrantCommon Stock 1,755 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-015645 · form4.xml · nonDerivative · entry 1

BARTLETT MARK S. · CIK 0001551523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,992

F1 · shares: Pursuant to the 2017 Non-Employee Director Equity Plan, this restricted Award Shares was issued at $114.02 per share, the closing price of TROW shares on April 27, 2018. The forfeiture provisions of the Award Shares and all accrued dividends attributed to such Award Shares, will vest in full and become nonforfeitable upon the earliest of the following dates: (a) the day immediately prior to the Annual Meeting that occurs in the next calendar year following the year in which the Award Shares were granted as reflected on the Notice, (b) date of death, (c) the date on which it has been determined that the award holder suffered, a Total and Permanent Disability, or (d) the date on which a Change in Control occurs, in which case the vesting will take place immediately before and contingent upon the occurrence of the Change in Control.

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March 29, 2018 Filed Apr 2, 2018 14:18 UTC GrantCommon Stock 91.399 $107.97 $9,868.35
Disclosure

SEC source: 0001127602-18-013215 · form4.xml · nonDerivative · entry 1

WHITTEMORE ANNE M · CIK 0001014833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,074.096

F1 · shares: This is pursuant to the T. Rowe Price Group, Inc. 2017 Non-Employee Director Equity Plan with respect to dividends declared by the issuer on it's Common Stock. A portion of these shares were credited as fully-vested dividend reinvestment shares and a portion will be accrued and vest when the corresponding grant vests.

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March 29, 2018 Filed Apr 2, 2018 14:12 UTC GrantCommon Stock 50.421 $107.97 $5,443.96
Disclosure

SEC source: 0001127602-18-013208 · form4.xml · nonDerivative · entry 1

HRABOWSKI FREEMAN A III · CIK 0001050738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,827.542

F1 · shares: This is pursuant to the T. Rowe Price Group, Inc. 2017 Non-Employee Director Equity Plan with respect to dividends declared by the issuer on it's Common Stock. A portion of these shares were credited as fully-vested dividend reinvestment shares and a portion will be accrued and vest when the corresponding grant vests.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.