TROW

SEC source: 0001562180-20-005398 · primarydocument.xml · nonDerivative · entry 2

McCormick Andrew C. · CIK 0001763496 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,848.051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-005398 · primarydocument.xml · nonDerivative · entry 1

McCormick Andrew C. · CIK 0001763496 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,730.051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-005344 · primarydocument.xml · derivative · entry 6

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,349 shares

Expires 2025-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.

SEC source: 0001562180-20-005344 · primarydocument.xml · nonDerivative · entry 3

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,592.099

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

SEC source: 0001562180-20-005344 · primarydocument.xml · nonDerivative · entry 2

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,555.634

SEC source: 0001562180-20-005344 · primarydocument.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,807.634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-005343 · primarydocument.xml · nonDerivative · entry 3

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,994.5199

F2 · price: The range of prices for this transaction were $139.18 to $139.23. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001562180-20-005343 · primarydocument.xml · nonDerivative · entry 2

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,994.5199

SEC source: 0001562180-20-005343 · primarydocument.xml · nonDerivative · entry 1

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,294.5199

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

SEC source: 0001562180-20-005342 · primarydocument.xml · nonDerivative · entry 1

Page Sebastien · CIK 0001763507 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,504

F1 · price: The range of prices for this transaction were $137.79 to $138.15. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001562180-20-005270 · primarydocument.xml · nonDerivative · entry 3

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,134.146

F3 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

SEC source: 0001562180-20-005270 · primarydocument.xml · nonDerivative · entry 2

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,124.29

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.50 to $134.6750, inclusive.

SEC source: 0001562180-20-005270 · primarydocument.xml · nonDerivative · entry 1

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,424.29

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.50 to $134.49, inclusive. The reporting person undertakes to provide to the Company, any security holder or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

SEC source: 0001562180-20-005230 · primarydocument.xml · derivative · entry 4

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,217 shares

Expires 2024-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.

SEC source: 0001562180-20-005230 · primarydocument.xml · nonDerivative · entry 3

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,590.0101

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

SEC source: 0001562180-20-005230 · primarydocument.xml · nonDerivative · entry 2

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,508.1131

SEC source: 0001562180-20-005230 · primarydocument.xml · nonDerivative · entry 1

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,492.1131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-004797 · primarydocument.xml · nonDerivative · entry 1

HRABOWSKI FREEMAN A III · CIK 0001050738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,998.969

F1 · shares: This is pursuant to the T. Rowe Price Group, Inc. 2017 Non-Employee Director Equity Plan with respect to dividends declared by the issuer on it's Common Stock. A portion of these shares were credited as fully-vested dividend reinvestment shares and a portion will be accrued and vest when the corresponding grant vests.

SEC source: 0001562180-20-004795 · primarydocument.xml · nonDerivative · entry 1

BUSH MARY K · CIK 0001041956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,057.338

F1 · shares: This is pursuant to the T. Rowe Price Group, Inc. 2017 Non-Employee Director Equity Plan with respect to dividends declared by the issuer on it's Common Stock. These shares were credited as fully-vested dividend reinvestment shares.

SEC source: 0001562180-20-004803 · primarydocument.xml · nonDerivative · entry 2

WILSON ALAN D · CIK 0001216704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,202.769

F2 · shares: Pursuant to the 2017 Non-Employee Director Equity Plan, Stock Units were issued for Director Fee Awards at $123.50 per share, the closing price of TROW shares on June 30, 2020. The Stock Unit Shares and any future dividends attributed to such Director Fee Award, will vest in full and become nonforfeitable on the date of grant.

SEC source: 0001562180-20-004803 · primarydocument.xml · nonDerivative · entry 1

WILSON ALAN D · CIK 0001216704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,687.769

F1 · shares: This is pursuant to the T. Rowe Price Group, Inc. 2017 Non-Employee Director Equity Plan with respect to dividends declared by the issuer on it's Common Stock. A portion of these shares were credited as fully-vested dividend reinvestment shares and a portion will be accrued and vest when the corresponding grant vests.

SEC source: 0001562180-20-004802 · primarydocument.xml · nonDerivative · entry 2

WIJNBERG SANDRA S · CIK 0001194455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,613.728

F2 · shares: Pursuant to the 2017 Non-Employee Director Equity Plan, Stock Units were issued for Director Fee Awards at $123.50 per share, the closing price of TROW shares on June 30, 2020. The Stock Unit Shares and any future dividends attributed to such Director Fee Award, will vest in full and become nonforfeitable on the date of grant.

SEC source: 0001562180-20-004802 · primarydocument.xml · nonDerivative · entry 1

WIJNBERG SANDRA S · CIK 0001194455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,127.728

F1 · shares: This is pursuant to the T. Rowe Price Group, Inc. 2017 Non-Employee Director Equity Plan with respect to dividends declared by the issuer on it's Common Stock. These shares were credited as fully-vested dividend reinvestment shares.

SEC source: 0001562180-20-004801 · primarydocument.xml · nonDerivative · entry 1

Verma Richard R. · CIK 0001737206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,590.899

F1 · shares: This is pursuant to the T. Rowe Price Group, Inc. 2017 Non-Employee Director Equity Plan with respect to dividends declared by the issuer on it's Common Stock. A portion of these shares were credited as fully-vested dividend reinvestment shares and a portion will be accrued and vest when the corresponding grant vests.

SEC source: 0001562180-20-004800 · primarydocument.xml · nonDerivative · entry 2

STEVENS ROBERT J · CIK 0001184258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,252.61

F2 · shares: Pursuant to the 2017 Non-Employee Director Equity Plan, Stock Units were issued for Director Fee Awards at $123.50 per share, the closing price of TROW shares on June 30, 2020. The Stock Unit Shares and any future dividends attributed to such Director Fee Award, will vest in full and become nonforfeitable on the date of grant.

SEC source: 0001562180-20-004800 · primarydocument.xml · nonDerivative · entry 1

STEVENS ROBERT J · CIK 0001184258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,798.61

F1 · shares: This is pursuant to the T. Rowe Price Group, Inc. 2017 Non-Employee Director Equity Plan with respect to dividends declared by the issuer on it's Common Stock. A portion of these shares were credited as fully-vested dividend reinvestment shares and a portion will be accrued and vest when the corresponding grant vests.

SEC source: 0001562180-20-004799 · primarydocument.xml · nonDerivative · entry 1

SNOWE OLYMPIA J. · CIK 0001579077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,969.896

F1 · shares: This is pursuant to the T. Rowe Price Group, Inc. 2017 Non-Employee Director Equity Plan with respect to dividends declared by the issuer on it's Common Stock. A portion of these shares were credited as fully-vested dividend reinvestment shares and a portion will be accrued and vest when the corresponding grant vests.

SEC source: 0001562180-20-004798 · primarydocument.xml · nonDerivative · entry 2

MacLellan Robert F. · CIK 0001498935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,492.83

F2 · shares: Pursuant to the 2017 Non-Employee Director Equity Plan, Stock Units were issued for Director Fee Awards at $123.50 per share, the closing price of TROW shares on June 30, 2020. The Stock Unit Shares and any future dividends attributed to such Director Fee Award, will vest in full and become nonforfeitable on the date of grant.

SEC source: 0001562180-20-004798 · primarydocument.xml · nonDerivative · entry 1

MacLellan Robert F. · CIK 0001498935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,965.83

F1 · shares: This is pursuant to the T. Rowe Price Group, Inc. 2017 Non-Employee Director Equity Plan with respect to dividends declared by the issuer on it's Common Stock. These shares were credited as fully-vested dividend reinvestment shares.

SEC source: 0001562180-20-004796 · primarydocument.xml · nonDerivative · entry 1

DUBLON DINA · CIK 0001160193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,798.61

F1 · shares: This is pursuant to the T. Rowe Price Group, Inc. 2017 Non-Employee Director Equity Plan with respect to dividends declared by the issuer on it's Common Stock. These will be accrued and vest when the corresponding grant vests.

SEC source: 0001562180-20-004109 · primarydocument.xml · nonDerivative · entry 2

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · 2016 Stromberg Family Trust

Disclosed balance after: 15,000

F2 · price: The range of prices for this transaction were $121.71 to $122.18. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001562180-20-004109 · primarydocument.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,458.634

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

SEC source: 0001562180-20-004027 · primarydocument.xml · nonDerivative · entry 3

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,262.4269

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

SEC source: 0001562180-20-004027 · primarydocument.xml · nonDerivative · entry 2

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,173.3859

SEC source: 0001562180-20-004027 · primarydocument.xml · nonDerivative · entry 1

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,673.3859

SEC source: 0001562180-20-003823 · primarydocument.xml · nonDerivative · entry 1

BUSH MARY K · CIK 0001041956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,954.574

SEC source: 0001562180-20-003713 · primarydocument.xml · nonDerivative · entry 2

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,444.063

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

SEC source: 0001562180-20-003713 · primarydocument.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,399.359

SEC source: 0001562180-20-003787 · primarydocument.xml · nonDerivative · entry 1

HRABOWSKI FREEMAN A III · CIK 0001050738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,897.69

F1 · shares: 1. Pursuant to the 2017 Non-Employee Director Equity Plan, this restricted Stock Unit shares were issued at $107.94 per share, the closing price of TROW shares on May 13, 2020. The forfeiture provisions of the Stock Unit Shares and all accrued dividends attributed to such Stock Unit Shares, will vest in full and become nonforfeitable upon the earliest of the following dates: (a) the day immediately prior to the Annual Meeting that occurs in the next calendar year following the year in which the Award Shares were granted as reflected on the Notice, (b) date of death, (c) the date on which it has been determined that the award holder suffered, a Total and Permanent Disability, or (d) the date on which a Change in Control occurs, in which case the vesting will take place immediately before and contingent upon the occurrence of the Change in Control.

SEC source: 0001562180-20-003783 · primarydocument.xml · nonDerivative · entry 1

BUSH MARY K · CIK 0001041956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,805.574

F1 · shares: 1. Pursuant to the 2017 Non-Employee Director Equity Plan, this restricted Award Shares was issued at $107.94 per share, the closing price of TROW shares on May 13, 2020. The forfeiture provisions of the Award Shares and all accrued dividends attributed to such Award Shares, will vest in full and become nonforfeitable upon the earliest of the following dates: (a) the day immediately prior to the Annual Meeting that occurs in the next calendar year following the year in which the Award Shares were granted as reflected on the Notice, (b) date of death, (c) the date on which it has been determined that the award holder suffered, a Total and Permanent Disability, or (d) the date on which a Change in Control occurs, in which case the vesting will take place immediately before and contingent upon the occurrence of the Change in Control.

SEC source: 0001562180-20-003794 · primarydocument.xml · nonDerivative · entry 1

BARTLETT MARK S. · CIK 0001551523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,696

F1 · shares: 1. Pursuant to the 2017 Non-Employee Director Equity Plan, this restricted Award Shares was issued at $107.94 per share, the closing price of TROW shares on May 13, 2020. The forfeiture provisions of the Award Shares and all accrued dividends attributed to such Award Shares, will vest in full and become nonforfeitable upon the earliest of the following dates: (a) the day immediately prior to the Annual Meeting that occurs in the next calendar year following the year in which the Award Shares were granted as reflected on the Notice, (b) date of death, (c) the date on which it has been determined that the award holder suffered, a Total and Permanent Disability, or (d) the date on which a Change in Control occurs, in which case the vesting will take place immediately before and contingent upon the occurrence of the Change in Control.

SEC source: 0001562180-20-003790 · primarydocument.xml · nonDerivative · entry 1

Verma Richard R. · CIK 0001737206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,543.216

F1 · shares: 1. Pursuant to the 2017 Non-Employee Director Equity Plan, this restricted Stock Unit shares were issued at $107.94 per share, the closing price of TROW shares on May 13, 2020. The forfeiture provisions of the Stock Unit Shares and all accrued dividends attributed to such Stock Unit Shares, will vest in full and become nonforfeitable upon the earliest of the following dates: (a) the day immediately prior to the Annual Meeting that occurs in the next calendar year following the year in which the Award Shares were granted as reflected on the Notice, (b) date of death, (c) the date on which it has been determined that the award holder suffered, a Total and Permanent Disability, or (d) the date on which a Change in Control occurs, in which case the vesting will take place immediately before and contingent upon the occurrence of the Change in Control.

SEC source: 0001562180-20-003791 · primarydocument.xml · nonDerivative · entry 1

WILSON ALAN D · CIK 0001216704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,567.038

F1 · shares: 1. Pursuant to the 2017 Non-Employee Director Equity Plan, this restricted Stock Unit shares were issued at $107.94 per share, the closing price of TROW shares on May 13, 2020. The forfeiture provisions of the Stock Unit Shares and all accrued dividends attributed to such Stock Unit Shares, will vest in full and become nonforfeitable upon the earliest of the following dates: (a) the day immediately prior to the Annual Meeting that occurs in the next calendar year following the year in which the Award Shares were granted as reflected on the Notice, (b) date of death, (c) the date on which it has been determined that the award holder suffered, a Total and Permanent Disability, or (d) the date on which a Change in Control occurs, in which case the vesting will take place immediately before and contingent upon the occurrence of the Change in Control.

SEC source: 0001562180-20-003789 · primarydocument.xml · nonDerivative · entry 1

STEVENS ROBERT J · CIK 0001184258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,763.893

F1 · shares: 1. Pursuant to the 2017 Non-Employee Director Equity Plan, this restricted Stock Unit shares were issued at $107.94 per share, the closing price of TROW shares on May 13, 2020. The forfeiture provisions of the Stock Unit Shares and all accrued dividends attributed to such Stock Unit Shares, will vest in full and become nonforfeitable upon the earliest of the following dates: (a) the day immediately prior to the Annual Meeting that occurs in the next calendar year following the year in which the Award Shares were granted as reflected on the Notice, (b) date of death, (c) the date on which it has been determined that the award holder suffered, a Total and Permanent Disability, or (d) the date on which a Change in Control occurs, in which case the vesting will take place immediately before and contingent upon the occurrence of the Change in Control.

SEC source: 0001562180-20-003788 · primarydocument.xml · nonDerivative · entry 1

SNOWE OLYMPIA J. · CIK 0001579077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,885.467

F1 · shares: 1. Pursuant to the 2017 Non-Employee Director Equity Plan, this restricted Stock Unit shares were issued at $107.94 per share, the closing price of TROW shares on May 13, 2020. The forfeiture provisions of the Stock Unit Shares and all accrued dividends attributed to such Stock Unit Shares, will vest in full and become nonforfeitable upon the earliest of the following dates: (a) the day immediately prior to the Annual Meeting that occurs in the next calendar year following the year in which the Award Shares were granted as reflected on the Notice, (b) date of death, (c) the date on which it has been determined that the award holder suffered, a Total and Permanent Disability, or (d) the date on which a Change in Control occurs, in which case the vesting will take place immediately before and contingent upon the occurrence of the Change in Control.

SEC source: 0001562180-20-003786 · primarydocument.xml · nonDerivative · entry 1

DUBLON DINA · CIK 0001160193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,763.893

F1 · shares: 1. Pursuant to the 2017 Non-Employee Director Equity Plan, this restricted Stock Unit shares were issued at $107.94 per share, the closing price of TROW shares on May 13, 2020. The forfeiture provisions of the Stock Unit Shares and all accrued dividends attributed to such Stock Unit Shares, will vest in full and become nonforfeitable upon the earliest of the following dates: (a) the day immediately prior to the Annual Meeting that occurs in the next calendar year following the year in which the Award Shares were granted as reflected on the Notice, (b) date of death, (c) the date on which it has been determined that the award holder suffered, a Total and Permanent Disability, or (d) the date on which a Change in Control occurs, in which case the vesting will take place immediately before and contingent upon the occurrence of the Change in Control.

SEC source: 0001562180-20-003785 · primarydocument.xml · nonDerivative · entry 1

WIJNBERG SANDRA S · CIK 0001194455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,092.772

F1 · shares: 1. Pursuant to the 2017 Non-Employee Director Equity Plan, this restricted Award Shares was issued at $107.94 per share, the closing price of TROW shares on May 13, 2020. The forfeiture provisions of the Award Shares and all accrued dividends attributed to such Award Shares, will vest in full and become nonforfeitable upon the earliest of the following dates: (a) the day immediately prior to the Annual Meeting that occurs in the next calendar year following the year in which the Award Shares were granted as reflected on the Notice, (b) date of death, (c) the date on which it has been determined that the award holder suffered, a Total and Permanent Disability, or (d) the date on which a Change in Control occurs, in which case the vesting will take place immediately before and contingent upon the occurrence of the Change in Control.

SEC source: 0001562180-20-003784 · primarydocument.xml · nonDerivative · entry 1

MacLellan Robert F. · CIK 0001498935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,927.169

F1 · shares: 1. Pursuant to the 2017 Non-Employee Director Equity Plan, this restricted Award Shares was issued at $107.94 per share, the closing price of TROW shares on May 13, 2020. The forfeiture provisions of the Award Shares and all accrued dividends attributed to such Award Shares, will vest in full and become nonforfeitable upon the earliest of the following dates: (a) the day immediately prior to the Annual Meeting that occurs in the next calendar year following the year in which the Award Shares were granted as reflected on the Notice, (b) date of death, (c) the date on which it has been determined that the award holder suffered, a Total and Permanent Disability, or (d) the date on which a Change in Control occurs, in which case the vesting will take place immediately before and contingent upon the occurrence of the Change in Control.

SEC source: 0001562180-20-003566 · primarydocument.xml · nonDerivative · entry 2

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,275.1131

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

SEC source: 0001562180-20-003566 · primarydocument.xml · nonDerivative · entry 1

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,176.4861