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Nasdaq · USD

TROW

PRICE T ROWE GROUP INC

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3212
SEC CIK
0001113169
Parsed reports
980

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2021 Filed Feb 17, 2021 16:08 UTC Exercise / conversionStock Options (Right to buy) · Derivative 23,421 $0.00 Strike: $67.56 $0.00
Disclosure

SEC source: 0001562180-21-001175 · primarydocument.xml · derivative · entry 4

Thomson Andrew Justin Mackenzie · CIK 0001839558 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,421 shares

Expires 2021-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 02/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/1/2012.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 16:08 UTC SaleCommon Stock 1,645 $163.64 $269,187.80
Disclosure

SEC source: 0001562180-21-001175 · primarydocument.xml · nonDerivative · entry 3

Thomson Andrew Justin Mackenzie · CIK 0001839558 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,103

F2 · price: The range of prices for this transaction were $163.58 to $163.85. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 16:08 UTC SaleCommon Stock 21,776 $163.09 $3,551,447.84
Disclosure

SEC source: 0001562180-21-001175 · primarydocument.xml · nonDerivative · entry 2

Thomson Andrew Justin Mackenzie · CIK 0001839558 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,748

F1 · price: The range of prices for this transaction were $162.58 to $163.56. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 16:08 UTC Exercise / conversionCommon Stock 23,421 $67.56 $1,582,353.21
Disclosure

SEC source: 0001562180-21-001175 · primarydocument.xml · nonDerivative · entry 1

Thomson Andrew Justin Mackenzie · CIK 0001839558 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 17:37 UTC
Jackson Stephon A.Vice President
Exercise / conversionStock Option · Derivative 1,382 $0.00 Strike: $67.56 $0.00
Disclosure

SEC source: 0001562180-21-001069 · primarydocument.xml · derivative · entry 7

Jackson Stephon A. · CIK 0001840036 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,382 shares

Expires 2021-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 02/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/1/2012.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 17:37 UTC
Jackson Stephon A.Vice President
Exercise / conversionStock Option · Derivative 2,258 $0.00 Strike: $67.56 $0.00
Disclosure

SEC source: 0001562180-21-001069 · primarydocument.xml · derivative · entry 6

Jackson Stephon A. · CIK 0001840036 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,258 shares

Expires 2021-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 02/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/1/2012.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 17:37 UTC
Jackson Stephon A.Vice President
GrantCommon Stock 21.997 $159.11 $3,500.02
Disclosure

SEC source: 0001562180-21-001069 · primarydocument.xml · nonDerivative · entry 5

Jackson Stephon A. · CIK 0001840036 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,530.743

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 17:37 UTC
Jackson Stephon A.Vice President
Tax withholdingCommon Stock 566 $165.14 $93,469.24
Disclosure

SEC source: 0001562180-21-001069 · primarydocument.xml · nonDerivative · entry 4

Jackson Stephon A. · CIK 0001840036 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,508.746

Read SEC document
February 09, 2021 Filed Feb 11, 2021 17:37 UTC
Jackson Stephon A.Vice President
Tax withholdingCommon Stock 1,398 $165.14 $230,865.72
Disclosure

SEC source: 0001562180-21-001069 · primarydocument.xml · nonDerivative · entry 3

Jackson Stephon A. · CIK 0001840036 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,074.746

Read SEC document
February 09, 2021 Filed Feb 11, 2021 17:37 UTC
Jackson Stephon A.Vice President
Exercise / conversionCommon Stock 2,258 $67.56 $152,553.42
Disclosure

SEC source: 0001562180-21-001069 · primarydocument.xml · nonDerivative · entry 2

Jackson Stephon A. · CIK 0001840036 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,472.746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 17:37 UTC
Jackson Stephon A.Vice President
Exercise / conversionCommon Stock 1,382 $67.56 $93,369.72
Disclosure

SEC source: 0001562180-21-001069 · primarydocument.xml · nonDerivative · entry 1

Jackson Stephon A. · CIK 0001840036 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,214.746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2021 Filed Feb 8, 2021 19:22 UTC
Stromberg William JDirector · CEO and President
GrantCommon Stock 27.397 $153.49 $4,205.12
Disclosure

SEC source: 0001562180-21-000976 · primarydocument.xml · nonDerivative · entry 2

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,212.972

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
February 05, 2021 Filed Feb 8, 2021 19:22 UTC
Stromberg William JDirector · CEO and President
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000976 · primarydocument.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,185.575

Read SEC document
February 05, 2021 Filed Feb 8, 2021 19:00 UTC
Robert W. SharpsVice President
Exercise / conversionStock Option · Derivative 6,000 $0.00 Strike: $70.92 $0.00
Disclosure

SEC source: 0001562180-21-000975 · primarydocument.xml · derivative · entry 7

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.

Read SEC document
February 05, 2021 Filed Feb 8, 2021 19:00 UTC
Robert W. SharpsVice President
Exercise / conversionStock Option · Derivative 14,513 $0.00 Strike: $80.95 $0.00
Disclosure

SEC source: 0001562180-21-000975 · primarydocument.xml · derivative · entry 6

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,513 shares

Expires 2025-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.

Read SEC document
February 05, 2021 Filed Feb 8, 2021 19:00 UTC
Robert W. SharpsVice President
GrantCommon Stock 63.577 $151.27 $9,617.55
Disclosure

SEC source: 0001562180-21-000975 · primarydocument.xml · nonDerivative · entry 5

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,325.961

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
February 05, 2021 Filed Feb 8, 2021 19:00 UTC
Robert W. SharpsVice President
Tax withholdingCommon Stock 9,908 $159.86 $1,583,892.88
Disclosure

SEC source: 0001562180-21-000975 · primarydocument.xml · nonDerivative · entry 4

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,262.384

Read SEC document
February 05, 2021 Filed Feb 8, 2021 19:00 UTC
Robert W. SharpsVice President
Tax withholdingCommon Stock 4,275 $159.86 $683,401.50
Disclosure

SEC source: 0001562180-21-000975 · primarydocument.xml · nonDerivative · entry 3

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,170.384

Read SEC document
February 05, 2021 Filed Feb 8, 2021 19:00 UTC
Robert W. SharpsVice President
Exercise / conversionCommon Stock 14,513 $80.95 $1,174,817.19
Disclosure

SEC source: 0001562180-21-000975 · primarydocument.xml · nonDerivative · entry 2

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,445.384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2021 Filed Feb 8, 2021 19:00 UTC
Robert W. SharpsVice President
Exercise / conversionCommon Stock 6,000 $70.92 $425,520.00
Disclosure

SEC source: 0001562180-21-000975 · primarydocument.xml · nonDerivative · entry 1

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,932.384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2021 Filed Jan 29, 2021 16:34 UTC
Oestreicher DavidCorp Secretary and VP
Exercise / conversionStock Option · Derivative 759 $0.00 Strike: $70.92 $0.00
Disclosure

SEC source: 0001562180-21-000618 · primarydocument.xml · derivative · entry 10

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 759 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.

Read SEC document
January 28, 2021 Filed Jan 29, 2021 16:34 UTC
Oestreicher DavidCorp Secretary and VP
Exercise / conversionStock Option · Derivative 245 $0.00 Strike: $70.92 $0.00
Disclosure

SEC source: 0001562180-21-000618 · primarydocument.xml · derivative · entry 9

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 245 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.

Read SEC document
January 28, 2021 Filed Jan 29, 2021 16:34 UTC
Oestreicher DavidCorp Secretary and VP
Exercise / conversionStock Option · Derivative 1,024 $0.00 Strike: $80.95 $0.00
Disclosure

SEC source: 0001562180-21-000618 · primarydocument.xml · derivative · entry 8

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,024 shares

Expires 2025-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.

Read SEC document
January 28, 2021 Filed Jan 29, 2021 16:34 UTC
Oestreicher DavidCorp Secretary and VP
GrantCommon Stock 10.863 $154.76 $1,681.16
Disclosure

SEC source: 0001562180-21-000618 · primarydocument.xml · nonDerivative · entry 7

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,929.9299

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
January 28, 2021 Filed Jan 29, 2021 16:34 UTC
Oestreicher DavidCorp Secretary and VP
Tax withholdingCommon Stock 497 $162.44 $80,732.68
Disclosure

SEC source: 0001562180-21-000618 · primarydocument.xml · nonDerivative · entry 6

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,919.0669

Read SEC document
January 28, 2021 Filed Jan 29, 2021 16:34 UTC
Oestreicher DavidCorp Secretary and VP
Tax withholdingCommon Stock 107 $162.44 $17,381.08
Disclosure

SEC source: 0001562180-21-000618 · primarydocument.xml · nonDerivative · entry 5

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,416.0669

Read SEC document
January 28, 2021 Filed Jan 29, 2021 16:34 UTC
Oestreicher DavidCorp Secretary and VP
Tax withholdingCommon Stock 511 $162.44 $83,006.84
Disclosure

SEC source: 0001562180-21-000618 · primarydocument.xml · nonDerivative · entry 4

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,523.0669

Read SEC document
January 28, 2021 Filed Jan 29, 2021 16:34 UTC
Oestreicher DavidCorp Secretary and VP
Exercise / conversionCommon Stock 759 $70.92 $53,828.28
Disclosure

SEC source: 0001562180-21-000618 · primarydocument.xml · nonDerivative · entry 3

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,034.0669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2021 Filed Jan 29, 2021 16:34 UTC
Oestreicher DavidCorp Secretary and VP
Exercise / conversionCommon Stock 1,024 $80.95 $82,892.08
Disclosure

SEC source: 0001562180-21-000618 · primarydocument.xml · nonDerivative · entry 2

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,275.0669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2021 Filed Jan 29, 2021 16:34 UTC
Oestreicher DavidCorp Secretary and VP
Exercise / conversionCommon Stock 245 $70.92 $17,375.40
Disclosure

SEC source: 0001562180-21-000618 · primarydocument.xml · nonDerivative · entry 1

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,251.0669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 08:33 UTC GrantCommon Stock 84.824 $149.58 $12,687.97
Disclosure

SEC source: 0001562180-21-000003 · primarydocument.xml · nonDerivative · entry 1

HRABOWSKI FREEMAN A III · CIK 0001050738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,182.617

F1 · shares: This is pursuant to the T. Rowe Price Group, Inc. 2017 Non-Employee Director Equity Plan with respect to dividends declared by the issuer on it's Common Stock. A portion of these shares were credited as fully-vested dividend reinvestment shares and a portion will be accrued and vest when the corresponding grant vests.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 13:31 UTC
BUSH MARY KDirector
GrantCommon Stock 86.069 $149.58 $12,874.20
Disclosure

SEC source: 0001562180-21-000001 · primarydocument.xml · nonDerivative · entry 1

BUSH MARY K · CIK 0001041956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,243.6808

F1 · shares: This is pursuant to the T. Rowe Price Group, Inc. 2017 Non-Employee Director Equity Plan with respect to dividends declared by the issuer on it's Common Stock. These shares were credited as fully-vested dividend reinvestment shares.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 13:40 UTC GrantCommon Stock 39.936 $149.58 $5,973.63
Disclosure

SEC source: 0001562180-21-000009 · primarydocument.xml · nonDerivative · entry 1

Verma Richard R. · CIK 0001737206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,677.363

F1 · shares: This is pursuant to the T. Rowe Price Group, Inc. 2017 Non-Employee Director Equity Plan with respect to dividends declared by the issuer on it's Common Stock. A portion of these shares were credited as fully-vested dividend reinvestment shares and a portion will be accrued and vest when the corresponding grant vests.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 13:39 UTC GrantCommon Stock 70.712 $149.58 $10,577.10
Disclosure

SEC source: 0001562180-21-000008 · primarydocument.xml · nonDerivative · entry 1

SNOWE OLYMPIA J. · CIK 0001579077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,122.99

F1 · shares: This is pursuant to the T. Rowe Price Group, Inc. 2017 Non-Employee Director Equity Plan with respect to dividends declared by the issuer on it's Common Stock. A portion of these shares were credited as fully-vested dividend reinvestment shares and a portion will be accrued and vest when the corresponding grant vests.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 13:39 UTC GrantCommon Stock 104.237 $149.58 $15,591.77
Disclosure

SEC source: 0001562180-21-000007 · primarydocument.xml · nonDerivative · entry 2

WILSON ALAN D · CIK 0001216704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,873.448

F2 · shares: This is pursuant to the T. Rowe Price Group, Inc. 2017 Non-Employee Director Equity Plan with respect to dividends declared by the issuer on it's Common Stock. A portion of these shares were credited as fully-vested dividend reinvestment shares and a portion will be accrued and vest when the corresponding grant vests.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 13:39 UTC GrantCommon Stock 445 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000007 · primarydocument.xml · nonDerivative · entry 1

WILSON ALAN D · CIK 0001216704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,769.211

F1 · shares: Pursuant to the 2017 Non-Employee Director Equity Plan, Stock Units were issued for Director Fee Awards at $149.58 per share, the closing price of TROW shares on December 30, 2020. The Stock Unit Shares and any future dividends attributed to such Director Fee Award, will vest in full and become nonforfeitable on the date of grant.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 13:38 UTC GrantCommon Stock 32.222 $149.58 $4,819.77
Disclosure

SEC source: 0001562180-21-000006 · primarydocument.xml · nonDerivative · entry 2

WIJNBERG SANDRA S · CIK 0001194455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,085.49

F2 · shares: This is pursuant to the T. Rowe Price Group, Inc. 2017 Non-Employee Director Equity Plan with respect to dividends declared by the issuer on it's Common Stock. These shares were credited as fully-vested dividend reinvestment shares.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 13:38 UTC GrantCommon Stock 402 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000006 · primarydocument.xml · nonDerivative · entry 1

WIJNBERG SANDRA S · CIK 0001194455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,053.268

F1 · shares: Pursuant to the 2017 Non-Employee Director Equity Plan, Stock Units were issued for Director Fee Awards at $149.58 per share, the closing price of TROW shares on December 30, 2020. The Stock Unit Shares and any future dividends attributed to such Director Fee Award, will vest in full and become nonforfeitable on the date of grant.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 13:38 UTC GrantCommon Stock 31.827 $149.58 $4,760.68
Disclosure

SEC source: 0001562180-21-000005 · primarydocument.xml · nonDerivative · entry 2

STEVENS ROBERT J · CIK 0001184258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,716.517

F2 · shares: This is pursuant to the T. Rowe Price Group, Inc. 2017 Non-Employee Director Equity Plan with respect to dividends declared by the issuer on it's Common Stock. A portion of these shares were credited as fully-vested dividend reinvestment shares and a portion will be accrued and vest when the corresponding grant vests.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 13:38 UTC GrantCommon Stock 395 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000005 · primarydocument.xml · nonDerivative · entry 1

STEVENS ROBERT J · CIK 0001184258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,684.69

F1 · shares: Pursuant to the 2017 Non-Employee Director Equity Plan, Stock Units were issued for Director Fee Awards at $149.58 per share, the closing price of TROW shares on December 30, 2020. The Stock Unit Shares and any future dividends attributed to such Director Fee Award, will vest in full and become nonforfeitable on the date of grant.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 13:32 UTC
DUBLON DINADirector
GrantCommon Stock 29.076 $149.58 $4,349.19
Disclosure

SEC source: 0001562180-21-000002 · primarydocument.xml · nonDerivative · entry 1

DUBLON DINA · CIK 0001160193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,861.561

F1 · shares: This is pursuant to the T. Rowe Price Group, Inc. 2017 Non-Employee Director Equity Plan with respect to dividends declared by the issuer on it's Common Stock. A portion of these shares were credited as fully-vested dividend reinvestment shares and a portion will be accrued and vest when the corresponding grant vests.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 13:35 UTC GrantCommon Stock 35.573 $149.58 $5,321.01
Disclosure

SEC source: 0001562180-21-000004 · primarydocument.xml · nonDerivative · entry 2

MacLellan Robert F. · CIK 0001498935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,438.847

F2 · shares: This is pursuant to the T. Rowe Price Group, Inc. 2017 Non-Employee Director Equity Plan with respect to dividends declared by the issuer on it's Common Stock. These shares were credited as fully-vested dividend reinvestment shares.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 13:35 UTC GrantCommon Stock 435 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000004 · primarydocument.xml · nonDerivative · entry 1

MacLellan Robert F. · CIK 0001498935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,403.274

F1 · shares: Pursuant to the 2017 Non-Employee Director Equity Plan, Stock Units were issued for Director Fee Awards at $149.58 per share, the closing price of TROW shares on December 30, 2020. The Stock Unit Shares and any future dividends attributed to such Director Fee Award, will vest in full and become nonforfeitable on the date of grant.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 16:47 UTC
McCormick Andrew C.Vice President
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-007464 · primarydocument.xml · nonDerivative · entry 1

McCormick Andrew C. · CIK 0001763496 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,210.137

Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:46 UTC Exercise / conversionStock Option · Derivative 3,250 $0.00 Strike: $70.92 $0.00
Disclosure

SEC source: 0001562180-20-007447 · primarydocument.xml · derivative · entry 6

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,250 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.

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December 22, 2020 Filed Dec 23, 2020 21:46 UTC Exercise / conversionStock Option · Derivative 3,331 $0.00 Strike: $80.95 $0.00
Disclosure

SEC source: 0001562180-20-007447 · primarydocument.xml · derivative · entry 5

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,331 shares

Expires 2025-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.

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December 22, 2020 Filed Dec 23, 2020 21:46 UTC SaleCommon Stock 3,331 $146.76 $488,859.89
Disclosure

SEC source: 0001562180-20-007447 · primarydocument.xml · nonDerivative · entry 4

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,846.71

F1 · price: The range of prices for this transaction were $146.58 to $146.97. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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December 22, 2020 Filed Dec 23, 2020 21:46 UTC SaleCommon Stock 3,250 $146.79 $477,073.68
Disclosure

SEC source: 0001562180-20-007447 · primarydocument.xml · nonDerivative · entry 3

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,177.71

F1 · price: The range of prices for this transaction were $146.58 to $146.97. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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December 22, 2020 Filed Dec 23, 2020 21:46 UTC Exercise / conversionCommon Stock 3,250 $70.92 $230,490.00
Disclosure

SEC source: 0001562180-20-007447 · primarydocument.xml · nonDerivative · entry 2

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,427.71

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 22, 2020 Filed Dec 23, 2020 21:46 UTC Exercise / conversionCommon Stock 3,331 $80.95 $269,642.12
Disclosure

SEC source: 0001562180-20-007447 · primarydocument.xml · nonDerivative · entry 1

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,177.71

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.