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NYSE · USD

TPVG

TriplePoint Venture Growth BDC Corp.

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Tapewire entity
6241
SEC CIK
0001580345
Parsed reports
96

Last 12 months

Inside the activity.

87 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025260
Dec 2025460
Jan 2026140
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202611
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 08, 2025 Filed Dec 10, 2025 20:59 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 48,514 $6.68 $324,238.47
Disclosure

SEC source: 0001594983-25-000032 · wk-form4_1765400388.xml · nonDerivative · entry 1

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,366,734

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 08, 2025 Filed Dec 10, 2025 20:59 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 48,514 $6.68 $324,238.47
Disclosure

SEC source: 0001594986-25-000032 · wk-form4_1765400354.xml · nonDerivative · entry 1

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,366,734

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 05, 2025 Filed Dec 9, 2025 22:12 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 47,741 $6.81 $325,001.63
Disclosure

SEC source: 0001594983-25-000030 · wk-form4_1765318337.xml · nonDerivative · entry 1

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,318,220

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 05, 2025 Filed Dec 9, 2025 22:12 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 47,741 $6.81 $325,001.63
Disclosure

SEC source: 0001594986-25-000030 · wk-form4_1765318354.xml · nonDerivative · entry 1

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,318,220

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 04, 2025 Filed Dec 5, 2025 17:46 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 47,713 $6.62 $316,084.31
Disclosure

SEC source: 0001594986-25-000028 · wk-form4_1764956810.xml · nonDerivative · entry 2

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,270,479

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 04, 2025 Filed Dec 5, 2025 17:46 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 47,713 $6.62 $316,084.31
Disclosure

SEC source: 0001594983-25-000028 · wk-form4_1764956777.xml · nonDerivative · entry 2

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,270,479

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 03, 2025 Filed Dec 5, 2025 17:46 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 24,000 $6.57 $157,658.40
Disclosure

SEC source: 0001594986-25-000028 · wk-form4_1764956810.xml · nonDerivative · entry 1

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,222,766

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 03, 2025 Filed Dec 5, 2025 17:46 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 24,000 $6.57 $157,658.40
Disclosure

SEC source: 0001594983-25-000028 · wk-form4_1764956777.xml · nonDerivative · entry 1

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,222,766

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 02, 2025 Filed Dec 3, 2025 16:42 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 50,000 $6.37 $318,550.00
Disclosure

SEC source: 0001594983-25-000026 · wk-form4_1764780139.xml · nonDerivative · entry 2

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,198,766

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 02, 2025 Filed Dec 3, 2025 16:41 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 50,000 $6.37 $318,550.00
Disclosure

SEC source: 0001594986-25-000026 · wk-form4_1764780097.xml · nonDerivative · entry 2

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,198,766

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 16:42 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 50,000 $6.40 $319,910.00
Disclosure

SEC source: 0001594983-25-000026 · wk-form4_1764780139.xml · nonDerivative · entry 1

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,148,766

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 16:41 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 50,000 $6.40 $319,910.00
Disclosure

SEC source: 0001594986-25-000026 · wk-form4_1764780097.xml · nonDerivative · entry 1

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,148,766

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 28, 2025 Filed Dec 1, 2025 21:01 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 14,868 $6.46 $96,118.65
Disclosure

SEC source: 0001594986-25-000024 · wk-form4_1764622894.xml · nonDerivative · entry 3

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,098,766

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 28, 2025 Filed Dec 1, 2025 21:01 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 14,868 $6.46 $96,118.65
Disclosure

SEC source: 0001594983-25-000024 · wk-form4_1764622869.xml · nonDerivative · entry 3

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,098,766

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 26, 2025 Filed Dec 1, 2025 21:01 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 50,000 $6.38 $319,195.00
Disclosure

SEC source: 0001594986-25-000024 · wk-form4_1764622894.xml · nonDerivative · entry 2

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,083,898

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 26, 2025 Filed Dec 1, 2025 21:01 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 50,000 $6.38 $319,195.00
Disclosure

SEC source: 0001594983-25-000024 · wk-form4_1764622869.xml · nonDerivative · entry 2

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,083,898

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 25, 2025 Filed Dec 1, 2025 21:01 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 15,000 $6.39 $95,815.50
Disclosure

SEC source: 0001594986-25-000024 · wk-form4_1764622894.xml · nonDerivative · entry 1

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,033,898

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 25, 2025 Filed Dec 1, 2025 21:01 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 15,000 $6.39 $95,815.50
Disclosure

SEC source: 0001594983-25-000024 · wk-form4_1764622869.xml · nonDerivative · entry 1

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,033,898

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 24, 2025 Filed Nov 25, 2025 14:28 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 50,000 $6.31 $315,725.00
Disclosure

SEC source: 0001594986-25-000022 · wk-form4_1764080912.xml · nonDerivative · entry 2

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,018,898

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 24, 2025 Filed Nov 25, 2025 14:27 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 50,000 $6.31 $315,725.00
Disclosure

SEC source: 0001594983-25-000022 · wk-form4_1764080873.xml · nonDerivative · entry 2

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,018,898

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 21, 2025 Filed Nov 25, 2025 14:28 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 39,760 $6.30 $250,305.10
Disclosure

SEC source: 0001594986-25-000022 · wk-form4_1764080912.xml · nonDerivative · entry 1

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 968,898

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 21, 2025 Filed Nov 25, 2025 14:27 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 39,760 $6.30 $250,305.10
Disclosure

SEC source: 0001594983-25-000022 · wk-form4_1764080873.xml · nonDerivative · entry 1

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 968,898

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 20, 2025 Filed Nov 21, 2025 19:58 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 42,999 $6.28 $270,003.62
Disclosure

SEC source: 0001594986-25-000020 · wk-form4_1763755128.xml · nonDerivative · entry 2

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 929,138

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 20, 2025 Filed Nov 21, 2025 19:58 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 42,999 $6.28 $270,003.62
Disclosure

SEC source: 0001594983-25-000020 · wk-form4_1763755099.xml · nonDerivative · entry 2

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 929,138

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 19:58 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 50,000 $6.19 $309,305.00
Disclosure

SEC source: 0001594986-25-000020 · wk-form4_1763755128.xml · nonDerivative · entry 1

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 886,139

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 19:58 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 50,000 $6.19 $309,305.00
Disclosure

SEC source: 0001594983-25-000020 · wk-form4_1763755099.xml · nonDerivative · entry 1

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 886,139

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 18, 2025 Filed Nov 19, 2025 19:45 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 27,439 $6.06 $166,335.22
Disclosure

SEC source: 0001594986-25-000018 · wk-form4_1763581519.xml · nonDerivative · entry 2

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 836,139

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 18, 2025 Filed Nov 19, 2025 19:45 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 27,439 $6.06 $166,335.22
Disclosure

SEC source: 0001594983-25-000018 · wk-form4_1763581500.xml · nonDerivative · entry 2

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 836,139

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 19:45 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 44,648 $6.06 $270,615.99
Disclosure

SEC source: 0001594986-25-000018 · wk-form4_1763581519.xml · nonDerivative · entry 1

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 808,700

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 19:45 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 44,648 $6.06 $270,615.99
Disclosure

SEC source: 0001594983-25-000018 · wk-form4_1763581500.xml · nonDerivative · entry 1

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 808,700

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 14, 2025 Filed Nov 17, 2025 19:16 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 46,700 $5.99 $279,789.04
Disclosure

SEC source: 0001594986-25-000016 · wk-form4_1763407007.xml · nonDerivative · entry 2

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 764,052

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 14, 2025 Filed Nov 17, 2025 19:16 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 46,700 $5.99 $279,789.04
Disclosure

SEC source: 0001594983-25-000016 · wk-form4_1763406972.xml · nonDerivative · entry 2

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 764,052

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 13, 2025 Filed Nov 17, 2025 19:16 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 50,000 $5.94 $296,885.00
Disclosure

SEC source: 0001594986-25-000016 · wk-form4_1763407007.xml · nonDerivative · entry 1

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 717,352

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 13, 2025 Filed Nov 17, 2025 19:16 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 50,000 $5.94 $296,885.00
Disclosure

SEC source: 0001594983-25-000016 · wk-form4_1763406972.xml · nonDerivative · entry 1

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 717,352

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 12, 2025 Filed Nov 13, 2025 20:25 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 50,000 $5.95 $297,435.00
Disclosure

SEC source: 0001594986-25-000014 · wk-form4_1763065538.xml · nonDerivative · entry 2

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 667,352

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 12, 2025 Filed Nov 13, 2025 20:23 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 50,000 $5.95 $297,435.00
Disclosure

SEC source: 0001594983-25-000014 · wk-form4_1763065402.xml · nonDerivative · entry 2

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 667,352

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

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November 11, 2025 Filed Nov 13, 2025 20:25 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 26,117 $5.76 $150,538.39
Disclosure

SEC source: 0001594986-25-000014 · wk-form4_1763065538.xml · nonDerivative · entry 1

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 617,352

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

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November 11, 2025 Filed Nov 13, 2025 20:23 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 26,117 $5.76 $150,538.39
Disclosure

SEC source: 0001594983-25-000014 · wk-form4_1763065402.xml · nonDerivative · entry 1

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 617,352

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

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September 03, 2025 Filed Sep 4, 2025 20:38 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 48,800 $6.77 $330,219.84
Disclosure

SEC source: 0001594983-25-000012 · wk-form4_1757018337.xml · nonDerivative · entry 2

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 591,235

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

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September 03, 2025 Filed Sep 4, 2025 20:37 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 48,800 $6.77 $330,219.84
Disclosure

SEC source: 0001594986-25-000012 · wk-form4_1757018244.xml · nonDerivative · entry 2

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 591,235

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

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September 02, 2025 Filed Sep 4, 2025 20:38 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 54,000 $6.72 $362,966.40
Disclosure

SEC source: 0001594983-25-000012 · wk-form4_1757018337.xml · nonDerivative · entry 1

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 542,435

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

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September 02, 2025 Filed Sep 4, 2025 20:37 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 54,000 $6.72 $362,966.40
Disclosure

SEC source: 0001594986-25-000012 · wk-form4_1757018244.xml · nonDerivative · entry 1

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 542,435

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

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August 29, 2025 Filed Sep 2, 2025 21:05 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 65,000 $6.73 $437,157.50
Disclosure

SEC source: 0001594983-25-000010 · wk-form4_1756847146.xml · nonDerivative · entry 2

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 488,435

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

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August 29, 2025 Filed Sep 2, 2025 21:04 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 65,000 $6.73 $437,157.50
Disclosure

SEC source: 0001594986-25-000010 · wk-form4_1756847076.xml · nonDerivative · entry 2

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 488,435

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

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August 28, 2025 Filed Sep 2, 2025 21:05 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 44,630 $6.64 $296,164.68
Disclosure

SEC source: 0001594983-25-000010 · wk-form4_1756847146.xml · nonDerivative · entry 1

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 423,435

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
August 28, 2025 Filed Sep 2, 2025 21:04 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 44,630 $6.64 $296,164.68
Disclosure

SEC source: 0001594986-25-000010 · wk-form4_1756847076.xml · nonDerivative · entry 1

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 423,435

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

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August 27, 2025 Filed Aug 28, 2025 23:53 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 53,160 $6.63 $352,376.38
Disclosure

SEC source: 0001594983-25-000008 · wk-form4_1756425186.xml · nonDerivative · entry 2

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 378,805

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

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August 27, 2025 Filed Aug 28, 2025 23:52 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 53,160 $6.63 $352,376.38
Disclosure

SEC source: 0001594986-25-000008 · wk-form4_1756425154.xml · nonDerivative · entry 2

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 378,805

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

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August 26, 2025 Filed Aug 28, 2025 23:53 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 27,988 $6.48 $181,297.87
Disclosure

SEC source: 0001594983-25-000008 · wk-form4_1756425186.xml · nonDerivative · entry 1

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 325,645

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
August 26, 2025 Filed Aug 28, 2025 23:52 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 27,988 $6.48 $181,297.87
Disclosure

SEC source: 0001594986-25-000008 · wk-form4_1756425154.xml · nonDerivative · entry 1

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 325,645

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.