TONX

SEC source: 0001493152-21-017045 · ownership.xml · nonDerivative · entry 1

CLAYBORNE JEFF · CIK 0001685437 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,155,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-21-012424 · ownership.xml · derivative · entry 2

CUTAIA RORY J. · CIK 0001623811 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 194,175 shares

Expires 2023-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-21-012424 · ownership.xml · nonDerivative · entry 1

CUTAIA RORY J. · CIK 0001623811 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,369,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-21-000821 · ownership.xml · derivative · entry 4

CUTAIA RORY J. · CIK 0001623811 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 143,085 shares

Expires 2021-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-21-000821 · ownership.xml · derivative · entry 3

CUTAIA RORY J. · CIK 0001623811 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 189,645 shares

Expires 2021-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-21-000821 · ownership.xml · nonDerivative · entry 2

CUTAIA RORY J. · CIK 0001623811 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,175,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-21-000821 · ownership.xml · nonDerivative · entry 1

CUTAIA RORY J. · CIK 0001623811 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,032,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-21-000362 · ownership.xml · nonDerivative · entry 1

CLAYBORNE JEFF · CIK 0001685437 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055,672

F1 · shares: On January 4, 2021, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 190,609 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award is subject to a four-year vesting period, with one quarter vesting on the first, second, third and fourth anniversaries of the date of grant.

SEC source: 0001493152-21-000364 · ownership.xml · nonDerivative · entry 1

Geiskopf James P · CIK 0001434693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 992,131

F1 · shares: On January 4, 2021, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 101,658 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award vests on the one-year anniversary of the date of grant.

SEC source: 0001493152-21-000371 · ownership.xml · nonDerivative · entry 1

HEINEN NANCY R · CIK 0001214105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,964

F1 · shares: On January 4, 2021, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 50,829 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award vests on the one-year anniversary of the date of grant.

SEC source: 0001493152-21-000368 · ownership.xml · nonDerivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,257

F1 · shares: On January 4, 2021, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 50,829 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award vests on the one-year anniversary of the date of grant.

SEC source: 0001493152-21-000378 · ownership.xml · nonDerivative · entry 1

CUTAIA RORY J. · CIK 0001623811 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,842,617

F1 · shares: On January 4, 2021, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 317,682 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award is subject to a four-year vesting period, with one quarter vesting on the first, second, third and fourth anniversaries of the date of grant.

SEC source: 0001493152-21-000374 · ownership.xml · nonDerivative · entry 1

Bond Phillip J. · CIK 0001774640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,257

F1 · shares: On January 4, 2021, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 50,829 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award vests on the one-year anniversary of the date of grant.

SEC source: 0001493152-21-000369 · ownership.xml · nonDerivative · entry 1

Hammerschmidt Judith Lynne · CIK 0001798256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,964

F1 · shares: On January 4, 2021, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 50,829 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award vests on the one-year anniversary of the date of grant.

SEC source: 0001493152-20-014369 · ownership.xml · nonDerivative · entry 2

CLAYBORNE JEFF · CIK 0001685437 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,443

F2 · shares: On July 29, 2020, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 283,019 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award is subject to a four-year vesting period, with one quarter vesting on the first, second, third and fourth anniversaries of the date of grant.

SEC source: 0001493152-20-014369 · ownership.xml · nonDerivative · entry 1

CLAYBORNE JEFF · CIK 0001685437 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,424

F1 · shares: On July 29, 2020, the board of directors of the Issuer granted a stock award to the Reporting Person equal to 63,288 shares of common stock representing the stock component of the Reporting Person's bonus.

SEC source: 0001493152-20-014365 · ownership.xml · nonDerivative · entry 2

Geiskopf James P · CIK 0001434693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749,343

F2 · shares: On July 29, 2020, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 150,943 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award vests on the one-year anniversary of the date of grant.

SEC source: 0001493152-20-014365 · ownership.xml · nonDerivative · entry 1

Geiskopf James P · CIK 0001434693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,400

F1 · shares: On July 29, 2020, the board of directors of the Issuer granted a stock award to the Reporting Person equal to 33,078 shares of common stock representing the stock component of the Reporting Person's bonus.

SEC source: 0001493152-20-014389 · ownership.xml · nonDerivative · entry 2

CUTAIA RORY J. · CIK 0001623811 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,022,108

F2 · shares: On July 29, 2020, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 471,698 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award is subject to a four-year vesting period, with one quarter vesting on the first, second, third and fourth anniversaries of the date of grant.

SEC source: 0001493152-20-014389 · ownership.xml · nonDerivative · entry 1

CUTAIA RORY J. · CIK 0001623811 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,550,410

F1 · shares: On July 29, 2020, the board of directors of the Issuer granted a stock award to the Reporting Person equal to 166,365 shares of common stock representing the stock component of the Reporting Person's bonus.

SEC source: 0001493152-20-014380 · ownership.xml · nonDerivative · entry 1

HEINEN NANCY R · CIK 0001214105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,363

F1 · shares: On July 29, 2020, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 75,472 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award vests on the one-year anniversary of the date of grant.

SEC source: 0001493152-20-014371 · ownership.xml · nonDerivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,863

F1 · shares: On July 29, 2020, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 75,472 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award vests on the one-year anniversary of the date of grant.

SEC source: 0001493152-20-014384 · ownership.xml · nonDerivative · entry 1

Bond Phillip J. · CIK 0001774640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,863

F1 · shares: On July 29, 2020, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 75,472 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award vests on the one-year anniversary of the date of grant.

SEC source: 0001493152-20-014375 · ownership.xml · nonDerivative · entry 1

Hammerschmidt Judith Lynne · CIK 0001798256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,363

F1 · shares: On July 29, 2020, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 75,472 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award vests on the one-year anniversary of the date of grant.

SEC source: 0001493152-20-007648 · ownership.xml · nonDerivative · entry 1

CUTAIA RORY J. · CIK 0001623811 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,384,045

SEC source: 0001493152-20-007647 · ownership.xml · nonDerivative · entry 1

CLAYBORNE JEFF · CIK 0001685437 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,136

SEC source: 0001493152-20-007649 · ownership.xml · nonDerivative · entry 1

Geiskopf James P · CIK 0001434693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,322

SEC source: 0001493152-20-007646 · ownership.xml · nonDerivative · entry 1

HEINEN NANCY R · CIK 0001214105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,891

SEC source: 0001493152-20-007644 · ownership.xml · nonDerivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,391

SEC source: 0001493152-20-007645 · ownership.xml · nonDerivative · entry 1

Bond Phillip J. · CIK 0001774640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,391

SEC source: 0001493152-20-007643 · ownership.xml · nonDerivative · entry 1

Hammerschmidt Judith Lynne · CIK 0001798256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,891

SEC source: 0001493152-19-019685 · ownership.xml · nonDerivative · entry 1

CLAYBORNE JEFF · CIK 0001685437 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,833

F1 · security: This represents a series of purchases being made by the Reporting Person pursuant to an approved 10B5-1 plan.

SEC source: 0001493152-19-019785 · ownership.xml · nonDerivative · entry 1

CLAYBORNE JEFF · CIK 0001685437 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,833

F1 · shares: In connection with Verb Technology Company, Inc.'s (the "Company") up-listing to The Nasdaq Capital Market, its underwritten public offering, and its acquisition of Verb Direct, LLC, Mr. Clayborne, as the Company's Chief Financial Officer, earned a restricted stock award ("RSA") award of 100,000 shares of common stock (equal to $113,370). The number of restricted shares of common stock under the RSA is also based on the volume weighted average price of the common stock for the 30-trading day period prior to December 23, 2019, or $1.1337. The RSA shares are subject to a three-year vesting period, with one-fourth of the award vesting on the grant date (25,000 shares, as reported on this Form 4) and on each of the first, second, and third anniversaries thereafter.

F1 · price: In connection with Verb Technology Company, Inc.'s (the "Company") up-listing to The Nasdaq Capital Market, its underwritten public offering, and its acquisition of Verb Direct, LLC, Mr. Clayborne, as the Company's Chief Financial Officer, earned a restricted stock award ("RSA") award of 100,000 shares of common stock (equal to $113,370). The number of restricted shares of common stock under the RSA is also based on the volume weighted average price of the common stock for the 30-trading day period prior to December 23, 2019, or $1.1337. The RSA shares are subject to a three-year vesting period, with one-fourth of the award vesting on the grant date (25,000 shares, as reported on this Form 4) and on each of the first, second, and third anniversaries thereafter.

SEC source: 0001493152-19-019787 · ownership.xml · nonDerivative · entry 1

Geiskopf James P · CIK 0001434693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,540

F1 · shares: In connection with Verb Technology Company, Inc.'s (the "Company") up-listing to The Nasdaq Capital Market, its underwritten public offering, and its acquisition of Verb Direct, LLC, Mr. Geiskopf, as the Company's Lead Director, earned (i) a bonus equal to $150,000, which was payable in 132,310 shares of the Company's common stock based on the volume weighted average price ("VWAP") of the common stock for the 30-trading day period prior to December 23, 2019, or $1.1337, and (ii) a restricted stock award ("RSA") award of 141,130 shares of common stock (equal to $160,000). The number of restricted shares of common stock under the RSA is also based on the VWAP for the same 30-trading day period, or $1.1337. The bonus shares and the RSA shares vested immediately on the grant date.

F1 · price: In connection with Verb Technology Company, Inc.'s (the "Company") up-listing to The Nasdaq Capital Market, its underwritten public offering, and its acquisition of Verb Direct, LLC, Mr. Geiskopf, as the Company's Lead Director, earned (i) a bonus equal to $150,000, which was payable in 132,310 shares of the Company's common stock based on the volume weighted average price ("VWAP") of the common stock for the 30-trading day period prior to December 23, 2019, or $1.1337, and (ii) a restricted stock award ("RSA") award of 141,130 shares of common stock (equal to $160,000). The number of restricted shares of common stock under the RSA is also based on the VWAP for the same 30-trading day period, or $1.1337. The bonus shares and the RSA shares vested immediately on the grant date.

SEC source: 0001493152-19-019786 · ownership.xml · nonDerivative · entry 1

CUTAIA RORY J. · CIK 0001623811 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,353,015

F1 · shares: In connection with Verb Technology Company, Inc.'s (the "Company") up-listing to The Nasdaq Capital Market, its underwritten public offering, and its acquisition of Verb Direct, LLC, Mr. Cutaia, as the Company's President and Chief Executive Officer, earned a restricted stock award ("RSA") award of 200,000 shares of common stock (equal to $226,740). The number of restricted shares of common stock under the RSA is also based on the volume weighted average price of the common stock for the 30-trading day period prior to December 23, 2019, or $1.1337. The RSA shares are subject to a three-year vesting period, with one-fourth of the award vesting on the grant date (50,000 shares, as reported on this Form 4) and on each of the first, second, and third anniversaries thereafter.

F1 · price: In connection with Verb Technology Company, Inc.'s (the "Company") up-listing to The Nasdaq Capital Market, its underwritten public offering, and its acquisition of Verb Direct, LLC, Mr. Cutaia, as the Company's President and Chief Executive Officer, earned a restricted stock award ("RSA") award of 200,000 shares of common stock (equal to $226,740). The number of restricted shares of common stock under the RSA is also based on the volume weighted average price of the common stock for the 30-trading day period prior to December 23, 2019, or $1.1337. The RSA shares are subject to a three-year vesting period, with one-fourth of the award vesting on the grant date (50,000 shares, as reported on this Form 4) and on each of the first, second, and third anniversaries thereafter.

SEC source: 0001493152-20-014417 · ownership.xml · derivative · entry 5

CLAYBORNE JEFF · CIK 0001685437 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853,343

Underlying: Common Stock · 71,542 shares

Expires 2022-01-10

F1 · date: This amendment is being filed to include transactions inadvertently omitted from the Form 4 filed by the Reporting Person on December 27, 2019. The transactions reported herein were previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on December 27, 2019.

SEC source: 0001493152-20-014417 · ownership.xml · derivative · entry 4

CLAYBORNE JEFF · CIK 0001685437 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 781,801

Underlying: Common Stock · 71,543 shares

Expires 2021-01-10

F1 · date: This amendment is being filed to include transactions inadvertently omitted from the Form 4 filed by the Reporting Person on December 27, 2019. The transactions reported herein were previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on December 27, 2019.

SEC source: 0001493152-20-014417 · ownership.xml · derivative · entry 3

CLAYBORNE JEFF · CIK 0001685437 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710,258

Underlying: Common Stock · 55,129 shares

Expires 2022-01-10

F1 · date: This amendment is being filed to include transactions inadvertently omitted from the Form 4 filed by the Reporting Person on December 27, 2019. The transactions reported herein were previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on December 27, 2019.

SEC source: 0001493152-20-014417 · ownership.xml · derivative · entry 2

CLAYBORNE JEFF · CIK 0001685437 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655,129

Underlying: Common Stock · 55,129 shares

Expires 2021-01-10

F1 · date: This amendment is being filed to include transactions inadvertently omitted from the Form 4 filed by the Reporting Person on December 27, 2019. The transactions reported herein were previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on December 27, 2019.

SEC source: 0001493152-20-014417 · ownership.xml · nonDerivative · entry 1

CLAYBORNE JEFF · CIK 0001685437 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790,063

F1 · date: This amendment is being filed to include transactions inadvertently omitted from the Form 4 filed by the Reporting Person on December 27, 2019. The transactions reported herein were previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on December 27, 2019.

F2 · shares: On December 23, 2019, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 264,620 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award is subject to a four-year vesting period, with one quarter vesting on the first, second, third and fourth anniversaries of the date of grant.

SEC source: 0001493152-20-014416 · ownership.xml · nonDerivative · entry 1

Geiskopf James P · CIK 0001434693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890,473

F1 · date: This amendment is being filed to include a transaction inadvertently omitted from the Form 4 filed by the Reporting Person on December 27, 2019. The transaction reported herein was previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on December 27, 2019.

F2 · shares: On December 23, 2019, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 141,130 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award vests on the one-year anniversary of the date of grant.

SEC source: 0001493152-20-014415 · ownership.xml · nonDerivative · entry 1

Bond Phillip J. · CIK 0001774640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,428

F1 · date: The transactions reported herein were previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on December 27, 2019.

F2 · shares: On December 23, 2019, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 70,565 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award vests on the one-year anniversary of the date of grant.

SEC source: 0001493152-20-014414 · ownership.xml · nonDerivative · entry 2

HEINEN NANCY R · CIK 0001214105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,135

F1 · date: The transactions reported herein were previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on December 27, 2019.

F3 · shares: On December 23, 2019, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 88,207 shares of common stock representing the initial restricted stock award granted to the Reporting Person as a member of the board of directors of the Issuer. The restricted stock award is subject to a three-year vesting period, with one third vesting on the first, second and third anniversaries of the date of grant.

SEC source: 0001493152-20-014414 · ownership.xml · nonDerivative · entry 1

HEINEN NANCY R · CIK 0001214105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,928

F1 · date: The transactions reported herein were previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on December 27, 2019.

F2 · shares: On December 23, 2019, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 70,565 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award vests on the one-year anniversary of the date of grant.

SEC source: 0001493152-20-014412 · ownership.xml · nonDerivative · entry 1

CRAGUN KENNETH S · CIK 0001327261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,428

F1 · date: The transactions reported herein were previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on December 27, 2019.

F2 · shares: On December 23, 2019, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 70,565 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award vests on the one-year anniversary of the date of grant.

SEC source: 0001493152-20-014418 · ownership.xml · derivative · entry 5

CUTAIA RORY J. · CIK 0001623811 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 915,460

Underlying: Common Stock · 143,085 shares

Expires 2022-01-10

F1 · date: This amendment is being filed to include transactions inadvertently omitted from the Form 4 filed by the Reporting Person on December 27, 2019. The transactions reported herein were previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on December 27, 2019.

SEC source: 0001493152-20-014418 · ownership.xml · derivative · entry 4

CUTAIA RORY J. · CIK 0001623811 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 772,375

Underlying: Common Stock · 143,085 shares

Expires 2021-01-10

F1 · date: This amendment is being filed to include transactions inadvertently omitted from the Form 4 filed by the Reporting Person on December 27, 2019. The transactions reported herein were previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on December 27, 2019.

SEC source: 0001493152-20-014418 · ownership.xml · derivative · entry 3

CUTAIA RORY J. · CIK 0001623811 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,290

Underlying: Common Stock · 189,645 shares

Expires 2022-01-10

F1 · date: This amendment is being filed to include transactions inadvertently omitted from the Form 4 filed by the Reporting Person on December 27, 2019. The transactions reported herein were previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on December 27, 2019.

SEC source: 0001493152-20-014418 · ownership.xml · derivative · entry 2

CUTAIA RORY J. · CIK 0001623811 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,645

Underlying: Common Stock · 189,645 shares

Expires 2021-01-10

F1 · date: This amendment is being filed to include transactions inadvertently omitted from the Form 4 filed by the Reporting Person on December 27, 2019. The transactions reported herein were previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on December 27, 2019.

SEC source: 0001493152-20-014418 · ownership.xml · nonDerivative · entry 1

CUTAIA RORY J. · CIK 0001623811 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,374,935

F1 · date: This amendment is being filed to include transactions inadvertently omitted from the Form 4 filed by the Reporting Person on December 27, 2019. The transactions reported herein were previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on December 27, 2019.

F2 · shares: On December 23, 2019, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 352,827 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award is subject to a four-year vesting period, with one quarter vesting on the first, second, third and fourth anniversaries of the date of grant.