Last 12 months
Inside the activity.
9 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 12 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 6 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 3 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 21, 2023 Filed Jun 23, 2023 21:00 UTC |
CRAGUN KENNETH SDirector
|
GrantStock Options (right to buy) · Derivative | 81,441 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001493152-23-022276 · ownership.xml · derivative · entry 1 CRAGUN KENNETH S · CIK 0001327261 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,441 Underlying: Common Stock · 81,441 shares Expires 2028-06-20 F1 · security: On June 21, 2023, the compensation committee of the Issuer's board of directors adopted the annual recommendation of an independent compensation consulting firm retained to determine compensation for the Issuer's executives and board members, granting a stock option to the Reporting Person equal to 81,441 shares of common stock that vests on the first anniversary. F1 · derivative.exercise_date: On June 21, 2023, the compensation committee of the Issuer's board of directors adopted the annual recommendation of an independent compensation consulting firm retained to determine compensation for the Issuer's executives and board members, granting a stock option to the Reporting Person equal to 81,441 shares of common stock that vests on the first anniversary. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 17:00 UTC |
MOY EDMUND C.Director
|
GrantStock Options (right to buy) · Derivative | 81,441 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001493152-23-022278 · ownership.xml · derivative · entry 1 MOY EDMUND C. · CIK 0001511050 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,441 Underlying: Common Stock · 81,441 shares Expires 2028-06-20 F1 · security: On June 21, 2023, the compensation committee of the Issuer's board of directors adopted the annual recommendation of an independent compensation consulting firm retained to determine compensation for the Issuer's executives and board members, granting a stock option to the Reporting Person equal to 81,441 shares of common stock that vests on the first anniversary. F1 · derivative.exercise_date: On June 21, 2023, the compensation committee of the Issuer's board of directors adopted the annual recommendation of an independent compensation consulting firm retained to determine compensation for the Issuer's executives and board members, granting a stock option to the Reporting Person equal to 81,441 shares of common stock that vests on the first anniversary. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 21:00 UTC |
Bond Phillip J.Director
|
GrantStock Options (right to buy) · Derivative | 81,441 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001493152-23-022279 · ownership.xml · derivative · entry 1 Bond Phillip J. · CIK 0001774640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,441 Underlying: Common Stock · 81,441 shares Expires 2028-06-20 F1 · security: On June 21, 2023, the compensation committee of the Issuer's board of directors adopted the annual recommendation of an independent compensation consulting firm retained to determine compensation for the Issuer's executives and board members, granting a stock option to the Reporting Person equal to 81,441 shares of common stock that vests on the first anniversary. F1 · derivative.exercise_date: On June 21, 2023, the compensation committee of the Issuer's board of directors adopted the annual recommendation of an independent compensation consulting firm retained to determine compensation for the Issuer's executives and board members, granting a stock option to the Reporting Person equal to 81,441 shares of common stock that vests on the first anniversary. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 21:00 UTC |
Hammerschmidt Judith LynneDirector
|
GrantStock Options (right to buy) · Derivative | 81,441 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001493152-23-022281 · ownership.xml · derivative · entry 1 Hammerschmidt Judith Lynne · CIK 0001798256 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,441 Underlying: Common Stock · 81,441 shares Expires 2028-06-20 F1 · security: On June 21, 2023, the compensation committee of the Issuer's board of directors adopted the annual recommendation of an independent compensation consulting firm retained to determine compensation for the Issuer's executives and board members, granting a stock option to the Reporting Person equal to 81,441 shares of common stock that vests on the first anniversary. F1 · derivative.exercise_date: On June 21, 2023, the compensation committee of the Issuer's board of directors adopted the annual recommendation of an independent compensation consulting firm retained to determine compensation for the Issuer's executives and board members, granting a stock option to the Reporting Person equal to 81,441 shares of common stock that vests on the first anniversary. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 21:00 UTC |
CUTAIA RORY J.Director · Chairman, President and CEO
|
GrantStock Options (right to buy) · Derivative | 509,008 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001493152-23-022277 · ownership.xml · derivative · entry 2 CUTAIA RORY J. · CIK 0001623811 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 509,008 Underlying: Common Stock · 509,008 shares Expires 2028-06-20 F2 · security: On June 21, 2023, the compensation committee of the Issuer's board of directors adopted the annual recommendation of an independent compensation consulting firm retained to determine compensation for the Issuer's executives and board members, granting a stock option to the Reporting Person equal to 509,008 shares of common stock that are subject to a four year vesting period, with one quarter vesting on the first, second, third, and fourth anniversaries of the date of grant. F2 · derivative.exercise_date: On June 21, 2023, the compensation committee of the Issuer's board of directors adopted the annual recommendation of an independent compensation consulting firm retained to determine compensation for the Issuer's executives and board members, granting a stock option to the Reporting Person equal to 509,008 shares of common stock that are subject to a four year vesting period, with one quarter vesting on the first, second, third, and fourth anniversaries of the date of grant. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 21:00 UTC |
CUTAIA RORY J.Director · Chairman, President and CEO
|
GrantCommon Stock | 27,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-022277 · ownership.xml · nonDerivative · entry 1 CUTAIA RORY J. · CIK 0001623811 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,741 F1 · shares: The shares of common stock were issued to the Reporting Person in consideration of the deferment of a portion of the Reporting Person's cash salary in connection with the Issuer's cash preservation and cost reduction program. Read SEC document |
| January 20, 2023 Filed Jan 24, 2023 21:00 UTC |
Geiskopf James PDirector
|
GrantStock Option (Right to Buy) · Derivative | 129,418 | $0.00 Strike: $0.23 | $0.00 |
DisclosureSEC source: 0001493152-23-002371 · ownership.xml · derivative · entry 2 Geiskopf James P · CIK 0001434693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,418 Underlying: Common Stock · 129,418 shares Expires 2028-01-19 F1 · shares: On January 20, 2023, the board of directors of the Issuer cancelled a previous grant of a restricted stock award of 129,418 shares of common stock to the Reporting Person and issued a stock option to the Reporting Person to purchase 129,418 shares of common stock. Read SEC document |
| January 20, 2023 Filed Jan 24, 2023 21:00 UTC |
Geiskopf James PDirector
|
Disposition to issuerCommon Stock | 129,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-002371 · ownership.xml · nonDerivative · entry 1 Geiskopf James P · CIK 0001434693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,023,045 F1 · shares: On January 20, 2023, the board of directors of the Issuer cancelled a previous grant of a restricted stock award of 129,418 shares of common stock to the Reporting Person and issued a stock option to the Reporting Person to purchase 129,418 shares of common stock. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 02:00 UTC |
CRAGUN KENNETH SDirector
|
GrantStock Option (Right to Buy) · Derivative | 64,709 | $0.00 Strike: $0.23 | $0.00 |
DisclosureSEC source: 0001493152-23-002372 · ownership.xml · derivative · entry 2 CRAGUN KENNETH S · CIK 0001327261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,709 Underlying: Common Stock · 64,709 shares Expires 2028-01-19 F1 · shares: On January 20, 2023, the board of directors of the Issuer cancelled a previous grant of a restricted stock award of 64,709 shares of common stock to the Reporting Person and issued a stock option to the Reporting Person to purchase 64,709 shares of common stock. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 02:00 UTC |
CRAGUN KENNETH SDirector
|
Disposition to issuerCommon Stock | 64,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-002372 · ownership.xml · nonDerivative · entry 1 CRAGUN KENNETH S · CIK 0001327261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,428 F1 · shares: On January 20, 2023, the board of directors of the Issuer cancelled a previous grant of a restricted stock award of 64,709 shares of common stock to the Reporting Person and issued a stock option to the Reporting Person to purchase 64,709 shares of common stock. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 02:00 UTC |
Hammerschmidt Judith LynneDirector
|
GrantStock Option (Right to Buy) · Derivative | 64,709 | $0.00 Strike: $0.23 | $0.00 |
DisclosureSEC source: 0001493152-23-002374 · ownership.xml · derivative · entry 2 Hammerschmidt Judith Lynne · CIK 0001798256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,709 Underlying: Common Stock · 64,709 shares Expires 2028-01-19 F1 · shares: On January 20, 2023, the board of directors of the Issuer cancelled a previous grant of a restricted stock award of 64,709 shares of common stock to the Reporting Person and issued a stock option to the Reporting Person to purchase 64,709 shares of common stock. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 02:00 UTC |
Hammerschmidt Judith LynneDirector
|
Disposition to issuerCommon Stock | 64,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-002374 · ownership.xml · nonDerivative · entry 1 Hammerschmidt Judith Lynne · CIK 0001798256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,135 F1 · shares: On January 20, 2023, the board of directors of the Issuer cancelled a previous grant of a restricted stock award of 64,709 shares of common stock to the Reporting Person and issued a stock option to the Reporting Person to purchase 64,709 shares of common stock. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 02:00 UTC |
Bond Phillip J.Director
|
GrantStock Option (Right to Buy) · Derivative | 64,709 | $0.00 Strike: $0.23 | $0.00 |
DisclosureSEC source: 0001493152-23-002373 · ownership.xml · derivative · entry 2 Bond Phillip J. · CIK 0001774640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,709 Underlying: Common Stock · 64,709 shares Expires 2028-01-19 F1 · shares: On January 20, 2023, the board of directors of the Issuer cancelled a previous grant of a restricted stock award of 64,709 shares of common stock to the Reporting Person and issued a stock option to the Reporting Person to purchase 64,709 shares of common stock. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 02:00 UTC |
Bond Phillip J.Director
|
Disposition to issuerCommon Stock | 64,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-002373 · ownership.xml · nonDerivative · entry 1 Bond Phillip J. · CIK 0001774640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,428 F1 · shares: On January 20, 2023, the board of directors of the Issuer cancelled a previous grant of a restricted stock award of 64,709 shares of common stock to the Reporting Person and issued a stock option to the Reporting Person to purchase 64,709 shares of common stock. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 20:51 UTC |
Geiskopf James PDirector
|
GrantStock Option (Right to Buy) · Derivative | 203,316 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001493152-22-033211 · ownership.xml · derivative · entry 3 Geiskopf James P · CIK 0001434693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,316 Underlying: Common Stock · 203,316 shares Expires 2027-11-16 F3 · shares: In exchange for the forfeiture of the shares referenced in Note 1 above, on November 17, 2022, the board of directors of the Issuer granted the Reporting Person stock options to purchase 203,316 Shares. The stock options fully vested upon issuance. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 20:51 UTC |
Geiskopf James PDirector
|
GrantCommon Stock | 132,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-033211 · ownership.xml · nonDerivative · entry 2 Geiskopf James P · CIK 0001434693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,152,463 F2 · shares: The restricted stock unit awards were granted as consideration for the Reporting Person's agreement to accept a 25% reduction in cash compensation for a period of four months. The restricted stock unit awards were granted pursuant to the 2019 Plan and vest in equal installments on the last day of each month over the four-month period, commencing on December 31, 2022. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 20:51 UTC |
Geiskopf James PDirector
|
Disposition to issuerCommon Stock | 101,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-033211 · ownership.xml · nonDerivative · entry 1 Geiskopf James P · CIK 0001434693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,019,891 F1 · shares: Reflects the Reporting Person's voluntary forfeiture of shares of the Issuer's common stock, par value $0.0001 per share (the "Shares"). The forfeited Shares were issued on January 4, 2022 upon the vesting and settlement in full of an aggregate of 101,658 restricted stock unit awards issued on January 4, 2021 pursuant to the terms of the Issuer's 2019 Omnibus Incentive Plan (the "2019 Plan"). The forfeited Shares were returned to the Issuer's treasury stock. Read SEC document |
| November 17, 2022 Filed Nov 22, 2022 01:53 UTC |
CRAGUN KENNETH SDirector
|
GrantStock Option (Right to Buy) · Derivative | 56,818 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001493152-22-033213 · ownership.xml · derivative · entry 3 CRAGUN KENNETH S · CIK 0001327261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,143 Underlying: Common Stock · 56,818 shares Expires 2027-11-16 F3 · shares: The stock options were granted as consideration for the Reporting Person's agreement to accept a 25% reduction in cash compensation for a period of four months. The stock options were granted pursuant to the 2019 Plan and vest in equal installments on the last day of each month over the four-month period, commencing on December 31, 2022. Read SEC document |
| November 17, 2022 Filed Nov 22, 2022 01:53 UTC |
CRAGUN KENNETH SDirector
|
GrantStock Option (Right to Buy) · Derivative | 101,658 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001493152-22-033213 · ownership.xml · derivative · entry 2 CRAGUN KENNETH S · CIK 0001327261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,325 Underlying: Common Stock · 101,658 shares Expires 2027-11-16 F2 · shares: In exchange for the forfeiture of the shares referenced in Note 1 above, on November 17, 2022, the board of directors of the Issuer granted the Reporting Person stock options to purchase 101,658 Shares. The stock options fully vested upon issuance. Read SEC document |
| November 17, 2022 Filed Nov 22, 2022 01:53 UTC |
CRAGUN KENNETH SDirector
|
Disposition to issuerCommon Stock | 50,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-033213 · ownership.xml · nonDerivative · entry 1 CRAGUN KENNETH S · CIK 0001327261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,137 F1 · shares: Reflects the Reporting Person's voluntary forfeiture of shares of the Issuer's common stock, par value $0.0001 per share (the "Shares"). The forfeited Shares were issued on January 4, 2022 upon the vesting and settlement in full of an aggregate of 50,829 restricted stock unit awards issued on January 4, 2021 pursuant to the terms of the Issuer's 2019 Omnibus Incentive Plan (the "2019 Plan"). The forfeited Shares were returned to the Issuer's treasury stock. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 20:47 UTC |
MOY EDMUND C.Director
|
GrantStock Option (Right to Buy) · Derivative | 56,818 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001493152-22-033205 · ownership.xml · derivative · entry 1 MOY EDMUND C. · CIK 0001511050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,818 Underlying: Common Stock · 56,818 shares Expires 2027-11-16 F1 · shares: The stock options were granted in consideration of the Reporting Person's agreement to accept a 25% reduction in cash compensation for a period of four months. The stock options were granted pursuant to 2019 Omnibus Incentive Plan and vest in equal installments on the last day of each month over the four-month period, commencing on December 31, 2022. Read SEC document |
| November 17, 2022 Filed Nov 22, 2022 01:58 UTC |
Hammerschmidt Judith LynneDirector
|
GrantStock Option (Right to Buy) · Derivative | 56,818 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001493152-22-033217 · ownership.xml · derivative · entry 3 Hammerschmidt Judith Lynne · CIK 0001798256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,476 Underlying: Common Stock · 56,818 shares Expires 2027-11-16 F3 · shares: The stock options were granted as consideration for the Reporting Person's agreement to accept a 25% reduction in cash compensation for a period of four months. The stock options were granted pursuant to the 2019 Plan and vest in equal installments on the last day of each month over the four-month period, commencing on December 31, 2022. Read SEC document |
| November 17, 2022 Filed Nov 22, 2022 01:58 UTC |
Hammerschmidt Judith LynneDirector
|
GrantStock Option (Right to Buy) · Derivative | 101,658 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001493152-22-033217 · ownership.xml · derivative · entry 2 Hammerschmidt Judith Lynne · CIK 0001798256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,658 Underlying: Common Stock · 101,658 shares Expires 2027-11-16 F2 · shares: In exchange for the forfeiture of the shares referenced in Note 1 above, on November 17, 2022, the board of directors of the Issuer granted the Reporting Person stock options to purchase 101,658 Shares. The stock options fully vested upon issuance. Read SEC document |
| November 17, 2022 Filed Nov 22, 2022 01:58 UTC |
Hammerschmidt Judith LynneDirector
|
Disposition to issuerCommon Stock | 50,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-033217 · ownership.xml · nonDerivative · entry 1 Hammerschmidt Judith Lynne · CIK 0001798256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,844 F1 · shares: Reflects the Reporting Person's voluntary forfeiture of shares of the Issuer's common stock, par value $0.0001 per share (the "Shares"). The forfeited Shares were issued on January 4, 2022 upon the vesting and settlement in full of an aggregate of 50,829 restricted stock unit awards issued on January 4, 2021 pursuant to the terms of the Issuer's 2019 Omnibus Incentive Plan (the "2019 Plan"). The forfeited Shares were returned to the Issuer's treasury stock. Read SEC document |
| November 17, 2022 Filed Nov 22, 2022 01:55 UTC |
Bond Phillip J.Director
|
GrantStock Option (Right to Buy) · Derivative | 56,818 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001493152-22-033215 · ownership.xml · derivative · entry 3 Bond Phillip J. · CIK 0001774640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,143 Underlying: Common Stock · 56,818 shares Expires 2027-11-16 F3 · shares: The stock options were granted as consideration for the Reporting Person's agreement to accept a 25% reduction in cash compensation for a period of four months. The stock options were granted pursuant to the 2019 Plan and vest in equal installments on the last day of each month over the four-month period, commencing on December 31, 2022. Read SEC document |
| November 17, 2022 Filed Nov 22, 2022 01:55 UTC |
Bond Phillip J.Director
|
GrantStock Option (Right to Buy) · Derivative | 101,658 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001493152-22-033215 · ownership.xml · derivative · entry 2 Bond Phillip J. · CIK 0001774640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,325 Underlying: Common Stock · 101,658 shares Expires 2027-11-16 F2 · shares: In exchange for the forfeiture of the shares referenced in Note 1 above, on November 17, 2022, the board of directors of the Issuer granted the Reporting Person stock options to purchase 101,658 Shares. The stock options fully vested upon issuance. Read SEC document |
| November 17, 2022 Filed Nov 22, 2022 01:55 UTC |
Bond Phillip J.Director
|
Disposition to issuerCommon Stock | 50,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-033215 · ownership.xml · nonDerivative · entry 1 Bond Phillip J. · CIK 0001774640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,137 F1 · shares: Reflects the Reporting Person's voluntary forfeiture of shares of the Issuer's common stock, par value $0.0001 per share (the "Shares"). The forfeited Shares were issued on January 4, 2022 upon the vesting and settlement in full of an aggregate of 50,829 restricted stock unit awards issued on January 4, 2021 pursuant to the terms of the Issuer's 2019 Omnibus Incentive Plan (the "2019 Plan"). The forfeited Shares were returned to the Issuer's treasury stock. Read SEC document |
| November 17, 2022 Filed Nov 22, 2022 01:50 UTC |
CUTAIA RORY J.Director · CEO & President
|
GrantStock Option (Right to Buy) · Derivative | 235,848 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001493152-22-033210 · ownership.xml · derivative · entry 3 CUTAIA RORY J. · CIK 0001623811 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,181 Underlying: Common Stock · 235,848 shares Expires 2027-11-16 F3 · shares: In exchange for the forfeiture of the shares referenced in Note 1 above, on November 17, 2022, the board of directors of the Issuer granted the Reporting Person stock options to purchase 235,848 Shares. The stock options fully vested upon issuance. Read SEC document |
| November 17, 2022 Filed Nov 22, 2022 01:50 UTC |
CUTAIA RORY J.Director · CEO & President
|
GrantCommon Stock | 371,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-033210 · ownership.xml · nonDerivative · entry 2 CUTAIA RORY J. · CIK 0001623811 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,566,029 F2 · shares: The restricted stock unit awards were granted as consideration for the Reporting Person's agreement to accept a 25% reduction in cash compensation for a period of four months. The restricted stock unit awards were granted pursuant to the 2019 Plan and vest in equal installments on the last day of each month over the four-month period, commencing on December 31, 2022. Read SEC document |
| November 17, 2022 Filed Nov 22, 2022 01:50 UTC |
CUTAIA RORY J.Director · CEO & President
|
Disposition to issuerCommon Stock | 117,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-033210 · ownership.xml · nonDerivative · entry 1 CUTAIA RORY J. · CIK 0001623811 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,194,821 F1 · shares: Reflects the Reporting Person's voluntary forfeiture of shares of the Issuer's common stock, par value $0.0001 per share (the "Shares"). The forfeited Shares were issued on July 29, 2022 upon the vesting and settlement in full of an aggregate of 117,924 restricted stock unit awards issued on July 29, 2020 pursuant to the terms of the Issuer's 2019 Omnibus Incentive Plan (the "2019 Plan"). The forfeited Shares were returned to the Issuer's treasury stock. Read SEC document |
| November 17, 2022 Filed Nov 22, 2022 01:49 UTC |
Khan Salman HassanCFO and Treasurer
|
Disposition to issuerCommon Stock | 189,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-033207 · ownership.xml · nonDerivative · entry 1 Khan Salman Hassan · CIK 0001907413 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,746 F1 · shares: The restricted stock unit awards were granted as consideration for the Reporting Person's agreement to accept a 25% reduction in cash compensation for a period of four months. The restricted stock unit awards were granted pursuant to the Issuer's 2019 Omnibus Incentive Plan and vest in equal installments on the last day of each month over the four-month period, commencing on December 31, 2022. Read SEC document |
| May 19, 2022 Filed May 20, 2022 13:22 UTC |
CUTAIA RORY J.Director · CEO & President
|
GrantCommon Stock | 189,394 | $0.53 | $100,000.03 |
DisclosureSEC source: 0001493152-22-014546 · ownership.xml · nonDerivative · entry 1 CUTAIA RORY J. · CIK 0001623811 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,312,745 F1 · shares: As disclosed in the Issuer's filings with the SEC, the Reporting Person (Rory J. Cutaia, the Issuer's CEO) has historically elected to defer payment of up to half of his annual cash compensation. As of December 31, 2021, the sum of $1,030,944, remains accrued and unpaid to Reporting Person. On May 19, 2022, the Board of Directors approved the Reporting Person's request to convert $100,000 of such accrued amount in order to purchase shares of the Issuer's common stock, thereby reducing the amount of debt on the Issuer's balance sheet. Using the closing price of the Issuer's common stock on May 19, 2022, which was $0.528, 189,394 shares were purchased by Reporting Person. Read SEC document |
| May 15, 2022 Filed May 17, 2022 21:50 UTC |
Khan Salman HassanCFO & Treasurer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001493152-22-014235 · ownership.xml · derivative · entry 1 Khan Salman Hassan · CIK 0001907413 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 100,000 shares Expires 2027-05-15 F1 · shares: This stock option grant was initially contemplated in Reporting Person's employment agreement when he joined the Company as its Executive Vice President of Corporate Development and Strategic Planning in May 2021. Reporting Person's May 2021 employment agreement provided that after one year of continuous employment with the Company and if Reporting Person has not violated the terms of his employment, Reporting Person will receive 100,000 additional employee stock options (right to buy). Reporting Person has satisfied the terms of his May 2021 employment agreement to receive this additional 100,000 employee stock options (right to buy). F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on May 15, 2023. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 15:42 UTC |
Khan Salman HassanCFO & Treasurer
|
GrantCommon Stock | 300,601 | $1.00 | $299,999.80 |
DisclosureSEC source: 0001493152-22-008719 · ownership.xml · nonDerivative · entry 1 Khan Salman Hassan · CIK 0001907413 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,356 F1 · shares: As further discussed in the Company's Form 8K filed with the Securities and Exchange Commission on January 24, 2022, Reporting Person was appointed as the Company's Interim Chief Financial Officer. On March 30, 2022, the Company's Board of Directors approved Reporting Person's appointment as the Company's permanent Chief Financial Officer. In connection with this appointment as the Company's Chief Financial Officer, the Company has agreed to provide Reporting Person 300,601 restricted shares of the Company's common stock granted, 75,150 of which shall vest on March 30, 2023, 75,150 of which shall vest on March 30, 2024, 75,150 of which shall vest on March 30, 2025, and 75,151 of which shall vest on March 30, 2026. Read SEC document |
| February 16, 2022 Filed Mar 7, 2022 14:15 UTC |
Khan Salman HassanInterim CFO & Treasurer
|
Tax withholdingCommon Stock | 10,245 | $1.23 | $12,601.35 |
DisclosureSEC source: 0001493152-22-006154 · ownership.xml · nonDerivative · entry 2 Khan Salman Hassan · CIK 0001907413 · Interim CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,755 F1 · shares: Reporting Person did not sell any shares of the Issuer's common stock. These shares of common stock were withheld to pay for Reporting Person's tax liability associated with the stock award. Reporting Person has never sold any shares of the Issuer's common stock. Read SEC document |
| February 16, 2022 Filed Mar 7, 2022 14:15 UTC |
Khan Salman HassanInterim CFO & Treasurer
|
GrantCommon Stock | 25,000 | $1.23 | $30,750.00 |
DisclosureSEC source: 0001493152-22-006154 · ownership.xml · nonDerivative · entry 1 Khan Salman Hassan · CIK 0001907413 · Interim CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| January 20, 2022 Filed Jan 24, 2022 08:25 UTC |
Geiskopf James PDirector
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GrantCommon Stock | 129,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-002060 · ownership.xml · nonDerivative · entry 1 Geiskopf James P · CIK 0001434693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,121,549 F1 · shares: On January 20, 2022, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 129,418 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award vests on the one-year anniversary of the date of grant. Read SEC document |
| January 20, 2022 Filed Jan 24, 2022 08:25 UTC |
HEINEN NANCY RDirector
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GrantCommon Stock | 64,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-002061 · ownership.xml · nonDerivative · entry 1 HEINEN NANCY R · CIK 0001214105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,673 F1 · shares: On January 20, 2022, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 64,709 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award vests on the one-year anniversary of the date of grant. Read SEC document |
| January 20, 2022 Filed Jan 24, 2022 13:25 UTC |
CRAGUN KENNETH SDirector
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GrantCommon Stock | 64,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-002057 · ownership.xml · nonDerivative · entry 1 CRAGUN KENNETH S · CIK 0001327261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,966 F1 · shares: On January 20, 2022, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 64,709 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award vests on the one-year anniversary of the date of grant. Read SEC document |
| January 20, 2022 Filed Jan 24, 2022 13:25 UTC |
CUTAIA RORY J.Director · Chairman, President and CEO
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GrantCommon Stock | 404,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-002062 · ownership.xml · nonDerivative · entry 1 CUTAIA RORY J. · CIK 0001623811 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,123,351 F1 · shares: On January 20, 2022, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 404,432 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award is subject to a four year vesting period, with one quarter vesting on the first, second, third, and fourth anniversaries of the grant date. Read SEC document |
| January 20, 2022 Filed Jan 24, 2022 13:25 UTC |
Hammerschmidt Judith LynneDirector
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GrantCommon Stock | 64,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-002058 · ownership.xml · nonDerivative · entry 1 Hammerschmidt Judith Lynne · CIK 0001798256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,673 F1 · shares: On January 20, 2022, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 64,709 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award vests on the one-year anniversary of the date of grant. Read SEC document |
| January 20, 2022 Filed Jan 24, 2022 13:25 UTC |
Bond Phillip J.Director
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GrantCommon Stock | 64,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-002056 · ownership.xml · nonDerivative · entry 1 Bond Phillip J. · CIK 0001774640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,966 F1 · shares: On January 4, 2022, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 64,709 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award vests on the one-year anniversary of the date of grant. Read SEC document |
| January 10, 2022 Filed Jan 18, 2022 14:15 UTC |
CUTAIA RORY J.Director · Chairman, President and CEO
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Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 143,085 | $0.00 Strike: $1.13 | $0.00 |
DisclosureSEC source: 0001493152-22-001429 · ownership.xml · derivative · entry 4 CUTAIA RORY J. · CIK 0001623811 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 143,085 shares Expires 2022-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2022 Filed Jan 18, 2022 14:15 UTC |
CUTAIA RORY J.Director · Chairman, President and CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 189,645 | $0.00 Strike: $1.13 | $0.00 |
DisclosureSEC source: 0001493152-22-001429 · ownership.xml · derivative · entry 3 CUTAIA RORY J. · CIK 0001623811 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 189,645 shares Expires 2022-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2022 Filed Jan 18, 2022 14:15 UTC |
CUTAIA RORY J.Director · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 143,085 | $1.13 | $162,215.46 |
DisclosureSEC source: 0001493152-22-001429 · ownership.xml · nonDerivative · entry 2 CUTAIA RORY J. · CIK 0001623811 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,718,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2022 Filed Jan 18, 2022 14:15 UTC |
CUTAIA RORY J.Director · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 189,645 | $1.13 | $215,000.54 |
DisclosureSEC source: 0001493152-22-001429 · ownership.xml · nonDerivative · entry 1 CUTAIA RORY J. · CIK 0001623811 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,575,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2021 Filed Nov 1, 2021 14:30 UTC |
CUTAIA RORY J.Director · CEO
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Exercise / conversionStock Option (right to buy) · Derivative | 16,667 | $0.00 Strike: $1.65 | $0.00 |
DisclosureSEC source: 0001493152-21-026826 · ownership.xml · derivative · entry 2 CUTAIA RORY J. · CIK 0001623811 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,667 shares Expires 2021-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2021 Filed Nov 1, 2021 14:30 UTC |
CUTAIA RORY J.Director · CEO
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Exercise / conversionCommon Stock | 16,667 | $1.65 | $27,500.55 |
DisclosureSEC source: 0001493152-21-026826 · ownership.xml · nonDerivative · entry 1 CUTAIA RORY J. · CIK 0001623811 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,386,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 19:26 UTC | Exercise / conversionCommon Stock · Derivative | 100,000 | $0.00 Strike: $1.65 | $0.00 |
DisclosureSEC source: 0001493152-21-017045 · ownership.xml · derivative · entry 3 CLAYBORNE JEFF · CIK 0001685437 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2021-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| July 14, 2021 Filed Jul 16, 2021 19:26 UTC | Tax withholdingCommon Stock | 66,265 | $2.49 | $164,999.85 |
DisclosureSEC source: 0001493152-21-017045 · ownership.xml · nonDerivative · entry 2 CLAYBORNE JEFF · CIK 0001685437 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,089,407 F1 · shares: Shares withheld to pay exercise price on cashless option exercise. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.