Tapewire

Nasdaq · USD

TNXP

Tonix Pharmaceuticals Holding Corp.

Export transactions ↓
Tapewire entity
6169
SEC CIK
0001430306
Parsed reports
210

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202630
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2025 Filed Feb 27, 2025 23:44 UTC
MORRIS JESSICA EDGARChief Operating Officer
OtherCommon Stock, $0.001 par value 1 $0.00 $0.00
Disclosure

SEC source: 0001839882-25-011949 · morris_form4-022725.xml · nonDerivative · entry 1

MORRIS JESSICA EDGAR · CIK 0001656531 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Shares were surrendered without considerations following a reverse stock split of the Issuer's common stock.

Read SEC document
February 05, 2025 Filed Feb 27, 2025 23:48 UTC
LEDERMAN SETHDirector · Chief Executive Officer
OtherCommon Stock, $0.001 par value 1 $0.15 $0.15
Disclosure

SEC source: 0001839882-25-011952 · lederman-form4_022725.xml · nonDerivative · entry 6

LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F2 · kind: Involuntary sale of fractional share following a reverse stock split of the Issuer's common stock.

Read SEC document
February 05, 2025 Filed Feb 27, 2025 23:48 UTC
LEDERMAN SETHDirector · Chief Executive Officer
OtherCommon Stock, $0.001 par value 0.22 $3.30 $0.73
Disclosure

SEC source: 0001839882-25-011952 · lederman-form4_022725.xml · nonDerivative · entry 5

LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA Account

Disclosed balance after: 1

F2 · kind: Involuntary sale of fractional share following a reverse stock split of the Issuer's common stock.

Read SEC document
February 05, 2025 Filed Feb 27, 2025 23:48 UTC
LEDERMAN SETHDirector · Chief Executive Officer
OtherCommon Stock, $0.001 par value 5.18 $3.38 $17.51
Disclosure

SEC source: 0001839882-25-011952 · lederman-form4_022725.xml · nonDerivative · entry 4

LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5

F2 · kind: Involuntary sale of fractional share following a reverse stock split of the Issuer's common stock.

Read SEC document
February 05, 2025 Filed Feb 28, 2025 22:32 UTC OtherCommon Stock, par value $0.001 1 $0.15 $0.15
Disclosure

SEC source: 0001839882-25-012474 · bell-form4_022825.xml · nonDerivative · entry 1

Bell Margaret Smith · CIK 0001716713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Involuntary sale of fractional shares following a reverse stock split of the Issuer's common stock.

Read SEC document
February 05, 2025 Filed Feb 28, 2025 22:31 UTC
Treco JamesDirector
OtherCommon Stock, par value $0.001 0.02 $0.30 $0.01
Disclosure

SEC source: 0001839882-25-012472 · treco-form4_022825.xml · nonDerivative · entry 1

Treco James · CIK 0001766070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Involuntary sale of fractional shares following a reverse stock split of the Issuer's common stock.

Read SEC document
February 05, 2025 Filed Feb 28, 2025 22:30 UTC OtherCommon Stock, par value $0.001 0.02 $0.20 $0.00
Disclosure

SEC source: 0001839882-25-012470 · bagger-form4_022825.xml · nonDerivative · entry 1

BAGGER RICHARD H · CIK 0001372907 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Involuntary sale of fractional shares following a reverse stock split of the Issuer's comment stock.

Read SEC document
June 10, 2024 Filed Feb 28, 2025 22:31 UTC OtherCommon Stock, par value $0.001 0.812 $1.91 $1.55
Disclosure

SEC source: 0001839882-25-012471 · olukotun-form4_022825.xml · nonDerivative · entry 1

OLUKOTUN ADEOYE Y · CIK 0001242615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Involuntary sale of fractional shares following a reverse stock split of the Issuer's common stock.

Read SEC document
May 23, 2024 Filed May 24, 2024 21:07 UTC GrantStock Option · Derivative 104,621 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001999371-24-006623 · stillwell-form4.xml · derivative · entry 1

Stillwell Richard Newcomb · CIK 0001966861 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,621

Underlying: Common Stock · 104,621 shares

Expires 2034-05-23

F1 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2025 Annual Meeting of Stockholders.

F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2025 Annual Meeting of Stockholders.

Read SEC document
May 23, 2024 Filed May 24, 2024 21:10 UTC GrantStock Option · Derivative 104,621 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001999371-24-006624 · taylor-form4.xml · derivative · entry 1

Taylor Carolyn E. · CIK 0001875324 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,621

Underlying: Common Stock · 104,621 shares

Expires 2034-05-23

F1 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2025 Annual Meeting of Stockholders.

F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2025 Annual Meeting of Stockholders.

Read SEC document
May 23, 2024 Filed May 24, 2024 21:10 UTC
Treco JamesDirector
GrantStock Option · Derivative 104,621 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001999371-24-006625 · treco-form4.xml · derivative · entry 1

Treco James · CIK 0001766070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,621

Underlying: Common Stock · 104,621 shares

Expires 2034-05-23

F1 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2025 Annual Meeting of Stockholders.

F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2025 Annual Meeting of Stockholders.

Read SEC document
May 23, 2024 Filed May 24, 2024 21:07 UTC GrantStock Option · Derivative 104,621 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001999371-24-006622 · olukotun-form4.xml · derivative · entry 1

OLUKOTUN ADEOYE Y · CIK 0001242615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,621

Underlying: Common Stock · 104,621 shares

Expires 2034-05-23

F1 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2025 Annual Meeting of Stockholders.

F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2025 Annual Meeting of Stockholders.

Read SEC document
May 23, 2024 Filed May 24, 2024 21:06 UTC GrantStock Option · Derivative 104,621 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001999371-24-006620 · grange-form4.xml · derivative · entry 1

GRANGE DAVID L · CIK 0001264908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,621

Underlying: Common Stock · 104,621 shares

Expires 2034-05-23

F1 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2025 Annual Meeting of Stockholders.

F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2025 Annual Meeting of Stockholders.

Read SEC document
May 23, 2024 Filed May 24, 2024 21:05 UTC GrantStock Option · Derivative 104,621 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001999371-24-006618 · bell-form4.xml · derivative · entry 1

Bell Margaret Smith · CIK 0001716713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,621

Underlying: Common Stock · 104,621 shares

Expires 2034-05-23

F1 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2025 Annual Meeting of Stockholders.

F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2025 Annual Meeting of Stockholders.

Read SEC document
May 23, 2024 Filed May 24, 2024 21:04 UTC GrantStock Option · Derivative 104,621 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001999371-24-006617 · bagger-form4.xml · derivative · entry 1

BAGGER RICHARD H · CIK 0001372907 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,621

Underlying: Common Stock · 104,621 shares

Expires 2034-05-23

F1 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2025 Annual Meeting of Stockholders.

F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2025 Annual Meeting of Stockholders.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 22:07 UTC
SAENGER BRADLEYChief Financial Officer
GrantStock Option · Derivative 282,000 $0.00 Strike: $0.46 $0.00
Disclosure

SEC source: 0001999371-24-002951 · saenger-form4_022724.xml · derivative · entry 2

SAENGER BRADLEY · CIK 0001668150 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,000

Underlying: Common Stock · 282,000 shares

Expires 2034-02-27

F2 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of the option vests on the first anniversary of issuance and 1/36th each month thereafter for 24 months.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 22:07 UTC
SAENGER BRADLEYChief Financial Officer
GrantStock Option · Derivative 282,000 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0001999371-24-002951 · saenger-form4_022724.xml · derivative · entry 1

SAENGER BRADLEY · CIK 0001668150 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,000

Underlying: Common Stock · 282,000 shares

Expires 2034-02-27

F2 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of the option vests on the first anniversary of issuance and 1/36th each month thereafter for 24 months.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 17:05 UTC
SULLIVAN GREGORY MChief Medical Officer
GrantStock Option · Derivative 358,000 $0.00 Strike: $0.46 $0.00
Disclosure

SEC source: 0001999371-24-002949 · ownership.xml · derivative · entry 2

SULLIVAN GREGORY M · CIK 0001610106 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,000

Underlying: Common Stock · 358,000 shares

Expires 2034-02-27

F2 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of the option vests on the first anniversary of issuance and 1/36th each month thereafter for 24 months.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 17:05 UTC
SULLIVAN GREGORY MChief Medical Officer
GrantStock Option · Derivative 358,000 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0001999371-24-002949 · ownership.xml · derivative · entry 1

SULLIVAN GREGORY M · CIK 0001610106 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,000

Underlying: Common Stock · 358,000 shares

Expires 2034-02-27

F2 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of the option vests on the first anniversary of issuance and 1/36th each month thereafter for 24 months.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 22:08 UTC
LEDERMAN SETHDirector · Chief Executive Officer
GrantStock Option · Derivative 1,309,911 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001999371-24-002952 · lederman-form4_022724.xml · derivative · entry 3

LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,309,911

Underlying: Common Stock · 1,309,911 shares

Expires 2034-02-27

F2 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 22:08 UTC
LEDERMAN SETHDirector · Chief Executive Officer
GrantStock Option · Derivative 1,903,680 $0.00 Strike: $0.46 $0.00
Disclosure

SEC source: 0001999371-24-002952 · lederman-form4_022724.xml · derivative · entry 2

LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,903,680

Underlying: Common Stock · 1,903,680 shares

Expires 2034-02-27

F2 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of the option vests on the first anniversary of issuance and 1/36th each month thereafter for 24 months.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 22:08 UTC
LEDERMAN SETHDirector · Chief Executive Officer
GrantStock Option · Derivative 235,320 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0001999371-24-002952 · lederman-form4_022724.xml · derivative · entry 1

LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,320

Underlying: Common Stock · 235,320 shares

Expires 2034-02-27

F2 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of the option vests on the first anniversary of issuance and 1/36th each month thereafter for 24 months.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 22:06 UTC
MORRIS JESSICA EDGARChief Operating Officer
GrantStock Option · Derivative 317,000 $0.00 Strike: $0.46 $0.00
Disclosure

SEC source: 0001999371-24-002950 · ownership.xml · derivative · entry 2

MORRIS JESSICA EDGAR · CIK 0001656531 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,000

Underlying: Common Stock · 317,000 shares

Expires 2034-02-27

F2 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of the option vests on the first anniversary of issuance and 1/36th each month thereafter for 24 months.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 22:06 UTC
MORRIS JESSICA EDGARChief Operating Officer
GrantStock Option · Derivative 317,000 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0001999371-24-002950 · ownership.xml · derivative · entry 1

MORRIS JESSICA EDGAR · CIK 0001656531 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,000

Underlying: Common Stock · 317,000 shares

Expires 2034-02-27

F2 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of the option vests on the first anniversary of issuance and 1/36th each month thereafter for 24 months.

Read SEC document
February 27, 2024 Filed Mar 6, 2024 22:01 UTC Amendment
LEDERMAN SETHDirector · Chief Executive Officer
GrantStock Option · Derivative 1,309,911 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0001999371-24-003168 · ownership.xml · derivative · entry 3

LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,309,911

Underlying: Common Stock · 1,309,911 shares

Expires 2034-02-27

F3 · derivative.exercise_price: The amendment corrects the Conversion or Exercise Price of from $0.0368 to $0.368.

F2 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

Read SEC document
February 27, 2024 Filed Mar 6, 2024 22:01 UTC Amendment
LEDERMAN SETHDirector · Chief Executive Officer
GrantStock Option · Derivative 1,903,680 $0.00 Strike: $0.46 $0.00
Disclosure

SEC source: 0001999371-24-003168 · ownership.xml · derivative · entry 2

LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,903,680

Underlying: Common Stock · 1,903,680 shares

Expires 2034-02-27

F2 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of the option vests on the first anniversary of issuance and 1/36th each month thereafter for 24 months.

Read SEC document
February 27, 2024 Filed Mar 6, 2024 22:01 UTC Amendment
LEDERMAN SETHDirector · Chief Executive Officer
GrantStock Option · Derivative 235,320 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0001999371-24-003168 · ownership.xml · derivative · entry 1

LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,320

Underlying: Common Stock · 235,320 shares

Expires 2034-02-27

F2 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of the option vests on the first anniversary of issuance and 1/36th each month thereafter for 24 months.

Read SEC document
May 08, 2023 Filed May 10, 2023 21:09 UTC GrantStock Option · Derivative 60,000 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001839882-23-012501 · ownership.xml · derivative · entry 1

Stillwell Richard Newcomb · CIK 0001966861 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2033-05-08

F2 · shares: Does not reflect a 1-for-6.25 reverse stock split of the Issuer's common stock effective May 10, 2023.

F1 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2024 Annual Meeting of Stockholders.

F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2024 Annual Meeting of Stockholders.

F2 · derivative.underlying_shares: Does not reflect a 1-for-6.25 reverse stock split of the Issuer's common stock effective May 10, 2023.

Read SEC document
May 08, 2023 Filed May 10, 2023 21:08 UTC GrantStock Option · Derivative 60,000 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001839882-23-012500 · ownership.xml · derivative · entry 1

Taylor Carolyn E. · CIK 0001875324 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2033-05-08

F2 · shares: Does not reflect a 1-for-6.25 reverse stock split of the Issuer's common stock effective May 10, 2023.

F1 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2024 Annual Meeting of Stockholders.

F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2024 Annual Meeting of Stockholders.

F2 · derivative.underlying_shares: Does not reflect a 1-for-6.25 reverse stock split of the Issuer's common stock effective May 10, 2023.

Read SEC document
May 08, 2023 Filed May 10, 2023 21:15 UTC GrantStock Option · Derivative 60,000 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001839882-23-012505 · ownership.xml · derivative · entry 1

BAGGER RICHARD H · CIK 0001372907 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2033-05-08

F2 · shares: Does not reflect a 1-for-6.25 reverse stock split of the Issuer's common stock effective May 10, 2023.

F1 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2024 Annual Meeting of Stockholders.

F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2024 Annual Meeting of Stockholders.

F2 · derivative.underlying_shares: Does not reflect a 1-for-6.25 reverse stock split of the Issuer's common stock effective May 10, 2023.

Read SEC document
May 08, 2023 Filed May 10, 2023 21:14 UTC GrantStock Option · Derivative 60,000 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001839882-23-012504 · ownership.xml · derivative · entry 1

Bell Margaret Smith · CIK 0001716713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2033-05-08

F2 · shares: Does not reflect a 1-for-6.25 reverse stock split of the Issuer's common stock effective May 10, 2023.

F1 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2024 Annual Meeting of Stockholders.

F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2024 Annual Meeting of Stockholders.

F2 · derivative.underlying_shares: Does not reflect a 1-for-6.25 reverse stock split of the Issuer's common stock effective May 10, 2023.

Read SEC document
May 08, 2023 Filed May 10, 2023 21:13 UTC GrantStock Option · Derivative 60,000 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001839882-23-012503 · ownership.xml · derivative · entry 1

GRANGE DAVID L · CIK 0001264908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2033-05-08

F2 · shares: Does not reflect a 1-for-6.25 reverse stock split of the Issuer's common stock effective May 10, 2023.

F1 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2024 Annual Meeting of Stockholders.

F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2024 Annual Meeting of Stockholders.

F2 · derivative.underlying_shares: Does not reflect a 1-for-6.25 reverse stock split of the Issuer's common stock effective May 10, 2023.

Read SEC document
May 08, 2023 Filed May 10, 2023 21:11 UTC GrantStock Option · Derivative 60,000 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001839882-23-012502 · ownership.xml · derivative · entry 1

OLUKOTUN ADEOYE Y · CIK 0001242615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2033-05-08

F2 · shares: Does not reflect a 1-for-6.25 reverse stock split of the Issuer's common stock effective May 10, 2023.

F1 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2024 Annual Meeting of Stockholders.

F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2024 Annual Meeting of Stockholders.

F2 · derivative.underlying_shares: Does not reflect a 1-for-6.25 reverse stock split of the Issuer's common stock effective May 10, 2023.

Read SEC document
May 08, 2023 Filed May 10, 2023 21:01 UTC
Treco JamesDirector
GrantStock Option · Derivative 60,000 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001387131-23-006320 · treco-form4_050823.xml · derivative · entry 1

Treco James · CIK 0001766070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2033-05-08

F2 · shares: Does not reflect a 1-for-6.25 reverse stock split of the Issuer's common stock effective May 10, 2023.

F1 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2024 Annual Meeting of Stockholders.

F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2024 Annual Meeting of Stockholders.

F2 · derivative.underlying_shares: Does not reflect a 1-for-6.25 reverse stock split of the Issuer's common stock effective May 10, 2023.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 23:43 UTC GrantStock Option · Derivative 83,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001839882-23-006928 · stillwell-form4_031523.xml · derivative · entry 1

Stillwell Richard Newcomb · CIK 0001966861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,000

Underlying: Common Stock · 83,000 shares

Expires 2033-03-15

F1 · shares: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

F1 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

F2 · derivative.exercise_date: This option vests on the Issuer's 2023 Annual Meeting of Stockholders.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 23:37 UTC
SAENGER BRADLEYChief Financial Officer
GrantStock Option · Derivative 200,000 $0.00 Strike: $0.91 $0.00
Disclosure

SEC source: 0001839882-23-004703 · ownership.xml · derivative · entry 2

SAENGER BRADLEY · CIK 0001668150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2033-02-23

F2 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of the option vests on the first anniversary of issuance and 1/36th each month thereafter for 24 months.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 23:37 UTC
SAENGER BRADLEYChief Financial Officer
GrantStock Option · Derivative 200,000 $0.00 Strike: $0.73 $0.00
Disclosure

SEC source: 0001839882-23-004703 · ownership.xml · derivative · entry 1

SAENGER BRADLEY · CIK 0001668150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2033-02-23

F2 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of the option vests on the first anniversary of issuance and 1/36th each month thereafter for 24 months.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 18:38 UTC
SULLIVAN GREGORY MChief Medical Officer
GrantStock Option · Derivative 220,000 $0.00 Strike: $0.91 $0.00
Disclosure

SEC source: 0001839882-23-004704 · ownership.xml · derivative · entry 2

SULLIVAN GREGORY M · CIK 0001610106 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,000

Underlying: Common Stock · 220,000 shares

Expires 2033-02-23

F2 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of the option vests on the first anniversary of issuance and 1/36th each month thereafter for 24 months.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 18:38 UTC
SULLIVAN GREGORY MChief Medical Officer
GrantStock Option · Derivative 220,000 $0.00 Strike: $0.73 $0.00
Disclosure

SEC source: 0001839882-23-004704 · ownership.xml · derivative · entry 1

SULLIVAN GREGORY M · CIK 0001610106 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,000

Underlying: Common Stock · 220,000 shares

Expires 2033-02-23

F2 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of the option vests on the first anniversary of issuance and 1/36th each month thereafter for 24 months.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 23:36 UTC
MORRIS JESSICA EDGARChief Operating Officer
GrantStock Option · Derivative 207,500 $0.00 Strike: $0.91 $0.00
Disclosure

SEC source: 0001839882-23-004702 · ownership.xml · derivative · entry 2

MORRIS JESSICA EDGAR · CIK 0001656531 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,500

Underlying: Common Stock · 207,500 shares

Expires 2033-02-23

F2 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of the option vests on the first anniversary of issuance and 1/36th each month thereafter for 24 months.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 23:36 UTC
MORRIS JESSICA EDGARChief Operating Officer
GrantStock Option · Derivative 207,500 $0.00 Strike: $0.73 $0.00
Disclosure

SEC source: 0001839882-23-004702 · ownership.xml · derivative · entry 1

MORRIS JESSICA EDGAR · CIK 0001656531 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,500

Underlying: Common Stock · 207,500 shares

Expires 2033-02-23

F2 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of the option vests on the first anniversary of issuance and 1/36th each month thereafter for 24 months.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 23:34 UTC
LEDERMAN SETHDirector · Chief Executive Officer
GrantStock Option · Derivative 700,000 $0.00 Strike: $0.91 $0.00
Disclosure

SEC source: 0001839882-23-004701 · lederman-form4_022322.xml · derivative · entry 2

LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,000

Underlying: Common Stock · 700,000 shares

Expires 2033-02-23

F2 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of the option vests on the first anniversary of issuance and 1/36th each month thereafter for 24 months.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 23:34 UTC
LEDERMAN SETHDirector · Chief Executive Officer
GrantStock Option · Derivative 700,000 $0.00 Strike: $0.73 $0.00
Disclosure

SEC source: 0001839882-23-004701 · lederman-form4_022322.xml · derivative · entry 1

LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,000

Underlying: Common Stock · 700,000 shares

Expires 2033-02-23

F2 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of the option vests on the first anniversary of issuance and 1/36th each month thereafter for 24 months.

Read SEC document
June 29, 2022 Filed Jul 1, 2022 20:05 UTC
LEDERMAN SETHDirector · Chief Executive Officer
PurchaseCommon Stock, $0.001 par value 20,000 $1.71 $34,200.00
Disclosure

SEC source: 0001387131-22-007441 · lederman-form4.xml · nonDerivative · entry 1

LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA Account

Disclosed balance after: 24,235

F1 · balance_after: Shares reported reflect a 1-for-32 reverse stock split effective May 17, 2022.

Read SEC document
May 09, 2022 Filed May 11, 2022 21:49 UTC GrantStock Option · Derivative 2,131,500 $0.00 Strike: $0.13 $0.00
Disclosure

SEC source: 0001387131-22-006019 · ownership.xml · derivative · entry 1

Taylor Carolyn E. · CIK 0001875324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,131,500

Underlying: Common Stock · 2,131,500 shares

Expires 2032-05-09

F1 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

Read SEC document
May 09, 2022 Filed May 11, 2022 21:44 UTC GrantStock Option · Derivative 2,131,500 $0.00 Strike: $0.13 $0.00
Disclosure

SEC source: 0001387131-22-006017 · ownership.xml · derivative · entry 1

Bell Margaret Smith · CIK 0001716713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,131,500

Underlying: Common Stock · 2,131,500 shares

Expires 2032-05-09

F1 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

Read SEC document
May 09, 2022 Filed May 11, 2022 21:46 UTC GrantStock Option · Derivative 2,131,500 $0.00 Strike: $0.13 $0.00
Disclosure

SEC source: 0001387131-22-006018 · ownership.xml · derivative · entry 1

BAGGER RICHARD H · CIK 0001372907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,131,500

Underlying: Common Stock · 2,131,500 shares

Expires 2032-05-09

F1 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

Read SEC document
May 09, 2022 Filed May 11, 2022 21:42 UTC GrantStock Option · Derivative 2,131,500 $0.00 Strike: $0.13 $0.00
Disclosure

SEC source: 0001387131-22-006016 · ownership.xml · derivative · entry 1

GRANGE DAVID L · CIK 0001264908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,131,500

Underlying: Common Stock · 2,131,500 shares

Expires 2032-05-09

F1 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

Read SEC document
May 09, 2022 Filed May 11, 2022 21:40 UTC GrantStock Option · Derivative 2,131,500 $0.00 Strike: $0.13 $0.00
Disclosure

SEC source: 0001387131-22-006015 · ownership.xml · derivative · entry 1

OLUKOTUN ADEOYE Y · CIK 0001242615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,131,500

Underlying: Common Stock · 2,131,500 shares

Expires 2032-05-09

F1 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

Read SEC document
May 09, 2022 Filed May 11, 2022 21:38 UTC
Treco JamesDirector
GrantStock Option · Derivative 2,131,500 $0.00 Strike: $0.13 $0.00
Disclosure

SEC source: 0001387131-22-006014 · ownership.xml · derivative · entry 1

Treco James · CIK 0001766070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,131,500

Underlying: Common Stock · 2,131,500 shares

Expires 2032-05-09

F1 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.