TNON

SEC source: 0001475597-26-000240 · primary_doc.xml · nonDerivative · entry 8

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,839

F1 · price: We will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

F2 · balance_after: Resulting in short sales.

SEC source: 0001475597-26-000240 · primary_doc.xml · nonDerivative · entry 7

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,839

F1 · price: We will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

F2 · balance_after: Resulting in short sales.

SEC source: 0001475597-26-000240 · primary_doc.xml · nonDerivative · entry 6

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,839

F1 · price: We will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

F2 · balance_after: Resulting in short sales.

SEC source: 0001475597-26-000240 · primary_doc.xml · nonDerivative · entry 5

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,839

F1 · price: We will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

F2 · balance_after: Resulting in short sales.

SEC source: 0001475597-26-000240 · primary_doc.xml · nonDerivative · entry 4

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,182

F1 · price: We will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

F2 · balance_after: Resulting in short sales.

SEC source: 0001475597-26-000240 · primary_doc.xml · nonDerivative · entry 3

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,182

F1 · price: We will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

F2 · balance_after: Resulting in short sales.

SEC source: 0001475597-26-000240 · primary_doc.xml · nonDerivative · entry 2

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,182

F1 · price: We will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

F2 · balance_after: Resulting in short sales.

SEC source: 0001213900-26-098774 · ownership.xml · nonDerivative · entry 2

Williamson Kevin · CIK 0002037535 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,580

F3 · security: These shares were sold to pay tax liability associated with the vesting of RSUs.

SEC source: 0001475597-26-000240 · primary_doc.xml · nonDerivative · entry 1

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,653

F1 · price: We will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001213900-26-098774 · ownership.xml · derivative · entry 3

Williamson Kevin · CIK 0002037535 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60

Underlying: Common Stock · 30 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 30 restricted stock units ("RSUs") granted to the reporting person on November 5, 2024 into 30 shares of common stock of the Issuer on September 8, 2026, as adjusted for 1-for-35 reverse stock split of the Issuer's common stock effected on August 10, 2026.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F1 · derivative.exercise_date: Represents conversion of 30 restricted stock units ("RSUs") granted to the reporting person on November 5, 2024 into 30 shares of common stock of the Issuer on September 8, 2026, as adjusted for 1-for-35 reverse stock split of the Issuer's common stock effected on August 10, 2026.

F1 · derivative.expiration_date: Represents conversion of 30 restricted stock units ("RSUs") granted to the reporting person on November 5, 2024 into 30 shares of common stock of the Issuer on September 8, 2026, as adjusted for 1-for-35 reverse stock split of the Issuer's common stock effected on August 10, 2026.

SEC source: 0001213900-26-098774 · ownership.xml · nonDerivative · entry 1

Williamson Kevin · CIK 0002037535 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 30 restricted stock units ("RSUs") granted to the reporting person on November 5, 2024 into 30 shares of common stock of the Issuer on September 8, 2026, as adjusted for 1-for-35 reverse stock split of the Issuer's common stock effected on August 10, 2026.

SEC source: 0001475597-26-000234 · primary_doc.xml · nonDerivative · entry 2

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,946

F1 · price: We will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001475597-26-000234 · primary_doc.xml · nonDerivative · entry 1

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,452

F1 · price: We will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001475597-26-000230 · primary_doc.xml · nonDerivative · entry 2

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,794

F1 · price: We will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001475597-26-000230 · primary_doc.xml · nonDerivative · entry 1

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,244

F1 · price: We will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001475597-26-000226 · primary_doc.xml · nonDerivative · entry 5

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 454

F1 · price: We will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001475597-26-000226 · primary_doc.xml · nonDerivative · entry 4

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,730

F1 · price: We will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001475597-26-000226 · primary_doc.xml · nonDerivative · entry 3

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,730

F1 · price: We will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001475597-26-000226 · primary_doc.xml · nonDerivative · entry 2

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,730

F1 · price: We will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001475597-26-000226 · primary_doc.xml · nonDerivative · entry 1

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,730

F1 · price: We will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001475597-26-000221 · primary_doc.xml · nonDerivative · entry 1

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,604

F1 · price: We will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

F2 · balance_after: Resulting in short sales.

SEC source: 0001213900-26-085232 · ownership.xml · nonDerivative · entry 2

Williamson Kevin · CIK 0002037535 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,602

F2 · security: These shares were sold to pay tax liability associated with the vesting of RSUs.

SEC source: 0001213900-26-085231 · ownership.xml · nonDerivative · entry 2

GINN RICHARD · CIK 0001896876 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,357

F2 · security: These shares were sold to pay tax liability associated with the vesting of RSUs.

SEC source: 0001213900-26-085230 · ownership.xml · nonDerivative · entry 2

FOSTER STEVEN M · CIK 0001897435 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,962

F2 · security: These shares were sold to pay tax liability associated with the vesting of RSUs.

SEC source: 0001213900-26-085243 · ownership.xml · derivative · entry 2

Ferrari Richard · CIK 0001034413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 64,479 restricted stock units granted to the reporting person on October 13, 2025 into 64,479 shares of common stock of the Issuer on July 31, 2026.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F1 · derivative.exercise_date: Represents conversion of 64,479 restricted stock units granted to the reporting person on October 13, 2025 into 64,479 shares of common stock of the Issuer on July 31, 2026.

F1 · derivative.expiration_date: Represents conversion of 64,479 restricted stock units granted to the reporting person on October 13, 2025 into 64,479 shares of common stock of the Issuer on July 31, 2026.

SEC source: 0001213900-26-085243 · ownership.xml · nonDerivative · entry 1

Ferrari Richard · CIK 0001034413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 64,479 restricted stock units granted to the reporting person on October 13, 2025 into 64,479 shares of common stock of the Issuer on July 31, 2026.

SEC source: 0001213900-26-085232 · ownership.xml · derivative · entry 3

Williamson Kevin · CIK 0002037535 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,987 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 58,987 restricted stock units ('RSUs') granted to the reporting person on October 13, 2025 into 58,987 shares of common stock of the Issuer on July 31, 2026.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F1 · derivative.exercise_date: Represents conversion of 58,987 restricted stock units ('RSUs') granted to the reporting person on October 13, 2025 into 58,987 shares of common stock of the Issuer on July 31, 2026.

F1 · derivative.expiration_date: Represents conversion of 58,987 restricted stock units ('RSUs') granted to the reporting person on October 13, 2025 into 58,987 shares of common stock of the Issuer on July 31, 2026.

SEC source: 0001213900-26-085232 · ownership.xml · nonDerivative · entry 1

Williamson Kevin · CIK 0002037535 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 58,987 restricted stock units ('RSUs') granted to the reporting person on October 13, 2025 into 58,987 shares of common stock of the Issuer on July 31, 2026.

SEC source: 0001213900-26-085248 · ownership.xml · derivative · entry 2

Jacques Kristine M · CIK 0002017818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,147 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 10,147 restricted stock units granted to the reporting person on October 13, 2025 into 10,147 shares of common stock of the Issuer on July 31, 2026.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F1 · derivative.exercise_date: Represents conversion of 10,147 restricted stock units granted to the reporting person on October 13, 2025 into 10,147 shares of common stock of the Issuer on July 31, 2026.

F1 · derivative.expiration_date: Represents conversion of 10,147 restricted stock units granted to the reporting person on October 13, 2025 into 10,147 shares of common stock of the Issuer on July 31, 2026.

SEC source: 0001213900-26-085248 · ownership.xml · nonDerivative · entry 1

Jacques Kristine M · CIK 0002017818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 10,147 restricted stock units granted to the reporting person on October 13, 2025 into 10,147 shares of common stock of the Issuer on July 31, 2026.

SEC source: 0001213900-26-085231 · ownership.xml · derivative · entry 3

GINN RICHARD · CIK 0001896876 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 126,577 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 126,577 restricted stock units ('RSUs') granted to the reporting person on October 13, 2025 into 126,577 shares of common stock of the Issuer on July 31, 2026.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F1 · derivative.exercise_date: Represents conversion of 126,577 restricted stock units ('RSUs') granted to the reporting person on October 13, 2025 into 126,577 shares of common stock of the Issuer on July 31, 2026.

F1 · derivative.expiration_date: Represents conversion of 126,577 restricted stock units ('RSUs') granted to the reporting person on October 13, 2025 into 126,577 shares of common stock of the Issuer on July 31, 2026.

SEC source: 0001213900-26-085231 · ownership.xml · nonDerivative · entry 1

GINN RICHARD · CIK 0001896876 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 126,577 restricted stock units ('RSUs') granted to the reporting person on October 13, 2025 into 126,577 shares of common stock of the Issuer on July 31, 2026.

SEC source: 0001213900-26-085245 · ownership.xml · derivative · entry 2

Hochschuler Stephen · CIK 0001378563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 10,732 restricted stock units granted to the reporting person on October 13, 2025 into 10,732 shares of common stock of the Issuer on July 31, 2026.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F1 · derivative.exercise_date: Represents conversion of 10,732 restricted stock units granted to the reporting person on October 13, 2025 into 10,732 shares of common stock of the Issuer on July 31, 2026.

F1 · derivative.expiration_date: Represents conversion of 10,732 restricted stock units granted to the reporting person on October 13, 2025 into 10,732 shares of common stock of the Issuer on July 31, 2026.

SEC source: 0001213900-26-085245 · ownership.xml · nonDerivative · entry 1

Hochschuler Stephen · CIK 0001378563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 10,732 restricted stock units granted to the reporting person on October 13, 2025 into 10,732 shares of common stock of the Issuer on July 31, 2026.

SEC source: 0001213900-26-085249 · ownership.xml · derivative · entry 2

WEIGLE ROBERT K · CIK 0001897664 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 10,732 restricted stock units granted to the reporting person on October 13, 2025 into 10,732 shares of common stock of the Issuer on July 31, 2026.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F1 · derivative.exercise_date: Represents conversion of 10,732 restricted stock units granted to the reporting person on October 13, 2025 into 10,732 shares of common stock of the Issuer on July 31, 2026.

F1 · derivative.expiration_date: Represents conversion of 10,732 restricted stock units granted to the reporting person on October 13, 2025 into 10,732 shares of common stock of the Issuer on July 31, 2026.

SEC source: 0001213900-26-085249 · ownership.xml · nonDerivative · entry 1

WEIGLE ROBERT K · CIK 0001897664 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 10,732 restricted stock units granted to the reporting person on October 13, 2025 into 10,732 shares of common stock of the Issuer on July 31, 2026.

SEC source: 0001213900-26-085246 · ownership.xml · derivative · entry 2

HOWARD IVAN · CIK 0001897276 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 10,732 restricted stock units granted to the reporting person on October 13, 2025 into 10,732 shares of common stock of the Issuer on July 31, 2026.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F1 · derivative.exercise_date: Represents conversion of 10,732 restricted stock units granted to the reporting person on October 13, 2025 into 10,732 shares of common stock of the Issuer on July 31, 2026.

F1 · derivative.expiration_date: Represents conversion of 10,732 restricted stock units granted to the reporting person on October 13, 2025 into 10,732 shares of common stock of the Issuer on July 31, 2026.

SEC source: 0001213900-26-085246 · ownership.xml · nonDerivative · entry 1

HOWARD IVAN · CIK 0001897276 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 10,732 restricted stock units granted to the reporting person on October 13, 2025 into 10,732 shares of common stock of the Issuer on July 31, 2026.

SEC source: 0001213900-26-085230 · ownership.xml · derivative · entry 3

FOSTER STEVEN M · CIK 0001897435 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 140,936 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 140,936 restricted stock units ('RSUs') granted to the reporting person on October 13, 2025 into 140,936 shares of common stock of the Issuer on July 31, 2026.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F1 · derivative.exercise_date: Represents conversion of 140,936 restricted stock units ('RSUs') granted to the reporting person on October 13, 2025 into 140,936 shares of common stock of the Issuer on July 31, 2026.

F1 · derivative.expiration_date: Represents conversion of 140,936 restricted stock units ('RSUs') granted to the reporting person on October 13, 2025 into 140,936 shares of common stock of the Issuer on July 31, 2026.

SEC source: 0001213900-26-085230 · ownership.xml · nonDerivative · entry 1

FOSTER STEVEN M · CIK 0001897435 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 140,936 restricted stock units ('RSUs') granted to the reporting person on October 13, 2025 into 140,936 shares of common stock of the Issuer on July 31, 2026.

SEC source: 0001213900-26-052436 · ownership.xml · nonDerivative · entry 1

Grawey Nathaniel A. · CIK 0002081212 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By SiVantage, Inc.

Disclosed balance after: 243,584

F1 · ownership.nature: On May 1, 2026, Tenon Medical, Inc. ("Registrant") issued 276,228 shares of its common stock to SiVantage, Inc. ("SiVantage") pursuant to the Asset Purchase Agreement, dated August 1, 2025, by and between the Registrant and SiVantage, in connection with the achievement of a certain milestone set forth therein. The securities reported herein represent the reporting person's indirect pecuniary interest in the shares held by SiVantage based on the reporting person's 24.69% equity interest in SiVantage. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.

SEC source: 0001213900-26-052437 · ownership.xml · nonDerivative · entry 1

Geist Wyatt D. · CIK 0002080676 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By SiVantage, Inc.

Disclosed balance after: 487,166

F1 · ownership.nature: On May 1, 2026, Tenon Medical, Inc. ("Registrant") issued 276,228 shares of its common stock to SiVantage, Inc. ("SiVantage") pursuant to the Asset Purchase Agreement, dated August 1, 2025, by and between the Registrant and SiVantage, in connection with the achievement of a certain milestone set forth therein. The securities reported herein represent the reporting person's indirect pecuniary interest in the shares held by SiVantage based on the reporting person's 49.38% equity interest in SiVantage. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.

SEC source: 0001213900-26-024143 · ownership.xml · derivative · entry 2

Williamson Kevin · CIK 0002037535 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,126

Underlying: Common Stock · 1,041 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 1,041 restricted stock units ("RSUs") granted to the reporting person on November 5, 2024 into 1,041 shares of common stock of the Issuer on March 3, 2026.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F1 · derivative.exercise_date: Represents conversion of 1,041 restricted stock units ("RSUs") granted to the reporting person on November 5, 2024 into 1,041 shares of common stock of the Issuer on March 3, 2026.

F1 · derivative.expiration_date: Represents conversion of 1,041 restricted stock units ("RSUs") granted to the reporting person on November 5, 2024 into 1,041 shares of common stock of the Issuer on March 3, 2026.

SEC source: 0001213900-26-024143 · ownership.xml · nonDerivative · entry 1

Williamson Kevin · CIK 0002037535 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 1,041 restricted stock units ("RSUs") granted to the reporting person on November 5, 2024 into 1,041 shares of common stock of the Issuer on March 3, 2026.

SEC source: 0001213900-26-001468 · ownership.xml · nonDerivative · entry 2

Williamson Kevin · CIK 0002037535 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,552

F2 · security: These shares were sold to pay tax liability associated with the vesting of RSUs.

SEC source: 0001213900-26-001471 · ownership.xml · nonDerivative · entry 2

GINN RICHARD · CIK 0001896876 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,589

F2 · security: These shares were sold to pay tax liability associated with the vesting of RSUs.

SEC source: 0001213900-26-001473 · ownership.xml · nonDerivative · entry 2

Hochschuler Stephen · CIK 0001378563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,938

F2 · security: These shares were sold to pay tax liability associated with the vesting of RSUs.

SEC source: 0001213900-26-001472 · ownership.xml · nonDerivative · entry 2

WEIGLE ROBERT K · CIK 0001897664 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,552

F2 · security: These shares were sold to pay tax liability associated with the vesting of RSUs.

SEC source: 0001213900-26-001467 · ownership.xml · nonDerivative · entry 2

HOWARD IVAN · CIK 0001897276 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,462

F2 · security: These shares were sold to pay tax liability associated with the vesting of RSUs.

SEC source: 0001213900-26-001470 · ownership.xml · derivative · entry 2

Ferrari Richard · CIK 0001034413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,479

Underlying: Common Stock · 64,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents conversion of 64,479 restricted stock units ("RSUs") granted to the reporting person on October 13, 2025 into 64,479 shares of common stock of the Issuer on January 1, 2026.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F1 · derivative.exercise_date: Represents conversion of 64,479 restricted stock units ("RSUs") granted to the reporting person on October 13, 2025 into 64,479 shares of common stock of the Issuer on January 1, 2026.

F1 · derivative.expiration_date: Represents conversion of 64,479 restricted stock units ("RSUs") granted to the reporting person on October 13, 2025 into 64,479 shares of common stock of the Issuer on January 1, 2026.