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TNDM

TANDEM DIABETES CARE INC

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4682
SEC CIK
0001438133
Parsed reports
672

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 16, 2018 Filed Apr 18, 2018 00:24 UTC
BLICKENSTAFF KIM DDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 285,700 $3.50 $999,950.00
Disclosure

SEC source: 0001209191-18-025269 · doc4.xml · nonDerivative · entry 1

BLICKENSTAFF KIM D · CIK 0001238913 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,522,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reflects the cashless exercise of Series B warrants to purchase common stock, at a strike price of $3.50 and a closing market price on the date of exercise of $7.55. The exercise of the Series B warrants is exempt pursuant to Rule 166-3.

F2 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

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March 06, 2018 Filed Mar 7, 2018 21:05 UTC
Allen DickDirector
PurchaseCommon Stock 8,103 $3.84 $31,115.52
Disclosure

SEC source: 0001209191-18-017674 · doc4.xml · nonDerivative · entry 5

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 22,001

F8 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $3.83 and $3.85.

F9 · ownership.nature: The securities are held by Allen Cornerstone Ventures L.P. The Reporting Person is the managing partner of Allen Cornerstone Ventures L.P. and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by Allen Cornerstone Ventures L.P., except to the extent of his proportionate pecuniary interest therein.

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March 06, 2018 Filed Mar 7, 2018 21:05 UTC
Allen DickDirector
PurchaseCommon Stock 6,300 $3.88 $24,444.00
Disclosure

SEC source: 0001209191-18-017674 · doc4.xml · nonDerivative · entry 4

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,300

F6 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $3.88 and $3.90.

F7 · ownership.direct: The securities are held in the Dick Allen Roth IRA.

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March 06, 2018 Filed Mar 7, 2018 21:05 UTC
Allen DickDirector
PurchaseCommon Stock 6,300 $3.89 $24,507.00
Disclosure

SEC source: 0001209191-18-017674 · doc4.xml · nonDerivative · entry 3

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,300

F4 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $3.89 and $3.90.

F5 · ownership.nature: The securities are held in the Mary Allen Roth IRA. The Reporting Person is married to Mary Allen, and the Reporting Person may be deemed to have indirect beneficial ownership of such securities held in the Mary Allen Roth IRA. The Reporting Person disclaims beneficial ownership of such securities held in the Mary Allen Roth IRA.

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March 06, 2018 Filed Mar 7, 2018 21:05 UTC
Allen DickDirector
PurchaseCommon Stock 2,418 $3.96 $9,575.28
Disclosure

SEC source: 0001209191-18-017674 · doc4.xml · nonDerivative · entry 2

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,500

F1 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $3.95 and $3.96.

F3 · ownership.nature: The securities are held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon. The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon.

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March 06, 2018 Filed Mar 7, 2018 21:05 UTC
Allen DickDirector
PurchaseCommon Stock 2,418 $3.96 $9,575.28
Disclosure

SEC source: 0001209191-18-017674 · doc4.xml · nonDerivative · entry 1

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,500

F1 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $3.95 and $3.96.

F2 · ownership.nature: The securities are held by the Gammon Children's 2000 Trust FBP Jake Allen Gammon.The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Jake Allen Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon.

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February 09, 2018 Filed Feb 13, 2018 16:56 UTC PurchaseCommon Stock 50,000 $2.00 $100,000.00
Disclosure

SEC source: 0001209191-18-009610 · doc4.xml · nonDerivative · entry 1

GREENE HOWARD E JR · CIK 0000903574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 61,787

F1 · balance_after: The amount of securities beneficially owned following reported transactions is reflective of the 1 for 10 reverse split effected by Tandem Diabetes Care, Inc. on October 9, 2017.

F2 · ownership.nature: The securities are held by the Greene Family Trust.

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February 09, 2018 Filed Feb 13, 2018 21:59 UTC PurchaseCommon Stock 9,670 $2.00 $19,340.00
Disclosure

SEC source: 0001209191-18-009618 · doc4.xml · nonDerivative · entry 2

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 13,217

F1 · balance_after: The amount of securities beneficially owned following the reported transactions reflects the 10 for 1 reverse stock split of the Issuer's issued and outstanding common stock which was effective on October 9, 2017.

F3 · ownership.nature: The Reporting Person is a managing member of Delphi Management Partners VIII, L.L.C. ("DMP"), the general partner of Delphi BioInvestments VIII, L.P. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by Delphi BioInvestments VIII, L.P. and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Delphi BioInvestments VIII, L.P., except to the extent of his proportionate pecuniary interest therein.

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February 09, 2018 Filed Feb 13, 2018 21:59 UTC PurchaseCommon Stock 990,330 $2.00 $1,980,660.00
Disclosure

SEC source: 0001209191-18-009618 · doc4.xml · nonDerivative · entry 1

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,353,586

F1 · balance_after: The amount of securities beneficially owned following the reported transactions reflects the 10 for 1 reverse stock split of the Issuer's issued and outstanding common stock which was effective on October 9, 2017.

F2 · ownership.nature: The Reporting Person is a managing member of Delphi Management Partners VIII, L.L.C. ("DMP"), the general partner of Delphi Ventures VIII, L.P. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by Delphi Ventures VIII, L.P. and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Delphi Ventures VIII, L.P., except to the extent of his proportionate pecuniary interest therein.

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February 09, 2018 Filed Feb 13, 2018 21:58 UTC
Allen DickDirector
PurchaseCommon Stock 10,000 $2.00 $20,000.00
Disclosure

SEC source: 0001209191-18-009613 · doc4.xml · nonDerivative · entry 2

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 13,898

F1 · balance_after: The amount of securities beneficially owned following the reported transactions reflects the 10 for 1 reverse stock split of the Issuer's issued and outstanding common stock which was effective on October 9, 2017.

F3 · ownership.nature: The securities are held by Allen Cornerstone Ventures L.P. The Reporting Person is the managing partner of Allen Cornerstone Ventures L.P. and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by Allen Cornerstone Ventures L.P., except to the extent of his proportionate pecuniary interest therein.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 21:58 UTC
Allen DickDirector
PurchaseCommon Stock 50,000 $2.00 $100,000.00
Disclosure

SEC source: 0001209191-18-009613 · doc4.xml · nonDerivative · entry 1

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 63,160

F1 · balance_after: The amount of securities beneficially owned following the reported transactions reflects the 10 for 1 reverse stock split of the Issuer's issued and outstanding common stock which was effective on October 9, 2017.

F2 · ownership.nature: The securities are held by the Allen Family Trust dated October 12, 1981.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 21:54 UTC PurchaseCommon Stock 25,000 $2.00 $50,000.00
Disclosure

SEC source: 0001209191-18-009605 · doc4.xml · nonDerivative · entry 2

TWOMEY CHRISTOPHER J · CIK 0001238935 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 26,758

F1 · shares: The reporting person has committed to purchase shares in connection with the Company's underwritten registered public offering of common stock.

F2 · balance_after: The amount of securities beneficially owned following the reported transactions reflects the 10 for 1 reverse stock split of the Issuer's issued and outstanding common stock which was effective on October 9, 2017.

F4 · ownership.nature: The securities are directly owed by Twomey Family Investments, LLC. The Reporting Person is co-manager of Twomey Family Investments, LLC and shares voting and investment power over the securities held by Twomey Family Investments, LLC and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Twomey Family Investments, LLC, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 21:54 UTC PurchaseCommon Stock 50,000 $2.00 $100,000.00
Disclosure

SEC source: 0001209191-18-009605 · doc4.xml · nonDerivative · entry 1

TWOMEY CHRISTOPHER J · CIK 0001238935 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 52,550

F1 · shares: The reporting person has committed to purchase shares in connection with the Company's underwritten registered public offering of common stock.

F2 · balance_after: The amount of securities beneficially owned following the reported transactions reflects the 10 for 1 reverse stock split of the Issuer's issued and outstanding common stock which was effective on October 9, 2017.

F3 · ownership.nature: The securities are held by the Chris J. Twomey and Rebecca J. Twomey Family Trust UTD September 20, 2002.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 21:52 UTC
BLICKENSTAFF KIM DDirector · PRESIDENT & CEO
PurchaseCommon Stock 750,000 $2.00 $1,500,000.00
Disclosure

SEC source: 0001209191-18-009597 · doc4.xml · nonDerivative · entry 1

BLICKENSTAFF KIM D · CIK 0001238913 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,236,494

F1 · date: The reporting person has committed to purchase shares in connection with the Company's underwritten registered public offering of common stock.

F2 · balance_after: The amount of securities beneficially owned following the reported transactions reflects the 10 for 1 reverse stock split of the Issuer's issued and outstanding common stock which was effective on October 9, 2017.

F3 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 18:01 UTC GrantStock Option · Derivative 5,300 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001209191-17-064034 · doc4.xml · derivative · entry 1

GREENE HOWARD E JR · CIK 0000903574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan. The grant is contingent upon future stockholder approval of an increase in the number of shares reserved for issuance under the 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over twelve (12) months.

F3 · derivative.expiration_date: The expiration date for these options is ten (10) years from the date of grant.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:58 UTC GrantStock Option · Derivative 5,300 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001209191-17-064031 · doc4.xml · derivative · entry 1

CAHILL EDWARD L · CIK 0001025665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan. The grant is contingent upon future stockholder approval of an increase in the number of shares reserved for issuance under the 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over twelve (12) months.

F3 · derivative.expiration_date: The expiration date for these options is ten (10) years from the date of grant.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 23:06 UTC GrantStock Option · Derivative 5,300 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001209191-17-064038 · doc4.xml · derivative · entry 1

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan. The grant is contingent upon future stockholder approval of an increase in the number of shares reserved for issuance under the 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over twelve (12) months.

F3 · derivative.expiration_date: The expiration date for these options is ten (10) years from the date of grant.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 23:03 UTC GrantStock Option · Derivative 5,300 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001209191-17-064036 · doc4.xml · derivative · entry 1

TWOMEY CHRISTOPHER J · CIK 0001238935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan. The grant is contingent upon future stockholder approval of an increase in the number of shares reserved for issuance under the 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over twelve (12) months.

F3 · derivative.expiration_date: The expiration date for these options is ten (10) years from the date of grant.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 23:04 UTC
Allen DickDirector
GrantStock Option · Derivative 5,300 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001209191-17-064037 · doc4.xml · derivative · entry 1

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan. The grant is contingent upon future stockholder approval of an increase in the number of shares reserved for issuance under the 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over twelve (12) months.

F3 · derivative.expiration_date: The expiration date for these options is ten (10) years from the date of grant.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 23:00 UTC
Cohen Fred EDirector
GrantStock Option · Derivative 5,300 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001209191-17-064033 · doc4.xml · derivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan. The grant is contingent upon future stockholder approval of an increase in the number of shares reserved for issuance under the 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over twelve (12) months.

F3 · derivative.expiration_date: The expiration date for these options is ten (10) years from the date of grant.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:59 UTC
Morrison SusanCHIEF ADMINSTRATIVE OFFICER
GrantStock Option · Derivative 80,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001209191-17-064032 · doc4.xml · derivative · entry 1

Morrison Susan · CIK 0001582970 · CHIEF ADMINSTRATIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan. The grant is contingent upon future stockholder approval of an increase in the number of shares reserved for issuance under the 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: The option shall vest as to fifty percent (50%) of the underlying shares on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.

F3 · derivative.expiration_date: The expiration date for these options is ten (10) years from the date of grant.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:56 UTC
Sheridan John FEVP, CHIEF OPERATING OFFICER
GrantStock Opotion · Derivative 100,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001209191-17-064029 · doc4.xml · derivative · entry 1

Sheridan John F · CIK 0001365369 · EVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan. The grant is contingent upon future stockholder approval of an increase in the number of shares reserved for issuance under the 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: The option shall vest as to fifty percent (50%) of the underlying shares on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.

F3 · derivative.expiration_date: The expiration date for these options is ten (10) years from the date of grant.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:57 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
GrantStock Option · Derivative 100,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001209191-17-064030 · doc4.xml · derivative · entry 1

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan. The grant is contingent upon future stockholder approval of an increase in the number of shares reserved for issuance under the 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: The option shall vest as to fifty percent (50%) of the underlying shares on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.

F3 · derivative.expiration_date: The expiration date for these options is ten (10) years from the date of grant.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:55 UTC
BERGER DAVID BEVP, GEN. COUNSEL & SECRETARY
GrantStock Option · Derivative 80,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001209191-17-064028 · doc4.xml · derivative · entry 1

BERGER DAVID B · CIK 0001422126 · EVP, GEN. COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan. The grant is contingent upon future stockholder approval of an increase in the number of shares reserved for issuance under the 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: The option shall vest as to fifty percent (50%) of the underlying shares on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.

F3 · derivative.expiration_date: The expiration date for these options is ten (10) years from the date of grant.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 18:53 UTC GrantStock Options · Derivative 1,700 $0.00 Strike: $2.54 $0.00
Disclosure

SEC source: 0001209191-17-061625 · doc4.xml · derivative · entry 1

GREENE HOWARD E JR · CIK 0000903574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Stock · 1,700 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over 12 months.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 23:41 UTC GrantStock Options · Derivative 1,700 $0.00 Strike: $2.54 $0.00
Disclosure

SEC source: 0001209191-17-061612 · doc4.xml · derivative · entry 1

CAHILL EDWARD L · CIK 0001025665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Stock · 1,700 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over 12 months.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
November 15, 2017 Filed Nov 18, 2017 02:39 UTC
ROEDER DOUGLAS ADirector · 10% owner
GrantStock Options · Derivative 1,700 $0.00 Strike: $2.54 $0.00
Disclosure

SEC source: 0001209191-17-061668 · doc4.xml · derivative · entry 1

ROEDER DOUGLAS A · CIK 0001270735 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Stock · 1,700 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over 12 months.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
November 15, 2017 Filed Nov 18, 2017 00:02 UTC GrantStock Options · Derivative 1,700 $0.00 Strike: $2.54 $0.00
Disclosure

SEC source: 0001209191-17-061635 · doc4.xml · derivative · entry 1

TWOMEY CHRISTOPHER J · CIK 0001238935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Stock · 1,700 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over 12 months.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 23:47 UTC
Cohen Fred EDirector
GrantStock Options · Derivative 1,700 $0.00 Strike: $2.54 $0.00
Disclosure

SEC source: 0001209191-17-061618 · doc4.xml · derivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Stock · 1,700 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over 12 months.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 23:25 UTC
Allen DickDirector
GrantStock Options · Derivative 1,700 $2.54 Strike: $2.54 $4,318.00
Disclosure

SEC source: 0001209191-17-061605 · doc4.xml · derivative · entry 1

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Stock · 1,700 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over 12 months.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
October 13, 2017 Filed Oct 17, 2017 22:54 UTC
BLICKENSTAFF KIM DDirector · PRESIDENT & CEO
PurchaseSeries B Warrants to Purchase Common Stock · Derivative 285,700 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001209191-17-057210 · doc4.xml · derivative · entry 3

BLICKENSTAFF KIM D · CIK 0001238913 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 285,700

Underlying: Common Stock · 285,700 shares

Expires 2018-04-17

F3 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010

Read SEC document
October 13, 2017 Filed Oct 17, 2017 22:54 UTC
BLICKENSTAFF KIM DDirector · PRESIDENT & CEO
PurchaseSeries A Warrants to Purchase Common Stock · Derivative 285,700 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001209191-17-057210 · doc4.xml · derivative · entry 2

BLICKENSTAFF KIM D · CIK 0001238913 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 285,700

Underlying: Common Stock · 285,700 shares

Expires 2022-10-17

F3 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010

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October 13, 2017 Filed Oct 17, 2017 22:54 UTC
BLICKENSTAFF KIM DDirector · PRESIDENT & CEO
PurchaseCommon Stock 285,700 $3.50 $999,950.00
Disclosure

SEC source: 0001209191-17-057210 · doc4.xml · nonDerivative · entry 1

BLICKENSTAFF KIM D · CIK 0001238913 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 486,494

F1 · date: The reporting person has committed to purchase shares in connection with the Company's underwritten registered public offering of common stock.

F2 · balance_after: The amount of securities beneficially owned following the reported transactions reflects the 10 for 1 reverse stock split of the Issuer's issued and outstanding common stock which was effective on October 9, 2017.

F3 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010

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May 17, 2017 Filed May 18, 2017 20:58 UTC
BLICKENSTAFF KIM DDirector · PRESIDENT & CEO
GrantStock Options · Derivative 315,000 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001209191-17-033628 · doc4.xml · derivative · entry 1

BLICKENSTAFF KIM D · CIK 0001238913 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,000

Underlying: Common Stock · 315,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest as to 25% on 5/17/2018 and the remainder in 36 equal monthly installments thereafter.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

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May 17, 2017 Filed May 18, 2017 21:07 UTC
Sheridan John FEVP, CHIEF OPERATING OFFICER
GrantStock Options · Derivative 105,000 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001209191-17-033638 · doc4.xml · derivative · entry 1

Sheridan John F · CIK 0001365369 · EVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest as to 25% on 5/17/2018 and the remainder in 36 equal monthly installments thereafter.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

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May 17, 2017 Filed May 18, 2017 21:04 UTC
Morrison SusanCHIEF ADMINSTRATIVE OFFICER
GrantStock Options · Derivative 105,000 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001209191-17-033636 · doc4.xml · derivative · entry 2

Morrison Susan · CIK 0001582970 · CHIEF ADMINSTRATIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires not disclosed

F3 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F4 · derivative.exercise_date: All shares subject to the option will vest as to 25% on 5/17/2018 and the remainder in 36 equal monthly installments thereafter.

F5 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

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May 17, 2017 Filed May 18, 2017 21:03 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
GrantStock Options · Derivative 105,000 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001209191-17-033634 · doc4.xml · derivative · entry 2

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires not disclosed

F3 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F4 · derivative.exercise_date: All shares subject to the option will vest as to 25% on 5/17/2018 and the remainder in 36 equal monthly installments thereafter.

F5 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
May 17, 2017 Filed May 18, 2017 21:01 UTC
Cajigas JohnEVP, CFO & TREASURER
GrantStock Options · Derivative 105,000 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001209191-17-033633 · doc4.xml · derivative · entry 3

Cajigas John · CIK 0001582797 · EVP, CFO & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires not disclosed

F4 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F5 · derivative.exercise_date: All shares subject to the option will vest as to 25% on 5/17/2018 and the remainder in 36 equal monthly installments thereafter.

F6 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

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May 17, 2017 Filed May 18, 2017 21:00 UTC
BERGER DAVID BEVP, GEN. COUNSEL & SECRETARY
GrantStock Options · Derivative 105,000 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001209191-17-033630 · doc4.xml · derivative · entry 1

BERGER DAVID B · CIK 0001422126 · EVP, GEN. COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest as to 25% on 5/17/2018 and the remainder in 36 equal monthly installments thereafter.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

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May 15, 2017 Filed May 18, 2017 21:04 UTC
Morrison SusanCHIEF ADMINSTRATIVE OFFICER
GrantCommon Stock 12,501 $0.77 $9,625.77
Disclosure

SEC source: 0001209191-17-033636 · doc4.xml · nonDerivative · entry 1

Morrison Susan · CIK 0001582970 · CHIEF ADMINSTRATIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,900

F1 · date: The reporting person is voluntarily reporting the acquisition of shares of common stock pursuant to the Tandem Diabetes Care, Inc. 2013 Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of November 16, 2016 through May 15, 2017. This transaction is also exempt under Rule 16b-3(c).

F2 · date: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on May 15, 2017.

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May 15, 2017 Filed May 18, 2017 21:03 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
GrantCommon Stock 5,303 $0.77 $4,083.31
Disclosure

SEC source: 0001209191-17-033634 · doc4.xml · nonDerivative · entry 1

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,974

F1 · date: The reporting person is voluntarily reporting the acquisition of shares of common stock pursuant to the Tandem Diabetes Care, Inc. 2013 Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of November 16, 2016 through May 15, 2017. This transaction is also exempt under Rule 16b-3(c).

F2 · date: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on May 15, 2017.

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May 15, 2017 Filed May 18, 2017 21:01 UTC
Cajigas JohnEVP, CFO & TREASURER
GrantCommon Stock 10,831 $0.77 $8,339.87
Disclosure

SEC source: 0001209191-17-033633 · doc4.xml · nonDerivative · entry 1

Cajigas John · CIK 0001582797 · EVP, CFO & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,353

F1 · date: The reporting person is voluntarily reporting the acquisition of shares of common stock pursuant to the Tandem Diabetes Care, Inc. 2013 Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of November 16, 2016 through May 15, 2017. This transaction is also exempt under Rule 16b-3(c).

F2 · date: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on May 15, 2017.

Read SEC document
March 23, 2017 Filed Mar 24, 2017 00:28 UTC
BLICKENSTAFF KIM DDirector · PRESIDENT & CEO
PurchaseCommon Stock 1,600,000 $1.25 $2,000,000.00
Disclosure

SEC source: 0001209191-17-022685 · doc4.xml · nonDerivative · entry 1

BLICKENSTAFF KIM D · CIK 0001238913 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,007,939

F1 · date: The reporting person has committed to purchase shares in connection with the Company's underwritten registered public offering of common stock.

Read SEC document
March 23, 2017 Filed Mar 29, 2017 21:34 UTC Amendment
BLICKENSTAFF KIM DDirector · PRESIDENT & CEO
PurchaseCommon Stock 1,600,000 $1.25 $2,000,000.00
Disclosure

SEC source: 0001209191-17-023562 · doc4a.xml · nonDerivative · entry 1

BLICKENSTAFF KIM D · CIK 0001238913 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,007,939

F1 · date: The reporting person has committed to purchase shares in connection with the Company's underwritten registered public offering of common stock.

F2 · ownership.direct: This amendment is being filed to reflect correctly the total amount of securities beneficially owned indirectly which was inadvertently reported as total amount of securities beneficially owned directly.

F3 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 01:42 UTC
Sheridan John FEVP, CHIEF OPERATING OFFICER
GrantStock Options · Derivative 169,200 $0.00 Strike: $2.30 $0.00
Disclosure

SEC source: 0001209191-16-155753 · doc4.xml · derivative · entry 1

Sheridan John F · CIK 0001365369 · EVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,200

Underlying: Common Stock · 169,200 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest as to 50% on 12/16/2017 and the remainder in 12 equal monthly installments thereafter.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 01:37 UTC
BERGER DAVID BEVP, GEN. COUNSEL & SECRETARY
GrantStock Options · Derivative 169,200 $0.00 Strike: $2.30 $0.00
Disclosure

SEC source: 0001209191-16-155749 · doc4.xml · derivative · entry 1

BERGER DAVID B · CIK 0001422126 · EVP, GEN. COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,200

Underlying: Common Stock · 169,200 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest as to 50% on 12/16/2017 and the remainder in 12 equal monthly installments thereafter.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 01:41 UTC
Morrison SusanCHIEF ADMINSTRATIVE OFFICER
GrantStock Options · Derivative 169,200 $0.00 Strike: $2.30 $0.00
Disclosure

SEC source: 0001209191-16-155752 · doc4.xml · derivative · entry 1

Morrison Susan · CIK 0001582970 · CHIEF ADMINSTRATIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,200

Underlying: Common Stock · 169,200 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest as to 50% on 12/16/2017 and the remainder in 12 equal monthly installments thereafter.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 01:40 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
GrantStock Options · Derivative 112,800 $0.00 Strike: $2.30 $0.00
Disclosure

SEC source: 0001209191-16-155751 · doc4.xml · derivative · entry 1

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,800

Underlying: Common Stock · 112,800 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest as to 50% on 12/16/2017 and the remainder in 12 equal monthly installments thereafter.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
December 16, 2016 Filed Dec 17, 2016 01:39 UTC
Cajigas JohnEVP, CFO & TREASURER
GrantStock Options · Derivative 169,200 $0.00 Strike: $2.30 $0.00
Disclosure

SEC source: 0001209191-16-155750 · doc4.xml · derivative · entry 1

Cajigas John · CIK 0001582797 · EVP, CFO & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,200

Underlying: Common Stock · 169,200 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest as to 50% on 12/16/2017 and the remainder in 12 equal monthly installments thereafter.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 20:03 UTC GrantStock Options · Derivative 17,000 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0001209191-16-150723 · doc4.xml · derivative · entry 1

GREENE HOWARD E JR · CIK 0000903574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over 12 months.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.