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Nasdaq · USD

TNDM

TANDEM DIABETES CARE INC

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4682
SEC CIK
0001438133
Parsed reports
672

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 08, 2019 Filed Jan 9, 2019 22:19 UTC
BERGER DAVID BEVP, GEN. COUNSEL & SECRETARY
SaleCommon Stock 10,000 $40.08 $400,751.00
Disclosure

SEC source: 0001209191-19-003104 · doc4.xml · nonDerivative · entry 2

BERGER DAVID B · CIK 0001422126 · EVP, GEN. COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,765

F2 · price: The price reported is the weighted average price. The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 6, 2018, in multiple transactions at prices ranging from $40.00 and $40.15. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

Read SEC document
January 08, 2019 Filed Jan 9, 2019 22:19 UTC
BERGER DAVID BEVP, GEN. COUNSEL & SECRETARY
Exercise / conversionCommon Stock 10,000 $2.59 $25,900.00
Disclosure

SEC source: 0001209191-19-003104 · doc4.xml · nonDerivative · entry 1

BERGER DAVID B · CIK 0001422126 · EVP, GEN. COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:19 UTC
Sheridan John FEVP, CHIEF OPERATING OFFICER
Exercise / conversionStock Option · Derivative 20,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001209191-19-000918 · doc4.xml · derivative · entry 5

Sheridan John F · CIK 0001365369 · EVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 20,000 shares

Expires 2027-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fifty percent (50%) of the underlying shares subject to the option vested on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:19 UTC
Sheridan John FEVP, CHIEF OPERATING OFFICER
SaleCommon Stock 15,401 $35.51 $546,889.51
Disclosure

SEC source: 0001209191-19-000918 · doc4.xml · nonDerivative · entry 4

Sheridan John F · CIK 0001365369 · EVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666

F4 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $35.02 and $35.87.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:19 UTC
Sheridan John FEVP, CHIEF OPERATING OFFICER
SaleCommon Stock 4,599 $36.23 $166,621.77
Disclosure

SEC source: 0001209191-19-000918 · doc4.xml · nonDerivative · entry 3

Sheridan John F · CIK 0001365369 · EVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,067

F3 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $36.04 and $36.55.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:19 UTC
Sheridan John FEVP, CHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 20,000 $2.59 $51,800.00
Disclosure

SEC source: 0001209191-19-000918 · doc4.xml · nonDerivative · entry 2

Sheridan John F · CIK 0001365369 · EVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
January 02, 2019 Filed Jan 8, 2019 22:20 UTC GrantStock Option · Derivative 50,000 $0.00 Strike: $34.00 $0.00
Disclosure

SEC source: 0001209191-19-002852 · doc4.xml · derivative · entry 1

ROBERTSON REBECCA B · CIK 0001201585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in 36 equal monthly installments commencing one month following the date of grant.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:19 UTC
Sheridan John FEVP, CHIEF OPERATING OFFICER
SaleCommon Stock 788 $37.81 $29,797.04
Disclosure

SEC source: 0001209191-19-000918 · doc4.xml · nonDerivative · entry 1

Sheridan John F · CIK 0001365369 · EVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666

F1 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $37.75 and $37.85.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 00:30 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001209191-18-062531 · doc4.xml · derivative · entry 3

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 25,000 shares

Expires 2027-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fifty percent (50%) of the underlying shares subject to the option vested on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 00:30 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
SaleCommon Stock 25,000 $37.75 $943,750.00
Disclosure

SEC source: 0001209191-18-062531 · doc4.xml · nonDerivative · entry 2

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,381

F2 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2018.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 00:30 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
Exercise / conversionCommon Stock 25,000 $2.59 $64,750.00
Disclosure

SEC source: 0001209191-18-062531 · doc4.xml · nonDerivative · entry 1

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 23:34 UTC
BERGER DAVID BEVP, GEN. COUNSEL & SECRETARY
SaleCommon Stock 1,493 $34.85 $52,031.05
Disclosure

SEC source: 0001209191-18-061645 · doc4.xml · nonDerivative · entry 3

BERGER DAVID B · CIK 0001422126 · EVP, GEN. COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Indirect · Berger Family Trust

Disclosed balance after: 200

F3 · price: The price reported is the weighted average price. The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2018, in multiple transactions at prices ranging from $34.8225 to $34.89. The reporting person undertakes to provide the SEC, the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F4 · ownership.nature: Shares are beneficially owned by the Berger Family Trust dated April 16, 2008(the "Trust"), with respect to which reporting person is a trustee.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 23:34 UTC
BERGER DAVID BEVP, GEN. COUNSEL & SECRETARY
SaleCommon Stock 10,000 $34.50 $344,960.00
Disclosure

SEC source: 0001209191-18-061645 · doc4.xml · nonDerivative · entry 2

BERGER DAVID B · CIK 0001422126 · EVP, GEN. COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,765

F2 · price: The price reported is the weighted average price. The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2018, in multiple transactions at prices ranging from $33.80 to $34.965. The reporting person undertakes to provide the SEC, the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 23:34 UTC
BERGER DAVID BEVP, GEN. COUNSEL & SECRETARY
Exercise / conversionCommon Stock 10,000 $2.59 $25,900.00
Disclosure

SEC source: 0001209191-18-061645 · doc4.xml · nonDerivative · entry 1

BERGER DAVID B · CIK 0001422126 · EVP, GEN. COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares were acquired due to the exercise of a previously awarded stock option. Each share converts upon exercise into one share of common stock.

Read SEC document
December 06, 2018 Filed Dec 14, 2018 00:30 UTC Amendment
BERGER DAVID BEVP, GEN. COUNSEL & SECRETARY
Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001209191-18-062532 · doc4a.xml · derivative · entry 4

BERGER DAVID B · CIK 0001422126 · EVP, GEN. COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 10,000 shares

Expires 2027-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: This amendment is being filed to reflect the exercise of the stock option award in Table II.

F6 · derivative.exercise_date: Fifty percent (50%) of the underlying shares subject to the option vested on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.

Read SEC document
December 06, 2018 Filed Dec 14, 2018 00:30 UTC Amendment
BERGER DAVID BEVP, GEN. COUNSEL & SECRETARY
SaleCommon Stock 1,493 $34.85 $52,031.05
Disclosure

SEC source: 0001209191-18-062532 · doc4a.xml · nonDerivative · entry 3

BERGER DAVID B · CIK 0001422126 · EVP, GEN. COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Indirect · Berger Family Trust

Disclosed balance after: 200

F3 · price: The price reported is the weighted average price. The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 6, 2018, in multiple transactions at prices ranging from $34.8225 to $34.89. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F4 · ownership.nature: Shares are beneficially owned by the Berger Family Trust dated April 16, 2008, for which the Reporting Person is a trustee.

Read SEC document
December 06, 2018 Filed Dec 14, 2018 00:30 UTC Amendment
BERGER DAVID BEVP, GEN. COUNSEL & SECRETARY
SaleCommon Stock 10,000 $34.50 $344,960.00
Disclosure

SEC source: 0001209191-18-062532 · doc4a.xml · nonDerivative · entry 2

BERGER DAVID B · CIK 0001422126 · EVP, GEN. COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,765

F2 · price: The price reported is the weighted average price. The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 6, 2018, in multiple transactions at prices ranging from $33.80 to $34.965. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

Read SEC document
December 06, 2018 Filed Dec 14, 2018 00:30 UTC Amendment
BERGER DAVID BEVP, GEN. COUNSEL & SECRETARY
Exercise / conversionCommon Stock 10,000 $2.59 $25,900.00
Disclosure

SEC source: 0001209191-18-062532 · doc4a.xml · nonDerivative · entry 1

BERGER DAVID B · CIK 0001422126 · EVP, GEN. COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
November 28, 2018 Filed Dec 1, 2018 01:37 UTC OtherCommon Stock 17,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060492 · doc4.xml · nonDerivative · entry 2

CAHILL EDWARD L · CIK 0001025665 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HLM Venture Associates II, L.L.C.

Disclosed balance after: 17,400

F1 · shares: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by HLM Venture Partners II, L.P. effected following the close of the trading market on November 28, 2018 without consideration to its limited partners and its general partner, HLM Venture Associates II, L.L.C. As a result of the distribution, HLM Venture Associates II, L.L.C. is the beneficial owner of 17,400 shares of common stock of the issuer.

F2 · ownership.nature: HLM Venture Associates II, L.L.C. is the general partner of HLM Venture Partners II, L.P. The Reporting Person is a managing member of HLM Venture Associates II, L.L.C. and, as such, may be deemed to have shared voting and dispositive power with respect to the issuer's securities held of record by HLM Venture Partners II, L.P. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 28, 2018 Filed Dec 1, 2018 01:37 UTC OtherCommon Stock 173,916 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060492 · doc4.xml · nonDerivative · entry 1

CAHILL EDWARD L · CIK 0001025665 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HLM Venture Partners II, L.P.

Disclosed balance after: 0

F1 · shares: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by HLM Venture Partners II, L.P. effected following the close of the trading market on November 28, 2018 without consideration to its limited partners and its general partner, HLM Venture Associates II, L.L.C. As a result of the distribution, HLM Venture Associates II, L.L.C. is the beneficial owner of 17,400 shares of common stock of the issuer.

F2 · ownership.nature: HLM Venture Associates II, L.L.C. is the general partner of HLM Venture Partners II, L.P. The Reporting Person is a managing member of HLM Venture Associates II, L.L.C. and, as such, may be deemed to have shared voting and dispositive power with respect to the issuer's securities held of record by HLM Venture Partners II, L.P. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 18:24 UTC GrantStock Option · Derivative 25,000 $0.00 Strike: $33.12 $0.00
Disclosure

SEC source: 0001209191-18-059305 · doc4.xml · derivative · entry 1

GREENE HOWARD E JR · CIK 0000903574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over 12 months.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 23:22 UTC GrantStock Option · Derivative 25,000 $0.00 Strike: $33.12 $0.00
Disclosure

SEC source: 0001209191-18-059303 · doc4.xml · derivative · entry 1

CAHILL EDWARD L · CIK 0001025665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over 12 months.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 23:29 UTC
Vosseller LeighEVP and CFO
GrantCommon Stock 1,255 $16.92 $21,234.60
Disclosure

SEC source: 0001209191-18-059313 · doc4.xml · nonDerivative · entry 1

Vosseller Leigh · CIK 0001726322 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,145

F1 · date: The reporting person is voluntarily reporting the acquisition of shares of common stock pursuant to the Tandem Diabetes Care, Inc. Amended and Restated 2013 Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of June 15, 2018 through November 15, 2018. This transaction is also exempt under Rule 16b-3(c).

F2 · date: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on June 15, 2018.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 23:47 UTC GrantStock Option · Derivative 25,000 $0.00 Strike: $33.12 $0.00
Disclosure

SEC source: 0001209191-18-059320 · doc4.xml · derivative · entry 1

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over 12 months.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 23:27 UTC GrantStock Option · Derivative 10,416 $0.00 Strike: $33.12 $0.00
Disclosure

SEC source: 0001209191-18-059312 · doc4.xml · derivative · entry 1

Valencia Richard P. · CIK 0001743728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,416

Underlying: Common Stock · 10,416 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over 12 months.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 23:27 UTC GrantStock Option · Derivative 25,000 $0.00 Strike: $33.12 $0.00
Disclosure

SEC source: 0001209191-18-059311 · doc4.xml · derivative · entry 1

TWOMEY CHRISTOPHER J · CIK 0001238935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over 12 months.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 23:26 UTC
Sheridan John FEVP, CHIEF OPERATING OFFICER
GrantCommon Stock 676 $16.92 $11,437.92
Disclosure

SEC source: 0001209191-18-059310 · doc4.xml · nonDerivative · entry 1

Sheridan John F · CIK 0001365369 · EVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,454

F1 · date: The reporting person is voluntarily reporting the acquisition of shares of common stock pursuant to the Tandem Diabetes Care, Inc. Amended and Restated 2013 Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of June 15, 2018 through November 15, 2018. This transaction is also exempt under Rule 16b-3(c).

F2 · date: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on June 15, 2018.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 23:25 UTC GrantCommon Stock 1,255 $16.92 $21,234.60
Disclosure

SEC source: 0001209191-18-059308 · doc4.xml · nonDerivative · entry 1

Morrison Susan · CIK 0001582970 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,745

F1 · date: The reporting person is voluntarily reporting the acquisition of shares of common stock pursuant to the Tandem Diabetes Care, Inc. Amended and Restated 2013 Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of June 15, 2018 through November 15, 2018. This transaction is also exempt under Rule 16b-3(c).

F2 · date: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on June 15, 2018.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 23:24 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
GrantCommon Stock 482 $16.92 $8,155.44
Disclosure

SEC source: 0001209191-18-059306 · doc4.xml · nonDerivative · entry 1

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,381

F1 · date: The reporting person is voluntarily reporting the acquisition of shares of common stock pursuant to the Tandem Diabetes Care, Inc. Amended and Restated 2013 Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of June 15, 2018 through November 15, 2018. This transaction is also exempt under Rule 16b-3(c).

F2 · date: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on June 15, 2018.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 23:21 UTC
BERGER DAVID BEVP, GEN. COUNSEL & SECRETARY
GrantCommon Stock 965 $16.92 $16,327.80
Disclosure

SEC source: 0001209191-18-059302 · doc4.xml · nonDerivative · entry 1

BERGER DAVID B · CIK 0001422126 · EVP, GEN. COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,765

F1 · date: The reporting person is voluntarily reporting the acquisition of shares of common stock pursuant to the Tandem Diabetes Care, Inc. Amended and Restated 2013 Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of June 15, 2018 through November 15, 2018. This transaction is also exempt under Rule 16b-3(c).

F2 · date: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on June 15, 2018.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 23:22 UTC
Cohen Fred EDirector
GrantStock Option · Derivative 25,000 $0.00 Strike: $33.12 $0.00
Disclosure

SEC source: 0001209191-18-059304 · doc4.xml · derivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over 12 months.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 23:20 UTC
Allen DickDirector
GrantStock Options · Derivative 25,000 $0.00 Strike: $33.12 $0.00
Disclosure

SEC source: 0001209191-18-059301 · doc4.xml · derivative · entry 1

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over 12 months.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
November 07, 2018 Filed Nov 7, 2018 22:02 UTC
BLICKENSTAFF KIM DDirector · PRESIDENT & CEO
SaleCommon Stock 178,730 $37.01 $6,614,636.44
Disclosure

SEC source: 0001209191-18-057614 · doc4.xml · nonDerivative · entry 2

BLICKENSTAFF KIM D · CIK 0001238913 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,191,750

F2 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $37.00 and $37.205.

F1 · ownership.nature: Shares are held by the Kim Blickenstaff Revocable Trust.

Read SEC document
November 06, 2018 Filed Nov 7, 2018 17:02 UTC SaleCommon Stock 11,787 $36.53 $430,579.11
Disclosure

SEC source: 0001209191-18-057617 · doc4.xml · nonDerivative · entry 1

GREENE HOWARD E JR · CIK 0000903574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 50,000

F1 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $36.25 and $36.87.

F2 · ownership.nature: The securities are held by the Greene Family Trust.

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November 06, 2018 Filed Nov 7, 2018 22:02 UTC
BLICKENSTAFF KIM DDirector · PRESIDENT & CEO
SaleCommon Stock 19,270 $37.00 $712,990.00
Disclosure

SEC source: 0001209191-18-057614 · doc4.xml · nonDerivative · entry 1

BLICKENSTAFF KIM D · CIK 0001238913 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,370,480

F1 · ownership.nature: Shares are held by the Kim Blickenstaff Revocable Trust.

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November 05, 2018 Filed Nov 7, 2018 22:03 UTC PurchaseCommon Stock 1,300 $37.75 $49,075.00
Disclosure

SEC source: 0001209191-18-057618 · doc4.xml · nonDerivative · entry 1

Valencia Richard P. · CIK 0001743728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,054

F1 · date: The reporting person has purchased shares of the Company's common stock.

F2 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $37.74 and $37.75.

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November 05, 2018 Filed Nov 7, 2018 22:01 UTC
Allen DickDirector
SaleCommon Stock 11,160 $38.11 $425,307.60
Disclosure

SEC source: 0001209191-18-057613 · doc4.xml · nonDerivative · entry 4

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 52,000

F5 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $37.66 and $38.68.

F6 · ownership.nature: The securities are held by the Allen Family Trust dated October 12, 1981.

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November 05, 2018 Filed Nov 7, 2018 22:01 UTC
Allen DickDirector
SaleCommon Stock 3,898 $37.75 $147,149.50
Disclosure

SEC source: 0001209191-18-057613 · doc4.xml · nonDerivative · entry 3

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,103

F3 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $37.72 and $37.79.

F4 · ownership.nature: The securities are held by Allen Cornerstone Ventures L.P. The Reporting Person is the managing partner of Allen Cornerstone Ventures L.P. and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by Allen Cornerstone Ventures L.P., except to the extent of his proportionate pecuniary interest therein.

F5 · ownership.nature: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $37.66 and $38.68.

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November 05, 2018 Filed Nov 7, 2018 22:01 UTC
Allen DickDirector
SaleCommon Stock 82 $37.88 $3,106.16
Disclosure

SEC source: 0001209191-18-057613 · doc4.xml · nonDerivative · entry 2

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,418

F2 · ownership.nature: The securities are held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon. The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon.

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November 05, 2018 Filed Nov 7, 2018 22:01 UTC
Allen DickDirector
SaleCommon Stock 82 $37.96 $3,112.72
Disclosure

SEC source: 0001209191-18-057613 · doc4.xml · nonDerivative · entry 1

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,418

F1 · ownership.nature: The securities are held by the Gammon Children's 2000 Trust FBP Jake Allen Gammon. The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Jake Allen Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon.

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August 03, 2018 Filed Aug 3, 2018 21:04 UTC PurchaseCommon Stock 1,754 $28.50 $49,989.00
Disclosure

SEC source: 0001209191-18-045335 · doc4.xml · nonDerivative · entry 1

Valencia Richard P. · CIK 0001743728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,754

F1 · date: The reporting person has committed to purchase shares in connection with the Company's underwritten registered public offering of common stock.

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June 14, 2018 Filed Jun 15, 2018 22:57 UTC
Vosseller LeighEVP and CFO
GrantStock Options · Derivative 100,000 $0.00 Strike: $18.86 $0.00
Disclosure

SEC source: 0001209191-18-038177 · doc4.xml · derivative · entry 1

Vosseller Leigh · CIK 0001726322 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest as to 50% on 6/14/2019 and the remainder in 12 equal monthly installments thereafter

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

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June 14, 2018 Filed Jun 15, 2018 22:56 UTC
Sheridan John FEVP, CHIEF OPERATING OFFICER
GrantStock Options · Derivative 100,000 $0.00 Strike: $18.86 $0.00
Disclosure

SEC source: 0001209191-18-038175 · doc4.xml · derivative · entry 1

Sheridan John F · CIK 0001365369 · EVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest as to 50% on 6/14/2019 and the remainder in 12 equal monthly installments thereafter

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

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June 14, 2018 Filed Jun 15, 2018 22:55 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
GrantStock Options · Derivative 100,000 $0.00 Strike: $18.86 $0.00
Disclosure

SEC source: 0001209191-18-038173 · doc4.xml · derivative · entry 1

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest as to 50% on 6/14/2019 and the remainder in 12 equal monthly installments thereafter

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

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June 14, 2018 Filed Jun 15, 2018 22:49 UTC GrantStock Options · Derivative 100,000 $0.00 Strike: $18.86 $0.00
Disclosure

SEC source: 0001209191-18-038168 · doc4.xml · derivative · entry 1

Morrison Susan · CIK 0001582970 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest as to 50% on 6/14/2019 and the remainder in 12 equal monthly installments thereafter

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

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June 14, 2018 Filed Jun 15, 2018 22:49 UTC
BLICKENSTAFF KIM DDirector · PRESIDENT & CEO
GrantStock Options · Derivative 200,000 $0.00 Strike: $18.86 $0.00
Disclosure

SEC source: 0001209191-18-038170 · doc4.xml · derivative · entry 1

BLICKENSTAFF KIM D · CIK 0001238913 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest as to 50% on 6/14/2019 and the remainder in 12 equal monthly installments thereafter

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

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June 14, 2018 Filed Jun 15, 2018 22:48 UTC
BERGER DAVID BEVP, GEN. COUNSEL & SECRETARY
GrantStock Options · Derivative 100,000 $0.00 Strike: $18.86 $0.00
Disclosure

SEC source: 0001209191-18-038166 · doc4.xml · derivative · entry 1

BERGER DAVID B · CIK 0001422126 · EVP, GEN. COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest as to 50% on 6/14/2019 and the remainder in 12 equal monthly installments thereafter

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

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June 14, 2018 Filed Jun 18, 2018 20:56 UTC GrantStock Options · Derivative 50,000 $0.00 Strike: $18.86 $0.00
Disclosure

SEC source: 0001209191-18-038352 · doc4.xml · derivative · entry 1

Valencia Richard P. · CIK 0001743728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in 36 equal monthly installments commencing one month following the date of grant.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

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April 16, 2018 Filed Apr 18, 2018 00:24 UTC
BLICKENSTAFF KIM DDirector · PRESIDENT & CEO
Exercise / conversionSeries B Warrants · Derivative 285,700 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001209191-18-025269 · doc4.xml · derivative · entry 3

BLICKENSTAFF KIM D · CIK 0001238913 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 285,700 shares

Expires 2018-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

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April 16, 2018 Filed Apr 18, 2018 00:24 UTC
BLICKENSTAFF KIM DDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 132,444 $7.55 $999,952.20
Disclosure

SEC source: 0001209191-18-025269 · doc4.xml · nonDerivative · entry 2

BLICKENSTAFF KIM D · CIK 0001238913 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,389,750

F1 · kind: The transaction reflects the cashless exercise of Series B warrants to purchase common stock, at a strike price of $3.50 and a closing market price on the date of exercise of $7.55. The exercise of the Series B warrants is exempt pursuant to Rule 166-3.

F2 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.