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Nasdaq · USD

TNDM

TANDEM DIABETES CARE INC

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4682
SEC CIK
0001438133
Parsed reports
672

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 12, 2019 Filed Aug 13, 2019 20:53 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
Exercise / conversionCommon Stock 15,000 $2.59 $38,850.00
Disclosure

SEC source: 0001209191-19-045769 · doc4.xml · nonDerivative · entry 1

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2019 Filed Aug 6, 2019 16:13 UTC SaleCommon Stock 1,675 $61.92 $103,716.00
Disclosure

SEC source: 0001209191-19-044796 · doc4.xml · nonDerivative · entry 2

GREENE HOWARD E JR · CIK 0000903574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 30,000

F3 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $61.78 and $62.15.

Read SEC document
August 05, 2019 Filed Aug 6, 2019 16:13 UTC SaleCommon Stock 8,325 $61.42 $511,321.50
Disclosure

SEC source: 0001209191-19-044796 · doc4.xml · nonDerivative · entry 1

GREENE HOWARD E JR · CIK 0000903574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 31,675

F1 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $60.78 and $61.765.

F2 · ownership.nature: The securities are held by the Greene Family Trust.

Read SEC document
August 05, 2019 Filed Aug 6, 2019 20:17 UTC
BERGER DAVID BEVP, Chief Legal & Compliance
Exercise / conversionStock Option · Derivative 2,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001209191-19-044804 · doc4.xml · derivative · entry 4

BERGER DAVID B · CIK 0001422126 · EVP, Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fifty percent (50%) of the underlying shares subject to the option vested on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.

F5 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
August 05, 2019 Filed Aug 6, 2019 20:17 UTC
BERGER DAVID BEVP, Chief Legal & Compliance
SaleCommon Stock 2,000 $62.56 $125,120.00
Disclosure

SEC source: 0001209191-19-044804 · doc4.xml · nonDerivative · entry 2

BERGER DAVID B · CIK 0001422126 · EVP, Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,311

F2 · kind: The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 6, 2018.

Read SEC document
August 05, 2019 Filed Aug 6, 2019 20:17 UTC
BERGER DAVID BEVP, Chief Legal & Compliance
Exercise / conversionCommon Stock 2,000 $2.59 $5,180.00
Disclosure

SEC source: 0001209191-19-044804 · doc4.xml · nonDerivative · entry 1

BERGER DAVID B · CIK 0001422126 · EVP, Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 22:54 UTC SaleCommon Stock 92 $70.01 $6,441.03
Disclosure

SEC source: 0000899243-19-021162 · doc4.xml · nonDerivative · entry 2

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,651

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan entered into on May 14, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.105. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · ownership.nature: The Reporting Person is a managing member of Delphi Management Partners VIII, L.L.C. ("DMP"), the general partner of Delphi BioInvestments VIII, L.P. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by Delphi BioInvestments VIII, L.P. and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Delphi BioInvestments VIII, L.P., except to the extent of his proportionate pecuniary interest therein.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 22:54 UTC SaleCommon Stock 9,379 $70.01 $656,635.04
Disclosure

SEC source: 0000899243-19-021162 · doc4.xml · nonDerivative · entry 1

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,295,646

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan entered into on May 14, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.105. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: The Reporting Person is a managing member of Delphi Management Partners VIII, L.L.C. ("DMP"), the general partner of Delphi Ventures VIII, L.P. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by Delphi Ventures VIII, L.P. and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Delphi Ventures VIII, L.P., except to the extent of his proportionate pecuniary interest therein.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 20:14 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
Exercise / conversionStock Option · Derivative 5,000 $0.00 Strike: $18.86 $0.00
Disclosure

SEC source: 0001209191-19-044799 · doc4.xml · derivative · entry 3

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,969

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option shall vest as to fifty percent (50%) of the underlying shares on 06/14/2019, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 20:14 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
SaleCommon Stock 5,000 $70.01 $350,050.00
Disclosure

SEC source: 0001209191-19-044799 · doc4.xml · nonDerivative · entry 2

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,991

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2018 and amended on May 16, 2019.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 20:14 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
Exercise / conversionCommon Stock 5,000 $18.86 $94,300.00
Disclosure

SEC source: 0001209191-19-044799 · doc4.xml · nonDerivative · entry 1

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 11, 2019 Filed Jul 12, 2019 21:43 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
Exercise / conversionStock Option · Derivative 13,031 $0.00 Strike: $18.86 $0.00
Disclosure

SEC source: 0001209191-19-041979 · doc4.xml · derivative · entry 3

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,969

Underlying: Common Stock · 13,031 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option shall vest as to fifty percent (50%) of the underlying shares on 06/14/2019, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
July 11, 2019 Filed Jul 12, 2019 21:43 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
SaleCommon Stock 13,031 $70.04 $912,691.24
Disclosure

SEC source: 0001209191-19-041979 · doc4.xml · nonDerivative · entry 2

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,991

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2018.

Read SEC document
July 11, 2019 Filed Jul 12, 2019 21:43 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
Exercise / conversionCommon Stock 13,031 $18.86 $245,764.66
Disclosure

SEC source: 0001209191-19-041979 · doc4.xml · nonDerivative · entry 1

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 11, 2019 Filed Jul 15, 2019 21:12 UTC SaleCommon Stock 129 $70.08 $9,040.49
Disclosure

SEC source: 0000899243-19-019620 · doc4.xml · nonDerivative · entry 2

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,743

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan entered into on May 14, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · ownership.nature: The Reporting Person is a managing member of Delphi Management Partners VIII, L.L.C. ("DMP"), the general partner of Delphi BioInvestments VIII, L.P. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by Delphi BioInvestments VIII, L.P. and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Delphi BioInvestments VIII, L.P., except to the extent of his proportionate pecuniary interest therein.

Read SEC document
July 11, 2019 Filed Jul 15, 2019 21:12 UTC SaleCommon Stock 13,218 $70.08 $926,334.62
Disclosure

SEC source: 0000899243-19-019620 · doc4.xml · nonDerivative · entry 1

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,305,025

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan entered into on May 14, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: The Reporting Person is a managing member of Delphi Management Partners VIII, L.L.C. ("DMP"), the general partner of Delphi Ventures VIII, L.P. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by Delphi Ventures VIII, L.P. and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Delphi Ventures VIII, L.P., except to the extent of his proportionate pecuniary interest therein.

Read SEC document
July 03, 2019 Filed Jul 8, 2019 20:04 UTC
BERGER DAVID BEVP, Chief Legal & Compliance
Exercise / conversionStock Option · Derivative 2,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001209191-19-041400 · doc4.xml · derivative · entry 4

BERGER DAVID B · CIK 0001422126 · EVP, Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fifty percent (50%) of the underlying shares subject to the option vested on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.

F5 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
July 03, 2019 Filed Jul 8, 2019 20:04 UTC
BERGER DAVID BEVP, Chief Legal & Compliance
SaleCommon Stock 2,000 $63.60 $127,200.00
Disclosure

SEC source: 0001209191-19-041400 · doc4.xml · nonDerivative · entry 2

BERGER DAVID B · CIK 0001422126 · EVP, Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,311

F2 · kind: The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 6, 2018.

Read SEC document
July 03, 2019 Filed Jul 8, 2019 20:04 UTC
BERGER DAVID BEVP, Chief Legal & Compliance
Exercise / conversionCommon Stock 2,000 $2.59 $5,180.00
Disclosure

SEC source: 0001209191-19-041400 · doc4.xml · nonDerivative · entry 1

BERGER DAVID B · CIK 0001422126 · EVP, Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 18:37 UTC GrantStock Option · Derivative 3,732 $0.00 Strike: $64.66 $0.00
Disclosure

SEC source: 0001209191-19-038301 · doc4.xml · derivative · entry 1

GREENE HOWARD E JR · CIK 0000903574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,732

Underlying: Common Stock · 3,732 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over 12 months.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 22:39 UTC GrantStock Option · Derivative 3,732 $0.00 Strike: $64.66 $0.00
Disclosure

SEC source: 0001209191-19-038303 · doc4.xml · derivative · entry 1

CAHILL EDWARD L · CIK 0001025665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,732

Underlying: Common Stock · 3,732 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over 12 months.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 22:44 UTC GrantStock Option · Derivative 3,732 $0.00 Strike: $64.66 $0.00
Disclosure

SEC source: 0001209191-19-038314 · doc4.xml · derivative · entry 1

Valencia Richard P. · CIK 0001743728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,732

Underlying: Common Stock · 3,732 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over 12 months.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 22:43 UTC GrantStock Option · Derivative 3,732 $0.00 Strike: $64.66 $0.00
Disclosure

SEC source: 0001209191-19-038311 · doc4.xml · derivative · entry 1

TWOMEY CHRISTOPHER J · CIK 0001238935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,732

Underlying: Common Stock · 3,732 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over 12 months.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 22:42 UTC GrantStock Option · Derivative 3,732 $0.00 Strike: $64.66 $0.00
Disclosure

SEC source: 0001209191-19-038308 · doc4.xml · derivative · entry 1

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,732

Underlying: Common Stock · 3,732 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in 12 equal monthly installments commencing one month following the date of grant.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 22:40 UTC GrantStock Option · Derivative 1,555 $0.00 Strike: $64.66 $0.00
Disclosure

SEC source: 0001209191-19-038305 · doc4.xml · derivative · entry 1

ROBERTSON REBECCA B · CIK 0001201585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,555

Underlying: Common Stock · 1,555 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over 12 months.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 22:31 UTC
Allen DickDirector
GrantStock Option · Derivative 3,732 $0.00 Strike: $64.66 $0.00
Disclosure

SEC source: 0001209191-19-038298 · doc4.xml · derivative · entry 1

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,732

Underlying: Common Stock · 3,732 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over 12 months.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
June 13, 2019 Filed Jun 17, 2019 21:02 UTC SaleCommon Stock 345 $70.07 $24,174.05
Disclosure

SEC source: 0000899243-19-017205 · doc4.xml · nonDerivative · entry 2

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,872

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan entered into on May 14, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · ownership.nature: The Reporting Person is a managing member of Delphi Management Partners VIII, L.L.C. ("DMP"), the general partner of Delphi BioInvestments VIII, L.P. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by Delphi BioInvestments VIII, L.P. and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Delphi BioInvestments VIII, L.P., except to the extent of his proportionate pecuniary interest therein.

Read SEC document
June 13, 2019 Filed Jun 17, 2019 21:02 UTC SaleCommon Stock 35,343 $70.07 $2,476,473.41
Disclosure

SEC source: 0000899243-19-017205 · doc4.xml · nonDerivative · entry 1

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,318,243

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan entered into on May 14, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: The Reporting Person is a managing member of Delphi Management Partners VIII, L.L.C. ("DMP"), the general partner of Delphi Ventures VIII, L.P. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by Delphi Ventures VIII, L.P. and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Delphi Ventures VIII, L.P., except to the extent of his proportionate pecuniary interest therein.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 20:46 UTC
BERGER DAVID BEVP, Chief Legal & Compliance
Exercise / conversionStock Option · Derivative 2,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001209191-19-034342 · doc4.xml · derivative · entry 4

BERGER DAVID B · CIK 0001422126 · EVP, Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fifty percent (50%) of the underlying shares subject to the option vested on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.

F5 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 20:46 UTC
BERGER DAVID BEVP, Chief Legal & Compliance
SaleCommon Stock 2,000 $67.76 $135,520.00
Disclosure

SEC source: 0001209191-19-034342 · doc4.xml · nonDerivative · entry 2

BERGER DAVID B · CIK 0001422126 · EVP, Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,311

F2 · kind: The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 6, 2018.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 20:46 UTC
BERGER DAVID BEVP, Chief Legal & Compliance
Exercise / conversionCommon Stock 2,000 $2.59 $5,180.00
Disclosure

SEC source: 0001209191-19-034342 · doc4.xml · nonDerivative · entry 1

BERGER DAVID B · CIK 0001422126 · EVP, Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
May 16, 2019 Filed May 17, 2019 20:44 UTC
Vosseller LeighEVP and CFO
Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001209191-19-030992 · doc4.xml · derivative · entry 5

Vosseller Leigh · CIK 0001726322 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Fifty percent (50%) of the underlying shares subject to the option vested on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.

F7 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
May 16, 2019 Filed May 17, 2019 20:44 UTC
Vosseller LeighEVP and CFO
SaleCommon Stock 10,000 $70.45 $704,500.00
Disclosure

SEC source: 0001209191-19-030992 · doc4.xml · nonDerivative · entry 2

Vosseller Leigh · CIK 0001726322 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,009

F2 · kind: The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2019.

F3 · price: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $70.35 to $70.60. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

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May 16, 2019 Filed May 17, 2019 20:44 UTC
Vosseller LeighEVP and CFO
Exercise / conversionCommon Stock 10,000 $2.59 $25,900.00
Disclosure

SEC source: 0001209191-19-030992 · doc4.xml · nonDerivative · entry 1

Vosseller Leigh · CIK 0001726322 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon exercise of a stock option award.

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May 15, 2019 Filed May 17, 2019 20:44 UTC
Vosseller LeighEVP and CFO
GrantCommon Stock 1,256 $16.93 $21,264.08
Disclosure

SEC source: 0001209191-19-030992 · doc4.xml · nonDerivative · entry 3

Vosseller Leigh · CIK 0001726322 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,265

F4 · shares: The reporting person is voluntarily reporting the acquisition of shares of common stock pursuant to the Tandem Diabetes Care, Inc. 2013 Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of November 16, 2018 through May 15, 2019. This transaction is also exempt under Rule 16b-3(c).

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May 15, 2019 Filed May 17, 2019 20:43 UTC
Sheridan John FPRESIDENT & CEO
GrantCommon Stock 1,835 $16.93 $31,066.55
Disclosure

SEC source: 0001209191-19-030989 · doc4.xml · nonDerivative · entry 1

Sheridan John F · CIK 0001365369 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,501

F1 · shares: The reporting person is voluntarily reporting the acquisition of shares of common stock pursuant to the Tandem Diabetes Care, Inc. Amended and Restated 2013 Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of November 16, 2018 through May 15, 2019. This transaction is also exempt under Rule 16b-3(c).

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May 15, 2019 Filed May 17, 2019 20:42 UTC GrantCommon Stock 1,256 $16.93 $21,264.08
Disclosure

SEC source: 0001209191-19-030981 · doc4.xml · nonDerivative · entry 1

Morrison Susan · CIK 0001582970 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,001

F1 · shares: The reporting person is voluntarily reporting the acquisition of shares of common stock pursuant to the Tandem Diabetes Care, Inc. Amended and Restated 2013 Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of November 16, 2018 through May 15, 2019. This transaction is also exempt under Rule 16b-3(c).

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May 15, 2019 Filed May 17, 2019 20:40 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
GrantCommon Stock 1,610 $16.93 $27,257.30
Disclosure

SEC source: 0001209191-19-030976 · doc4.xml · nonDerivative · entry 1

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,991

F1 · shares: The reporting person is voluntarily reporting the acquisition of shares of common stock pursuant to the Tandem Diabetes Care, Inc. Amended and Restated 2013 Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of November 15, 2018 through May 15, 2019. This transaction is also exempt under Rule 16b-3(c).

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May 15, 2019 Filed May 17, 2019 20:38 UTC
BERGER DAVID BEVP, Chief Legal & Compliance
GrantCommon Stock 1,546 $16.93 $26,173.78
Disclosure

SEC source: 0001209191-19-030971 · doc4.xml · nonDerivative · entry 1

BERGER DAVID B · CIK 0001422126 · EVP, Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,311

F1 · shares: The reporting person is voluntarily reporting the acquisition of shares of common stock pursuant to the Tandem Diabetes Care, Inc. Amended and Restated 2013 Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of November 16, 2018 through May 15, 2019. This transaction is also exempt under Rule 16b-3(c).

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May 03, 2019 Filed May 6, 2019 21:33 UTC
Vosseller LeighEVP and CFO
Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001209191-19-027810 · doc4.xml · derivative · entry 4

Vosseller Leigh · CIK 0001726322 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fifty percent (50%) of the underlying shares subject to the option vested on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.

F6 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

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May 03, 2019 Filed May 6, 2019 21:33 UTC
Vosseller LeighEVP and CFO
SaleCommon Stock 10,000 $65.14 $651,400.00
Disclosure

SEC source: 0001209191-19-027810 · doc4.xml · nonDerivative · entry 2

Vosseller Leigh · CIK 0001726322 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,009

F2 · kind: The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2019.

F3 · price: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $65.00 to $65.28. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

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May 03, 2019 Filed May 6, 2019 21:33 UTC
Vosseller LeighEVP and CFO
Exercise / conversionCommon Stock 10,000 $2.59 $25,900.00
Disclosure

SEC source: 0001209191-19-027810 · doc4.xml · nonDerivative · entry 1

Vosseller Leigh · CIK 0001726322 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
May 03, 2019 Filed May 6, 2019 21:26 UTC
BERGER DAVID BEVP, Chief Legal & Compliance
Exercise / conversionStock Option · Derivative 2,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001209191-19-027804 · doc4.xml · derivative · entry 4

BERGER DAVID B · CIK 0001422126 · EVP, Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fifty percent (50%) of the underlying shares subject to the option vested on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.

F6 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

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May 03, 2019 Filed May 6, 2019 21:26 UTC
BERGER DAVID BEVP, Chief Legal & Compliance
SaleCommon Stock 2,000 $63.09 $126,180.00
Disclosure

SEC source: 0001209191-19-027804 · doc4.xml · nonDerivative · entry 2

BERGER DAVID B · CIK 0001422126 · EVP, Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,765

F2 · kind: The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 6, 2018.

F3 · price: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $63.00 and $63.215. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

Read SEC document
May 03, 2019 Filed May 6, 2019 21:26 UTC
BERGER DAVID BEVP, Chief Legal & Compliance
Exercise / conversionCommon Stock 2,000 $2.59 $5,180.00
Disclosure

SEC source: 0001209191-19-027804 · doc4.xml · nonDerivative · entry 1

BERGER DAVID B · CIK 0001422126 · EVP, Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
May 02, 2019 Filed May 3, 2019 21:30 UTC
Allen DickDirector
SaleCommon Stock 4,000 $61.37 $245,480.00
Disclosure

SEC source: 0001209191-19-027493 · doc4.xml · nonDerivative · entry 4

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,000

F6 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $61.2886 and $61.385.

F7 · ownership.nature: The securities are held by Allen Cornerstone Ventures L.P. The Reporting Person is the managing partner of Allen Cornerstone Ventures L.P. and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by Allen Cornerstone Ventures L.P., except to the extent of his proportionate pecuniary interest therein.

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May 02, 2019 Filed May 3, 2019 21:30 UTC
Allen DickDirector
SaleCommon Stock 12,000 $61.34 $736,080.00
Disclosure

SEC source: 0001209191-19-027493 · doc4.xml · nonDerivative · entry 3

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 40,000

F4 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $61.145 and $61.59.

F5 · ownership.nature: The securities are held by the Allen Family Trust dated October 12, 1981.

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May 02, 2019 Filed May 3, 2019 21:30 UTC
Allen DickDirector
SaleCommon Stock 500 $61.31 $30,655.00
Disclosure

SEC source: 0001209191-19-027493 · doc4.xml · nonDerivative · entry 2

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,500

F3 · ownership.nature: The securities are held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon. The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Jake Allen Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon.

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May 02, 2019 Filed May 3, 2019 21:30 UTC
Allen DickDirector
SaleCommon Stock 500 $61.20 $30,600.00
Disclosure

SEC source: 0001209191-19-027493 · doc4.xml · nonDerivative · entry 1

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,500

F1 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $61.1925 and $61.2009.

F2 · ownership.nature: The securities are held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon. The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon.

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April 03, 2019 Filed Apr 4, 2019 20:09 UTC
BERGER DAVID BEVP, GEN. COUNSEL & SECRETARY
Exercise / conversionStock Option · Derivative 2,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001209191-19-023629 · doc4.xml · derivative · entry 4

BERGER DAVID B · CIK 0001422126 · EVP, GEN. COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fifty percent (50%) of the underlying shares subject to the option vested on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.

F5 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.