Last 12 months
Inside the activity.
0 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2023 Filed Dec 11, 2023 23:32 UTC |
Sanders ElaineVP & CFO
|
GrantRestricted Stock Units · Derivative | 550,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000563 · form4.xml · derivative · entry 4 Sanders Elaine · CIK 0001561028 · VP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 550,000 Underlying: Common Shares · 550,000 shares Expires 2026-12-06 F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vest as follows: 1/3 immediately; 1/3 on December 7, 2024; and 1/3 on December 7, 2025. Read SEC document |
| December 07, 2023 Filed Dec 11, 2023 23:32 UTC |
Sanders ElaineVP & CFO
|
GrantEmployee Stock Option · Derivative | 550,000 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0000912282-23-000563 · form4.xml · derivative · entry 3 Sanders Elaine · CIK 0001561028 · VP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 550,000 Underlying: Common Shares · 550,000 shares Expires 2028-12-06 F2 · derivative.exercise_price: The option exercise price was converted from the Canadian exercise price of C$0.59 using an exchange rate of C$1.3597 = US$1.00. F3 · derivative.exercise_date: The options vest as follows: 1/3 immediately; 1/3 on December 7, 2024; and 1/3 on December 7, 2025. Read SEC document |
| December 07, 2023 Filed Dec 11, 2023 23:32 UTC |
Sanders ElaineVP & CFO
|
Exercise / conversionCommon Shares | 183,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000563 · form4.xml · nonDerivative · entry 2 Sanders Elaine · CIK 0001561028 · VP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,764,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2023 Filed Dec 11, 2023 23:32 UTC |
Sanders ElaineVP & CFO
|
GrantCommon Shares | 380,410 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000563 · form4.xml · nonDerivative · entry 1 Sanders Elaine · CIK 0001561028 · VP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,580,900 F1 · shares: Represents grant of restricted stock units which fully vest on December 7, 2023. Read SEC document |
| December 07, 2023 Filed Dec 11, 2023 23:28 UTC |
Hayden William BeckwithDirector
|
GrantDirector Stock Options · Derivative | 50,000 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0000912282-23-000559 · form4.xml · derivative · entry 2 Hayden William Beckwith · CIK 0001645507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Shares · 50,000 shares Expires 2028-12-06 F2 · derivative.exercise_price: The option exercise price was converted from the Canadian exercise price of C$0.59 using an exchange rate of C$1.3597 = US $1.00. Read SEC document |
| December 07, 2023 Filed Dec 11, 2023 23:28 UTC |
Hayden William BeckwithDirector
|
GrantCommon Shares | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000559 · form4.xml · nonDerivative · entry 1 Hayden William Beckwith · CIK 0001645507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 322,159 F1 · shares: Represents grant of restricted stock units which fully vest on December 7, 2023. Read SEC document |
| December 07, 2023 Filed Dec 11, 2023 23:24 UTC |
Lang Gregory A.Director
|
GrantDirector Stock Option · Derivative | 50,000 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0000912282-23-000557 · form4.xml · derivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Shares · 50,000 shares Expires 2028-12-06 F2 · derivative.exercise_price: The option exercise price was converted from the Canadian exercise price of C$0.59 using an exchange rate of C$1.3597 = US$1.00. Read SEC document |
| December 07, 2023 Filed Dec 11, 2023 23:24 UTC |
Lang Gregory A.Director
|
GrantCommon Shares | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000557 · form4.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 F1 · shares: Represents grant of restricted stock units which fully vest on December 7, 2023. Read SEC document |
| December 07, 2023 Filed Dec 11, 2023 23:18 UTC |
Stairs JaniceDirector
|
GrantDirector Stock Option · Derivative | 50,000 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0000912282-23-000555 · form4.xml · derivative · entry 2 Stairs Janice · CIK 0001562653 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Shares · 50,000 shares Expires 2028-12-06 F2 · derivative.exercise_price: The option exercise price was converted from the Canadian exercise price of C$0.59 using an exchange rate of C$1.3597 = US$1.00. Read SEC document |
| December 07, 2023 Filed Dec 11, 2023 23:18 UTC |
Stairs JaniceDirector
|
GrantCommon Shares | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000555 · form4.xml · nonDerivative · entry 1 Stairs Janice · CIK 0001562653 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 458,771 F1 · shares: Represents grant of restricted stock units which fully vest on December 7, 2023. Read SEC document |
| December 07, 2023 Filed Dec 11, 2023 23:17 UTC |
Gowans JamesDirector
|
GrantDirector Stock Options · Derivative | 50,000 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0000912282-23-000553 · form4.xml · derivative · entry 2 Gowans James · CIK 0001777289 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Shares · 50,000 shares Expires 2028-12-06 F2 · derivative.exercise_price: The option exercise price was converted from the Canadian exercise price of C$0.59 using an exchange rate of C$1.3597 = US$1.00. Read SEC document |
| December 07, 2023 Filed Dec 11, 2023 23:17 UTC |
Gowans JamesDirector
|
GrantCommon Shares | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000553 · form4.xml · nonDerivative · entry 1 Gowans James · CIK 0001777289 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 234,046 F1 · shares: Represents grant of restricted stock units which fully vest on December 7, 2023. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 02:46 UTC |
WALTERS DIANA JDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 32,960.345 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000545 · form4.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 392,967.729 Underlying: Common Shares · 32,960.345 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 02:40 UTC |
Hensley William L. IggiagrukDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 31,783.19 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000539 · form4.xml · derivative · entry 1 Hensley William L. Iggiagruk · CIK 0001726131 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 364,083.136 Underlying: Common Shares · 31,783.19 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 02:43 UTC |
Lang Gregory A.Director
|
GrantDeferred Share Units ("DSUs") · Derivative | 30,017.466 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000543 · form4.xml · derivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 463,716.275 Underlying: Common Shares · 30,017.466 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 02:42 UTC |
Stairs JaniceDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 34,137.5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000541 · form4.xml · derivative · entry 1 Stairs Janice · CIK 0001562653 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 477,261.107 Underlying: Common Shares · 34,137.5 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 02:39 UTC |
Hayden William BeckwithDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 27,074.569 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000537 · form4.xml · derivative · entry 1 Hayden William Beckwith · CIK 0001645507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 344,688.445 Underlying: Common Shares · 27,074.569 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 02:36 UTC |
Gowans JamesDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 38,846.121 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000535 · form4.xml · derivative · entry 1 Gowans James · CIK 0001777289 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 378,479.214 Underlying: Common Shares · 38,846.121 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 02:34 UTC |
Giardini TonyDirector · President & CEO
|
GrantCommon Shares | 224,138 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000533 · form4.xml · nonDerivative · entry 1 Giardini Tony · CIK 0001562639 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,419,440 Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 02:32 UTC |
Sanders ElaineVP & CFO
|
GrantCommon Shares | 76,014 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000531 · form4.xml · nonDerivative · entry 1 Sanders Elaine · CIK 0001561028 · VP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,200,490 Read SEC document |
| September 05, 2023 Filed Sep 5, 2023 22:31 UTC |
Sanders ElaineVP & CFO
|
SaleCommon Shares | 15,000 | $0.50 | $7,500.00 |
DisclosureSEC source: 0000912282-23-000344 · form4.xml · nonDerivative · entry 2 Sanders Elaine · CIK 0001561028 · VP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,124,476 Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 22:38 UTC |
WALTERS DIANA JDirector
|
GrantCommon Shares · Derivative | 29,628.889 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000350 · form4.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,007.384 Underlying: Common Shares · 229,628.889 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 22:34 UTC |
Hensley William L. IggiagrukDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 28,570.714 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000346 · form4.xml · derivative · entry 1 Hensley William L. Iggiagruk · CIK 0001726131 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 332,299.946 Underlying: Common Shares · 28,570.714 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 22:47 UTC |
Stairs JaniceDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 30,687.063 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000356 · form4.xml · derivative · entry 1 Stairs Janice · CIK 0001562653 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 443,123.607 Underlying: Common Shares · 30,687.063 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 22:44 UTC |
Gowans JamesDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 34,919.762 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000354 · form4.xml · derivative · entry 1 Gowans James · CIK 0001777289 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 339,633.093 Underlying: Common Shares · 34,919.762 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 22:41 UTC |
Lang Gregory A.Director
|
GrantDeferred Share Units ("DSUs") · Derivative | 26,983.46 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000352 · form4.xml · derivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 433,698.809 Underlying: Common Shares · 26,983.46 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 22:37 UTC |
Hayden William BeckwithDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 24,338.016 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000348 · form4.xml · derivative · entry 1 Hayden William Beckwith · CIK 0001645507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 317,613.876 Underlying: Common Shares · 24,338.016 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 22:31 UTC |
Sanders ElaineVP & CFO
|
GrantCommon Shares | 23,327 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000344 · form4.xml · nonDerivative · entry 1 Sanders Elaine · CIK 0001561028 · VP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,139,476 Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 22:30 UTC |
Giardini TonyDirector · President & CEO
|
GrantCommon Shares | 206,349 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000342 · form4.xml · nonDerivative · entry 1 Giardini Tony · CIK 0001562639 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,195,302 Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 19:50 UTC |
WALTERS DIANA JDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 26,602.015 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000095 · form4.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 330,378.495 Underlying: Common Shares · 26,602.015 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 19:56 UTC |
Hensley William L. IggiagrukDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 25,574.136 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000098 · form4.xml · derivative · entry 1 Hensley William L. Iggiagruk · CIK 0001726131 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 303,729.226 Underlying: Common Shares · 25,574.136 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 21:58 UTC |
Lang Gregory A.Director
|
GrantDeferred Share Units ("DSUs") · Derivative | 26,210.909 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000106 · form4.xml · derivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 406,715.349 Underlying: Common Shares · 26,210.909 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:14 UTC |
Stairs JaniceDirector
|
GrantDeferred Share Units ("DSU") · Derivative | 27,194.182 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000103 · form4.xml · derivative · entry 1 Stairs Janice · CIK 0001562653 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 412,436.544 Underlying: Common Shares · 27,194.182 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:01 UTC |
Gowans JamesDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 33,920 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000099 · form4.xml · derivative · entry 1 Gowans James · CIK 0001777289 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 304,713.331 Underlying: Common Shares · 33,920 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 19:52 UTC |
Hayden William BeckwithDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 23,641.212 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000097 · form4.xml · derivative · entry 1 Hayden William Beckwith · CIK 0001645507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 293,275.86 Underlying: Common Shares · 23,641.212 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 19:51 UTC |
Giardini TonyDirector · President and CEO
|
GrantCommon Shares | 196,969 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000096 · form4.xml · nonDerivative · entry 1 Giardini Tony · CIK 0001562639 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,988,953 Read SEC document |
| April 25, 2023 Filed Apr 26, 2023 20:45 UTC |
KAPLAN THOMAS SCOTT10% owner
Electrum Group LLC10% owner
ESOF GP Ltd.10% owner
|
PurchaseCommon Shares | 2,181,818 | $0.55 | $1,199,999.90 |
DisclosureSEC source: 0001493152-23-013686 · ownership.xml · nonDerivative · entry 1 Electrum Strategic Opportunities Fund L.P. · CIK 0001637981 · 10% owner KAPLAN THOMAS SCOTT · CIK 0001124803 · 10% owner Electrum Group LLC · CIK 0001565641 · 10% owner ESOF GP Ltd. · CIK 0001663180 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Electrum Strategic Opportunities Fund L.P. Disclosed balance after: 31,604,741 F1 · kind: On April 25, 2023, Electrum Strategic Opportunities Fund L.P. ("ESOF") acquired 2,181,818 of the Issuer's Common Shares for an aggregate purchase price of $1,199,999.90 or $0.55 per Common Share. F2 · ownership.direct: ESOF is an investment fund, of which The Electrum Group LLC is the investment adviser. ESOF GP Ltd. is the general partner of the sole general partner of ESOF. F3 · ownership.direct: In accordance with 4(b)(iv) of the Form 4 instructions, the entire amount of the Issuer's securities held by ESOF is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, each reporting person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if an, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for the purposes of Section 16 or otherwise. F2 · ownership.nature: ESOF is an investment fund, of which The Electrum Group LLC is the investment adviser. ESOF GP Ltd. is the general partner of the sole general partner of ESOF. F3 · ownership.nature: In accordance with 4(b)(iv) of the Form 4 instructions, the entire amount of the Issuer's securities held by ESOF is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, each reporting person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if an, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for the purposes of Section 16 or otherwise. Read SEC document |
| April 25, 2023 Filed Apr 29, 2023 01:09 UTC |
Giardini TonyDirector · President and CEO
|
GrantCommon Shares | 181,818 | $0.55 | $99,999.90 |
DisclosureSEC source: 0001140361-23-021743 · form4.xml · nonDerivative · entry 1 Giardini Tony · CIK 0001562639 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,791,984 Read SEC document |
| April 25, 2023 Filed May 3, 2023 00:04 UTC |
South32 Ltd10% owner
|
PurchaseCommon Stock | 2,181,818 | $0.55 | $1,199,999.90 |
DisclosureSEC source: 0001209191-23-026773 · doc4.xml · nonDerivative · entry 1 South32 Ltd · CIK 0001635752 · 10% owner South32 International Investment Holdings Proprietary Ltd · CIK 0001726854 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By wholly-owned subsidiary Disclosed balance after: 18,595,311 F1 · ownership.nature: The shares are owned directly by South32 International Investment Holdings Proprietary Limited, which is a wholly-owned subsidiary of South32 Limited. South32 Limited is an indirect beneficial owner of the reported securities. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 16:41 UTC |
WALTERS DIANA JDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 22,334.026 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004306 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,776.48 Underlying: Common Shares · 22,334.026 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 16:43 UTC |
Hensley William L. IggiagrukDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 21,458.182 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004312 · doc1.xml · derivative · entry 1 Hensley William L. Iggiagruk · CIK 0001726131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,155.096 Underlying: Common Shares · 21,458.182 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 16:39 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GrantDeferred Share Units · Derivative | 24,523.636 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004301 · doc1.xml · derivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,294.05 Underlying: Common Stock · 24,523.636 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 16:42 UTC |
Hayden William BeckwithDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 20,144.416 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004309 · doc1.xml · derivative · entry 1 Hayden William Beckwith · CIK 0001645507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,634.648 Underlying: Common Shares · 20,144.416 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 16:40 UTC |
Stairs JaniceDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 22,771.948 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004303 · doc1.xml · derivative · entry 1 Stairs Janice · CIK 0001562653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,242.362 Underlying: Common Shares · 22,771.948 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 16:00 UTC |
Lang Gregory A.Director
|
GrantDeferred Share Units ("DSUs") · Derivative | 22,334.026 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004296 · doc1.xml · derivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,504.44 Underlying: Common Shares · 22,334.026 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not having any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not having any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 15:55 UTC |
Gowans JamesDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 28,902.857 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004293 · doc1.xml · derivative · entry 1 Gowans James · CIK 0001777289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,793.331 Underlying: Common Shares · 28,902.857 shares Expires not disclosed F1 · security: Non-discretionary issuance of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 15:54 UTC |
Giardini TonyDirector · President and CEO
|
GrantCommon Shares | 166,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-23-004291 · doc1.xml · nonDerivative · entry 1 Giardini Tony · CIK 0001562639 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,610,166 F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest immediately. Read SEC document |
| March 01, 2023 Filed Jun 5, 2023 20:11 UTC Amendment |
Stairs JaniceDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 22,771.948 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000101 · form4.xml · derivative · entry 1 Stairs Janice · CIK 0001562653 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 385,242.362 Underlying: Common Shares · 22,771.948 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F3 · balance_after: This Form 4 amendment is being filed to correct a typographical error in the total number of Derivative Securities Beneficially Owned Following the Reported Transaction (Column 9). Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 16:52 UTC |
Giardini TonyDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 564,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-000787 · doc1.xml · derivative · entry 4 Giardini Tony · CIK 0001562639 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 564,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock F4 · derivative.exercise_date: Represents grant of restricted stock units ("RSUs") which vested fully on the date of grant with settlement occuing as soon as practicable following vesting. F4 · derivative.expiration_date: Represents grant of restricted stock units ("RSUs") which vested fully on the date of grant with settlement occuing as soon as practicable following vesting. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 16:52 UTC |
Giardini TonyDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-000787 · doc1.xml · derivative · entry 3 Giardini Tony · CIK 0001562639 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,000 Underlying: Common Shares · 400,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock F3 · derivative.exercise_date: Represents grant of restricted stock units ("RSUs") which vest as follows: 1/3 on December 8, 2022; 1/3 on December 8, 2023; and 1/3 on December 8, 2024. Settlement of vested RSUs will occur as soon as practicable following vesting. F3 · derivative.expiration_date: Represents grant of restricted stock units ("RSUs") which vest as follows: 1/3 on December 8, 2022; 1/3 on December 8, 2023; and 1/3 on December 8, 2024. Settlement of vested RSUs will occur as soon as practicable following vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.