Last 12 months
Inside the activity.
0 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 28, 2016 Filed Dec 30, 2016 22:04 UTC |
PAULSON & CO. INC.10% owner
|
SaleCommon Shares, no par value | 9,100 | $0.46 | $4,193.28 |
DisclosureSEC source: 0001140361-16-091225 · doc1.xml · nonDerivative · entry 1 PAULSON & CO. INC. · CIK 0001035674 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Funds and Accounts Disclosed balance after: 11,603,178 F1 · security: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts. F2 · security: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. F1 · ownership.direct: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts. F2 · ownership.direct: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| December 23, 2016 Filed Dec 23, 2016 22:54 UTC |
Sanders ElaineVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 31,801 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-090741 · doc1.xml · derivative · entry 5 Sanders Elaine · CIK 0001561028 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,001 Underlying: Common Stock · 31,801 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 23, 2016 vest date was Cdn $0.64. F5 · kind: Pursuant to the terms of NovaCopper Inc. 2012 Restricted Share Unit Plan, a portion of the vested restricted stock units was paid in cash in lieu of delivery of the underlying common shares. F4 · derivative.exercise_date: The restricted stock units vest in three equal installments on December 23, 2015, December 23, 2016 and December 23, 2017. F4 · derivative.expiration_date: The restricted stock units vest in three equal installments on December 23, 2015, December 23, 2016 and December 23, 2017. Read SEC document |
| December 23, 2016 Filed Dec 23, 2016 22:54 UTC |
Sanders ElaineVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 34,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-090741 · doc1.xml · derivative · entry 4 Sanders Elaine · CIK 0001561028 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,802 Underlying: Common Stock · 34,866 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 23, 2016 vest date was Cdn $0.64. F4 · derivative.exercise_date: The restricted stock units vest in three equal installments on December 23, 2015, December 23, 2016 and December 23, 2017. F4 · derivative.expiration_date: The restricted stock units vest in three equal installments on December 23, 2015, December 23, 2016 and December 23, 2017. Read SEC document |
| December 23, 2016 Filed Dec 23, 2016 22:54 UTC |
Sanders ElaineVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 31,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-090741 · doc1.xml · derivative · entry 3 Sanders Elaine · CIK 0001561028 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,668 Underlying: Common Stock · 31,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 15, 2016 vest date was Cdn $0.63. F5 · kind: Pursuant to the terms of NovaCopper Inc. 2012 Restricted Share Unit Plan, a portion of the vested restricted stock units was paid in cash in lieu of delivery of the underlying common shares. F2 · derivative.exercise_date: The restricted stock units vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018. F2 · derivative.expiration_date: The restricted stock units vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018. Read SEC document |
| December 23, 2016 Filed Dec 23, 2016 22:54 UTC |
Sanders ElaineVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 34,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-090741 · doc1.xml · derivative · entry 2 Sanders Elaine · CIK 0001561028 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,468 Underlying: Common Stock · 34,866 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 15, 2016 vest date was Cdn $0.63. F2 · derivative.exercise_date: The restricted stock units vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018. F2 · derivative.expiration_date: The restricted stock units vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018. Read SEC document |
| December 23, 2016 Filed Dec 23, 2016 22:54 UTC |
Sanders ElaineVP and CFO
|
Exercise / conversionCommon Stock | 69,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-090741 · doc1.xml · nonDerivative · entry 1 Sanders Elaine · CIK 0001561028 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2016 Filed Dec 23, 2016 22:56 UTC |
Van Nieuwenhuyse RickDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 63,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-090743 · doc1.xml · derivative · entry 5 Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,001 Underlying: Common Stock · 63,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 23, 2016 vesting date was Cdn $0.64. F5 · kind: Pursuant to the terms of NovaCopper Inc. 2012 Restricted Share Unit Plan, a portion of the vested restricted stock units was paid in cash in lieu of delivery of the underlying common shares. F4 · derivative.exercise_date: The restricted stock units vest in three equal installments on December 23, 2015, December 23, 2016 and December 23, 2017. F4 · derivative.expiration_date: The restricted stock units vest in three equal installments on December 23, 2015, December 23, 2016 and December 23, 2017. Read SEC document |
| December 23, 2016 Filed Dec 23, 2016 22:56 UTC |
Van Nieuwenhuyse RickDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 69,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-090743 · doc1.xml · derivative · entry 4 Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,601 Underlying: Common Stock · 69,733 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 23, 2016 vesting date was Cdn $0.64. F4 · derivative.exercise_date: The restricted stock units vest in three equal installments on December 23, 2015, December 23, 2016 and December 23, 2017. F4 · derivative.expiration_date: The restricted stock units vest in three equal installments on December 23, 2015, December 23, 2016 and December 23, 2017. Read SEC document |
| December 23, 2016 Filed Dec 23, 2016 22:56 UTC |
Van Nieuwenhuyse RickDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 63,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-090743 · doc1.xml · derivative · entry 3 Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,334 Underlying: Common Stock · 63,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 15, 2016 vesting date was Cdn $0.63. F5 · kind: Pursuant to the terms of NovaCopper Inc. 2012 Restricted Share Unit Plan, a portion of the vested restricted stock units was paid in cash in lieu of delivery of the underlying common shares. F3 · derivative.exercise_date: The restricted stock units vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018. F3 · derivative.expiration_date: The restricted stock units vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018. Read SEC document |
| December 23, 2016 Filed Dec 23, 2016 22:56 UTC |
Van Nieuwenhuyse RickDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 69,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-090743 · doc1.xml · derivative · entry 2 Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,934 Underlying: Common Stock · 69,733 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 15, 2016 vesting date was Cdn $0.63. F3 · derivative.exercise_date: The restricted stock units vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018. F3 · derivative.expiration_date: The restricted stock units vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018. Read SEC document |
| December 23, 2016 Filed Dec 23, 2016 22:56 UTC |
Van Nieuwenhuyse RickDirector · President & CEO
|
Exercise / conversionCommon Stock | 139,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-090743 · doc1.xml · nonDerivative · entry 1 Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,079,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 23:42 UTC |
WALTERS DIANA JDirector
|
GrantDirector Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001140361-16-090113 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2021-12-14 F1 · derivative.exercise_price: Expressed in Canadian dollars. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 23:36 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GrantDirector Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001140361-16-090106 · doc1.xml · derivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2021-12-14 F1 · derivative.exercise_price: Expressed in Canadian dollars. Read SEC document |
| December 15, 2016 Filed Dec 17, 2016 00:11 UTC |
Sanders ElaineVP and CFO
|
GrantRestricted Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-090115 · doc1.xml · derivative · entry 2 Sanders Elaine · CIK 0001561028 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,334 Underlying: Common Stock · 200,000 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 15, 2016 vesting date was Cdn $0.63. F4 · derivative.exercise_date: The restricted stock units vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018. Vested shares are paid out and delivered to the reporting person as of each vesting date. F4 · derivative.expiration_date: The restricted stock units vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018. Vested shares are paid out and delivered to the reporting person as of each vesting date. Read SEC document |
| December 15, 2016 Filed Dec 17, 2016 00:11 UTC |
Sanders ElaineVP and CFO
|
GrantEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001140361-16-090115 · doc1.xml · derivative · entry 1 Sanders Elaine · CIK 0001561028 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2021-12-14 F1 · derivative.exercise_price: Expressed in Canadian dollars. F2 · derivative.exercise_date: The stock options vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2017. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 23:40 UTC |
Stairs JaniceDirector
|
GrantDirector Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001140361-16-090110 · doc1.xml · derivative · entry 1 Stairs Janice · CIK 0001562653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2021-12-14 F1 · derivative.exercise_price: Expressed in Canadian dollars. Read SEC document |
| December 15, 2016 Filed Dec 17, 2016 00:13 UTC |
Van Nieuwenhuyse RickDirector · President & CEO
|
GrantRestricted Stock Units · Derivative | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-090117 · doc1.xml · derivative · entry 2 Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,667 Underlying: Common Stock · 400,000 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 15, 2016 vesting date was Cdn $0.63. F4 · derivative.exercise_date: The restricted stock units vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018. Vested shares are paid out and delivered to the reporting person as of each vesting date. F4 · derivative.expiration_date: The restricted stock units vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018. Vested shares are paid out and delivered to the reporting person as of each vesting date. Read SEC document |
| December 15, 2016 Filed Dec 17, 2016 00:13 UTC |
Van Nieuwenhuyse RickDirector · President & CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 400,000 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001140361-16-090117 · doc1.xml · derivative · entry 1 Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2021-12-14 F1 · derivative.exercise_price: Expressed in Canadian dollars. F2 · derivative.exercise_date: The stock options vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 23:38 UTC |
McConnell Gerald JamesDirector
|
GrantDirector Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001140361-16-090108 · doc1.xml · derivative · entry 1 McConnell Gerald James · CIK 0001562641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2021-12-14 F1 · derivative.exercise_price: Expressed in Canadian dollars. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 23:34 UTC |
Lang Gregory A.Director
|
GrantDirector Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001140361-16-090104 · doc1.xml · derivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2021-12-14 F1 · derivative.exercise_price: Expressed in Canadian dollars. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 23:31 UTC |
Giardini TonyDirector
|
GrantDirector Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001140361-16-090100 · doc1.xml · derivative · entry 1 Giardini Tony · CIK 0001562639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2021-12-14 F1 · derivative.exercise_price: Expressed in Canadian dollars. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 23:33 UTC |
Hayden William BeckwithDirector
|
GrantDirector Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001140361-16-090102 · doc1.xml · derivative · entry 1 Hayden William Beckwith · CIK 0001645507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2021-12-14 F1 · derivative.exercise_price: Expressed in Canadian dollars. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 19:32 UTC |
WALTERS DIANA JDirector
|
GrantDeferred Share Units · Derivative | 5,543.01 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-088566 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,543.01 Underlying: Common Stock · 5,543.01 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 19:27 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GrantDeferred Share Units · Derivative | 5,543.01 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-088560 · doc1.xml · derivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,870.96 Underlying: Common Stock · 5,543.01 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 19:30 UTC |
Stairs JaniceDirector
|
GrantDeferred Share Units · Derivative | 5,543.01 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-088564 · doc1.xml · derivative · entry 1 Stairs Janice · CIK 0001562653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,570.96 Underlying: Common Stock · 5,543.01 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 19:28 UTC |
McConnell Gerald JamesDirector
|
GrantDeferred Share Units · Derivative | 5,543.01 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-088562 · doc1.xml · derivative · entry 1 McConnell Gerald James · CIK 0001562641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,670.96 Underlying: Common Stock · 5,543.01 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 19:25 UTC |
Lang Gregory A.Director
|
GrantDeferred Share Units · Derivative | 5,543.01 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-088556 · doc1.xml · derivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,270.96 Underlying: Common Stock · 5,543.01 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 19:23 UTC |
Giardini TonyDirector
|
GrantDeferred Share Units · Derivative | 5,543.01 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-088553 · doc1.xml · derivative · entry 1 Giardini Tony · CIK 0001562639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,720.96 Underlying: Common Stock · 5,543.01 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| September 28, 2016 Filed Sep 29, 2016 21:22 UTC |
PAULSON & CO. INC.10% owner
|
SaleCommon Shares, no par value | 773 | $0.55 | $425.38 |
DisclosureSEC source: 0001140361-16-081082 · doc1.xml · nonDerivative · entry 2 PAULSON & CO. INC. · CIK 0001035674 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Funds and Accounts Disclosed balance after: 11,612,278 F1 · security: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts. F2 · security: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. F1 · ownership.direct: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts. F2 · ownership.direct: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| September 27, 2016 Filed Sep 29, 2016 21:22 UTC |
PAULSON & CO. INC.10% owner
|
SaleCommon Shares, no par value | 10,400 | $0.56 | $5,817.76 |
DisclosureSEC source: 0001140361-16-081082 · doc1.xml · nonDerivative · entry 1 PAULSON & CO. INC. · CIK 0001035674 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Funds and Accounts Disclosed balance after: 11,613,051 F1 · security: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts. F2 · security: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. F1 · ownership.direct: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts. F2 · ownership.direct: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| December 10, 2013 Filed Dec 2, 2022 22:52 UTC Amendment |
MADHAVPEDDI KALIDAS VDirector
|
Exercise / conversionStock Option · Derivative | 10,000 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001567619-22-021227 · doc1.xml · derivative · entry 3 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2014-01-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Expressed in Canadian dollars. Read SEC document |
| December 10, 2013 Filed Dec 2, 2022 22:52 UTC Amendment |
MADHAVPEDDI KALIDAS VDirector
|
Tax withholdingCommon Stock | 6,718 | $1.95 | $13,100.10 |
DisclosureSEC source: 0001567619-22-021227 · doc1.xml · nonDerivative · entry 2 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,293 F1 · price: Expressed in Canadian dollars. Read SEC document |
| December 10, 2013 Filed Dec 2, 2022 22:52 UTC Amendment |
MADHAVPEDDI KALIDAS VDirector
|
Exercise / conversionCommon Stock | 10,000 | $1.31 | $13,100.00 |
DisclosureSEC source: 0001567619-22-021227 · doc1.xml · nonDerivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Expressed in Canadian dollars. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.