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TMQ

Trilogy Metals Inc.

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5362
SEC CIK
0001543418
Parsed reports
473

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 27, 2017 Filed Dec 29, 2017 00:30 UTC
Van Nieuwenhuyse RickDirector · President & CEO
Exercise / conversionCommon Stock 533,333 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-047664 · doc1.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,792,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 00:27 UTC
Sanders ElaineVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 66,667 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-047662 · doc1.xml · derivative · entry 5

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,334

Underlying: Common Stock · 66,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 23, 2017 vesting date was Cdn $1.35.

F7 · derivative.exercise_date: The restricted stock units vest in three equal installments on December 23, 2015, December 23, 2016 and December 23, 2017, or such later date as determined by the company.

F7 · derivative.expiration_date: The restricted stock units vest in three equal installments on December 23, 2015, December 23, 2016 and December 23, 2017, or such later date as determined by the company.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 00:27 UTC
Sanders ElaineVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 66,667 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-047662 · doc1.xml · derivative · entry 4

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,001

Underlying: Common Stock · 66,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 15, 2017 vesting date was Cdn $1.15.

F6 · derivative.exercise_date: The restricted stock units vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018, or such later date as determined by the company.

F6 · derivative.expiration_date: The restricted stock units vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018, or such later date as determined by the company.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 00:27 UTC
Sanders ElaineVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-047662 · doc1.xml · derivative · entry 3

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,668

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 7, 2017 vesting date was Cdn $0.96.

F5 · derivative.exercise_date: The restricted stock units vest in three equal installments on December 7, 2017, December 7, 2018 and December 7, 2019, or such later date as determined by the company.

F5 · derivative.expiration_date: The restricted stock units vest in three equal installments on December 7, 2017, December 7, 2018 and December 7, 2019, or such later date as determined by the company.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 00:27 UTC
Sanders ElaineVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-047662 · doc1.xml · derivative · entry 2

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,001

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 7, 2017 vesting date was Cdn $0.96.

F4 · derivative.exercise_date: The restricted stock units vest on December 7, 2017, or such later date as determined by the company.

F4 · derivative.expiration_date: The restricted stock units vest on December 7, 2017, or such later date as determined by the company.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 00:27 UTC
Sanders ElaineVP and CFO
Exercise / conversionCommon Stock 266,667 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-047662 · doc1.xml · nonDerivative · entry 1

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2017 Filed Dec 26, 2017 18:28 UTC GrantDeferred Share Units · Derivative 75,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-047301 · doc1.xml · derivative · entry 2

Hensley William L. Iggiagruk · CIK 0001726131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires not disclosed

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 22, 2017 Filed Dec 26, 2017 18:28 UTC GrantDirector Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $1.15 $0.00
Disclosure

SEC source: 0001140361-17-047301 · doc1.xml · derivative · entry 1

Hensley William L. Iggiagruk · CIK 0001726131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2022-12-21

F1 · derivative.exercise_price: Converted from Canadian exercise price of $1.47 using an exchange rate of Cdn$1.2734=US$1.00.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 00:47 UTC
Van Nieuwenhuyse RickDirector · President & CEO
PurchaseCommon Stock 1,159,096 $0.83 $962,049.68
Disclosure

SEC source: 0001140361-17-046811 · doc1.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,258,673

F1 · balance_after: 20,336 common shares were acquired pursuant to a domestic relations order under IRC 414(p)(1)(B).

Read SEC document
December 07, 2017 Filed Dec 9, 2017 01:50 UTC GrantDirector Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $0.79 $0.00
Disclosure

SEC source: 0001140361-17-045547 · doc1.xml · derivative · entry 1

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2022-12-06

F1 · derivative.exercise_price: These shares can be exercised at a price of CAD$1.01 per share. For reporting purposes, the exercise price has been converted to US dollars based on the exchange rate reported by the Bank of Canada for the date of grant, which was US$1 = CAD$1.2843.

Read SEC document
December 07, 2017 Filed Dec 9, 2017 01:44 UTC GrantDirector Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $0.79 $0.00
Disclosure

SEC source: 0001140361-17-045538 · doc1.xml · derivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2022-12-06

F1 · derivative.exercise_price: These shares can be exercised at a price of CAD$1.01 per share. For reporting purposes, the exercise price has been converted to US dollars based on the exchange rate reported by the Bank of Canada for the date of grant, which was US$1 = CAD$1.2843.

Read SEC document
December 07, 2017 Filed Dec 9, 2017 01:49 UTC GrantDirector Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $0.79 $0.00
Disclosure

SEC source: 0001140361-17-045544 · doc1.xml · derivative · entry 1

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2022-12-06

F1 · derivative.exercise_price: These shares can be exercised at a price of CAD$1.01 per share. For reporting purposes, the exercise price has been converted to US dollars based on the exchange rate reported by the Bank of Canada for the date of grant, which was US$1 = CAD$1.2843.

Read SEC document
December 07, 2017 Filed Dec 9, 2017 01:47 UTC
Sanders ElaineVP and CFO
GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-045542 · doc1.xml · derivative · entry 3

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,001

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 7, 2017 vesting date was Cdn $0.96.

F5 · derivative.exercise_date: The restricted stock units vest in three equal installments on December 7, 2017, December 7, 2018 and December 7, 2019.

F5 · derivative.expiration_date: The restricted stock units vest in three equal installments on December 7, 2017, December 7, 2018 and December 7, 2019.

Read SEC document
December 07, 2017 Filed Dec 9, 2017 01:47 UTC
Sanders ElaineVP and CFO
GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-045542 · doc1.xml · derivative · entry 2

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,001

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 7, 2017 vesting date was Cdn $0.96.

F4 · derivative.exercise_date: The restricted stock units vest on December 7, 2017.

F4 · derivative.expiration_date: The restricted stock units vest on December 7, 2017.

Read SEC document
December 07, 2017 Filed Dec 9, 2017 01:47 UTC
Sanders ElaineVP and CFO
GrantEmployee Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $0.79 $0.00
Disclosure

SEC source: 0001140361-17-045542 · doc1.xml · derivative · entry 1

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2022-12-06

F1 · derivative.exercise_price: These shares can be exercised at a price of CAD$1.01 per share. For reporting purposes, the exercise price has been converted to US dollars based on the exchange rate reported by the Bank of Canada for the date of grant, which was US$1 = CAD$1.2843.

F2 · derivative.exercise_date: The stock options vest in three equal installments on December 7, 2017, December 7, 2018 and December 7, 2019.

Read SEC document
December 07, 2017 Filed Dec 9, 2017 01:46 UTC GrantDirector Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $0.79 $0.00
Disclosure

SEC source: 0001140361-17-045540 · doc1.xml · derivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2022-12-06

F1 · derivative.exercise_price: These shares can be exercised at a price of CAD$1.01 per share. For reporting purposes, the exercise price has been converted to US dollars based on the exchange rate reported by the Bank of Canada for the date of grant, which was US$1 = CAD$1.2843.

Read SEC document
December 07, 2017 Filed Dec 9, 2017 01:43 UTC GrantDirector Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $0.79 $0.00
Disclosure

SEC source: 0001140361-17-045536 · doc1.xml · derivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2022-12-06

F1 · derivative.exercise_price: These shares can be exercised at a price of CAD$1.01 per share. For reporting purposes, the exercise price has been converted to US dollars based on the exchange rate reported by the Bank of Canada for the date of grant, which was US$1 = CAD$1.2843.

Read SEC document
December 07, 2017 Filed Dec 9, 2017 01:42 UTC GrantDirector Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $0.79 $0.00
Disclosure

SEC source: 0001140361-17-045534 · doc1.xml · derivative · entry 1

Hayden William Beckwith · CIK 0001645507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2022-12-06

F1 · derivative.exercise_price: These shares can be exercised at a price of CAD$1.01 per share. For reporting purposes, the exercise price has been converted to US dollars based on the exchange rate reported by the Bank of Canada for the date of grant, which was US$1 = CAD$1.2843.

Read SEC document
December 07, 2017 Filed Dec 9, 2017 01:41 UTC GrantDirector Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $0.79 $0.00
Disclosure

SEC source: 0001140361-17-045532 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2022-12-06

F1 · derivative.exercise_price: These shares can be exercised at a price of CAD$1.01 per share. For reporting purposes, the exercise price has been converted to US dollars based on the exchange rate reported by the Bank of Canada for the date of grant, which was US$1 = CAD$1.2843.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:21 UTC
Van Nieuwenhuyse RickDirector · President & CEO
GrantRestricted Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-045738 · doc1.xml · derivative · entry 3

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,001

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 7, 2017 vesting date was Cdn $0.96.

F5 · derivative.exercise_date: The restricted stock units vest in three equal installments on December 7, 2017, December 7, 2018 and December 7, 2019.

F5 · derivative.expiration_date: The restricted stock units vest in three equal installments on December 7, 2017, December 7, 2018 and December 7, 2019.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:21 UTC
Van Nieuwenhuyse RickDirector · President & CEO
GrantRestricted Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-045738 · doc1.xml · derivative · entry 2

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,001

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 7, 2017 vesting date was Cdn $0.96.

F4 · derivative.exercise_date: The restricted stock units vest on December 7, 2017.

F4 · derivative.expiration_date: The restricted stock units vest on December 7, 2017.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:21 UTC
Van Nieuwenhuyse RickDirector · President & CEO
GrantEmployee Stock Option (right to buy) · Derivative 600,000 $0.00 Strike: $0.79 $0.00
Disclosure

SEC source: 0001140361-17-045738 · doc1.xml · derivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2022-12-06

F1 · derivative.exercise_price: These shares can be exercised at a price of CAD$1.01 per share. For reporting purposes, the exercise price has been converted to US dollars based on the exchange rate reported by the Bank of Canada for the date of grant, which was US$1 = CAD$1.2843.

F2 · derivative.exercise_date: The stock options vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 20:40 UTC GrantDeferred Share Units · Derivative 3,399.75 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-044819 · doc1.xml · derivative · entry 1

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,706.7

Underlying: Common Stock · 3,399.75 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 21:19 UTC GrantDeferred Share Units · Derivative 3,399.75 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-044843 · doc1.xml · derivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,034.66

Underlying: Common Stock · 3,399.75 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 21:26 UTC GrantDeferred Share Units · Derivative 3,399.75 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-044851 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,884.65

Underlying: Common Stock · 3,399.75 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 21:24 UTC GrantDeferred Share Units · Derivative 3,399.75 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-044849 · doc1.xml · derivative · entry 1

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,734.66

Underlying: Common Stock · 3,399.75 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 21:22 UTC GrantDeferred Share Units · Derivative 3,399.75 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-044847 · doc1.xml · derivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,434.66

Underlying: Common Stock · 3,399.75 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 21:04 UTC GrantDeferred Share Units · Derivative 3,399.75 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-044837 · doc1.xml · derivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,834.66

Underlying: Common Stock · 3,399.75 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
September 05, 2017 Filed Sep 6, 2017 23:42 UTC GrantDeferred Share Units · Derivative 2,881.19 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-034476 · doc1.xml · derivative · entry 1

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,306.95

Underlying: Common Stock · 2,881.19 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
September 05, 2017 Filed Sep 6, 2017 23:34 UTC GrantDeferred Share Units · Derivative 2,881.19 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-034470 · doc1.xml · derivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,634.91

Underlying: Common Stock · 2,881.19 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
September 05, 2017 Filed Sep 6, 2017 23:40 UTC GrantDeferred Share Units · Derivative 2,881.19 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-034474 · doc1.xml · derivative · entry 1

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,334.91

Underlying: Common Stock · 2,881.19 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
September 05, 2017 Filed Sep 6, 2017 23:31 UTC GrantDeferred Share Units · Derivative 2,881.19 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-034467 · doc1.xml · derivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,034.91

Underlying: Common Stock · 2,881.19 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
September 05, 2017 Filed Sep 6, 2017 23:37 UTC GrantDeferred Share Units · Derivative 2,881.19 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-034472 · doc1.xml · derivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,434.91

Underlying: Common Stock · 2,881.19 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
September 05, 2017 Filed Sep 6, 2017 23:25 UTC GrantDeferred Share Units · Derivative 2,881.19 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-034465 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,484.9

Underlying: Common Stock · 2,881.19 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
June 08, 2017 Filed Jul 18, 2017 22:14 UTC SaleCommon Shares, no par value 18,247 $0.60 $10,920.83
Disclosure

SEC source: 0001140361-17-028138 · doc1.xml · nonDerivative · entry 2

PAULSON & CO. INC. · CIK 0001035674 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Managed Funds and Accounts

Disclosed balance after: 11,566,126

F1 · security: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts.

F2 · security: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4.

F1 · ownership.direct: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts.

F2 · ownership.direct: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 00:32 UTC GrantDeferred Share Units · Derivative 4,385.54 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-024232 · doc1.xml · derivative · entry 1

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,425.76

Underlying: Common Stock · 4,385.54 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 00:25 UTC GrantDeferred Share Units · Derivative 4,385.54 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-024226 · doc1.xml · derivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,753.72

Underlying: Common Stock · 4,385.54 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 00:30 UTC GrantDeferred Share Units · Derivative 4,385.54 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-024230 · doc1.xml · derivative · entry 1

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,453.72

Underlying: Common Stock · 4,385.54 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 00:28 UTC GrantDeferred Share Units · Derivative 4,385.54 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-024228 · doc1.xml · derivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,553.72

Underlying: Common Stock · 4,385.54 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 00:23 UTC GrantDeferred Share Units · Derivative 4,385.54 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-024224 · doc1.xml · derivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,153.72

Underlying: Common Stock · 4,385.54 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 00:21 UTC GrantDeferred Share Units · Derivative 4,385.54 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-024222 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,603.71

Underlying: Common Stock · 4,385.54 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 22:03 UTC GrantDeferred Share Units · Derivative 6,497.21 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-010014 · doc1.xml · derivative · entry 1

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,040.22

Underlying: Common Stock · 6,497.21 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 21:44 UTC GrantDeferred Share Units · Derivative 6,497.21 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009982 · doc1.xml · derivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,368.18

Underlying: Common Stock · 6,497.21 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 22:01 UTC GrantDeferred Share Units · Derivative 6,497.21 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-010011 · doc1.xml · derivative · entry 1

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,068.18

Underlying: Common Stock · 6,497.21 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 21:40 UTC GrantDeferred Share Units · Derivative 6,497.21 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009979 · doc1.xml · derivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,768.18

Underlying: Common Stock · 6,497.21 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 21:57 UTC GrantDeferred Share Units · Derivative 6,497.21 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-010001 · doc1.xml · derivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,168.18

Underlying: Common Stock · 6,497.21 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 21:35 UTC GrantDeferred Share Units · Derivative 6,497.21 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009973 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,218.17

Underlying: Common Stock · 6,497.21 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

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February 14, 2017 Filed Jul 18, 2017 22:14 UTC SaleCommon Shares, no par value 8,693 $0.51 $4,439.52
Disclosure

SEC source: 0001140361-17-028138 · doc1.xml · nonDerivative · entry 1

PAULSON & CO. INC. · CIK 0001035674 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Managed Funds and Accounts

Disclosed balance after: 11,584,373

F1 · security: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts.

F2 · security: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4.

F1 · ownership.direct: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts.

F2 · ownership.direct: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4.

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January 27, 2017 Filed Jan 31, 2017 22:28 UTC SaleCommon Shares, no par value 4,771 $0.51 $2,417.47
Disclosure

SEC source: 0001140361-17-003788 · doc1.xml · nonDerivative · entry 1

PAULSON & CO. INC. · CIK 0001035674 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Managed Funds and Accounts

Disclosed balance after: 11,593,066

F1 · security: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts.

F2 · security: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4.

F1 · ownership.direct: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts.

F2 · ownership.direct: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4.

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January 03, 2017 Filed Jan 5, 2017 22:07 UTC SaleCommon Shares, no par value 5,341 $0.50 $2,658.22
Disclosure

SEC source: 0001140361-17-000768 · doc1.xml · nonDerivative · entry 1

PAULSON & CO. INC. · CIK 0001035674 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Managed Funds and Accounts

Disclosed balance after: 11,597,837

F1 · security: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts.

F2 · security: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4.

F1 · ownership.direct: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts.

F2 · ownership.direct: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.