TMO

SEC source: 0001127602-20-005279 · form4.xml · derivative · entry 8

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,500

Underlying: Common Stock · 30,000 shares

Expires 2021-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in four equal installments on February 26, 2015, 2016, 2017, and 2018.

SEC source: 0001127602-20-005279 · form4.xml · nonDerivative · entry 6

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,730.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $337.30 to $338.19, inclusive.

SEC source: 0001127602-20-005279 · form4.xml · nonDerivative · entry 5

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,739.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $336.30 to $337.295, inclusive.

SEC source: 0001127602-20-005279 · form4.xml · nonDerivative · entry 4

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,896.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $335.27 to $336.24, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.

SEC source: 0001127602-20-005279 · form4.xml · nonDerivative · entry 3

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,730.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-20-004002 · form4.xml · nonDerivative · entry 1

MANZI JIM P · CIK 0001216076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,632

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $332.05 to $332.73, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001127602-20-003826 · form4.xml · nonDerivative · entry 1

Williamson Stephen · CIK 0001648929 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,402

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $319.08 to $319.16, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001127602-20-005279 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,730.53

SEC source: 0001127602-20-005279 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,230.53

SEC source: 0001127602-20-000626 · form4.xml · derivative · entry 1

WEISLER DION J · CIK 0001580693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,779.24

Underlying: Common Stock · 96.19 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of December 31, 2019, at a price of $324.87 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of December 31, 2019, at a price of $324.87 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of December 31, 2019, at a price of $324.87 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

SEC source: 0001127602-20-000639 · form4.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,670.24

Underlying: Common Stock · 96.19 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of December 31, 2019, at a price of $324.87 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of December 31, 2019, at a price of $324.87 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of December 31, 2019, at a price of $324.87 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

SEC source: 0001127602-19-031206 · form4.xml · derivative · entry 10

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,729 shares

Expires 2020-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option vested in four equal installments on February 26, 2014, 2015, 2016 and 2017.

SEC source: 0001127602-19-031206 · form4.xml · nonDerivative · entry 8

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,230.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $297.16 to $298.15, inclusive.

SEC source: 0001127602-19-031206 · form4.xml · nonDerivative · entry 7

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,097.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $296.135 to $297.13, inclusive.

SEC source: 0001127602-19-031206 · form4.xml · nonDerivative · entry 6

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,052.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $295.12 to $296.11, inclusive.

SEC source: 0001127602-19-031206 · form4.xml · nonDerivative · entry 5

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,027.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $294.11 to $295.035, inclusive.

SEC source: 0001127602-19-031206 · form4.xml · nonDerivative · entry 4

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,427.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $293.08 to $294.06, inclusive.

SEC source: 0001127602-19-031206 · form4.xml · nonDerivative · entry 3

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,779.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $292.08 to $293.07, inclusive.

SEC source: 0001127602-19-031206 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,859.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $291.02 to $291.85, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7) and (8) to this Form 4.

SEC source: 0001127602-19-031206 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,959.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-19-031476 · form4.xml · nonDerivative · entry 1

Jacks Tyler · CIK 0001464237 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,411

SEC source: 0001127602-19-029377 · form4.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,574.05

Underlying: Common Stock · 108.73 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of September 28, 2019, at a price of $287.40 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of September 28, 2019, at a price of $287.40 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of September 28, 2019, at a price of $287.40 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

SEC source: 0001127602-19-029381 · form4.xml · derivative · entry 1

WEISLER DION J · CIK 0001580693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,683.05

Underlying: Common Stock · 108.73 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of September 28, 2019, at a price of $287.40 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of September 28, 2019, at a price of $287.40 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of September 28, 2019, at a price of $287.40 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

SEC source: 0001127602-19-028583 · form4.xml · derivative · entry 4

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,729

Underlying: Common Stock · 2,271 shares

Expires 2020-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in four equal installments on February 26, 2014, 2015, 2016 and 2017.

SEC source: 0001127602-19-028583 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,230.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.

SEC source: 0001127602-19-028583 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,501.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-19-028071 · form4.xml · derivative · entry 2

Lagarde Michel · CIK 0001518973 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,500 shares

Expires 2026-09-05

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on September 5, 2020.

SEC source: 0001127602-19-028071 · form4.xml · nonDerivative · entry 1

Lagarde Michel · CIK 0001518973 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,141.205

SEC source: 0001127602-19-027553 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,230.53

SEC source: 0001127602-19-027554 · form4.xml · nonDerivative · entry 2

Durbin Patrick M · CIK 0001656287 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,868

SEC source: 0001127602-19-027557 · form4.xml · nonDerivative · entry 2

Herrema Gregory J. · CIK 0001434827 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,967

SEC source: 0001127602-19-027559 · form4.xml · nonDerivative · entry 2

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,871

SEC source: 0001127602-19-027563 · form4.xml · nonDerivative · entry 2

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,063

SEC source: 0001127602-19-027564 · form4.xml · nonDerivative · entry 2

Williamson Stephen · CIK 0001648929 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,670

SEC source: 0001127602-19-027552 · form4.xml · nonDerivative · entry 1

Boxer Michael A · CIK 0001726596 · Sr. VP and Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,781

SEC source: 0001127602-19-027553 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,774.53

SEC source: 0001127602-19-027554 · form4.xml · nonDerivative · entry 1

Durbin Patrick M · CIK 0001656287 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,481

SEC source: 0001127602-19-027557 · form4.xml · nonDerivative · entry 1

Herrema Gregory J. · CIK 0001434827 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,740

SEC source: 0001127602-19-027559 · form4.xml · nonDerivative · entry 1

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,985

SEC source: 0001127602-19-027561 · form4.xml · nonDerivative · entry 1

Lagarde Michel · CIK 0001518973 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,241.205

SEC source: 0001127602-19-027563 · form4.xml · nonDerivative · entry 1

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,449

SEC source: 0001127602-19-027564 · form4.xml · nonDerivative · entry 1

Williamson Stephen · CIK 0001648929 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,443

SEC source: 0001127602-19-027450 · form4.xml · nonDerivative · entry 1

Boxer Michael A · CIK 0001726596 · Sr. VP and Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,915

SEC source: 0001127602-19-027453 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,883.53

SEC source: 0001127602-19-027454 · form4.xml · nonDerivative · entry 2

Durbin Patrick M · CIK 0001656287 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,970

SEC source: 0001127602-19-027456 · form4.xml · nonDerivative · entry 2

Herrema Gregory J. · CIK 0001434827 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,229

SEC source: 0001127602-19-027457 · form4.xml · nonDerivative · entry 2

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,030

SEC source: 0001127602-19-027458 · form4.xml · nonDerivative · entry 1

Lagarde Michel · CIK 0001518973 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,486.205

SEC source: 0001127602-19-027459 · form4.xml · nonDerivative · entry 2

Williamson Stephen · CIK 0001648929 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,999

SEC source: 0001127602-19-027460 · form4.xml · nonDerivative · entry 4

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,415