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NYSE · USD

TMO

THERMO FISHER SCIENTIFIC INC.

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Tapewire entity
2836
SEC CIK
0000097745
Parsed reports
1,766

Last 12 months

Inside the activity.

0 purchase rows · 143 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202506
Jan 202600
Feb 202601
Mar 2026034
Apr 202601
May 202600
Jun 202600
Jul 202601
Aug 2026092
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2020 Filed Jan 5, 2021 21:04 UTC GrantPhantom Stock Units · Derivative 67.09 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000467 · form4.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,010.52

Underlying: Common Stock · 67.09 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of December 31, 2020, at a price of $465.78 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of December 31, 2020, at a price of $465.78 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of December 31, 2020, at a price of $465.78 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:08 UTC GrantPhantom Stock Units · Derivative 29.35 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000479 · form4.xml · derivative · entry 1

Keith R. Alexandra · CIK 0001710268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29.35

Underlying: Common Stock · 29.35 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of December 31, 2020, at a price of $465.78 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of December 31, 2020, at a price of $465.78 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of December 31, 2020, at a price of $465.78 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 21:14 UTC
Stevenson Mark PExecutive Vice President & COO
GiftCommon Stock 5,320 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031072 · form4.xml · nonDerivative · entry 6

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jack A. Stevenson Irrevocable Trust

Disclosed balance after: 5,320

F1 · balance_after: These shares are held in a trust for the benefit of the reporting person's child. The reporting person and his spouse are co-trustees of the trust and has investment control over the securities. The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest in the shares.

F1 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person and his spouse are co-trustees of the trust and has investment control over the securities. The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest in the shares.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 21:14 UTC
Stevenson Mark PExecutive Vice President & COO
GiftCommon Stock 5,320 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031072 · form4.xml · nonDerivative · entry 5

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stevenson 2010 Living Trust

Disclosed balance after: 52,059

Read SEC document
December 09, 2020 Filed Dec 10, 2020 21:14 UTC
Stevenson Mark PExecutive Vice President & COO
GiftCommon Stock 5,320 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031072 · form4.xml · nonDerivative · entry 4

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Matthew L. Stevenson Irrevocable Trust

Disclosed balance after: 5,320

F1 · balance_after: These shares are held in a trust for the benefit of the reporting person's child. The reporting person and his spouse are co-trustees of the trust and has investment control over the securities. The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest in the shares.

F1 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person and his spouse are co-trustees of the trust and has investment control over the securities. The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest in the shares.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 21:14 UTC
Stevenson Mark PExecutive Vice President & COO
GiftCommon Stock 5,320 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031072 · form4.xml · nonDerivative · entry 3

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stevenson 2010 Living Trust

Disclosed balance after: 57,379

Read SEC document
December 09, 2020 Filed Dec 10, 2020 21:14 UTC
Stevenson Mark PExecutive Vice President & COO
GiftCommon Stock 5,320 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031072 · form4.xml · nonDerivative · entry 2

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Grace S. Stevenson Irrevocable Trust

Disclosed balance after: 5,320

F1 · balance_after: These shares are held in a trust for the benefit of the reporting person's child. The reporting person and his spouse are co-trustees of the trust and has investment control over the securities. The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest in the shares.

F1 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person and his spouse are co-trustees of the trust and has investment control over the securities. The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest in the shares.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 21:14 UTC
Stevenson Mark PExecutive Vice President & COO
GiftCommon Stock 5,320 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031072 · form4.xml · nonDerivative · entry 1

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stevenson 2010 Living Trust

Disclosed balance after: 62,699

Read SEC document
December 07, 2020 Filed Dec 8, 2020 21:31 UTC
Stevenson Mark PExecutive Vice President & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 23,825 $0.00 Strike: $129.77 $0.00
Disclosure

SEC source: 0001127602-20-030843 · form4.xml · derivative · entry 8

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,825 shares

Expires 2023-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in four equal installments on February 24, 2017, 2018, 2019, and 2020.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 21:31 UTC
Stevenson Mark PExecutive Vice President & COO
SaleCommon Stock 14,133 $473.84 $6,696,780.72
Disclosure

SEC source: 0001127602-20-030843 · form4.xml · nonDerivative · entry 4

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,584

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2020.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 21:31 UTC
Stevenson Mark PExecutive Vice President & COO
Exercise / conversionCommon Stock 23,825 $129.77 $3,091,770.25
Disclosure

SEC source: 0001127602-20-030843 · form4.xml · nonDerivative · entry 3

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:31 UTC
Stevenson Mark PExecutive Vice President & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 23,825 $0.00 Strike: $129.77 $0.00
Disclosure

SEC source: 0001127602-20-030843 · form4.xml · derivative · entry 7

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,825

Underlying: Common Stock · 23,825 shares

Expires 2023-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in four equal installments on February 24, 2017, 2018, 2019, and 2020.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:31 UTC
Stevenson Mark PExecutive Vice President & COO
SaleCommon Stock 14,113 $476.46 $6,724,279.98
Disclosure

SEC source: 0001127602-20-030843 · form4.xml · nonDerivative · entry 2

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,892

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2020.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:31 UTC
Stevenson Mark PExecutive Vice President & COO
Exercise / conversionCommon Stock 23,825 $129.77 $3,091,770.25
Disclosure

SEC source: 0001127602-20-030843 · form4.xml · nonDerivative · entry 1

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:35 UTC
Jacks TylerDirector
GiftCommon Stock 123 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030846 · form4.xml · nonDerivative · entry 1

Jacks Tyler · CIK 0001464237 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,860

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:09 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 15,000 $484.09 $7,261,350.00
Disclosure

SEC source: 0001127602-20-028108 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marc N. Casper 2012 Irrevocable Trust

Disclosed balance after: 54,330

F1 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest in the shares.

Read SEC document
October 27, 2020 Filed Oct 28, 2020 21:18 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 1,100 $490.04 $539,044.00
Disclosure

SEC source: 0001127602-20-027622 · form4.xml · nonDerivative · entry 10

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,593.53

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $489.695 to $490.49, inclusive.

Read SEC document
October 27, 2020 Filed Oct 28, 2020 21:18 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 2,716 $489.03 $1,328,205.48
Disclosure

SEC source: 0001127602-20-027622 · form4.xml · nonDerivative · entry 9

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,693.53

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $488.675 to $489.525, inclusive.

Read SEC document
October 27, 2020 Filed Oct 28, 2020 21:18 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 1,601 $488.08 $781,416.08
Disclosure

SEC source: 0001127602-20-027622 · form4.xml · nonDerivative · entry 8

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,409.53

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $487.64 to $488.565, inclusive.

Read SEC document
October 27, 2020 Filed Oct 28, 2020 21:18 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 2,499 $487.14 $1,217,362.86
Disclosure

SEC source: 0001127602-20-027622 · form4.xml · nonDerivative · entry 7

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,010.53

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $486.62 to $487.59, inclusive.

Read SEC document
October 27, 2020 Filed Oct 28, 2020 21:18 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 1,484 $486.06 $721,313.04
Disclosure

SEC source: 0001127602-20-027622 · form4.xml · nonDerivative · entry 6

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,509.53

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $485.565 to $486.51, inclusive.

Read SEC document
October 27, 2020 Filed Oct 28, 2020 21:18 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 600 $484.91 $290,946.00
Disclosure

SEC source: 0001127602-20-027622 · form4.xml · nonDerivative · entry 5

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,993.53

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $484.525 to $485.28, inclusive.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 21:18 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 1,615 $481.81 $778,123.15
Disclosure

SEC source: 0001127602-20-027622 · form4.xml · nonDerivative · entry 4

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,593.53

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $481.33 to $482.24, inclusive.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 21:18 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 1,300 $480.54 $624,702.00
Disclosure

SEC source: 0001127602-20-027622 · form4.xml · nonDerivative · entry 3

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,208.53

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $480.315 to $481.03, inclusive.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 21:18 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 4,185 $479.77 $2,007,837.45
Disclosure

SEC source: 0001127602-20-027622 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,508.53

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $479.305 to $480.255, inclusive.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 21:18 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 2,900 $478.87 $1,388,723.00
Disclosure

SEC source: 0001127602-20-027622 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,693.53

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $478.275 to $479.26, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3), (4), (5), (6), (7), (8), (9), and (10) to this Form 4.

Read SEC document
October 23, 2020 Filed Oct 28, 2020 21:34 UTC
MANZI JIM PDirector
GiftCommon Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-027623 · form4.xml · nonDerivative · entry 1

MANZI JIM P · CIK 0001216076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,886

Read SEC document
October 23, 2020 Filed Nov 4, 2020 21:04 UTC
HORNSTRA PETER EVP & Chief Accounting Officer
GiftCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028105 · form4.xml · nonDerivative · entry 7

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Peter E. Hornstra Revocable Living Trust

Disclosed balance after: 15,833

Read SEC document
October 08, 2020 Filed Nov 4, 2020 21:04 UTC
HORNSTRA PETER EVP & Chief Accounting Officer
GiftCommon Stock 33 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028105 · form4.xml · nonDerivative · entry 6

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Peter E. Hornstra Revocable Living Trust

Disclosed balance after: 16,133

Read SEC document
October 08, 2020 Filed Nov 4, 2020 21:04 UTC
HORNSTRA PETER EVP & Chief Accounting Officer
GiftCommon Stock 33 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028105 · form4.xml · nonDerivative · entry 5

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,880

F1 · kind: Gift of securities by the reporting person to a revocable living trust.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:26 UTC
HORNSTRA PETER EVP & Chief Accounting Officer
Tax withholdingCommon Stock 27 $438.20 $11,831.40
Disclosure

SEC source: 0001127602-20-026529 · form4.xml · nonDerivative · entry 2

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,013

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:26 UTC
HORNSTRA PETER EVP & Chief Accounting Officer
GrantCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-026529 · form4.xml · nonDerivative · entry 1

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,040

Read SEC document
September 26, 2020 Filed Sep 29, 2020 20:17 UTC GrantPhantom Stock Units · Derivative 92.5 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-025835 · form4.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,943.43

Underlying: Common Stock · 92.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of September 26, 2020, at a price of $422.29 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of September 26, 2020, at a price of $422.29 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of September 26, 2020, at a price of $422.29 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 20:02 UTC
Jafry Syed A.Sr. Vice President
GrantStock Option (Right to Buy) · Derivative 4,580 $0.00 Strike: $418.32 $0.00
Disclosure

SEC source: 0001127602-20-024978 · form4.xml · derivative · entry 1

Jafry Syed A. · CIK 0001745891 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,580

Underlying: Common Stock · 4,580 shares

Expires 2027-09-09

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on September 9, 2021.

Read SEC document
September 03, 2020 Filed Nov 4, 2020 21:04 UTC
HORNSTRA PETER EVP & Chief Accounting Officer
GiftCommon Stock 287 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028105 · form4.xml · nonDerivative · entry 4

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Peter E. Hornstra Revocable Living Trust

Disclosed balance after: 16,100

Read SEC document
September 03, 2020 Filed Nov 4, 2020 21:04 UTC
HORNSTRA PETER EVP & Chief Accounting Officer
GiftCommon Stock 287 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028105 · form4.xml · nonDerivative · entry 3

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,913

F1 · kind: Gift of securities by the reporting person to a revocable living trust.

Read SEC document
August 28, 2020 Filed Aug 31, 2020 20:36 UTC
CASPER MARC NDirector · Chairman & CEO
Tax withholdingCommon Stock 3,540 $424.48 $1,502,659.20
Disclosure

SEC source: 0001127602-20-024469 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,593.53

Read SEC document
August 28, 2020 Filed Aug 31, 2020 20:39 UTC
HORNSTRA PETER EVP & Chief Accounting Officer
Tax withholdingCommon Stock 114 $424.48 $48,390.72
Disclosure

SEC source: 0001127602-20-024470 · form4.xml · nonDerivative · entry 2

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,980

Read SEC document
August 28, 2020 Filed Aug 31, 2020 20:46 UTC
Jafry Syed A.Sr. Vice President
Tax withholdingCommon Stock 692 $424.48 $293,740.16
Disclosure

SEC source: 0001127602-20-024474 · form4.xml · nonDerivative · entry 2

Jafry Syed A. · CIK 0001745891 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,155

Read SEC document
August 28, 2020 Filed Aug 31, 2020 20:51 UTC
Williamson StephenSr. VP and CFO
Tax withholdingCommon Stock 772 $424.48 $327,698.56
Disclosure

SEC source: 0001127602-20-024475 · form4.xml · nonDerivative · entry 2

Williamson Stephen · CIK 0001648929 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,754

Read SEC document
August 27, 2020 Filed Aug 31, 2020 20:30 UTC
Boxer Michael ASr. VP and Gen. Counsel
Tax withholdingCommon Stock 160 $420.53 $67,284.80
Disclosure

SEC source: 0001127602-20-024468 · form4.xml · nonDerivative · entry 1

Boxer Michael A · CIK 0001726596 · Sr. VP and Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,016

Read SEC document
August 27, 2020 Filed Aug 31, 2020 20:36 UTC
CASPER MARC NDirector · Chairman & CEO
Tax withholdingCommon Stock 2,528 $420.53 $1,063,099.84
Disclosure

SEC source: 0001127602-20-024469 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,133.53

Read SEC document
August 27, 2020 Filed Aug 31, 2020 20:39 UTC
HORNSTRA PETER EVP & Chief Accounting Officer
Tax withholdingCommon Stock 54 $420.53 $22,708.62
Disclosure

SEC source: 0001127602-20-024470 · form4.xml · nonDerivative · entry 1

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,094

Read SEC document
August 27, 2020 Filed Aug 31, 2020 20:42 UTC
Lagarde MichelExecutive Vice President
Tax withholdingCommon Stock 293 $420.53 $123,215.29
Disclosure

SEC source: 0001127602-20-024471 · form4.xml · nonDerivative · entry 1

Lagarde Michel · CIK 0001518973 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,065.205

Read SEC document
August 27, 2020 Filed Aug 31, 2020 20:46 UTC
Jafry Syed A.Sr. Vice President
Tax withholdingCommon Stock 586 $420.53 $246,430.58
Disclosure

SEC source: 0001127602-20-024474 · form4.xml · nonDerivative · entry 1

Jafry Syed A. · CIK 0001745891 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,847

Read SEC document
August 27, 2020 Filed Aug 31, 2020 20:51 UTC
Williamson StephenSr. VP and CFO
Tax withholdingCommon Stock 666 $420.53 $280,072.98
Disclosure

SEC source: 0001127602-20-024475 · form4.xml · nonDerivative · entry 1

Williamson Stephen · CIK 0001648929 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,526

Read SEC document
August 26, 2020 Filed Aug 27, 2020 20:14 UTC
CASPER MARC NDirector · Chairman & CEO
Tax withholdingCommon Stock 1,919 $425.65 $816,822.35
Disclosure

SEC source: 0001127602-20-024316 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,661.53

Read SEC document
August 26, 2020 Filed Aug 27, 2020 20:10 UTC
Boxer Michael ASr. VP and Gen. Counsel
Tax withholdingCommon Stock 200 $425.65 $85,130.00
Disclosure

SEC source: 0001127602-20-024315 · form4.xml · nonDerivative · entry 2

Boxer Michael A · CIK 0001726596 · Sr. VP and Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,176

Read SEC document
August 26, 2020 Filed Aug 27, 2020 20:16 UTC
HORNSTRA PETER EVP & Chief Accounting Officer
Tax withholdingCommon Stock 64 $425.65 $27,241.60
Disclosure

SEC source: 0001127602-20-024318 · form4.xml · nonDerivative · entry 1

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,148

Read SEC document
August 26, 2020 Filed Aug 27, 2020 20:17 UTC
Jafry Syed A.Sr. Vice President
Tax withholdingCommon Stock 405 $425.65 $172,388.25
Disclosure

SEC source: 0001127602-20-024319 · form4.xml · nonDerivative · entry 2

Jafry Syed A. · CIK 0001745891 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,433

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.