TMO

SEC source: 0001127602-24-021121 · form4.xml · derivative · entry 5

Holmes Joseph R. · CIK 0001839832 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 385

Underlying: Common Stock · 385 shares

Expires 2026-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in four equal installments on February 26, 2020, 2021, 2022, and 2023.

SEC source: 0001127602-24-021121 · form4.xml · nonDerivative · entry 4

Holmes Joseph R. · CIK 0001839832 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,813.5162

SEC source: 0001127602-24-021121 · form4.xml · nonDerivative · entry 3

Holmes Joseph R. · CIK 0001839832 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,198.5162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-021121 · form4.xml · nonDerivative · entry 2

Holmes Joseph R. · CIK 0001839832 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,813.5162

SEC source: 0001127602-24-021121 · form4.xml · nonDerivative · entry 1

Holmes Joseph R. · CIK 0001839832 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,288.5162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 27.6245 shares acquired under the Issuer's employees' stock purchase plan on May 15, 2024.

SEC source: 0001127602-24-021125 · form4.xml · nonDerivative · entry 1

Pettiti Gianluca · CIK 0001844600 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,887.234

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2024.

SEC source: 0001127602-24-019913 · form4.xml · derivative · entry 1

JOHNSON JENNIFER M · CIK 0001010270 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224.1

Underlying: Common Stock · 56.51 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of June 29, 2024, at a price of $553.00 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of June 29, 2024, at a price of $553.00 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of June 29, 2024, at a price of $553.00 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

SEC source: 0001127602-24-019917 · form4.xml · derivative · entry 1

WEISLER DION J · CIK 0001580693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,193.24

Underlying: Common Stock · 67.81 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of June 29, 2024, at a price of $553.00 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of June 29, 2024, at a price of $553.00 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of June 29, 2024, at a price of $553.00 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

SEC source: 0001127602-24-019921 · form4.xml · derivative · entry 1

Keith R. Alexandra · CIK 0001710268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 833.23

Underlying: Common Stock · 56.51 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of June 29, 2024, at a price of $553.00 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of June 29, 2024, at a price of $553.00 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of June 29, 2024, at a price of $553.00 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

SEC source: 0001127602-24-019924 · form4.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,005.87

Underlying: Common Stock · 74.59 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of June 29, 2024, at a price of $553.00 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of June 29, 2024, at a price of $553.00 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of June 29, 2024, at a price of $553.00 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

SEC source: 0001127602-24-017949 · form4.xml · derivative · entry 21

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,300

Underlying: Common Stock · 10,000 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-017949 · form4.xml · nonDerivative · entry 16

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,816.462

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023.

SEC source: 0001127602-24-017949 · form4.xml · nonDerivative · entry 15

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,916.462

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023.

SEC source: 0001127602-24-017949 · form4.xml · nonDerivative · entry 14

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,016.462

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023.

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $572.22 to $573.13, inclusive.

SEC source: 0001127602-24-017949 · form4.xml · nonDerivative · entry 13

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,016.462

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $570.95 to $571.79, inclusive.

SEC source: 0001127602-24-017949 · form4.xml · nonDerivative · entry 12

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 126,505.462

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $569.95 to $570.94, inclusive.

SEC source: 0001127602-24-017949 · form4.xml · nonDerivative · entry 11

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,943.462

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $568.92 to $569.79, inclusive.

SEC source: 0001127602-24-017949 · form4.xml · nonDerivative · entry 10

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 132,080.462

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $567.90 to $568.78, inclusive.

SEC source: 0001127602-24-017949 · form4.xml · nonDerivative · entry 9

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 133,100.462

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $566.61 to $567.54, inclusive.

SEC source: 0001127602-24-017949 · form4.xml · nonDerivative · entry 8

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 133,816.462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-017949 · form4.xml · derivative · entry 20

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,300

Underlying: Common Stock · 10,000 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-017949 · form4.xml · nonDerivative · entry 7

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,816.462

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $569.52 to $570.42, inclusive.

SEC source: 0001127602-24-017949 · form4.xml · nonDerivative · entry 6

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,440.462

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $568.23 to $569.14, inclusive.

SEC source: 0001127602-24-017949 · form4.xml · nonDerivative · entry 5

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 126,115.462

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $567.23 to $568.09, inclusive.

SEC source: 0001127602-24-017949 · form4.xml · nonDerivative · entry 4

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,785.462

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $566.23 to $567.08, inclusive.

SEC source: 0001127602-24-017949 · form4.xml · nonDerivative · entry 3

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 131,736.462

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $565.18 to $566.03, inclusive.

SEC source: 0001127602-24-017949 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 132,830.462

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $563.65 to $564.59, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12) and (13) to this Form 4.

SEC source: 0001127602-24-017949 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 133,816.462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-016792 · form4.xml · nonDerivative · entry 1

Williamson Stephen · CIK 0001648929 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,398.987

SEC source: 0001127602-24-016365 · form4.xml · nonDerivative · entry 2

WEISLER DION J · CIK 0001580693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,516.2

SEC source: 0001127602-24-016365 · form4.xml · nonDerivative · entry 1

WEISLER DION J · CIK 0001580693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,177.2

SEC source: 0001127602-24-016368 · form4.xml · nonDerivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,801

SEC source: 0001127602-24-016375 · form4.xml · nonDerivative · entry 1

Keith R. Alexandra · CIK 0001710268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,538

SEC source: 0001127602-24-016371 · form4.xml · nonDerivative · entry 1

MULLEN JAMES C · CIK 0001226288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,828

SEC source: 0001127602-24-016373 · form4.xml · nonDerivative · entry 1

Spar Debora L · CIK 0001523191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,546

SEC source: 0001127602-24-016377 · form4.xml · nonDerivative · entry 1

Jacks Tyler · CIK 0001464237 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,398

SEC source: 0001127602-24-016379 · form4.xml · nonDerivative · entry 1

JOHNSON JENNIFER M · CIK 0001010270 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 339

SEC source: 0001127602-24-016382 · form4.xml · nonDerivative · entry 1

Chai Nelson · CIK 0001299914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,248

SEC source: 0001127602-24-016385 · form4.xml · nonDerivative · entry 1

HARRIS C MARTIN · CIK 0001236982 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,468

SEC source: 0001127602-24-016390 · form4.xml · nonDerivative · entry 1

CHANDY RUBY R · CIK 0001358419 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,399

SEC source: 0001127602-24-016392 · form4.xml · nonDerivative · entry 1

SORENSEN LARS REBIEN · CIK 0001225514 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,233.4

SEC source: 0001127602-24-015442 · form4.xml · nonDerivative · entry 5

Williamson Stephen · CIK 0001648929 · Sr. VP and CFO

10b5-1 filing: Plan reported

Ownership: Indirect · By SLAT

Disclosed balance after: 12,674

F2 · kind: This transaction involves the reporting person's disposition of shares into a Spousal Lifetime Access Trust (SLAT) for the benefit of the reporting person's spouse and/or children. The reporting person's spouse serves as trustee of the SLAT. The reporting person disclaims beneficial ownership of the shares in the SLAT except to the extent the reporting person has a pecuniary interest in such shares.

SEC source: 0001127602-24-015442 · form4.xml · nonDerivative · entry 4

Williamson Stephen · CIK 0001648929 · Sr. VP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,510.987

F2 · kind: This transaction involves the reporting person's disposition of shares into a Spousal Lifetime Access Trust (SLAT) for the benefit of the reporting person's spouse and/or children. The reporting person's spouse serves as trustee of the SLAT. The reporting person disclaims beneficial ownership of the shares in the SLAT except to the extent the reporting person has a pecuniary interest in such shares.

SEC source: 0001127602-24-015442 · form4.xml · nonDerivative · entry 3

Williamson Stephen · CIK 0001648929 · Sr. VP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,184.987

SEC source: 0001127602-24-015444 · form4.xml · derivative · entry 3

Lagarde Michel · CIK 0001518973 · Executive Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,637

Underlying: Common Stock · 20,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in two equal installments on August 29, 2017, and 2020.

SEC source: 0001127602-24-015444 · form4.xml · nonDerivative · entry 2

Lagarde Michel · CIK 0001518973 · Executive Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,134.235

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $590.00 to $590.28, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001127602-24-015444 · form4.xml · nonDerivative · entry 1

Lagarde Michel · CIK 0001518973 · Executive Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,134.235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-015442 · form4.xml · derivative · entry 7

Williamson Stephen · CIK 0001648929 · Sr. VP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,925 shares

Expires 2025-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in four equal installments on February 27, 2019, 2020, 2021, and 2022.

SEC source: 0001127602-24-015442 · form4.xml · nonDerivative · entry 2

Williamson Stephen · CIK 0001648929 · Sr. VP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,481.987

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2024.

SEC source: 0001127602-24-015442 · form4.xml · nonDerivative · entry 1

Williamson Stephen · CIK 0001648929 · Sr. VP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,406.987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2024.