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Nasdaq · USD

TMCI

TREACE MEDICAL CONCEPTS, INC.

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Tapewire entity
5943
SEC CIK
0001630627
Parsed reports
290

Last 12 months

Inside the activity.

14 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202660
Jun 202650
Jul 202600
Aug 202630
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 21, 2021 Filed Oct 23, 2021 01:36 UTC
Treace John T.Director · Chief Executive Officer · 10% owner
SaleCommon Stock 34,325 $19.89 $682,861.55
Disclosure

SEC source: 0001567619-21-018627 · doc1.xml · nonDerivative · entry 3

Treace John T. · CIK 0001856380 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,852,428

F1 · kind: Transactions made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.21 to $20.21 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 20, 2021 Filed Oct 23, 2021 01:36 UTC
Treace John T.Director · Chief Executive Officer · 10% owner
SaleCommon Stock 8,215 $25.37 $208,376.76
Disclosure

SEC source: 0001567619-21-018627 · doc1.xml · nonDerivative · entry 2

Treace John T. · CIK 0001856380 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,886,753

F1 · kind: Transactions made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $25.22 to $25.69 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 20, 2021 Filed Oct 23, 2021 01:36 UTC
Treace John T.Director · Chief Executive Officer · 10% owner
SaleCommon Stock 22,612 $24.79 $560,531.13
Disclosure

SEC source: 0001567619-21-018627 · doc1.xml · nonDerivative · entry 1

Treace John T. · CIK 0001856380 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,894,968

F1 · kind: Transactions made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $24.21 to $25.21 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 20, 2021 Filed Oct 22, 2021 21:35 UTC SaleCommon Stock 11,171 $25.18 $281,244.45
Disclosure

SEC source: 0001567619-21-018626 · doc1.xml · nonDerivative · entry 3

TIMBIE THOMAS E · CIK 0001188309 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Thomas E. Timbie and Pamela F. Timbie, TTEEs of the Thomas E. Timbie Rev Trust u/a dtd May 2, 2001

Disclosed balance after: 2,249,069

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $25 to $25.54 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 06, 2021 Filed Oct 8, 2021 20:04 UTC
Ferguson Joe W.SVP, Research & Development
Exercise / conversionStock Option (Right to Buy) · Derivative 308,641 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001567619-21-018153 · doc1.xml · derivative · entry 3

Ferguson Joe W. · CIK 0001856496 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,994

Underlying: Common Stock · 308,641 shares

Expires 2024-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 20:04 UTC
Ferguson Joe W.SVP, Research & Development
Exercise / conversionCommon Stock 308,641 $0.10 $30,864.10
Disclosure

SEC source: 0001567619-21-018153 · doc1.xml · nonDerivative · entry 1

Ferguson Joe W. · CIK 0001856496 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 06, 2021 Filed Feb 11, 2022 21:27 UTC GrantCommon Stock 92,300 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-003544 · doc1.xml · nonDerivative · entry 8

BAKEWELL JOHN K · CIK 0001183553 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John K. Bakewell, as Trustee of family trust #2

Disclosed balance after: 92,300

Read SEC document
October 06, 2021 Filed Feb 11, 2022 21:27 UTC GiftCommon Stock 92,300 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-003544 · doc1.xml · nonDerivative · entry 7

BAKEWELL JOHN K · CIK 0001183553 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deborah M. Bakewell

Disclosed balance after: 0

F1 · ownership.nature: The shares are directly held by the Reporting Person's wife.

Read SEC document
October 06, 2021 Filed Feb 11, 2022 21:27 UTC GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-003544 · doc1.xml · nonDerivative · entry 6

BAKEWELL JOHN K · CIK 0001183553 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deborah M. Bakewell, as Trustee of family trust #1

Disclosed balance after: 250,000

Read SEC document
October 06, 2021 Filed Feb 11, 2022 21:27 UTC GiftCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-003544 · doc1.xml · nonDerivative · entry 5

BAKEWELL JOHN K · CIK 0001183553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 01, 2021 Filed Oct 5, 2021 01:43 UTC
Hanna BetsyDirector
GrantStock Option (Right to Buy) · Derivative 17,750 $0.00 Strike: $26.52 $0.00
Disclosure

SEC source: 0001567619-21-017869 · doc1.xml · derivative · entry 1

Hanna Betsy · CIK 0001885957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,750

Underlying: Common Stock · 17,750 shares

Expires 2031-10-01

F1 · derivative.exercise_date: The stock option vests over three years in substantially equal monthly installments with the first vesting to occur on November 1, 2021 such that the stock option will be fully vested and exercisable on October 1, 2024, subject to Reporting Person's providing continued service to Issuer through each vesting date.

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October 01, 2021 Filed Oct 5, 2021 01:42 UTC
Jain DeeptiDirector
PurchaseStock Option (Right to Buy) · Derivative 17,750 $0.00 Strike: $26.52 $0.00
Disclosure

SEC source: 0001567619-21-017868 · doc1.xml · derivative · entry 1

Jain Deepti · CIK 0001840203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,750

Underlying: Common Stock · 17,750 shares

Expires 2031-10-01

F1 · derivative.exercise_date: The stock option vests over three years in substantially equal monthly installments with the first vesting to occur on November 1, 2021 such that the stock option will be fully vested and exercisable on October 1, 2024, subject to Reporting Person's providing continued service to Issuer through each vesting date.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 20:14 UTC
Lubben Terry W.SVP, Operations
GrantStock Option (Right to Buy) · Derivative 135,000 $0.00 Strike: $28.98 $0.00
Disclosure

SEC source: 0001567619-21-017391 · doc1.xml · derivative · entry 1

Lubben Terry W. · CIK 0001882643 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 135,000 shares

Expires 2031-09-17

F1 · derivative.exercise_date: The stock option will vest in equal annual installments over 4 years, commencing on September 17, 2022, with the last installment on September 17, 2025 subject to Reporting Person's providing continued service to Issuer through each vesting date.

Read SEC document
September 07, 2021 Filed Oct 23, 2021 01:36 UTC
Treace John T.Director · Chief Executive Officer · 10% owner
GrantCommon Stock 408,816 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-018627 · doc1.xml · nonDerivative · entry 14

Treace John T. · CIK 0001856380 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Co-Trustee of the John R. Treace Irrevocable Trust dated July 29, 2021

Disclosed balance after: 408,816

F12 · ownership.nature: The Reporting Person disclaims beneficial ownership of shares held in trust for which he serves as Trustee or Co-Trustee.

Read SEC document
September 07, 2021 Filed Oct 22, 2021 21:35 UTC GiftCommon Stock 280,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-018626 · doc1.xml · nonDerivative · entry 2

TIMBIE THOMAS E · CIK 0001188309 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Thomas E. Timbie and Pamela F. Timbie, TTEEs of the Thomas E. Timbie Rev Trust u/a dtd May 2, 2001

Disclosed balance after: 2,260,240

F3 · shares: Gifted to irrevocable trust with a third party trustee for the benefit of a different natural person.

Read SEC document
September 07, 2021 Filed Oct 22, 2021 21:35 UTC GiftCommon Stock 280,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-018626 · doc1.xml · nonDerivative · entry 1

TIMBIE THOMAS E · CIK 0001188309 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Thomas E. Timbie and Pamela F. Timbie, TTEEs of the Thomas E. Timbie Rev Trust u/a dtd May 2, 2001

Disclosed balance after: 2,540,240

F2 · shares: Gifted to irrevocable trust with a third party trustee for the benefit of a natural person.

Read SEC document
September 07, 2021 Filed Feb 11, 2022 16:25 UTC GrantCommon Stock 408,816 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-003539 · doc1.xml · nonDerivative · entry 2

TREACE JOHN R · CIK 0001185249 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Co-Trustee of the John R. Treace Irrevocable Trust dated July 29, 2021

Disclosed balance after: 408,816

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of shares held in trusts for which his spouse is a co-trustee.

Read SEC document
September 07, 2021 Filed Feb 11, 2022 16:25 UTC GiftCommon Stock 408,816 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-003539 · doc1.xml · nonDerivative · entry 1

TREACE JOHN R · CIK 0001185249 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John R. Treace and Ginger D. Treace JTTEN

Disclosed balance after: 1,897,790

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of shares held in trusts for which his spouse is a co-trustee.

Read SEC document
August 11, 2021 Filed Feb 11, 2022 21:27 UTC GiftCommon Stock 92,300 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-003544 · doc1.xml · nonDerivative · entry 4

BAKEWELL JOHN K · CIK 0001183553 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deborah M. Bakewell

Disclosed balance after: 92,300

F1 · ownership.nature: The shares are directly held by the Reporting Person's wife.

Read SEC document
August 11, 2021 Filed Feb 11, 2022 21:27 UTC GiftCommon Stock 92,300 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-003544 · doc1.xml · nonDerivative · entry 3

BAKEWELL JOHN K · CIK 0001183553 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John K. Bakewell and Deborah M. Bakewell, Co-Owners with Rights of Survivorship

Disclosed balance after: 0

Read SEC document
August 11, 2021 Filed Feb 11, 2022 21:27 UTC GiftCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-003544 · doc1.xml · nonDerivative · entry 2

BAKEWELL JOHN K · CIK 0001183553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Read SEC document
August 11, 2021 Filed Feb 11, 2022 21:27 UTC GiftCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-003544 · doc1.xml · nonDerivative · entry 1

BAKEWELL JOHN K · CIK 0001183553 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John K. Bakewell and Deborah M. Bakewell, Co-Owners with Rights of Survivorship

Disclosed balance after: 92,300

Read SEC document
August 03, 2021 Filed Aug 5, 2021 23:20 UTC
Berutti AaronSVP, Sales
GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $29.26 $0.00
Disclosure

SEC source: 0001567619-21-014559 · doc1.xml · derivative · entry 1

Berutti Aaron · CIK 0001871334 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2021-08-03

F1 · derivative.exercise_date: The stock option will vest in equal annual installments over 4 years, commencing on August 3, 2022, with the last installment on August 3, 2025 subject to Reporting Person's providing continued service to Issuer through each vesting date.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:09 UTC
Frias Jaime A.See Remarks
ConversionSeries A Preferred Stock · Derivative 42,785 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-017462 · doc4.xml · derivative · entry 7

Frias Jaime A. · CIK 0001856367 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,785 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The Shares had no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The Shares had no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The Shares had no expiration date.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:09 UTC
Frias Jaime A.See Remarks
ConversionSeries A Preferred Stock · Derivative 85,570 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-017462 · doc4.xml · derivative · entry 6

Frias Jaime A. · CIK 0001856367 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Pensco Trust Company, LLC Custodian FBO Jaime A. Frias, IRA

Disclosed balance after: 0

Underlying: Common Stock · 85,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The Shares had no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The Shares had no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The Shares had no expiration date.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:09 UTC
Frias Jaime A.See Remarks
OtherSeries A Preferred Stock · Derivative 988 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-017462 · doc4.xml · derivative · entry 5

Frias Jaime A. · CIK 0001856367 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,785

Underlying: Common Stock · 988 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The Shares had no expiration date.

F3 · derivative.exercise_price: The Reporting Person received Series A Preferred Stock as a payment-in-kind dividend.

F1 · derivative.exercise_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The Shares had no expiration date.

F3 · derivative.exercise_date: The Reporting Person received Series A Preferred Stock as a payment-in-kind dividend.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The Shares had no expiration date.

F3 · derivative.expiration_date: The Reporting Person received Series A Preferred Stock as a payment-in-kind dividend.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:09 UTC
Frias Jaime A.See Remarks
OtherSeries A Preferred Stock · Derivative 1,976 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-017462 · doc4.xml · derivative · entry 4

Frias Jaime A. · CIK 0001856367 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Pensco Trust Company, LLC Custodian FBO Jaime A. Frias, IRA

Disclosed balance after: 85,570

Underlying: Common Stock · 1,976 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The Shares had no expiration date.

F3 · derivative.exercise_price: The Reporting Person received Series A Preferred Stock as a payment-in-kind dividend.

F1 · derivative.exercise_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The Shares had no expiration date.

F3 · derivative.exercise_date: The Reporting Person received Series A Preferred Stock as a payment-in-kind dividend.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The Shares had no expiration date.

F3 · derivative.expiration_date: The Reporting Person received Series A Preferred Stock as a payment-in-kind dividend.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:09 UTC
Frias Jaime A.See Remarks
SaleCommon Stock 329,230 $17.00 $5,596,910.00
Disclosure

SEC source: 0000899243-21-017462 · doc4.xml · nonDerivative · entry 3

Frias Jaime A. · CIK 0001856367 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,786

F2 · kind: These shares were sold by the Reporting Person as a selling stockholder in conjuction with the Issuer's Form S-1 filing, Registration Number 333-254863. The offering closed on April 27, 2021. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters.

F2 · price: These shares were sold by the Reporting Person as a selling stockholder in conjuction with the Issuer's Form S-1 filing, Registration Number 333-254863. The offering closed on April 27, 2021. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:09 UTC
Frias Jaime A.See Remarks
ConversionCommon Stock 42,785 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-017462 · doc4.xml · nonDerivative · entry 2

Frias Jaime A. · CIK 0001856367 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The Shares had no expiration date.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:09 UTC
Frias Jaime A.See Remarks
ConversionCommon Stock 85,570 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-017462 · doc4.xml · nonDerivative · entry 1

Frias Jaime A. · CIK 0001856367 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Pensco Trust Company, LLC Custodian FBO Jaime A. Frias, IRA

Disclosed balance after: 225,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The Shares had no expiration date.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:04 UTC
Owens Daniel E.Chief HR Officer
PurchaseCommon 4,000 $17.00 $68,000.00
Disclosure

SEC source: 0000899243-21-017456 · doc4.xml · nonDerivative · entry 1

Owens Daniel E. · CIK 0001858105 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
April 27, 2021 Filed Apr 30, 2021 01:20 UTC
Treace John T.Director · Chief Executive Officer · 10% owner
ConversionSeries A Preferred Stock · Derivative 299,510 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-017486 · doc4.xml · derivative · entry 7

Treace John T. · CIK 0001856380 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 299,510 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

Read SEC document
April 27, 2021 Filed Apr 30, 2021 01:20 UTC
Treace John T.Director · Chief Executive Officer · 10% owner
OtherSeries A Preferred Stock · Derivative 6,932 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-017486 · doc4.xml · derivative · entry 6

Treace John T. · CIK 0001856380 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,510

Underlying: Common Stock · 6,932 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F4 · derivative.exercise_price: The Reporting Person received Series A Preferred Stock as a payment-in-kind dividend.

F1 · derivative.exercise_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F4 · derivative.exercise_date: The Reporting Person received Series A Preferred Stock as a payment-in-kind dividend.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F4 · derivative.expiration_date: The Reporting Person received Series A Preferred Stock as a payment-in-kind dividend.

Read SEC document
April 27, 2021 Filed Apr 30, 2021 01:20 UTC
Treace John T.Director · Chief Executive Officer · 10% owner
SaleCommon Stock 5,253,805 $17.00 $89,314,685.00
Disclosure

SEC source: 0000899243-21-017486 · doc4.xml · nonDerivative · entry 2

Treace John T. · CIK 0001856380 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,917,580

F2 · kind: These shares were sold by the Reporting Person as a selling stockholder in conjuction with the Issuer's Form S-1 filing, Registration Number 333-254863. The offering closed on April 27, 2021. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters.

F2 · price: These shares were sold by the Reporting Person as a selling stockholder in conjuction with the Issuer's Form S-1 filing, Registration Number 333-254863. The offering closed on April 27, 2021. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters.

Read SEC document
April 27, 2021 Filed Apr 30, 2021 01:20 UTC
Treace John T.Director · Chief Executive Officer · 10% owner
ConversionCommon Stock 299,510 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-017486 · doc4.xml · nonDerivative · entry 1

Treace John T. · CIK 0001856380 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,171,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

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April 27, 2021 Filed Apr 30, 2021 01:14 UTC
Hair MarkChief Financial Officer
PurchaseCommon Stock 3,600 $17.00 $61,200.00
Disclosure

SEC source: 0000899243-21-017474 · doc4.xml · nonDerivative · entry 2

Hair Mark · CIK 0001725070 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by dependents

Disclosed balance after: 3,600

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April 27, 2021 Filed Apr 30, 2021 01:14 UTC
Hair MarkChief Financial Officer
PurchaseCommon Stock 10,000 $17.00 $170,000.00
Disclosure

SEC source: 0000899243-21-017474 · doc4.xml · nonDerivative · entry 1

Hair Mark · CIK 0001725070 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
April 27, 2021 Filed Apr 30, 2021 01:10 UTC
BAKEWELL JOHN KSVP, Research & Development
ConversionSeries A Preferred Stock · Derivative 342,300 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-017465 · doc4.xml · derivative · entry 3

BAKEWELL JOHN K · CIK 0001183553 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Indirect · John K. Bakewell and Deborah M. Bakewell, Co-Owners with Rights of Survivorship

Disclosed balance after: 0

Underlying: Common Stock · 342,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

Read SEC document
April 27, 2021 Filed Apr 30, 2021 01:10 UTC
BAKEWELL JOHN KSVP, Research & Development
OtherSeries A Preferred Stock · Derivative 7,925 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-017465 · doc4.xml · derivative · entry 2

BAKEWELL JOHN K · CIK 0001183553 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Indirect · John K. Bakewell and Deborah M. Bakewell, Co-Owners with Rights of Survivorship

Disclosed balance after: 342,300

Underlying: Common Stock · 7,925 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F2 · derivative.exercise_price: The Reporting Person received Series A Preferred Stock as a payment-in-kind dividend.

F1 · derivative.exercise_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F2 · derivative.exercise_date: The Reporting Person received Series A Preferred Stock as a payment-in-kind dividend.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F2 · derivative.expiration_date: The Reporting Person received Series A Preferred Stock as a payment-in-kind dividend.

Read SEC document
April 27, 2021 Filed Apr 30, 2021 01:10 UTC
BAKEWELL JOHN KSVP, Research & Development
ConversionCommon Stock 342,300 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-017465 · doc4.xml · nonDerivative · entry 1

BAKEWELL JOHN K · CIK 0001183553 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Indirect · John K. Bakewell and Deborah M. Bakewell, Co-Owners with Rights of Survivorship

Disclosed balance after: 342,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:05 UTC
BAYS F BARRYDirector
ConversionSeries A Preferred Stock · Derivative 413,326 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-017458 · doc4.xml · derivative · entry 3

BAYS F BARRY · CIK 0001183554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 413,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:05 UTC
BAYS F BARRYDirector
OtherSeries A Preferred Stock · Derivative 9,569 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-017458 · doc4.xml · derivative · entry 2

BAYS F BARRY · CIK 0001183554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,326

Underlying: Common Stock · 9,569 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F2 · derivative.exercise_price: The Reporting Person received Series A Preferred Stock as a payment-in-kind dividend .

F1 · derivative.exercise_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F2 · derivative.exercise_date: The Reporting Person received Series A Preferred Stock as a payment-in-kind dividend .

F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F2 · derivative.expiration_date: The Reporting Person received Series A Preferred Stock as a payment-in-kind dividend .

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:05 UTC
BAYS F BARRYDirector
ConversionCommon Stock 413,326 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-017458 · doc4.xml · nonDerivative · entry 1

BAYS F BARRY · CIK 0001183554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,728,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:09 UTC ConversionSeries A Preferred Stock · Derivative 569,067 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-017461 · doc4.xml · derivative · entry 6

TREACE JAMES T · CIK 0001185191 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · J&A Group, LLC

Disclosed balance after: 0

Underlying: Common Stock · 569,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F2 · ownership.nature: James T. Treace and his spouse are managing members of J&A Group, LLC, a Florida limited liability company.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:09 UTC ConversionSeries A Preferred Stock · Derivative 399,632 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-017461 · doc4.xml · derivative · entry 5

TREACE JAMES T · CIK 0001185191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 399,633 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:09 UTC OtherSeries A Preferred Stock · Derivative 13,169 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-017461 · doc4.xml · derivative · entry 4

TREACE JAMES T · CIK 0001185191 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · J&A Group, LLC

Disclosed balance after: 569,067

Underlying: Common Stock · 13,169 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F3 · derivative.exercise_price: The Reporting Person received Series A Preferred Stock as a payment-in-kind dividend.

F1 · derivative.exercise_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F3 · derivative.exercise_date: The Reporting Person received Series A Preferred Stock as a payment-in-kind dividend.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F3 · derivative.expiration_date: The Reporting Person received Series A Preferred Stock as a payment-in-kind dividend.

F2 · ownership.nature: James T. Treace and his spouse are managing members of J&A Group, LLC, a Florida limited liability company.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:09 UTC OtherSeries A Preferred Stock · Derivative 9,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-017461 · doc4.xml · derivative · entry 3

TREACE JAMES T · CIK 0001185191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,633

Underlying: Common Stock · 9,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F3 · derivative.exercise_price: The Reporting Person received Series A Preferred Stock as a payment-in-kind dividend.

F1 · derivative.exercise_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F3 · derivative.exercise_date: The Reporting Person received Series A Preferred Stock as a payment-in-kind dividend.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F3 · derivative.expiration_date: The Reporting Person received Series A Preferred Stock as a payment-in-kind dividend.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:09 UTC ConversionCommon Stock 569,067 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-017461 · doc4.xml · nonDerivative · entry 2

TREACE JAMES T · CIK 0001185191 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · J&A Group, LLC

Disclosed balance after: 1,478,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F2 · ownership.nature: James T. Treace and his spouse are managing members of J&A Group, LLC, a Florida limited liability company.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:09 UTC ConversionCommon Stock 399,633 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-017461 · doc4.xml · nonDerivative · entry 1

TREACE JAMES T · CIK 0001185191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,205,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:13 UTC ConversionSeries A Preferred Stock · Derivative 427,875 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-017470 · doc4.xml · derivative · entry 6

TREACE JOHN R · CIK 0001185249 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John R. Treace and Ginger D. Treace JTTEN

Disclosed balance after: 0

Underlying: Common Stock · 427,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.