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TILLY'S, INC.

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6648
SEC CIK
0001524025
Parsed reports
351

Last 12 months

Inside the activity.

1 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 2026110
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 09, 2021 Filed Jun 11, 2021 23:43 UTC GrantCLASS A COMMON STOCK 4,997 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040048 · doc4.xml · nonDerivative · entry 1

JOHNSON SETH R · CIK 0001185586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,894

F1 · shares: Represents shares of restricted stock, which vest in two equal annual installments on each of the succeeding two anniversaries of the grant date.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 19:38 UTC OtherStock Option (Right to Buy) · Derivative 6,250 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001209191-21-039669 · doc4.xml · derivative · entry 3

Goodwin Robert Simon · CIK 0001851526 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Class A Common Stock · 6,250 shares

Expires 2030-06-08

F2 · derivative.exercise_date: The option vests in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 19:38 UTC SaleClass A Common Stock 6,250 $15.46 $96,651.88
Disclosure

SEC source: 0001209191-21-039669 · doc4.xml · nonDerivative · entry 2

Goodwin Robert Simon · CIK 0001851526 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $15.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 19:38 UTC OtherClass A Common Stock 6,250 $6.92 $43,250.00
Disclosure

SEC source: 0001209191-21-039669 · doc4.xml · nonDerivative · entry 1

Goodwin Robert Simon · CIK 0001851526 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Read SEC document
April 01, 2021 Filed Apr 1, 2021 19:03 UTC
THOMAS EDMONDDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001209191-21-024270 · doc4.xml · derivative · entry 3

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Class A Common Stock · 50,000 shares

Expires 2025-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
April 01, 2021 Filed Apr 1, 2021 19:03 UTC
THOMAS EDMONDDirector · President and CEO
SaleClass A Common Stock 50,000 $11.20 $560,160.00
Disclosure

SEC source: 0001209191-21-024270 · doc4.xml · nonDerivative · entry 2

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 01, 2021 Filed Apr 1, 2021 19:03 UTC
THOMAS EDMONDDirector · President and CEO
Exercise / conversionClass A Common Stock 50,000 $6.06 $303,000.00
Disclosure

SEC source: 0001209191-21-024270 · doc4.xml · nonDerivative · entry 1

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 20:18 UTC GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 50,000 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001209191-21-023098 · doc4.xml · derivative · entry 1

Goodwin Robert Simon · CIK 0001851526 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: CLASS A COMMON STOCK · 50,000 shares

Expires 2031-03-24

F1 · derivative.exercise_date: The option vests in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 20:21 UTC GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 50,000 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001209191-21-023100 · doc4.xml · derivative · entry 1

Henry Michael · CIK 0001419895 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: CLASS A COMMON STOCK · 50,000 shares

Expires 2031-03-24

F1 · derivative.exercise_date: The option vests in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 20:29 UTC
THOMAS EDMONDDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001209191-21-023106 · doc4.xml · derivative · entry 1

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2031-03-24

F1 · derivative.exercise_date: The option vests in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
March 24, 2021 Filed Mar 26, 2021 00:26 UTC
SHAKED HEZYDirector · See Remarks · 10% owner
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001209191-21-023104 · doc4.xml · derivative · entry 2

SHAKED HEZY · CIK 0001548777 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2031-03-24

F2 · derivative.exercise_date: The option vests in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
March 24, 2021 Filed Mar 26, 2021 00:23 UTC
Kosoff Jonathon DavidChief Digital Officer
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 25,000 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001209191-21-023102 · doc4.xml · derivative · entry 1

Kosoff Jonathon David · CIK 0001804187 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: CLASS A COMMON STOCK · 25,000 shares

Expires 2031-03-24

F1 · derivative.exercise_date: The option vests in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
March 23, 2021 Filed Mar 26, 2021 00:26 UTC
SHAKED HEZYDirector · See Remarks · 10% owner
GiftClass A Common Stock 29,279 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023104 · doc4.xml · nonDerivative · entry 1

SHAKED HEZY · CIK 0001548777 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

F1 · ownership.direct: The shares reported herein are held by The Hezy Shaked Living Trust under which the Reporting Person is trustee and beneficiary.

Read SEC document
March 19, 2021 Filed Mar 22, 2021 20:33 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $9.44 $0.00
Disclosure

SEC source: 0001209191-21-022369 · doc4.xml · derivative · entry 3

Smith Tricia D · CIK 0001557023 · EVP CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Class A Common Stock · 75,000 shares

Expires 2029-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was subject to vesting in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. All 225,000 remaining unvested options were subsequently forfeited by the Reporting Person upon the Reporting Person's termination of service to the Issuer on March 19, 2021.

F2 · balance_after: The option was subject to vesting in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. All 225,000 remaining unvested options were subsequently forfeited by the Reporting Person upon the Reporting Person's termination of service to the Issuer on March 19, 2021.

Read SEC document
March 19, 2021 Filed Mar 22, 2021 20:33 UTC SaleClass A Common Stock 75,000 $12.00 $899,647.50
Disclosure

SEC source: 0001209191-21-022369 · doc4.xml · nonDerivative · entry 2

Smith Tricia D · CIK 0001557023 · EVP CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.66 to $12.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 19, 2021 Filed Mar 22, 2021 20:33 UTC Exercise / conversionClass A Common Stock 75,000 $9.44 $708,000.00
Disclosure

SEC source: 0001209191-21-022369 · doc4.xml · nonDerivative · entry 1

Smith Tricia D · CIK 0001557023 · EVP CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2021 Filed Mar 19, 2021 16:31 UTC
THOMAS EDMONDDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 32,144 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001209191-21-022092 · doc4.xml · derivative · entry 6

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 32,144 shares

Expires 2025-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
March 18, 2021 Filed Mar 19, 2021 16:31 UTC
THOMAS EDMONDDirector · President and CEO
SaleClass A Common Stock 32,144 $12.34 $396,737.32
Disclosure

SEC source: 0001209191-21-022092 · doc4.xml · nonDerivative · entry 4

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.19 to $12.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 18, 2021 Filed Mar 19, 2021 16:31 UTC
THOMAS EDMONDDirector · President and CEO
Exercise / conversionClass A Common Stock 32,144 $6.06 $194,792.64
Disclosure

SEC source: 0001209191-21-022092 · doc4.xml · nonDerivative · entry 3

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2021 Filed Mar 17, 2021 16:41 UTC SaleCLASS A COMMON STOCK 5,000 $12.70 $63,500.00
Disclosure

SEC source: 0001209191-21-021370 · doc4.xml · nonDerivative · entry 2

ZEICHNER BERNARD · CIK 0001106023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · BY TRUST

Disclosed balance after: 29,010

Read SEC document
March 17, 2021 Filed Mar 18, 2021 20:59 UTC SaleCLASS A COMMON STOCK 5,000 $12.36 $61,797.50
Disclosure

SEC source: 0001209191-21-021792 · doc4.xml · nonDerivative · entry 1

JOHNSON SETH R · CIK 0001185586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,897

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.34 to $12.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote

Read SEC document
March 17, 2021 Filed Mar 18, 2021 23:10 UTC
Kosoff Jonathon DavidChief Digital Officer
OtherSTOCK OPTION (RIGHT TO BUY) · Derivative 12,500 $0.00 Strike: $4.07 $0.00
Disclosure

SEC source: 0001209191-21-021917 · doc4.xml · derivative · entry 3

Kosoff Jonathon David · CIK 0001804187 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: COMMON STOCK · 12,500 shares

Expires 2030-03-17

F2 · derivative.exercise_date: The option vests in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 23:10 UTC
Kosoff Jonathon DavidChief Digital Officer
SaleCOMMON STOCK 12,500 $12.42 $155,195.00
Disclosure

SEC source: 0001209191-21-021917 · doc4.xml · nonDerivative · entry 2

Kosoff Jonathon David · CIK 0001804187 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.40 to $12.46. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price noted in this footnote.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 23:10 UTC
Kosoff Jonathon DavidChief Digital Officer
OtherCOMMON STOCK 12,500 $4.07 $50,875.00
Disclosure

SEC source: 0001209191-21-021917 · doc4.xml · nonDerivative · entry 1

Kosoff Jonathon David · CIK 0001804187 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Read SEC document
March 17, 2021 Filed Mar 19, 2021 16:31 UTC
THOMAS EDMONDDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 17,856 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001209191-21-022092 · doc4.xml · derivative · entry 5

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,144

Underlying: Common Stock · 17,856 shares

Expires 2025-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 16:31 UTC
THOMAS EDMONDDirector · President and CEO
SaleClass A Common Stock 17,856 $12.38 $220,968.00
Disclosure

SEC source: 0001209191-21-022092 · doc4.xml · nonDerivative · entry 2

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.31 to $12.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 16:31 UTC
THOMAS EDMONDDirector · President and CEO
Exercise / conversionClass A Common Stock 17,856 $6.06 $108,207.36
Disclosure

SEC source: 0001209191-21-022092 · doc4.xml · nonDerivative · entry 1

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 16:41 UTC SaleCLASS A COMMON STOCK 10,000 $12.36 $123,584.00
Disclosure

SEC source: 0001209191-21-021370 · doc4.xml · nonDerivative · entry 1

ZEICHNER BERNARD · CIK 0001106023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · BY TRUST

Disclosed balance after: 34,010

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.32 to $12.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 02, 2020 Filed Oct 2, 2020 18:43 UTC PurchaseCLASS A COMMON STOCK 600 $5.89 $3,531.00
Disclosure

SEC source: 0001209191-20-053349 · doc4.xml · nonDerivative · entry 2

Henry Michael · CIK 0001419895 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $5.85 to $5.92. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price noted in this footnote

Read SEC document
October 01, 2020 Filed Oct 2, 2020 18:43 UTC PurchaseCLASS A COMMON STOCK 1,900 $5.99 $11,372.45
Disclosure

SEC source: 0001209191-20-053349 · doc4.xml · nonDerivative · entry 1

Henry Michael · CIK 0001419895 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,900

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $5.97 to $6.00. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price noted in this footnote.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:32 UTC SaleCLASS A COMMON STOCK 10,000 $6.05 $60,503.00
Disclosure

SEC source: 0001209191-20-053279 · doc4.xml · nonDerivative · entry 1

JOHNSON SETH R · CIK 0001185586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,897

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.98 to $6.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 16:34 UTC SaleCLASS A COMMON STOCK 15,000 $7.41 $111,088.50
Disclosure

SEC source: 0001209191-20-050290 · doc4.xml · nonDerivative · entry 1

ZEICHNER BERNARD · CIK 0001106023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · BY TRUST

Disclosed balance after: 44,010

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.34 to $7.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Reflects the transfer of 7,832 shares that were previously reported as directly held by the Reporting Person to a family trust (the "Trust"), which were transferred in connection with the vesting of such shares pursuant to a restricted stock unit award.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 16:35 UTC PurchaseCLASS A COMMON STOCK 3,210 $5.35 $17,188.27
Disclosure

SEC source: 0001209191-20-039090 · doc4.xml · nonDerivative · entry 2

Henry Michael · CIK 0001419895 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $5.28 to $5.39. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price noted in this footnote. Remarks:

Read SEC document
June 24, 2020 Filed Jun 26, 2020 16:35 UTC PurchaseCLASS A COMMON STOCK 500 $5.38 $2,690.00
Disclosure

SEC source: 0001209191-20-039090 · doc4.xml · nonDerivative · entry 1

Henry Michael · CIK 0001419895 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,790

Read SEC document
June 17, 2020 Filed Jun 18, 2020 16:34 UTC PurchaseCLASS A COMMON STOCK 5,000 $5.76 $28,819.50
Disclosure

SEC source: 0001209191-20-037600 · doc4.xml · nonDerivative · entry 1

Henry Michael · CIK 0001419895 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,290

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $5.6084 to $5.8450. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price noted in this footnote.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 20:43 UTC
KERR JANETDirector
SaleClass A Common Stock 3,916 $6.00 $23,496.00
Disclosure

SEC source: 0001209191-20-036992 · doc4.xml · nonDerivative · entry 1

KERR JANET · CIK 0001286334 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 42,028

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 17, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Reflects the transfer of shares that were previously reported as directly held by the Reporting Person to a trust (the "Trust").

Read SEC document
June 10, 2020 Filed Jun 11, 2020 19:48 UTC GrantCLASS A COMMON STOCK 12,739 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036099 · doc4.xml · nonDerivative · entry 1

ZEICHNER BERNARD · CIK 0001106023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,719

F1 · shares: Represents shares of restricted stock, which vest in two equal annual installments on each of the succeeding two anniversaries of the grant date.

Read SEC document
June 10, 2020 Filed Jun 11, 2020 23:43 UTC GrantCLASS A COMMON STOCK 12,739 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036092 · doc4.xml · nonDerivative · entry 1

Collier Douglas P · CIK 0001330931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,719

F1 · shares: Represents shares of restricted stock, which vest in two equal annual installments on each of the succeeding two anniversaries of the grant date.

Read SEC document
June 10, 2020 Filed Jun 11, 2020 23:47 UTC
KERR JANETDirector
GrantClass A Common Stock 12,739 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036097 · doc4.xml · nonDerivative · entry 1

KERR JANET · CIK 0001286334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,579

F1 · shares: Represents shares of restricted stock, which vest in two equal annual installments on each of the succeeding two anniversaries of the grant date.

F2 · balance_after: Reflects the transfer of shares that were previously reported as directly held by the Reporting Person to a trust (the "Trust").

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June 10, 2020 Filed Jun 11, 2020 23:45 UTC GrantCLASS A COMMON STOCK 12,739 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036094 · doc4.xml · nonDerivative · entry 1

JOHNSON SETH R · CIK 0001185586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,897

F1 · shares: Represents shares of restricted stock, which vest in two equal annual installments on each of the succeeding two anniversaries of the grant date.

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June 09, 2020 Filed Jun 10, 2020 16:49 UTC PurchaseCLASS A COMMON STOCK 2,387 $6.61 $15,782.37
Disclosure

SEC source: 0001209191-20-035549 · doc4.xml · nonDerivative · entry 2

Henry Michael · CIK 0001419895 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,290

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.3403 to $6.7500. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price noted in this footnote.

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June 08, 2020 Filed Jun 10, 2020 16:49 UTC PurchaseCLASS A COMMON STOCK 2,613 $6.93 $18,109.40
Disclosure

SEC source: 0001209191-20-035549 · doc4.xml · nonDerivative · entry 1

Henry Michael · CIK 0001419895 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,903

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.8600 to $6.9800. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price noted in this footnote.

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April 16, 2020 Filed Apr 17, 2020 16:32 UTC PurchaseCLASS A COMMON STOCK 1,000 $4.55 $4,547.70
Disclosure

SEC source: 0001209191-20-024832 · doc4.xml · nonDerivative · entry 1

Henry Michael · CIK 0001419895 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,290

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.53 to $4.56. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price noted in this footnote.

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April 03, 2020 Filed Apr 6, 2020 18:06 UTC PurchaseCLASS A COMMON STOCK 1,000 $3.54 $3,543.50
Disclosure

SEC source: 0001209191-20-023637 · doc4.xml · nonDerivative · entry 1

Henry Michael · CIK 0001419895 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,290

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at the price of $3.5069 and $3.5800. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price noted in this footnote.

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March 31, 2020 Filed Apr 1, 2020 16:33 UTC GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 40,000 $0.00 Strike: $4.13 $0.00
Disclosure

SEC source: 0001209191-20-022123 · doc4.xml · derivative · entry 1

Henry Michael · CIK 0001419895 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class A Common Stock · 40,000 shares

Expires 2030-03-31

F1 · derivative.exercise_date: The option vests in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

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March 31, 2020 Filed Apr 1, 2020 16:37 UTC
THOMAS EDMONDDirector · President and CEO
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 100,000 $0.00 Strike: $4.13 $0.00
Disclosure

SEC source: 0001209191-20-022131 · doc4.xml · derivative · entry 1

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2030-03-31

F1 · derivative.exercise_date: The option vests in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

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March 31, 2020 Filed Apr 1, 2020 20:35 UTC
SHAKED HEZYDirector · See Remarks · 10% owner
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 75,000 $0.00 Strike: $4.13 $0.00
Disclosure

SEC source: 0001209191-20-022126 · doc4.xml · derivative · entry 1

SHAKED HEZY · CIK 0001548777 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A Common Stock · 75,000 shares

Expires 2030-03-31

F1 · derivative.exercise_date: The option vests in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

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March 25, 2020 Filed Mar 26, 2020 20:33 UTC PurchaseCLASS A COMMON STOCK 2,000 $4.51 $9,028.60
Disclosure

SEC source: 0001209191-20-021262 · doc4.xml · nonDerivative · entry 1

Collier Douglas P · CIK 0001330931 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · THE COLLIER FAMILY TRUST

Disclosed balance after: 47,478

F1 · balance_after: A total of 2,685 shares vested directly with the Reporting Person pursuant to a restricted stock unit agreement, all of which transferred to a trust.

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March 23, 2020 Filed Mar 25, 2020 22:42 UTC
SHAKED HEZYDirector · See Remarks · 10% owner
PurchaseClass A Common Stock 19,200 $3.85 $73,956.48
Disclosure

SEC source: 0001209191-20-021177 · doc4.xml · nonDerivative · entry 1

SHAKED HEZY · CIK 0001548777 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,279

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.76 to $4.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 20, 2020 Filed Mar 23, 2020 20:38 UTC
SHAKED HEZYDirector · See Remarks · 10% owner
PurchaseClass A Common Stock 1,843 $4.04 $7,450.14
Disclosure

SEC source: 0001209191-20-020650 · doc4.xml · nonDerivative · entry 2

SHAKED HEZY · CIK 0001548777 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,079

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.99 to $4.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.