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TELOS CORP

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770
SEC CIK
0000320121
Parsed reports
358

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202506
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202602
Jun 202605
Jul 202600
Aug 202602
Sep 202605
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 22, 2020 Filed Dec 24, 2020 01:31 UTC GiftCommon Stock 475,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021572 · doc1.xml · nonDerivative · entry 3

Williams Edward L · CIK 0001357123 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 475,000

F3 · balance_after: The shares are held by Old Landing Ohana, LLC, a limited liability company of which the reporting person is the manager and of which the reporting person and his spouse are the only members. The reporting person disclaims beneficial ownership of the securities and the filing of the report is not an admission that the reporting person is the beneficial owner of the securities for the purpose of Section 16 or otherwise.

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December 22, 2020 Filed Dec 24, 2020 01:31 UTC GiftCommon Stock 452,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021572 · doc1.xml · nonDerivative · entry 2

Williams Edward L · CIK 0001357123 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 452,000

F2 · balance_after: This transaction involved a gift of securities by the reporting person to his spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

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December 22, 2020 Filed Dec 24, 2020 01:31 UTC GiftCommon Stock 927,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021572 · doc1.xml · nonDerivative · entry 1

Williams Edward L · CIK 0001357123 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 834,811

F1 · balance_after: Reflects approximately 0.794 to 1 reverse stock split effective November 12, 2020.

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December 21, 2020 Filed Dec 23, 2020 23:20 UTC GiftCommon Stock 420,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021569 · doc1.xml · nonDerivative · entry 5

Nakazawa Michele · CIK 0001356840 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 840,000

Read SEC document
December 21, 2020 Filed Dec 23, 2020 23:20 UTC GiftCommon Stock 420,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021569 · doc1.xml · nonDerivative · entry 4

Nakazawa Michele · CIK 0001356840 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 0

F3 · balance_after: The shares are held by the Nakazawa Family Investment, LLC, a limited liability company of which the reporting person and her spouse are the managers and the only members. The reporting person disclaims beneficial ownership of the securities and the filing of the report is not an admission that the reporting person is the beneficial owner of the securities for the purpose of Section 16 or otherwise.

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December 21, 2020 Filed Dec 23, 2020 23:20 UTC GiftCommon Stock 420,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021569 · doc1.xml · nonDerivative · entry 3

Nakazawa Michele · CIK 0001356840 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 420,000

F3 · balance_after: The shares are held by the Nakazawa Family Investment, LLC, a limited liability company of which the reporting person and her spouse are the managers and the only members. The reporting person disclaims beneficial ownership of the securities and the filing of the report is not an admission that the reporting person is the beneficial owner of the securities for the purpose of Section 16 or otherwise.

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December 21, 2020 Filed Dec 23, 2020 23:20 UTC GiftCommon Stock 420,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021569 · doc1.xml · nonDerivative · entry 2

Nakazawa Michele · CIK 0001356840 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 420,000

F2 · balance_after: This transaction involved a gift of securities by the reporting person to her spouse. The reporting person disclaims beneficial ownership of the shares held by her spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of her spouse's shares for purposes of Section 16 or for any other purpose.

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December 21, 2020 Filed Dec 23, 2020 23:20 UTC GiftCommon Stock 840,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021569 · doc1.xml · nonDerivative · entry 1

Nakazawa Michele · CIK 0001356840 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,198

F1 · balance_after: Reflects approximately 0.794 to 1 reverse stock split effective November 12, 2020.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 20:56 UTC
Wright Jefferson V.EVP, General Counsel
GiftCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021545 · doc1.xml · nonDerivative · entry 2

Wright Jefferson V. · CIK 0001565994 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 300,000

F1 · balance_after: This transaction involved a gift of securities by the reporting person to his spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

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December 21, 2020 Filed Dec 23, 2020 20:56 UTC
Wright Jefferson V.EVP, General Counsel
GiftCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021545 · doc1.xml · nonDerivative · entry 1

Wright Jefferson V. · CIK 0001565994 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,074

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November 19, 2020 Filed Nov 24, 2020 02:54 UTC PurchaseCommon Stock 262,532 $4,463,044.00 $1,171,691,867,408.00
Disclosure

SEC source: 0001140361-20-026381 · form4.xml · nonDerivative · entry 1

Schaufeld Fredrick · CIK 0001831624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,532

F1 · shares: Represents purchase of common stock in the Issuer's directed share program in connection with its initial public offering.

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November 19, 2020 Filed Nov 24, 2020 02:17 UTC PurchaseCommon Stock 588 $9,996.00 $5,877,648.00
Disclosure

SEC source: 0001140361-20-026375 · form4.xml · nonDerivative · entry 1

Carroll Bonnie Lynn · CIK 0001831598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588

F1 · shares: Represents the purchase of shares of common stock in the Issuer's directed share program in connection with its initial public offering.

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November 19, 2020 Filed Nov 23, 2020 13:42 UTC PurchaseCommon Stock 441 $7,497.00 $3,306,177.00
Disclosure

SEC source: 0001480573-20-000001 · primary_doc.xml · nonDerivative · entry 1

Maluda John W · CIK 0001480573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,930

F1 · shares: Represents the purchase of shares of common stock in the Issuer's direct share program in connection with its initial public offering.

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November 19, 2020 Filed Nov 24, 2020 20:32 UTC Amendment PurchaseCommon Stock 255,449 $4,342,633.00 $1,109,321,257,217.00
Disclosure

SEC source: 0001831624-20-000001 · primary_doc.xml · nonDerivative · entry 1

Schaufeld Fredrick · CIK 0001831624 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fredrick D. Schaufeld Rev Trust

Disclosed balance after: 255,449

F1 · shares: Should have been reported as 255,449 shares and not 262,532 shares.

F1 · balance_after: Should have been reported as 255,449 shares and not 262,532 shares.

F2 · ownership.nature: Previously reported incorrectly that shares were directly held, but should have been reported as indirectly held by Fredrick D. Schaufeld Rev Trust, Fredrick D. Schaufeld as trustee.

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November 19, 2020 Filed Dec 16, 2020 19:28 UTC Amendment PurchaseCommon Stock 255,449 $17.00 $4,342,633.00
Disclosure

SEC source: 0001831624-20-000002 · primary_doc.xml · nonDerivative · entry 1

Schaufeld Fredrick · CIK 0001831624 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fredrick D. Schaufeld Rev Trust

Disclosed balance after: 255,449

F1 · price: The amended Form 4 correctly reports the per share price rather than the total aggregate price.

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November 19, 2020 Filed Dec 16, 2020 19:22 UTC Amendment PurchaseCommon Stock 588 $17.00 $9,996.00
Disclosure

SEC source: 0001831598-20-000008 · primary_doc.xml · nonDerivative · entry 1

Carroll Bonnie Lynn · CIK 0001831598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588

F1 · price: The amended Form 4 correctly reports the per share price rather than the total aggregate price.

Read SEC document
November 19, 2020 Filed Dec 16, 2020 19:14 UTC Amendment PurchaseCommon Stock 441 $17.00 $7,497.00
Disclosure

SEC source: 0001480573-20-000002 · primary_doc.xml · nonDerivative · entry 1

Maluda John W · CIK 0001480573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,930

F1 · price: The amended Form 4 correctly reports the per share price rather than the total aggregate price.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 20:39 UTC
Wright Jefferson V.EVP, General Counsel
GiftCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001565994-20-000001 · primary_doc.xml · nonDerivative · entry 2

Wright Jefferson V. · CIK 0001565994 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 400,000

F2 · ownership.nature: The shares are held in a trust for the benefit of the reporting person's spouse. The reporting person's spouse is the trustee of the trust. The reporting person disclaims beneficial ownership of the securities and the filing of the report is not an admission that the reporting person is the beneficial owner of the securities for the purpose of Section 16 or otherwise.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 20:39 UTC
Wright Jefferson V.EVP, General Counsel
GiftCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001565994-20-000001 · primary_doc.xml · nonDerivative · entry 1

Wright Jefferson V. · CIK 0001565994 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584,073

F1 · balance_after: Reflects approximately 0.794 to 1 reverse stock split effective November 12, 2020.

Read SEC document
March 30, 2018 Filed Apr 2, 2018 19:24 UTC
Wood John BDirector · Chief Executive Officer · 10% owner
OtherClass A Common Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001356849-18-000001 · primary_doc.xml · nonDerivative · entry 1

Wood John B · CIK 0001356849 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,595,112

F1 · kind: Contemporaneous with the execution of the Third Amendment to the Credit Agreement and Waiver, dated as of March 30, 2018, between Telos Corporation and the Lenders, Mr. John B. Wood transferred 50,000 shares of Class A Common Stock. The Lenders are: Enlightenment Capital Solutions Fund I, L.P.; Enlightenment Capital Solutions Fund SPV I, L.P.; Enlightenment Capital Solutions Fund II, L.P.; and Enlightenment Capital Solutions Fund III-NQ, L.P.

F1 · price: Contemporaneous with the execution of the Third Amendment to the Credit Agreement and Waiver, dated as of March 30, 2018, between Telos Corporation and the Lenders, Mr. John B. Wood transferred 50,000 shares of Class A Common Stock. The Lenders are: Enlightenment Capital Solutions Fund I, L.P.; Enlightenment Capital Solutions Fund SPV I, L.P.; Enlightenment Capital Solutions Fund II, L.P.; and Enlightenment Capital Solutions Fund III-NQ, L.P.

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December 19, 2017 Filed Dec 21, 2017 00:02 UTC
MALLOY BRENDAN DSVP, Cyber Ops & Defense
OtherClass A Common Stock 12,392 $0.14 $1,734.88
Disclosure

SEC source: 0001432501-17-000002 · primary_doc.xml · nonDerivative · entry 1

MALLOY BRENDAN D · CIK 0001432501 · SVP, Cyber Ops & Defense

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K Plan

Disclosed balance after: 21,824

Read SEC document
December 19, 2017 Filed Dec 20, 2017 23:55 UTC
Wood John BDirector · Chief Executive Officer · 10% owner
OtherClass A Common Stock 8,261 $0.14 $1,156.54
Disclosure

SEC source: 0001356849-17-000002 · primary_doc.xml · nonDerivative · entry 1

Wood John B · CIK 0001356849 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K Plan

Disclosed balance after: 232,792

Read SEC document
May 11, 2017 Filed May 15, 2017 21:20 UTC
Pisani Rinaldi DSVP, Sales & Alliance
GrantClass A Common Stock 140,000 $0.00 $0.00
Disclosure

SEC source: 0001480574-17-000001 · primary_doc.xml · nonDerivative · entry 1

Pisani Rinaldi D · CIK 0001480574 · SVP, Sales & Alliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,000

F1 · shares: Award of restricted stock in accordance with the terms of the Issuer's applicable Omnibus Long-Term Incentive Plan. The shares of restricted stock vest in four equal installments. The first installment vested on 5/11/2017; the second installment will vest on 5/11/2018; the third installment will vest on 5/11/2019; and the fourth installment will vest on 5/11/2020.

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May 11, 2017 Filed May 15, 2017 21:15 UTC
Fagan Kenneth F Jr.VP, Secure Communications
GrantClass A Common Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001697688-17-000002 · primary_doc.xml · nonDerivative · entry 1

Fagan Kenneth F Jr. · CIK 0001697688 · VP, Secure Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

F1 · shares: Award of restricted stock in accordance with the terms of the Issuer's applicable Omnibus Long-Term Incentive Plan. The shares of restricted stock vest in four equal installments. The first installment vested on 5/11/2017; the second installment will vest on 5/11/2018; the third installment will vest on 5/11/2019; and the fourth installment will vest on 5/11/2020.

Read SEC document
May 11, 2017 Filed May 15, 2017 21:10 UTC
Easley David SVP, Finance; Controller
GrantClass A Common Stock 145,000 $0.00 $0.00
Disclosure

SEC source: 0001357716-17-000001 · primary_doc.xml · nonDerivative · entry 1

Easley David S · CIK 0001357716 · VP, Finance; Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,000

F1 · shares: Award of restricted stock in accordance with the terms of the Issuer's applicable Omnibus Long-Term Incentive Plan. The shares of restricted stock vest in four equal installments. The first installment vested on 5/11/2017; the second installment will vest on 5/11/2018; the third installment will vest on 5/11/2019; and the fourth installment will vest on 5/11/2020.

Read SEC document
May 11, 2017 Filed May 15, 2017 21:04 UTC
MALLOY BRENDAN DSVP, Cyber Ops & Defense
GrantClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001432501-17-000001 · primary_doc.xml · nonDerivative · entry 1

MALLOY BRENDAN D · CIK 0001432501 · SVP, Cyber Ops & Defense

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,173,000

F1 · shares: Award of restricted stock in accordance with the terms of the Issuer's applicable Omnibus Long-Term Incentive Plan. The shares of restricted stock vest in four equal installments. The first installment vested on 5/11/2017; the second installment will vest on 5/11/2018; the third installment will vest on 5/11/2019; and the fourth installment will vest on 5/11/2020.

Read SEC document
May 11, 2017 Filed May 15, 2017 20:54 UTC GrantClass A Common Stock 140,000 $0.00 $0.00
Disclosure

SEC source: 0001357162-17-000001 · primary_doc.xml · nonDerivative · entry 1

Tracy Richard P · CIK 0001357162 · SVP, CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,200

F1 · shares: Award of restricted stock in accordance with the terms of the Issuer's applicable Omnibus Long-Term Incentive Plan. The shares of restricted stock vest in four equal installments. The first installment vested on 5/11/2017; the second installment will vest on 5/11/2018; the third installment will vest on 5/11/2019; and the fourth installment will vest on 5/11/2020.

Read SEC document
May 11, 2017 Filed May 15, 2017 20:39 UTC
WOOD EMMETT J.EVP, Marketing & Strategy
GrantClass A Common Stock 160,000 $0.00 $0.00
Disclosure

SEC source: 0001504614-17-000001 · primary_doc.xml · nonDerivative · entry 1

WOOD EMMETT J. · CIK 0001504614 · EVP, Marketing & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 810,000

F1 · shares: Award of restricted stock in accordance with the terms of the Issuer's applicable Omnibus Long-Term Incentive Plan. The shares of restricted stock vest in four equal installments. The first installment vested on 5/11/2017; the second installment will vest on 5/11/2018; the third installment will vest on 5/11/2019; and the fourth installment will vest on 5/11/2020.

Read SEC document
May 11, 2017 Filed May 15, 2017 20:32 UTC
Wright Jefferson V.EVP, General Counsel
GrantClass A Common Stock 240,000 $0.00 $0.00
Disclosure

SEC source: 0001565994-17-000001 · primary_doc.xml · nonDerivative · entry 1

Wright Jefferson V. · CIK 0001565994 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,240,000

F1 · shares: Award of restricted stock in accordance with the terms of the Issuer's applicable Omnibus Long-Term Incentive Plan. The shares of restricted stock vest in four equal installments. The first installment vested on 5/11/2017; the second installment will vest on 5/11/2018; the third installment will vest on 5/11/2019; and the fourth installment will vest on 5/11/2020.

Read SEC document
May 11, 2017 Filed May 15, 2017 20:26 UTC
Nakazawa MicheleChief Financial Officer
GrantClass A Common Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001356840-17-000001 · primary_doc.xml · nonDerivative · entry 1

Nakazawa Michele · CIK 0001356840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,565,000

F1 · shares: Award of restricted stock in accordance with the terms of the Issuer's applicable Omnibus Long-Term Incentive Plan. The shares of restricted stock vest in four equal installments. The first installment vested on 5/11/2017; the second installment will vest on 5/11/2018; the third installment will vest on 5/11/2019; and the fourth installment will vest on 5/11/2020.

Read SEC document
May 11, 2017 Filed May 15, 2017 20:08 UTC
Williams Edward LChief Operating Officer
GrantClass A Common Stock 320,000 $0.00 $0.00
Disclosure

SEC source: 0001357123-17-000001 · primary_doc.xml · nonDerivative · entry 1

Williams Edward L · CIK 0001357123 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,120,000

F1 · shares: Award of restricted stock in accordance with the terms of the Issuer's applicable Omnibus Long-Term Incentive Plan. The shares of restricted stock vest in four equal installments. The first installment vested on 5/11/2017; the second installment will vest on 5/11/2018; the third installment will vest on 5/11/2019; and the fourth installment will vest on 5/11/2020.

Read SEC document
May 11, 2017 Filed May 15, 2017 19:54 UTC
Wood John BDirector · Chief Executive Officer · 10% owner
GrantClass A Common Stock 940,000 $0.00 $0.00
Disclosure

SEC source: 0001356849-17-000001 · primary_doc.xml · nonDerivative · entry 1

Wood John B · CIK 0001356849 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,645,112

F1 · shares: Award of restricted stock in accordance with the terms of the Issuer's applicable Omnibus Long-Term Incentive Plan. The shares of restricted stock vest in four equal installments. The first installment vested on 5/11/2017; the second installment will vest on 5/11/2018; the third installment will vest on 5/11/2019; and the fourth installment will vest on 5/11/2020.

Read SEC document
April 07, 2017 Filed Apr 11, 2017 20:31 UTC
OBUS NELSON10% owner
LANDES JOSHUA10% owner
PurchasePreferred Stock, par value $.01 per share 426 $7.50 $3,195.00
Disclosure

SEC source: 0001144204-17-020026 · v464043_form-4.xml · nonDerivative · entry 3

WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner

WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner

WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner

WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner

WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner

Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner

OBUS NELSON · CIK 0001017043 · 10% owner

LANDES JOSHUA · CIK 0001251568 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 112,549

F1 · security: 12% Cumulative Exchangeable Redeemable Preferred Stock, par value $.01 per share (the "Preferred Stock"), of Telos Corporation (TLSRP) ("Telos").

F4 · ownership.nature: On April 7, 2017 Wynnefield Small Cap Value Offshore Fund (the "Fund") purchased 426 shares of Preferred Stock reported herein. As a consequence, the Fund directly beneficially owns 112,549 shares of Preferred Stock, to which the Partnership has an indirect beneficial ownership as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended. The Fund, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. ("WCI"), as the sole investment manager of the Fund, has an indirect beneficial ownership interest in the shares of Preferred Stock that the Fund directly beneficially owns. Mr. Obus and Mr. Landes, as principal executive officers of WCI, have an indirect beneficial ownership interest in the shares of Preferred Stock that the Fund directly beneficially owns.

Read SEC document
April 07, 2017 Filed Apr 11, 2017 20:31 UTC
OBUS NELSON10% owner
LANDES JOSHUA10% owner
PurchasePreferred Stock, par value $.01 per share 1,149 $7.50 $8,617.50
Disclosure

SEC source: 0001144204-17-020026 · v464043_form-4.xml · nonDerivative · entry 2

WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner

WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner

WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner

WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner

WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner

Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner

OBUS NELSON · CIK 0001017043 · 10% owner

LANDES JOSHUA · CIK 0001251568 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 261,456

F1 · security: 12% Cumulative Exchangeable Redeemable Preferred Stock, par value $.01 per share (the "Preferred Stock"), of Telos Corporation (TLSRP) ("Telos").

F3 · ownership.nature: On April 7, 2017 Wynnefield Partners Small Cap Value, L.P. I ("Partnership-I") purchased 1,149 shares of Preferred Stock reported herein. As a consequence, Partnership-I directly beneficially owns 261,456 shares of Preferred Stock, to which the Partnership has an indirect beneficial ownership as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended. Partnership-I, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. WCM, as the sole general partner of Partnership-I has indirect beneficial ownership interest in the shares of Preferred Stock that Partnership-I directly beneficially owns. Mr. Obus and Mr. Landes, as co-managing members of WCM, have an indirect beneficial ownership interest in the shares of Preferred Stock that Partnership-I directly beneficially owns.

Read SEC document
April 07, 2017 Filed Apr 11, 2017 20:31 UTC
OBUS NELSON10% owner
LANDES JOSHUA10% owner
PurchasePreferred Stock, par value $.01 per share 725 $7.50 $5,437.50
Disclosure

SEC source: 0001144204-17-020026 · v464043_form-4.xml · nonDerivative · entry 1

WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner

WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner

WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner

WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner

WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner

Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner

OBUS NELSON · CIK 0001017043 · 10% owner

LANDES JOSHUA · CIK 0001251568 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,760

F1 · security: 12% Cumulative Exchangeable Redeemable Preferred Stock, par value $.01 per share (the "Preferred Stock"), of Telos Corporation (TLSRP) ("Telos").

F2 · ownership.direct: On April 7, 2017 Wynnefield Partners Small Cap Value, L.P. (the "Partnership") purchased 725 shares of Preferred Stock reported herein. As a consequence, the Partnership directly beneficially owns 165,760 shares of Preferred Stock. Wynnefield Capital Management, LLC ("WCM"), as the sole general partner of the Partnership, has an indirect beneficial ownership interest in the shares of Preferred Stock that the Partnership directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of WCM, have an indirect beneficial ownership interest in the shares of Preferred Stock that the Partnership directly beneficially owns.

F5 · ownership.direct: Mr. Obus and Mr. Landes disclaim beneficial ownership of the securities described in this statement, except to the extent of their individual pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that Mr. Obus and Mr. Landes are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement.

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December 27, 2016 Filed Dec 28, 2016 16:51 UTC
Wood John BDirector · Chief Executive Officer · 10% owner
OtherClass A Common Stock 32,292 $0.05 $1,614.60
Disclosure

SEC source: 0001356849-16-000002 · primary_doc.xml · nonDerivative · entry 1

Wood John B · CIK 0001356849 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 224,531

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December 27, 2016 Filed Dec 28, 2016 16:43 UTC
Nakazawa MicheleChief Financial Officer
OtherClass A Common Stock 26,727 $0.05 $1,336.35
Disclosure

SEC source: 0001356840-16-000002 · primary_doc.xml · nonDerivative · entry 1

Nakazawa Michele · CIK 0001356840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 158,901

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.