Tapewire

Nasdaq · USD

TLRY

Tilray Brands, Inc.

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Tapewire entity
5319
SEC CIK
0001731348
Parsed reports
332

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202630
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2021 Filed Jun 4, 2021 00:01 UTC
SIMON IRWIN DDirector · President and CEO
Exercise / conversionClass 2 Common Stock 72,683 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-019780 · form4.xml · nonDerivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into shares of Class 2 Common Stock on a one-for-one basis.

Read SEC document
May 14, 2021 Filed May 18, 2021 23:11 UTC
Merton Carl AChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 41,500 $0.00 Strike: $11.56 $0.00
Disclosure

SEC source: 0001140361-21-017924 · form4.xml · derivative · entry 3

Merton Carl A · CIK 0001860546 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 41,500 shares

Expires 2021-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2021 Filed May 18, 2021 23:11 UTC
Merton Carl AChief Financial Officer
Tax withholdingClass 2 Common Stock 36,779 $13.93 $512,331.47
Disclosure

SEC source: 0001140361-21-017924 · form4.xml · nonDerivative · entry 2

Merton Carl A · CIK 0001860546 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,826

F1 · shares: This amount represents the total amount of shares withheld to pay the option exercise price and the reporting person's tax obligations incurred in connection with the exercise of the stock option.

Read SEC document
May 14, 2021 Filed May 18, 2021 23:11 UTC
Merton Carl AChief Financial Officer
Exercise / conversionClass 2 Common Stock 41,500 $11.56 $479,740.00
Disclosure

SEC source: 0001140361-21-017924 · form4.xml · nonDerivative · entry 1

Merton Carl A · CIK 0001860546 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC
SIMON IRWIN DDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 25,852 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · derivative · entry 18

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,852

Underlying: Class 2 Common Stock · 25,852 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

F7 · derivative.exercise_date: On August 7, 2019, the reporting person was granted 51,704 restricted stock units with 50% vesting on August 7, 2020, and the remaining 50% vesting on August 7, 2021.

F7 · derivative.expiration_date: On August 7, 2019, the reporting person was granted 51,704 restricted stock units with 50% vesting on August 7, 2020, and the remaining 50% vesting on August 7, 2021.

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC
SIMON IRWIN DDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 20,750 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · derivative · entry 17

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 20,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

F6 · derivative.exercise_date: On February 24, 2019, the reporting person was granted 20,750 fully vested restricted stock units.

F6 · derivative.expiration_date: On February 24, 2019, the reporting person was granted 20,750 fully vested restricted stock units.

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC
SIMON IRWIN DDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 242,240 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · derivative · entry 16

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,554

Underlying: Class 2 Common Stock · 242,240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

F5 · derivative.exercise_date: On January 22, 2020, the reporting person was granted 726,794 restricted stock units, 33.33% of which vested on June 1, 2020; 33.33% will vest on June 1, 2021; and the remaining 33.34% will vest on June 1, 2022.

F5 · derivative.expiration_date: On January 22, 2020, the reporting person was granted 726,794 restricted stock units, 33.33% of which vested on June 1, 2020; 33.33% will vest on June 1, 2021; and the remaining 33.34% will vest on June 1, 2022.

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC
SIMON IRWIN DDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 20,750 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · derivative · entry 15

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 20,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

F4 · derivative.exercise_date: On January 22, 2020, the reporting person was granted 20,750 fully vested restricted stock units.

F4 · derivative.expiration_date: On January 22, 2020, the reporting person was granted 20,750 fully vested restricted stock units.

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC
SIMON IRWIN DDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 72,672 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · derivative · entry 14

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,366

Underlying: Class 2 Common Stock · 72,672 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

F3 · derivative.exercise_date: On January 22, 2020, the reporting person was granted 218,038 restricted stock units, 33.33% of which vested on June 1, 2020; 33.33% will vest on June 1, 2021; and the remaining 33.34% will vest on June 1, 2022.

F3 · derivative.expiration_date: On January 22, 2020, the reporting person was granted 218,038 restricted stock units, 33.33% of which vested on June 1, 2020; 33.33% will vest on June 1, 2021; and the remaining 33.34% will vest on June 1, 2022.

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC
SIMON IRWIN DDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 72,678 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · derivative · entry 13

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 72,678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

F2 · derivative.exercise_date: On January 22, 2020, the reporting person was granted 72,678 restricted stock units, with 100% vesting on June 1, 2020.

F2 · derivative.expiration_date: On January 22, 2020, the reporting person was granted 72,678 restricted stock units, with 100% vesting on June 1, 2020.

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC
SIMON IRWIN DDirector · President and CEO
Tax withholdingClass 2 Common Stock 13,787 $14.53 $200,325.11
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · nonDerivative · entry 12

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,320

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC
SIMON IRWIN DDirector · President and CEO
Exercise / conversionClass 2 Common Stock 25,852 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · nonDerivative · entry 11

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC
SIMON IRWIN DDirector · President and CEO
Tax withholdingClass 2 Common Stock 11,066 $14.53 $160,788.98
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · nonDerivative · entry 10

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,255

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC
SIMON IRWIN DDirector · President and CEO
Exercise / conversionClass 2 Common Stock 20,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · nonDerivative · entry 9

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC
SIMON IRWIN DDirector · President and CEO
Tax withholdingClass 2 Common Stock 129,187 $14.53 $1,877,087.11
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · nonDerivative · entry 8

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,571

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC
SIMON IRWIN DDirector · President and CEO
Exercise / conversionClass 2 Common Stock 242,240 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · nonDerivative · entry 7

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC
SIMON IRWIN DDirector · President and CEO
Tax withholdingClass 2 Common Stock 11,066 $14.53 $160,788.98
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · nonDerivative · entry 6

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,518

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC
SIMON IRWIN DDirector · President and CEO
Exercise / conversionClass 2 Common Stock 20,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · nonDerivative · entry 5

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC
SIMON IRWIN DDirector · President and CEO
Tax withholdingClass 2 Common Stock 38,756 $14.53 $563,124.68
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · nonDerivative · entry 4

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,834

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC
SIMON IRWIN DDirector · President and CEO
Exercise / conversionClass 2 Common Stock 72,672 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · nonDerivative · entry 3

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC
SIMON IRWIN DDirector · President and CEO
Tax withholdingClass 2 Common Stock 38,760 $14.53 $563,182.80
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · nonDerivative · entry 2

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,918

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC
SIMON IRWIN DDirector · President and CEO
Exercise / conversionClass 2 Common Stock 72,678 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · nonDerivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

Read SEC document
May 12, 2021 Filed May 15, 2021 00:26 UTC
Merton Carl AChief Financial Officer
SaleClass 2 Common Stock 89,000 $14.82 $1,318,980.00
Disclosure

SEC source: 0001140361-21-017512 · form4.xml · nonDerivative · entry 1

Merton Carl A · CIK 0001860546 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,105

F1 · kind: The shares were sold to satisfy tax obligations of the reporting person incurred in connection with the closing of the plan of arrangement (the "Arrangement") between Tilray, Inc. and Aphria Inc. on April 30, 2021, pursuant to which each common share of Aphria Inc. was exchanged for 0.8381 of a share of Class 2 common stock of Tilray, Inc.. The Arrangement was considered a taxable event for Canadian shareholders of Aphria Inc.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from CAD $17.80 to CAD $18.10, inclusive. The reporting person undertakes to provide to Tilray, Inc. any security holder of Tilray, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1). The weighted average price reported above was converted from the Canadian weighted average price of CAD $17.9857 to USD using an exchange rate of CAD $1.2133=USD $1.00.

Read SEC document
May 12, 2021 Filed May 14, 2021 20:57 UTC
Meiers James R.Head of Canada
Exercise / conversionRestricted Stock Units · Derivative 31,125 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-017518 · form4.xml · derivative · entry 3

Meiers James R. · CIK 0001860603 · Head of Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,125

Underlying: Class 2 Common Stock · 31,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 14, 2019, the reporting person was granted 62,250 restricted stock units, with 50% vesting on November 14, 2020, and the remaining 50% vesting on November 14, 2021.

F2 · derivative.expiration_date: On November 14, 2019, the reporting person was granted 62,250 restricted stock units, with 50% vesting on November 14, 2020, and the remaining 50% vesting on November 14, 2021.

Read SEC document
May 12, 2021 Filed May 14, 2021 20:57 UTC
Meiers James R.Head of Canada
Tax withholdingClass 2 Common Stock 7,299 $14.53 $106,054.47
Disclosure

SEC source: 0001140361-21-017518 · form4.xml · nonDerivative · entry 2

Meiers James R. · CIK 0001860603 · Head of Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,826

Read SEC document
May 12, 2021 Filed May 14, 2021 20:57 UTC
Meiers James R.Head of Canada
Exercise / conversionClass 2 Common Stock 31,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-017518 · form4.xml · nonDerivative · entry 1

Meiers James R. · CIK 0001860603 · Head of Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

Read SEC document
May 12, 2021 Filed May 15, 2021 00:54 UTC
FALTISCHEK DENISE MChief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 31,125 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-017516 · form4.xml · derivative · entry 3

FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,125

Underlying: Class 2 Common Stock · 31,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 14, 2019, the reporting person was granted 62,250 restricted stock units, with 50% vesting on November 14, 2020, and the remaining 50% vesting on November 14, 2021.

F2 · derivative.expiration_date: On November 14, 2019, the reporting person was granted 62,250 restricted stock units, with 50% vesting on November 14, 2020, and the remaining 50% vesting on November 14, 2021.

Read SEC document
May 12, 2021 Filed May 15, 2021 00:54 UTC
FALTISCHEK DENISE MChief Strategy Officer
Tax withholdingClass 2 Common Stock 10,608 $14.53 $154,134.24
Disclosure

SEC source: 0001140361-21-017516 · form4.xml · nonDerivative · entry 2

FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,517

Read SEC document
May 12, 2021 Filed May 15, 2021 00:54 UTC
FALTISCHEK DENISE MChief Strategy Officer
Exercise / conversionClass 2 Common Stock 31,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-017516 · form4.xml · nonDerivative · entry 1

FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

Read SEC document
May 03, 2021 Filed May 11, 2021 01:21 UTC
Levin Jon EdwardChief Operating Officer
Tax withholdingClass 2 Common Stock 29,741 $16.99 $505,299.59
Disclosure

SEC source: 0001140361-21-016729 · form4.xml · nonDerivative · entry 6

Levin Jon Edward · CIK 0001800868 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,857

Read SEC document
May 03, 2021 Filed May 11, 2021 01:21 UTC
Levin Jon EdwardChief Operating Officer
Tax withholdingClass 2 Common Stock 15,277 $16.99 $259,556.23
Disclosure

SEC source: 0001140361-21-016729 · form4.xml · nonDerivative · entry 4

Levin Jon Edward · CIK 0001800868 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,860

Read SEC document
May 03, 2021 Filed May 11, 2021 01:21 UTC
Levin Jon EdwardChief Operating Officer
Tax withholdingClass 2 Common Stock 34,932 $16.99 $593,494.68
Disclosure

SEC source: 0001140361-21-016729 · form4.xml · nonDerivative · entry 2

Levin Jon Edward · CIK 0001800868 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,994

Read SEC document
May 03, 2021 Filed May 11, 2021 19:13 UTC Amendment Tax withholdingClass 2 Common Stock 33,037 $16.99 $561,298.63
Disclosure

SEC source: 0001140361-21-016872 · form4.xml · nonDerivative · entry 2

Kennedy Brendan · CIK 0001746070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,914,810

F1 · acquired: On May 5, 2021, the reporting person filed a Form 4 (the "Original Form 4") which inadvertently failed to report (i) the withholding of shares of Class 2 Common Stock of Tilray, Inc., which occurred on May 3, 2021, in order to satisfy the reporting person's tax obligations in connection with two April 30, 2021 vestings (in the amounts of 73,953 and 76,000) of restricted stock units ("RSUs") (as reported in the Original Form 4) and (ii) the shares of Class 2 Common Stock over which Mr. Kennedy has indirect beneficial ownership.

Read SEC document
May 03, 2021 Filed May 11, 2021 19:13 UTC Amendment Tax withholdingClass 2 Common Stock 32,148 $16.99 $546,194.52
Disclosure

SEC source: 0001140361-21-016872 · form4.xml · nonDerivative · entry 1

Kennedy Brendan · CIK 0001746070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,947,847

F1 · acquired: On May 5, 2021, the reporting person filed a Form 4 (the "Original Form 4") which inadvertently failed to report (i) the withholding of shares of Class 2 Common Stock of Tilray, Inc., which occurred on May 3, 2021, in order to satisfy the reporting person's tax obligations in connection with two April 30, 2021 vestings (in the amounts of 73,953 and 76,000) of restricted stock units ("RSUs") (as reported in the Original Form 4) and (ii) the shares of Class 2 Common Stock over which Mr. Kennedy has indirect beneficial ownership.

Read SEC document
April 30, 2021 Filed May 5, 2021 01:41 UTC
SIMON IRWIN DDirector · President & CEO
GrantRestricted Stock Units · Derivative 360,502 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-015804 · form4.xml · derivative · entry 9

SIMON IRWIN D · CIK 0000922748 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,502

Underlying: Class 2 Common Stock · 360,502 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock.

F7 · derivative.exercise_date: Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units shall vest on August 12, 2021 with the remaining 50% vesting on August 12, 2022.

F7 · derivative.expiration_date: Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units shall vest on August 12, 2021 with the remaining 50% vesting on August 12, 2022.

Read SEC document
April 30, 2021 Filed May 5, 2021 01:41 UTC
SIMON IRWIN DDirector · President & CEO
GrantRestricted Stock Units · Derivative 726,794 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-015804 · form4.xml · derivative · entry 8

SIMON IRWIN D · CIK 0000922748 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,794

Underlying: Class 2 Common Stock · 726,794 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock.

F6 · derivative.exercise_date: Subject to the Reporting Person's continuing service with the Company, 33.33% vested on June 1, 2020; 33.33% will vest on June 1, 2021; and the remaining 33.34% will vest on June 1, 2022.

F6 · derivative.expiration_date: Subject to the Reporting Person's continuing service with the Company, 33.33% vested on June 1, 2020; 33.33% will vest on June 1, 2021; and the remaining 33.34% will vest on June 1, 2022.

Read SEC document
April 30, 2021 Filed May 5, 2021 01:41 UTC
SIMON IRWIN DDirector · President & CEO
GrantRestricted Stock Units · Derivative 218,038 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-015804 · form4.xml · derivative · entry 7

SIMON IRWIN D · CIK 0000922748 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,038

Underlying: Class 2 Common Stock · 218,038 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock.

F6 · derivative.exercise_date: Subject to the Reporting Person's continuing service with the Company, 33.33% vested on June 1, 2020; 33.33% will vest on June 1, 2021; and the remaining 33.34% will vest on June 1, 2022.

F6 · derivative.expiration_date: Subject to the Reporting Person's continuing service with the Company, 33.33% vested on June 1, 2020; 33.33% will vest on June 1, 2021; and the remaining 33.34% will vest on June 1, 2022.

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April 30, 2021 Filed May 5, 2021 01:41 UTC
SIMON IRWIN DDirector · President & CEO
GrantRestricted Stock Units · Derivative 72,678 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-015804 · form4.xml · derivative · entry 6

SIMON IRWIN D · CIK 0000922748 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,678

Underlying: Class 2 Common Stock · 72,678 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing service with the Company, 100% of the restricted stock units are vested.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuing service with the Company, 100% of the restricted stock units are vested.

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April 30, 2021 Filed May 5, 2021 01:41 UTC
SIMON IRWIN DDirector · President & CEO
GrantRestricted Stock Units · Derivative 20,750 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-015804 · form4.xml · derivative · entry 5

SIMON IRWIN D · CIK 0000922748 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,750

Underlying: Class 2 Common Stock · 20,750 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing service with the Company, 100% of the restricted stock units are vested.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuing service with the Company, 100% of the restricted stock units are vested.

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April 30, 2021 Filed May 5, 2021 01:41 UTC
SIMON IRWIN DDirector · President & CEO
GrantRestricted Stock Units · Derivative 51,704 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-015804 · form4.xml · derivative · entry 4

SIMON IRWIN D · CIK 0000922748 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,704

Underlying: Class 2 Common Stock · 51,704 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock.

F5 · derivative.exercise_date: Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units vested on August 7, 2020 with the remaining 50% vesting on August 7, 2021.

F5 · derivative.expiration_date: Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units vested on August 7, 2020 with the remaining 50% vesting on August 7, 2021.

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April 30, 2021 Filed May 5, 2021 01:41 UTC
SIMON IRWIN DDirector · President & CEO
GrantRestricted Stock Units · Derivative 20,750 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-015804 · form4.xml · derivative · entry 3

SIMON IRWIN D · CIK 0000922748 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,750

Underlying: Class 2 Common Stock · 20,750 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing service with the Company, 100% of the restricted stock units are vested.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuing service with the Company, 100% of the restricted stock units are vested.

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April 30, 2021 Filed May 5, 2021 01:41 UTC
SIMON IRWIN DDirector · President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 31,887 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001140361-21-015804 · form4.xml · derivative · entry 2

SIMON IRWIN D · CIK 0000922748 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,887

Underlying: Class 2 Common Stock · 31,887 shares

Expires 2024-08-07

F2 · derivative.exercise_date: Subject to such person's continuing service with the Company, the options shall vest as follows: 33.33% on August 7, 2020; 33.33% on August 7, 2021; and the remaining 33.34% shall vest on August 7, 2022.

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April 30, 2021 Filed May 5, 2021 01:41 UTC
SIMON IRWIN DDirector · President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 830,000 $0.00 Strike: $16.04 $0.00
Disclosure

SEC source: 0001140361-21-015804 · form4.xml · derivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 830,000

Underlying: Class 2 Common Stock · 830,000 shares

Expires 2024-02-24

F1 · derivative.exercise_date: The options are 100% vested.

Read SEC document
April 30, 2021 Filed May 5, 2021 01:54 UTC
FALTISCHEK DENISE MChief Strategy Officer
GrantRestricted Stock Units · Derivative 52,887 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-015810 · form4.xml · derivative · entry 3

FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,887

Underlying: Class 2 Common Stock · 52,887 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units will vest on August 12, 2021 with the remaining 50% vesting on August 12, 2022.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units will vest on August 12, 2021 with the remaining 50% vesting on August 12, 2022.

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April 30, 2021 Filed May 5, 2021 01:54 UTC
FALTISCHEK DENISE MChief Strategy Officer
GrantRestricted Stock Units · Derivative 62,250 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-015810 · form4.xml · derivative · entry 2

FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,250

Underlying: Class 2 Common Stock · 62,250 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units vested on November 14, 2020 with the remaining 50% vesting on November 14, 2021.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units vested on November 14, 2020 with the remaining 50% vesting on November 14, 2021.

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April 30, 2021 Filed May 5, 2021 01:54 UTC
FALTISCHEK DENISE MChief Strategy Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 249,000 $0.00 Strike: $7.99 $0.00
Disclosure

SEC source: 0001140361-21-015810 · form4.xml · derivative · entry 1

FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,000

Underlying: Class 2 Common Stock · 249,000 shares

Expires 2024-10-17

F1 · derivative.exercise_date: The options are 100% vested.

Read SEC document
April 30, 2021 Filed May 5, 2021 01:52 UTC GrantRestricted (Deferred) Stock Units · Derivative 20,750 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-015809 · form4.xml · derivative · entry 15

Persofsky Renah · CIK 0001835209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,750

Underlying: Class 2 Common Stock · 20,750 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted (deferred) stock unit is the economic equivalent of one share of Tilray, Inc. Class 2 Common Stock.

F6 · derivative.exercise_date: The restricted (deferred) stock units shall vest 25% quarterly beginning on August 31, 2020; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and do not convert into shares of Tilray, Inc. until the Reporting Person ceases to serves as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray Class 2 Common Stock will be delivered for each restricted (deferred) stock unit held.

F6 · derivative.expiration_date: The restricted (deferred) stock units shall vest 25% quarterly beginning on August 31, 2020; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and do not convert into shares of Tilray, Inc. until the Reporting Person ceases to serves as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray Class 2 Common Stock will be delivered for each restricted (deferred) stock unit held.

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April 30, 2021 Filed May 5, 2021 01:52 UTC GrantRestricted (Deferred) Stock Units · Derivative 5,329 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-015809 · form4.xml · derivative · entry 14

Persofsky Renah · CIK 0001835209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,329

Underlying: Class 2 Common Stock · 5,329 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted (deferred) stock unit is the economic equivalent of one share of Tilray, Inc. Class 2 Common Stock.

F5 · derivative.exercise_date: The restricted (deferred) stock units are fully vested; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and may not be converted into shares of Tilray, Inc. until the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray Class 2 Common Stock will be delivered for each restricted stock unit held.

F5 · derivative.expiration_date: The restricted (deferred) stock units are fully vested; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and may not be converted into shares of Tilray, Inc. until the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray Class 2 Common Stock will be delivered for each restricted stock unit held.

Read SEC document
April 30, 2021 Filed May 5, 2021 01:52 UTC GrantRestricted (Deferred) Stock Units · Derivative 6,274 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-015809 · form4.xml · derivative · entry 13

Persofsky Renah · CIK 0001835209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,274

Underlying: Class 2 Common Stock · 6,274 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted (deferred) stock unit is the economic equivalent of one share of Tilray, Inc. Class 2 Common Stock.

F5 · derivative.exercise_date: The restricted (deferred) stock units are fully vested; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and may not be converted into shares of Tilray, Inc. until the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray Class 2 Common Stock will be delivered for each restricted stock unit held.

F5 · derivative.expiration_date: The restricted (deferred) stock units are fully vested; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and may not be converted into shares of Tilray, Inc. until the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray Class 2 Common Stock will be delivered for each restricted stock unit held.

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April 30, 2021 Filed May 5, 2021 01:52 UTC GrantRestricted (Deferred) Stock Units · Derivative 4,947 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-015809 · form4.xml · derivative · entry 12

Persofsky Renah · CIK 0001835209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,947

Underlying: Class 2 Common Stock · 4,947 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted (deferred) stock unit is the economic equivalent of one share of Tilray, Inc. Class 2 Common Stock.

F5 · derivative.exercise_date: The restricted (deferred) stock units are fully vested; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and may not be converted into shares of Tilray, Inc. until the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray Class 2 Common Stock will be delivered for each restricted stock unit held.

F5 · derivative.expiration_date: The restricted (deferred) stock units are fully vested; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and may not be converted into shares of Tilray, Inc. until the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray Class 2 Common Stock will be delivered for each restricted stock unit held.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.