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TIMKEN CO

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1862
SEC CIK
0000098362
Parsed reports
490

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202603
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2017 Filed Aug 8, 2017 20:26 UTC Tax withholdingCommon Stock (Restricted) 4,110 $44.83 $184,251.30
Disclosure

SEC source: 0000098362-17-000101 · wf-form4_150222397510140.xml · nonDerivative · entry 1

Fracassa Philip D. · CIK 0001598539 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,428

F1 · shares: Shares withheld for taxes upon vesting of 100% of the grant of 10,000 restricted shares previously filed on Form 3 dated February 14, 2014.

Read SEC document
August 06, 2017 Filed Aug 8, 2017 20:25 UTC
Kyle Richard GDirector · President and CEO
Tax withholdingCommon Stock (Restricted) 11,363 $44.83 $509,403.29
Disclosure

SEC source: 0000098362-17-000100 · wf-form4_150222393262940.xml · nonDerivative · entry 1

Kyle Richard G · CIK 0001507947 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,636

F1 · shares: Shares withheld for taxes upon vesting of restricted share grant previously filed on Form 4 dated August 6, 2012.

Read SEC document
August 01, 2017 Filed Aug 1, 2017 20:22 UTC GrantCommon Stock (Restricted) 2,000 $0.00 $0.00
Disclosure

SEC source: 0000098362-17-000096 · wf-form4_150161891595149.xml · nonDerivative · entry 1

Harrell Elizabeth Ann · CIK 0001712462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · shares: Grant of 2,000 restricted shares that vest 20% per year.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 13:46 UTC SaleCommon Stock 1,300 $46.02 $59,826.00
Disclosure

SEC source: 0000098362-17-000078 · wf-form4_149632476831821.xml · nonDerivative · entry 1

WOODS JACQUELINE F · CIK 0001220226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,249

Read SEC document
May 31, 2017 Filed Jun 2, 2017 19:31 UTC OtherCommon Stock 18,404 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023516 · doc1.xml · nonDerivative · entry 3

TIMKEN WARD J JR · CIK 0001205047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Savings Inv. Plan

Disclosed balance after: 0

F5 · kind: Employer no longer allowed shares of another company to be held in retirement plan, forcing the sale and reallocation of funds.

Read SEC document
May 30, 2017 Filed May 31, 2017 20:11 UTC
Cheverine CarolynEVP, GC and Secretary
GrantEmployee Stock Option (right to buy) · Derivative 35,441 $0.00 Strike: $46.40 $0.00
Disclosure

SEC source: 0000098362-17-000075 · wf-form4_149626148653263.xml · derivative · entry 2

Cheverine Carolyn · CIK 0001534211 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,441

Underlying: Common Stock · 35,441 shares

Expires 2027-05-30

F2 · derivative.exercise_date: These options will become exercisable in annual 25 percent increments beginning on May 30, 2018.

Read SEC document
May 30, 2017 Filed May 31, 2017 20:11 UTC
Cheverine CarolynEVP, GC and Secretary
GrantCommon Stock (Restricted) 11,961 $0.00 $0.00
Disclosure

SEC source: 0000098362-17-000075 · wf-form4_149626148653263.xml · nonDerivative · entry 1

Cheverine Carolyn · CIK 0001534211 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,961

F1 · shares: Grant of 11,961 deferred shares that vest 100% on May 30, 2022.

Read SEC document
May 10, 2017 Filed May 12, 2017 18:39 UTC
BURKHART WILLIAM REVP, GC and Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,937 $0.00 Strike: $41.79 $0.00
Disclosure

SEC source: 0000098362-17-000065 · wf-form4_149461435426491.xml · derivative · entry 13

BURKHART WILLIAM R · CIK 0001234017 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,938

Underlying: Common Stock · 7,937 shares

Expires 2025-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 7,937 stock options from 2-12-15 grant of 15,875 stock options (previously reported on Form 4). The stock options vest in 25% increments per year from the grant date.

Read SEC document
May 10, 2017 Filed May 12, 2017 18:39 UTC
BURKHART WILLIAM REVP, GC and Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,075 $0.00 Strike: $41.15 $0.00
Disclosure

SEC source: 0000098362-17-000065 · wf-form4_149461435426491.xml · derivative · entry 12

BURKHART WILLIAM R · CIK 0001234017 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,025

Underlying: Common Stock · 12,075 shares

Expires 2024-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 12,075 stock options from 2-13-14 grant of 16,100 stock options (previously reported on Form 4). The stock options vest in 25% increments per year from the grant date.

Read SEC document
May 10, 2017 Filed May 12, 2017 18:39 UTC
BURKHART WILLIAM REVP, GC and Secretary
Exercise / conversionEmployee stock option - right to buy · Derivative 14,400 $0.00 Strike: $40.56 $0.00
Disclosure

SEC source: 0000098362-17-000065 · wf-form4_149461435426491.xml · derivative · entry 11

BURKHART WILLIAM R · CIK 0001234017 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,400 shares

Expires 2023-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 14,400 stock options granted on 2-7-13 (previously reported on Form 4) that vested in 25% increments per year from the date of grant.

Read SEC document
May 10, 2017 Filed May 12, 2017 18:39 UTC
BURKHART WILLIAM REVP, GC and Secretary
SaleCommon Stock 7,614 $47.93 $364,939.02
Disclosure

SEC source: 0000098362-17-000065 · wf-form4_149461435426491.xml · nonDerivative · entry 9

BURKHART WILLIAM R · CIK 0001234017 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,240

Read SEC document
May 10, 2017 Filed May 12, 2017 18:39 UTC
BURKHART WILLIAM REVP, GC and Secretary
Tax withholdingCommon Stock 323 $48.15 $15,552.45
Disclosure

SEC source: 0000098362-17-000065 · wf-form4_149461435426491.xml · nonDerivative · entry 8

BURKHART WILLIAM R · CIK 0001234017 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,854

Read SEC document
May 10, 2017 Filed May 12, 2017 18:39 UTC
BURKHART WILLIAM REVP, GC and Secretary
Exercise / conversionCommon Stock 7,937 $41.79 $331,687.23
Disclosure

SEC source: 0000098362-17-000065 · wf-form4_149461435426491.xml · nonDerivative · entry 7

BURKHART WILLIAM R · CIK 0001234017 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2017 Filed May 12, 2017 18:39 UTC
BURKHART WILLIAM REVP, GC and Secretary
SaleCommon Stock 11,437 $47.94 $548,289.78
Disclosure

SEC source: 0000098362-17-000065 · wf-form4_149461435426491.xml · nonDerivative · entry 6

BURKHART WILLIAM R · CIK 0001234017 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,240

Read SEC document
May 10, 2017 Filed May 12, 2017 18:39 UTC
BURKHART WILLIAM REVP, GC and Secretary
Tax withholdingCommon Stock 638 $48.13 $30,706.94
Disclosure

SEC source: 0000098362-17-000065 · wf-form4_149461435426491.xml · nonDerivative · entry 5

BURKHART WILLIAM R · CIK 0001234017 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,677

Read SEC document
May 10, 2017 Filed May 12, 2017 18:39 UTC
BURKHART WILLIAM REVP, GC and Secretary
Exercise / conversionCommon Stock 12,075 $41.15 $496,886.25
Disclosure

SEC source: 0000098362-17-000065 · wf-form4_149461435426491.xml · nonDerivative · entry 4

BURKHART WILLIAM R · CIK 0001234017 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2017 Filed May 12, 2017 18:39 UTC
BURKHART WILLIAM REVP, GC and Secretary
SaleCommon Stock 13,529 $47.94 $648,580.26
Disclosure

SEC source: 0000098362-17-000065 · wf-form4_149461435426491.xml · nonDerivative · entry 3

BURKHART WILLIAM R · CIK 0001234017 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,240

Read SEC document
May 10, 2017 Filed May 12, 2017 18:39 UTC
BURKHART WILLIAM REVP, GC and Secretary
Tax withholdingCommon Stock 871 $48.13 $41,921.23
Disclosure

SEC source: 0000098362-17-000065 · wf-form4_149461435426491.xml · nonDerivative · entry 2

BURKHART WILLIAM R · CIK 0001234017 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,769

Read SEC document
May 10, 2017 Filed May 12, 2017 18:39 UTC
BURKHART WILLIAM REVP, GC and Secretary
Exercise / conversionCommon Stock 14,400 $40.56 $584,064.00
Disclosure

SEC source: 0000098362-17-000065 · wf-form4_149461435426491.xml · nonDerivative · entry 1

BURKHART WILLIAM R · CIK 0001234017 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 9, 2017 18:54 UTC GrantCommon Stock 2,510 $0.00 $0.00
Disclosure

SEC source: 0000098362-17-000060 · wf-form4_149435606487098.xml · nonDerivative · entry 1

MAPES CHRISTOPHER L · CIK 0001219555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,050

F1 · shares: Grant of restricted shares that vest 100% one year from the date of grant.

Read SEC document
May 09, 2017 Filed May 9, 2017 18:53 UTC GrantCommon Stock 2,510 $0.00 $0.00
Disclosure

SEC source: 0000098362-17-000057 · wf-form4_149435600397801.xml · nonDerivative · entry 1

SULLIVAN FRANK C · CIK 0001224025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,932

F1 · shares: Grant of restricted shares that vest 100% one year from the date of grant.

Read SEC document
May 09, 2017 Filed May 9, 2017 18:55 UTC GrantCommon Stock 2,510 $0.00 $0.00
Disclosure

SEC source: 0000098362-17-000063 · wf-form4_149435612889502.xml · nonDerivative · entry 1

Crowe Maria A · CIK 0001538603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,497

F1 · shares: Grant of restricted shares that vest 100% one year from the date of grant.

F2 · balance_after: Includes 239 shares earned through dividend reinvestment in 2016.

Read SEC document
May 09, 2017 Filed May 9, 2017 18:55 UTC GrantCommon Stock 2,510 $0.00 $0.00
Disclosure

SEC source: 0000098362-17-000062 · wf-form4_149435610230184.xml · nonDerivative · entry 1

PALMER JAMES F · CIK 0001013088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,095

F1 · shares: Grant of restricted shares that vest 100% one year from the date of grant.

Read SEC document
May 09, 2017 Filed May 9, 2017 18:54 UTC GrantCommon Stock 2,510 $0.00 $0.00
Disclosure

SEC source: 0000098362-17-000061 · wf-form4_149435608517741.xml · nonDerivative · entry 1

LUKE JOHN A JR · CIK 0001144935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,426

F1 · shares: Grant of restricted shares that vest 100% one year from the date of grant.

F2 · balance_after: Includes 1,540 shares earned through dividend reinvestment in 2016.

Read SEC document
May 09, 2017 Filed May 9, 2017 18:54 UTC GrantCommon Stock 2,510 $0.00 $0.00
Disclosure

SEC source: 0000098362-17-000059 · wf-form4_149435604460964.xml · nonDerivative · entry 1

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,140

F1 · shares: Grant of restricted shares that vest 100% one year from the date of grant.

Read SEC document
May 09, 2017 Filed May 9, 2017 18:53 UTC GrantCommon Stock 2,510 $0.00 $0.00
Disclosure

SEC source: 0000098362-17-000058 · wf-form4_149435602394285.xml · nonDerivative · entry 1

RALSTON JOSEPH W · CIK 0001225963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,273

F1 · shares: Grant of restricted shares that vest 100% one year from the date of grant.

F2 · balance_after: Includes 999 shares earned through dividend reinvestment in 2016.

Read SEC document
May 09, 2017 Filed May 9, 2017 18:53 UTC GrantCommon Stock 2,510 $0.00 $0.00
Disclosure

SEC source: 0000098362-17-000056 · wf-form4_149435598688688.xml · nonDerivative · entry 1

WOODS JACQUELINE F · CIK 0001220226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,549

F1 · shares: Grant of restricted shares that vest 100% one year from the date of grant.

F2 · balance_after: Includes 22 shares earned through dividend reinvestment in 2016.

Read SEC document
May 09, 2017 Filed May 10, 2017 20:04 UTC GrantCommon Stock 2,510 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-019337 · doc1.xml · nonDerivative · entry 1

TIMKEN JOHN M JR · CIK 0001203971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,209

F5 · shares: Grant of restricted shares that vest 100% one year from the date of grant.

Read SEC document
May 09, 2017 Filed May 10, 2017 20:07 UTC GrantCommon Stock 2,510 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-019344 · doc1.xml · nonDerivative · entry 1

TIMKEN WARD J JR · CIK 0001205047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,752

F5 · shares: Grant of restricted shares that vest 100% one year from the date of the grant.

Read SEC document
April 28, 2017 Filed May 1, 2017 19:41 UTC
Myers Ronald JVP - Human Resources
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,887 $48.12 Strike: $27.75 $138,922.44
Disclosure

SEC source: 0000098362-17-000047 · wf-form4_149366765792066.xml · derivative · entry 9

Myers Ronald J · CIK 0001674190 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,663

Underlying: Common Stock · 2,887 shares

Expires 2026-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 2,887 stock options granted on 2-11-16 (previously reported on Form 4) that vested in 25% increments per year from the date of grant.

Read SEC document
April 28, 2017 Filed May 1, 2017 19:41 UTC
Myers Ronald JVP - Human Resources
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,375 $48.12 Strike: $16.34 $162,405.00
Disclosure

SEC source: 0000098362-17-000047 · wf-form4_149366765792066.xml · derivative · entry 8

Myers Ronald J · CIK 0001674190 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,375 shares

Expires 2020-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 3,375 stock options granted on 2-8-10 (previously reported on Form 4) that vested in 25% increments per year from the date of grant.

Read SEC document
April 28, 2017 Filed May 1, 2017 19:41 UTC
Myers Ronald JVP - Human Resources
SaleCommon Stock 2,510 $48.12 $120,781.20
Disclosure

SEC source: 0000098362-17-000047 · wf-form4_149366765792066.xml · nonDerivative · entry 6

Myers Ronald J · CIK 0001674190 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,078

Read SEC document
April 28, 2017 Filed May 1, 2017 19:41 UTC
Myers Ronald JVP - Human Resources
Tax withholdingCommon Stock 377 $48.12 $18,141.24
Disclosure

SEC source: 0000098362-17-000047 · wf-form4_149366765792066.xml · nonDerivative · entry 5

Myers Ronald J · CIK 0001674190 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,588

Read SEC document
April 28, 2017 Filed May 1, 2017 19:41 UTC
Myers Ronald JVP - Human Resources
Exercise / conversionCommon Stock 2,887 $27.75 $80,114.25
Disclosure

SEC source: 0000098362-17-000047 · wf-form4_149366765792066.xml · nonDerivative · entry 4

Myers Ronald J · CIK 0001674190 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2017 Filed May 1, 2017 19:41 UTC
Myers Ronald JVP - Human Resources
SaleCommon Stock 2,688 $48.12 $129,346.56
Disclosure

SEC source: 0000098362-17-000047 · wf-form4_149366765792066.xml · nonDerivative · entry 3

Myers Ronald J · CIK 0001674190 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,078

Read SEC document
April 28, 2017 Filed May 1, 2017 19:41 UTC
Myers Ronald JVP - Human Resources
Tax withholdingCommon Stock 687 $48.12 $33,058.44
Disclosure

SEC source: 0000098362-17-000047 · wf-form4_149366765792066.xml · nonDerivative · entry 2

Myers Ronald J · CIK 0001674190 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,766

Read SEC document
April 28, 2017 Filed May 1, 2017 19:41 UTC
Myers Ronald JVP - Human Resources
Exercise / conversionCommon Stock 3,375 $16.34 $55,147.50
Disclosure

SEC source: 0000098362-17-000047 · wf-form4_149366765792066.xml · nonDerivative · entry 1

Myers Ronald J · CIK 0001674190 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Jan 30, 2018 17:21 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-003740 · doc1.xml · nonDerivative · entry 1

TIMKEN JOHN M JR · CIK 0001203971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,209

Read SEC document
February 21, 2017 Filed Feb 22, 2017 22:33 UTC
Chadwick Shelly MarieChief Accounting Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 1,185 $0.00 Strike: $27.75 $0.00
Disclosure

SEC source: 0000098362-17-000036 · wf-form4_148780278330441.xml · derivative · entry 6

Chadwick Shelly Marie · CIK 0001688289 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,555

Underlying: Common Stock · 1,185 shares

Expires 2026-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1,185 stock options from 2-11-16 grant of 4,740 stock options (previously reported on Form 4). The stock options vest in 25% increments from the date of grant.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 22:33 UTC
Chadwick Shelly MarieChief Accounting Officer
SaleCommon Stock 1,276 $44.70 $57,037.20
Disclosure

SEC source: 0000098362-17-000036 · wf-form4_148780278330441.xml · nonDerivative · entry 4

Chadwick Shelly Marie · CIK 0001688289 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 977

Read SEC document
February 21, 2017 Filed Feb 22, 2017 22:33 UTC
Chadwick Shelly MarieChief Accounting Officer
SaleCommon Stock 1,046 $44.80 $46,860.80
Disclosure

SEC source: 0000098362-17-000036 · wf-form4_148780278330441.xml · nonDerivative · entry 3

Chadwick Shelly Marie · CIK 0001688289 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,253

Read SEC document
February 21, 2017 Filed Feb 22, 2017 22:33 UTC
Chadwick Shelly MarieChief Accounting Officer
Tax withholdingCommon Stock 139 $44.80 $6,227.20
Disclosure

SEC source: 0000098362-17-000036 · wf-form4_148780278330441.xml · nonDerivative · entry 2

Chadwick Shelly Marie · CIK 0001688289 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,299

Read SEC document
February 21, 2017 Filed Feb 22, 2017 22:33 UTC
Chadwick Shelly MarieChief Accounting Officer
Exercise / conversionCommon Stock 1,185 $27.75 $32,883.75
Disclosure

SEC source: 0000098362-17-000036 · wf-form4_148780278330441.xml · nonDerivative · entry 1

Chadwick Shelly Marie · CIK 0001688289 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 22:32 UTC Exercise / conversionEmployee Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $22.13 $0.00
Disclosure

SEC source: 0000098362-17-000035 · wf-form4_148780275620288.xml · derivative · entry 5

Fracassa Philip D. · CIK 0001598539 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 5,000 stock options from 2-4-2008 grant of 7,500 stock options (previously reported on a Form 4). The stock options vested in 25% increments per year from the date of grant.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 22:32 UTC SaleCommon Stock 4,222 $44.48 $187,794.56
Disclosure

SEC source: 0000098362-17-000035 · wf-form4_148780275620288.xml · nonDerivative · entry 3

Fracassa Philip D. · CIK 0001598539 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,538

Read SEC document
February 21, 2017 Filed Feb 22, 2017 22:32 UTC Tax withholdingCommon Stock 778 $44.48 $34,605.44
Disclosure

SEC source: 0000098362-17-000035 · wf-form4_148780275620288.xml · nonDerivative · entry 2

Fracassa Philip D. · CIK 0001598539 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,760

Read SEC document
February 21, 2017 Filed Feb 22, 2017 22:32 UTC Exercise / conversionCommon Stock 5,000 $22.13 $110,650.00
Disclosure

SEC source: 0000098362-17-000035 · wf-form4_148780275620288.xml · nonDerivative · entry 1

Fracassa Philip D. · CIK 0001598539 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 21, 2017 Filed Feb 23, 2017 18:09 UTC
Coughlin Christopher AEVP & Group President
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 4,275 $0.00 Strike: $16.34 $0.00
Disclosure

SEC source: 0000098362-17-000038 · wf-form4_148787335379997.xml · derivative · entry 5

Coughlin Christopher A · CIK 0001508035 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,275 shares

Expires 2020-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 4,275 stock options granted on 2-8-10 (previously reported on Form 4) that vested in 25% increments per year from the date of grant.

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February 21, 2017 Filed Feb 23, 2017 18:09 UTC
Coughlin Christopher AEVP & Group President
SaleCommon Stock 3,184 $44.51 $141,719.84
Disclosure

SEC source: 0000098362-17-000038 · wf-form4_148787335379997.xml · nonDerivative · entry 3

Coughlin Christopher A · CIK 0001508035 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,987

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February 21, 2017 Filed Feb 23, 2017 18:09 UTC
Coughlin Christopher AEVP & Group President
Tax withholdingCommon Stock 1,091 $44.51 $48,560.41
Disclosure

SEC source: 0000098362-17-000038 · wf-form4_148787335379997.xml · nonDerivative · entry 2

Coughlin Christopher A · CIK 0001508035 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,171

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.