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TIMKEN CO

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1862
SEC CIK
0000098362
Parsed reports
490

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202603
Jun 202601
Jul 202600
Aug 202601
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 05, 2018 Filed Nov 6, 2018 21:48 UTC PurchaseCommon Stock 5,000 $41.05 $205,250.00
Disclosure

SEC source: 0000098362-18-000110 · wf-form4_154154089946116.xml · nonDerivative · entry 1

SULLIVAN FRANK C · CIK 0001224025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,932

Read SEC document
August 22, 2018 Filed Jan 22, 2019 21:32 UTC OtherCommon Stock 11,111 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-001439 · doc1.xml · nonDerivative · entry 6

TIMKEN JOHN M JR · CIK 0001203971 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Advisor of Trust

Disclosed balance after: 88,888

F5 · ownership.nature: Advisor for three sub trusts for John M Timken No.1, Fund A

Read SEC document
August 21, 2018 Filed Aug 22, 2018 21:21 UTC Amendment
Chadwick Shelly MarieChief Accounting Officer
OtherCommon Stock 71 $0.00 $0.00
Disclosure

SEC source: 0000098362-18-000096 · wf-form4a_153497285722114.xml · nonDerivative · entry 1

Chadwick Shelly Marie · CIK 0001688289 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,846

F1 · kind: Due to an admninistrative error, the amount of securities beneficially owned following the transaction reported on Form 4 filed on August 22, 2018 was overstated by 71 shares.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 20:35 UTC
Chadwick Shelly MarieChief Accounting Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 1,185 $0.00 Strike: $27.75 $0.00
Disclosure

SEC source: 0000098362-18-000094 · wf-form4_153497014326995.xml · derivative · entry 5

Chadwick Shelly Marie · CIK 0001688289 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,370

Underlying: Common Stock · 1,185 shares

Expires 2026-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1,185 stock options from 2-11-16 grant of 4,740 stock options (previously reported on Form 4). The stock options vest in 25% increments from the date of grant.

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August 21, 2018 Filed Aug 22, 2018 20:35 UTC
Chadwick Shelly MarieChief Accounting Officer
SaleCommon Stock 1,043 $48.85 $50,950.55
Disclosure

SEC source: 0000098362-18-000094 · wf-form4_153497014326995.xml · nonDerivative · entry 3

Chadwick Shelly Marie · CIK 0001688289 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,917

F1 · price: This transaction was executed in multiple trades at prices ranging from $48.85 to $48.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 20:35 UTC
Chadwick Shelly MarieChief Accounting Officer
Tax withholdingCommon Stock 142 $48.95 $6,950.90
Disclosure

SEC source: 0000098362-18-000094 · wf-form4_153497014326995.xml · nonDerivative · entry 2

Chadwick Shelly Marie · CIK 0001688289 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,960

Read SEC document
August 21, 2018 Filed Aug 22, 2018 20:35 UTC
Chadwick Shelly MarieChief Accounting Officer
Exercise / conversionCommon Stock 1,185 $27.75 $32,883.75
Disclosure

SEC source: 0000098362-18-000094 · wf-form4_153497014326995.xml · nonDerivative · entry 1

Chadwick Shelly Marie · CIK 0001688289 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2018 Filed Aug 13, 2018 20:54 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $16.34 $0.00
Disclosure

SEC source: 0000098362-18-000092 · wf-form4_153419363828442.xml · derivative · entry 5

Fracassa Philip D. · CIK 0001598539 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2020-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2018 Filed Aug 13, 2018 20:54 UTC SaleCommon Stock 3,582 $48.39 $173,332.98
Disclosure

SEC source: 0000098362-18-000092 · wf-form4_153419363828442.xml · nonDerivative · entry 3

Fracassa Philip D. · CIK 0001598539 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,534

F1 · price: This transaction was executed in multiple trades at prices ranging from $48.33 to $48.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 10, 2018 Filed Aug 13, 2018 20:54 UTC Tax withholdingCommon Stock 1,418 $48.35 $68,560.30
Disclosure

SEC source: 0000098362-18-000092 · wf-form4_153419363828442.xml · nonDerivative · entry 2

Fracassa Philip D. · CIK 0001598539 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,116

Read SEC document
August 10, 2018 Filed Aug 13, 2018 20:54 UTC Exercise / conversionCommon Stock 5,000 $16.34 $81,700.00
Disclosure

SEC source: 0000098362-18-000092 · wf-form4_153419363828442.xml · nonDerivative · entry 1

Fracassa Philip D. · CIK 0001598539 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2018 Filed May 31, 2018 19:49 UTC Exercise / conversionNonqualified Stock Option (Right to buy) · Derivative 31,150 $0.00 Strike: $16.34 $0.00
Disclosure

SEC source: 0001140361-18-026522 · doc1.xml · derivative · entry 11

TIMKEN WARD J JR · CIK 0001205047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,450

Underlying: Common Stock · 104,600 shares

Expires 2020-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Non-qualified stock option with limited transferability granted pursuant to The Timken Company Long-Term Incentive plan. Option becomes exercisable upon the occurrence of a change in control of the Company or other similar event.

F5 · derivative.exercise_date: Non-qualified stock option with limited transferability granted pursuant to The Timken Company Long-Term Incentive plan. Option becomes exercisable upon the occurrence of a change in control of the Company or other similar event.

Read SEC document
May 30, 2018 Filed May 31, 2018 19:49 UTC SaleCommon Stock 4,002 $49.10 $196,493.40
Disclosure

SEC source: 0001140361-18-026522 · doc1.xml · nonDerivative · entry 4

TIMKEN WARD J JR · CIK 0001205047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,995

Read SEC document
May 30, 2018 Filed May 31, 2018 19:49 UTC Tax withholdingCommon Stock 998 $49.33 $49,226.35
Disclosure

SEC source: 0001140361-18-026522 · doc1.xml · nonDerivative · entry 3

TIMKEN WARD J JR · CIK 0001205047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,997

Read SEC document
May 30, 2018 Filed May 31, 2018 19:49 UTC Tax withholdingCommon Stock 14,907 $48.95 $729,697.65
Disclosure

SEC source: 0001140361-18-026522 · doc1.xml · nonDerivative · entry 2

TIMKEN WARD J JR · CIK 0001205047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,995

Read SEC document
May 30, 2018 Filed May 31, 2018 19:49 UTC GrantCommon Stock 31,150 $16.34 $508,991.00
Disclosure

SEC source: 0001140361-18-026522 · doc1.xml · nonDerivative · entry 1

TIMKEN WARD J JR · CIK 0001205047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,902

Read SEC document
May 08, 2018 Filed May 8, 2018 21:07 UTC GrantCommon Stock (Restricted) · Derivative 2,525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000098362-18-000069 · wf-form4_152581362609600.xml · derivative · entry 2

Crowe Maria A · CIK 0001538603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,525

Underlying: Common Stock · 2,525 shares

Expires 2019-05-08

F2 · derivative.exercise_date: Grant of restricted stock units that vest 100% one year from date of grant.

Read SEC document
May 08, 2018 Filed May 8, 2018 21:07 UTC GrantCommon Stock (Restricted) · Derivative 2,525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000098362-18-000068 · wf-form4_152581361023961.xml · derivative · entry 2

Harrell Elizabeth Ann · CIK 0001712462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,525

Underlying: Common Stock · 2,525 shares

Expires 2019-05-08

F1 · derivative.exercise_date: Grant of restricted stock units that vest 100% one year from date of grant.

Read SEC document
May 08, 2018 Filed May 8, 2018 21:06 UTC GrantCommon Stock (Restricted) · Derivative 2,525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000098362-18-000067 · wf-form4_152581359460042.xml · derivative · entry 2

PALMER JAMES F · CIK 0001013088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,525

Underlying: Common Stock · 2,525 shares

Expires 2019-05-08

F1 · derivative.exercise_date: Grant of restricted stock units that vest 100% one year from date of grant.

Read SEC document
May 08, 2018 Filed May 8, 2018 21:06 UTC GrantCommon Stock (Restricted) · Derivative 2,525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000098362-18-000066 · wf-form4_152581357897043.xml · derivative · entry 2

LUKE JOHN A JR · CIK 0001144935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,525

Underlying: Common Stock · 2,525 shares

Expires 2019-05-08

F2 · derivative.exercise_date: Grant of restricted stock units that vest 100% one year from date of grant.

Read SEC document
May 08, 2018 Filed May 8, 2018 21:06 UTC GrantCommon Stock (Restricted) · Derivative 2,525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000098362-18-000065 · wf-form4_152581352102402.xml · derivative · entry 2

MAPES CHRISTOPHER L · CIK 0001219555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,525

Underlying: Common Stock · 2,525 shares

Expires 2019-05-08

F1 · derivative.exercise_date: Grant of restricted stock units that vest 100% one year from date of grant.

Read SEC document
May 08, 2018 Filed May 8, 2018 21:05 UTC GrantCommon Stock (Restricted) · Derivative 2,525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000098362-18-000064 · wf-form4_152581350492405.xml · derivative · entry 2

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,525

Underlying: Common Stock · 2,525 shares

Expires 2019-05-08

F1 · derivative.exercise_date: Grant of restricted stock units that vest 100% one year from date of grant.

Read SEC document
May 08, 2018 Filed May 8, 2018 21:05 UTC GrantCommon Stock (Restricted) · Derivative 2,525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000098362-18-000063 · wf-form4_152581344283244.xml · derivative · entry 2

RALSTON JOSEPH W · CIK 0001225963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,525

Underlying: Common Stock · 2,525 shares

Expires 2019-05-08

F2 · derivative.exercise_date: Grant of restricted stock units that vest 100% one year from date of grant.

Read SEC document
May 08, 2018 Filed May 8, 2018 21:03 UTC GrantCommon Stock (Restricted) · Derivative 2,525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000098362-18-000062 · wf-form4_152581338013815.xml · derivative · entry 2

SULLIVAN FRANK C · CIK 0001224025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,525

Underlying: Common Stock · 2,525 shares

Expires 2019-05-08

F1 · derivative.exercise_date: Grant of restricted stock units that vest 100% one year from date of grant.

Read SEC document
May 08, 2018 Filed May 8, 2018 21:02 UTC GrantCommon Stock (Restricted) · Derivative 2,525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000098362-18-000061 · wf-form4_152581336329748.xml · derivative · entry 2

WOODS JACQUELINE F · CIK 0001220226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,525

Underlying: Common Stock · 2,525 shares

Expires 2019-05-08

F1 · derivative.exercise_date: Grant of restricted stock units that vest 100% one year from date of grant.

Read SEC document
May 08, 2018 Filed May 9, 2018 21:01 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $16.34 $0.00
Disclosure

SEC source: 0000098362-18-000071 · wf-form4_152589961731232.xml · derivative · entry 5

Fracassa Philip D. · CIK 0001598539 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2020-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 9, 2018 21:01 UTC SaleCommon Stock 3,739 $47.71 $178,387.69
Disclosure

SEC source: 0000098362-18-000071 · wf-form4_152589961731232.xml · nonDerivative · entry 3

Fracassa Philip D. · CIK 0001598539 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,534

F1 · price: This transaction was executed in multiple trades at prices ranging from $47.60 to $47.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 08, 2018 Filed May 9, 2018 21:01 UTC Tax withholdingCommon Stock 1,261 $47.65 $60,086.65
Disclosure

SEC source: 0000098362-18-000071 · wf-form4_152589961731232.xml · nonDerivative · entry 2

Fracassa Philip D. · CIK 0001598539 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,273

Read SEC document
May 08, 2018 Filed May 9, 2018 21:01 UTC Exercise / conversionCommon Stock 5,000 $16.34 $81,700.00
Disclosure

SEC source: 0000098362-18-000071 · wf-form4_152589961731232.xml · nonDerivative · entry 1

Fracassa Philip D. · CIK 0001598539 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 14:29 UTC GrantCommon Stock (Restricted) · Derivative 2,525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022680 · doc1.xml · derivative · entry 7

TIMKEN JOHN M JR · CIK 0001203971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,525

Underlying: Common Stock · 2,525 shares

Expires 2019-05-08

F5 · derivative.exercise_date: Grant of restricted stock units that vest 100% one year from date of grant.

Read SEC document
May 08, 2018 Filed May 10, 2018 14:24 UTC GrantCommon Stock (Restricted) · Derivative 2,525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022677 · doc1.xml · derivative · entry 8

TIMKEN WARD J JR · CIK 0001205047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,525

Underlying: Common Stock · 2,525 shares

Expires 2019-05-08

F5 · derivative.exercise_date: Grant of restricted stock units that vest 100% one year from date of grant.

Read SEC document
May 03, 2018 Filed May 7, 2018 22:34 UTC PurchaseCommon Stock 2,000 $44.85 $89,700.00
Disclosure

SEC source: 0000098362-18-000049 · wf-form4_152573244395122.xml · nonDerivative · entry 1

SULLIVAN FRANK C · CIK 0001224025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,932

Read SEC document
February 22, 2018 Filed Feb 23, 2018 21:16 UTC
Kyle Richard GDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,275 $0.00 Strike: $16.34 $0.00
Disclosure

SEC source: 0000098362-18-000037 · wf-form4_151942054527563.xml · derivative · entry 5

Kyle Richard G · CIK 0001507947 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,275 shares

Expires 2020-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 4,275 stock options granted on 2-8-10 (previously reported on Form 4) that vested in 25% increments per year from the date of grant.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 21:16 UTC
Kyle Richard GDirector · President and CEO
SaleCommon Stock 3,084 $46.74 $144,146.16
Disclosure

SEC source: 0000098362-18-000037 · wf-form4_151942054527563.xml · nonDerivative · entry 3

Kyle Richard G · CIK 0001507947 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,720

Read SEC document
February 22, 2018 Filed Feb 23, 2018 21:16 UTC
Kyle Richard GDirector · President and CEO
Tax withholdingCommon Stock 1,191 $46.73 $55,655.43
Disclosure

SEC source: 0000098362-18-000037 · wf-form4_151942054527563.xml · nonDerivative · entry 2

Kyle Richard G · CIK 0001507947 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,804

Read SEC document
February 22, 2018 Filed Feb 23, 2018 21:16 UTC
Kyle Richard GDirector · President and CEO
Exercise / conversionCommon Stock 4,275 $16.34 $69,853.50
Disclosure

SEC source: 0000098362-18-000037 · wf-form4_151942054527563.xml · nonDerivative · entry 1

Kyle Richard G · CIK 0001507947 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 21:07 UTC SaleCommon Stock 3,350 $45.12 $151,152.00
Disclosure

SEC source: 0000098362-18-000035 · wf-form4_151924721668271.xml · nonDerivative · entry 1

WOODS JACQUELINE F · CIK 0001220226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,878

Read SEC document
February 13, 2018 Filed Feb 15, 2018 00:03 UTC
Chadwick Shelly MarieChief Accounting Officer
Tax withholdingCommon Stock 71 $44.23 $3,140.33
Disclosure

SEC source: 0000098362-18-000031 · wf-form4_151865300325879.xml · nonDerivative · entry 2

Chadwick Shelly Marie · CIK 0001688289 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,846

Read SEC document
February 13, 2018 Filed Feb 15, 2018 00:03 UTC
Chadwick Shelly MarieChief Accounting Officer
GrantCommon Stock 212 $0.00 $0.00
Disclosure

SEC source: 0000098362-18-000031 · wf-form4_151865300325879.xml · nonDerivative · entry 1

Chadwick Shelly Marie · CIK 0001688289 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,917

F1 · security: Represents vesting of 25% of the restricted share units granted on February 13, 2017.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 00:03 UTC
Coughlin Christopher AEVP & Group President
Tax withholdingCommon Stock 401 $44.23 $17,736.23
Disclosure

SEC source: 0000098362-18-000030 · wf-form4_151865298625941.xml · nonDerivative · entry 2

Coughlin Christopher A · CIK 0001508035 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,807

Read SEC document
February 13, 2018 Filed Feb 15, 2018 00:03 UTC
Coughlin Christopher AEVP & Group President
GrantCommon Stock 1,437 $0.00 $0.00
Disclosure

SEC source: 0000098362-18-000030 · wf-form4_151865298625941.xml · nonDerivative · entry 1

Coughlin Christopher A · CIK 0001508035 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,208

F1 · security: Represents vesting of 25% of the restricted share units granted on February 13, 2017.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 00:03 UTC Tax withholdingCommon Stock 284 $44.23 $12,561.32
Disclosure

SEC source: 0000098362-18-000029 · wf-form4_151865296902102.xml · nonDerivative · entry 2

Fracassa Philip D. · CIK 0001598539 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,534

Read SEC document
February 13, 2018 Filed Feb 15, 2018 00:03 UTC GrantCommon Stock 1,018 $0.00 $0.00
Disclosure

SEC source: 0000098362-18-000029 · wf-form4_151865296902102.xml · nonDerivative · entry 1

Fracassa Philip D. · CIK 0001598539 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,818

F1 · security: Represents vesting of 25% of the restricted share units granted on February 13, 2017.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 00:02 UTC
Kyle Richard GDirector · President and CEO
Tax withholdingCommon Stock 1,966 $44.23 $86,956.18
Disclosure

SEC source: 0000098362-18-000028 · wf-form4_151865295137552.xml · nonDerivative · entry 2

Kyle Richard G · CIK 0001507947 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,720

Read SEC document
February 13, 2018 Filed Feb 15, 2018 00:02 UTC
Kyle Richard GDirector · President and CEO
GrantCommon Stock 4,587 $0.00 $0.00
Disclosure

SEC source: 0000098362-18-000028 · wf-form4_151865295137552.xml · nonDerivative · entry 1

Kyle Richard G · CIK 0001507947 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,686

F1 · security: Represents vesting of 25% of the restricted share units granted on February 13, 2017.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 00:02 UTC
Myers Ronald JEVP - Human Resources
Tax withholdingCommon Stock 123 $44.23 $5,440.29
Disclosure

SEC source: 0000098362-18-000027 · wf-form4_151865293381707.xml · nonDerivative · entry 2

Myers Ronald J · CIK 0001674190 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,163

Read SEC document
February 13, 2018 Filed Feb 15, 2018 00:02 UTC
Myers Ronald JEVP - Human Resources
GrantCommon Stock 456 $0.00 $0.00
Disclosure

SEC source: 0000098362-18-000027 · wf-form4_151865293381707.xml · nonDerivative · entry 1

Myers Ronald J · CIK 0001674190 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,286

F1 · security: Represents vesting of 25% of the restricted share units granted on February 13, 2017.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 22:50 UTC
Chadwick Shelly MarieChief Accounting Officer
GrantEmployee Stock Option (right to buy) · Derivative 6,225 $0.00 Strike: $44.65 $0.00
Disclosure

SEC source: 0000098362-18-000023 · wf-form4_151856224198699.xml · derivative · entry 10

Chadwick Shelly Marie · CIK 0001688289 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,225

Underlying: Common Stock · 6,225 shares

Expires 2028-02-12

F7 · derivative.exercise_date: These options will become exercisable in annual 25% increments beginning on February 12, 2019.

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February 12, 2018 Filed Feb 13, 2018 22:50 UTC
Chadwick Shelly MarieChief Accounting Officer
GrantRestricted Share Unit · Derivative 2,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000098362-18-000023 · wf-form4_151856224198699.xml · derivative · entry 9

Chadwick Shelly Marie · CIK 0001688289 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock · 2,400 shares

Expires 2020-12-31

F6 · derivative.exercise_date: Grant of 2,400 performance-based restricted share units subject to certain performance criteria between January 1, 2018 and December 31, 2020.

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February 12, 2018 Filed Feb 13, 2018 22:50 UTC
Chadwick Shelly MarieChief Accounting Officer
GrantRestricted Share Unit · Derivative 975 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000098362-18-000023 · wf-form4_151856224198699.xml · derivative · entry 8

Chadwick Shelly Marie · CIK 0001688289 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 975

Underlying: Common Stock · 975 shares

Expires 2022-02-12

F5 · derivative.exercise_date: Grant of 975 time-based restricted share units that vest 25% per year.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.